HomeMy WebLinkAbout10-08 - ADMIN Resolution - Economic Development Authority - 2010/05/17ST. LOUIS PARK ECONOMIC DEVELOPMENT AUTHORITY
EDA RESOLUTION NO. 10-08
RESOLUTION AWARDING THE SALE OF, AND PROVIDING THE FORM, TERMS,
COVENANTS AND DIRECTIONS FOR THE ISSUANCE OF ITS $21,100,000
TAXABLE TAX INCREMENT REVENUE NOTE, SERIES 2010A
BE IT RESOLVED BY the Board of Commissioners ("Board") of the St. Louis Park
Economic Development Authority (the "Authority") as follows:
Section 1. Authorization: Award of Sale.
1.01. Authorization. The Authority and the City of St. Louis Park have heretofore
approved the establishment of The West End Tax Increment Financing District (the "TIF District")
within Redevelopment Project No. 1 (the "Project"), and have adopted a tax increment financing
plan for the purpose of financing certain improvements within the Project. In connection with the
TIF District, the Authority and City have approved an Amended and Restated Contract for Private
Redevelopment between the Authority and Duke Realty Limited Partnership (the "Agreement").
Pursuant to Minnesota Statutes, Section 469.178, the Authority is authorized to issue and
sell its bonds for the purpose of financing a portion of the public Redevelopment costs of the
Project. Such bonds are payable from all or any portion of revenues derived from the TIF District
and pledged to the payment of the bonds. The Authority hereby finds and determines that it is in
the best interests of the Authority that it issue and sell its Taxable Tax Increment Revenue Note in
the maximum principal amount of $21,100,000 (the "Note") for the purpose of financing certain
public redevelopment costs of the Project.
1.03. Issuance Sale. and Terms of the Note. The Authority hereby delegates to the
Executive Director the determination of the date on which the Note is to be delivered, in accordance
with the Agreement. The Note shall be issued to Duke Realty Limited Partnership ("Owner"). The
Note shall be dated as of the date of delivery, shall mature no later than February 1, 2031 and shall
bear interest at the rate of 6.75 percent per annum from the date of issue of the Note to the earlier of
maturity or prepayment. The Note is issued in accordance with Section 7.5 of the Agreement.
Section 2. Form of Note. The Note shall be in substantially the following form, with the
blanks to be properly filled in and the principal amount and payment schedule adjusted as of the
date of issue:
EDA Resolution No. 10-08 -2-
UNITED STATE OF AMERICA
STATE OF MINNESOTA
COUNTY OF HENNEPIN
ST. LOUIS PARK ECONOMIC DEVELOPMENT AUTHORITY
No. R-1 $21,100,000
TAXABLE TAX INCREMENT REVENUE NOTE
SERIES 2010A
Date
Rate of Original Issue
6.75% 20
The St. Louis Park Economic Development Authority ("Authority") for value received,
certifies that it is indebted and hereby promises to pay to Duke Realty Limited Partnership or
registered assigns (the "Owner"), solely from the sources and in the manner hereinafter provided, the
principal sum of $21,100,000 (the "Principal Amount"), together with interest on the unpaid
balance thereof accrued from the date of original issue hereof at the rate of 6.75 percent per annum
(the "Stated Rate"). This Note is given in accordance with that certain Amended and Restated
Contract for Private Redevelopment between the Issuer and Duke Realty Limited Partnership, dated
as of May 17, 2010 (the "Agreement") and the authorizing resolution (the "Resolution") duly
adopted by the Authority on May 17, 2010. Capitalized terms used and not otherwise defined
herein have the meaning provided for such terms in the Agreement unless the context clearly
requires otherwise.
1. Payments. Principal and interest ("Payments") shall be paid on August 1, 2011 and
each February 1 and August 1 thereafter to and including February 1, 2031 ("Payment Dates") in
the amounts and solely from the sources set forth in Section 3 herein. Payments shall be applied first
to accrued interest, and then to unpaid principal.
Payments are payable by mail to the address of the Owner or such other address as the
Owner may designate upon 30 days written notice to the Authority. Payments on this Note are
payable in any coin or currency of the United States of America which, on the Payment Date, is legal
tender for the payment of public and private debts.
2. Interest. Interest accruing from the date of issue of this Note through and including
February 1, 2031 will be compounded semiannually on February 1 and August I of each year and
added to principal. Interest shall be computed on the basis of a year of 360 days and twelve 30 -day
months.
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3. Available Tax Increment. All payments on this Note are payable on each Payment
Date solely from and in the amount of the "Available Tax Increment," which means, on each
Payment Date, 95 percent of the Tax Increment attributable to the Redevelopment Property as
defined in the Agreement that is paid to the Authority by Hennepin County in the six months
preceding the Payment Date, after payment or provision for payment on such Payment Date of
principal and interest then due on any outstanding Senior TIF Bonds (as defined in the Agreement).
The Authority shall have no obligation to pay principal of and interest on this Note on each
Payment Date from any source other than Available "fax Increment. Notwithstanding anything to
the contrary herein or in the Agreement, no payments will be made on this Note until all Use
Agreements with respect to Phase IIA (as defined in Section 4.1(c) of the Agreement), and the
REMA with respect to Phase IIA (as defined in Section 4.8 of the Agreement), have been executed in
full.
4. Default. Upon an Event of Default by the Redeveloper under the Agreement, the
Authority may exercise the remedies with respect to this Note described in Article IX of the
Agreement, the terms of which are incorporated herein by reference.
5. Optional Prepayment. (a) The principal sum and all accrued interest payable under
this Note is prepayable in whole or in part at any time by the Authority without premium or
penalty. If the Authority prepays the Note in part, the prepayment will be applied first to accrued
interest and then to the outstanding principal amount of the Note. Ten days' prior notice of any
such prepayment shall be given by first -call mail by the Registrar to the registered owner of the Note.
No partial prepayment shall affect .the amount or timing of any other regular Payment otherwise
required to be made under this Note.
(b) The Note may be deemed prepaid in whole or in part in accordance with Section 7.7
of the Agreement. Upon any such prepayment, the Authority will deliver to the Owner a statement
of the amount applied to prepayment under Section 7.7 and the outstanding principal balance of the
Note after application of the deemed prepayment. Any deemed prepayment under this paragraph
will be applied under the same procedures described in paragraph (a) above.
6. Nature of Obligation. This Note is one of an issue in the total principal amount of
$21,100,000 issued to aid in financing certain public redevelopment costs and administrative costs
of a Redevelopment Project undertaken by the Authority pursuant to Minnesota Statutes, Sections
469.001 through 469.047, as amended and is issued pursuant to the Resolution, and pursuant to
and in full conformity with the Constitution and laws of the State of Minnesota, including
Minnesota Statutes, Sections 469.174 to 469.1799, as amended. This Note is a limited obligation
of the Authority which is payable solely from the revenues pledged to the payment hereof under the
Resolution. This Note and the interest hereon shall not be deemed to constitute a general obligation
of the State of Minnesota or any political subdivision thereof, including, without limitation, the
Authority. Neither the State of Minnesota, nor any political subdivision thereof shall be obligated to
pay the principal of or interest on this Note or other costs incident hereto except from and to the
extent of the revenues pledged hereto, and neither the full faith and credit nor the taxing power of
the State of Minnesota or any political subdivision thereof is pledged to the payment of the principal
of or interest on this Note or other costs incident hereto.
EDA Resolution No. 10-08 -4-
7. Registration and Transfer. This Note is issuable only as a fully registered note
without coupons. As provided in the Resolution, and subject to certain limitations set forth therein,
this Note is transferable upon the books of the Authority kept for that purpose at the principal office
of the City Finance Director, by the Owner hereof in person or by such Owner's attorney duly
authorized in writing, upon surrender of this Note together with a written instrument of transfer
satisfactory to the Authority, duly executed by the Owner. Upon such transfer or exchange and the
payment by the Owner of any tax, fee, or governmental charge required to be paid by the Authority
with respect to such transfer or exchange, there will be issued in the name of the transferee a new
Note of the same aggregate principal amount, bearing interest at the same rate and maturing on the
same dates.
This Note shall not be transferred to any person unless the Authority has been provided with
an opinion of counsel or a certificate of the transferor, in a form satisfactory to the Authority, that
such transfer is exempt from registration and prospectus delivery requirements of federal and
applicable state securities laws.
IT IS HEREBY CERTIFIED AND RECITED that all acts, conditions, and things required
by the Constitution and laws of the State of Minnesota to be done, to exist, to happen, and to be
performed in order to make this Note a valid and binding limited obligation of the Authority
according to its terms, have been done, do exist, have happened, and have been performed in due
form, time and manner as so required.
IN WITNESS WHEREOF, the Board of Commissioners of the St. Louis Park Economic
Development Authority have caused this Note to be executed with the manual signatures of its
President and Executive Director, all as of the Date of Original Issue specified above.
ST. LOUIS PARK ECONOMIC DEVELOPMENT AUTHORITY
Executive Director President
EDA Resolution No. 10-08 -5-
REGISTRATION PROVISIONS
The ownership of the unpaid balance of the within Note is registered in the bond register of
the City Finance Director, in the name of the person last listed below.
Date of Registration Registered Owner Signature of
City Finance Director
Duke Realty Limited
Partnership
Federal Tax I.D. No.
2010
Section 3. Terms Execution and Delivery.
3.01. Denomination, Pament. The Note shall be issued as a single typewritten note
numbered R-1.
The Note shall be issuable only in fully registered form. Principal of and interest on the
Note shall be payable by check or draft issued by the Registrar described herein.
3.02. Dates; Interest Payment Dates. Principal of and interest on the Note shall be payable
by mail to the owner of record thereof as of the close of business on the fifteenth day of the month
preceding the Payment Date, whether or not such day is a business day.
3.03. Registration. The Authority hereby appoints the City Finance Director to perform
the functions of registrar, transfer agent and paying agent (the "Registrar"). The effect of registration
and the rights and duties of the Authority and the Registrar with respect thereto shall be as follows:
(a) Regi _sten. The Registrar shall keep at its office a bond register in which the Registrar
shall provide for the registration of ownership of the Note and the registration of transfers and
exchanges of the Note.
(b) Transfer of Note. Upon surrender for transfer of the Note duly endorsed by the
registered owner thereof or accompanied by a written instrument of transfer, in form reasonably
satisfactory to the Registrar, duly executed by the registered owner thereof or by an attorney duly
authorized by the registered owner in writing, the Registrar shall authenticate and deliver, in the
name of the designated transferee or transferees, a new Note of a like aggregate principal amount and
maturity, as requested by the transferor. Notwithstanding the foregoing, the Note shall not be
transferred to any person unless the Authority has been provided with an opinion of counsel or a
certificate of the transferor, in a form satisfactory to the Authority, that such transfer is exempt from
registration and prospectus delivery requirements of federal and applicable state securities laws. The
Registrar may close the books for registration of any transfer after the fifteenth day of the month
preceding each Payment Date and until such Payment Date.
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(c) Cancellation. The Note surrendered upon any transfer shall be promptly cancelled
by the Registrar and thereafter disposed of as directed by the Authority.
(d) Improper or Unauthorized Transfer. When the Note is presented to the Registrar
for transfer, the Registrar may refuse to transfer the same until it is satisfied that the endorsement on
such Note or separate instrument of transfer is legally authorized. The Registrar shall incur no
liability for its refusal, in good faith, to make transfers which it, in its judgment, deems improper or
unauthorized.
(e) Persons Deemed Owners. The Authority and the Registrar may treat the person in
whose name the Note is at any time registered in the bond register as the absolute owner of the
Note, whether the Note shall be overdue or not, for the purpose of receiving payment of, or on
account of, the principal of and interest on such Note and for all other purposes, and all such
payments so made to any such registered owner or upon the owner's order shall be valid and
effectual to satisfy and discharge the liability of the Authority upon such Note to the extent of the
sum or sums so paid.
(f) Taxes, Fees and Charges. For every transfer or exchange of the Note, the Registrar
may impose a charge upon the owner thereof sufficient to reimburse the Registrar for any tax, fee, or
other governmental charge required to be paid with respect to such transfer or exchange.
(g) Mutilated, Lost, Stolen or Destroyed Note. In case any Note shall become mutilated
or be lost, stolen, or destroyed, the Registrar shall deliver a new Note of like amount, maturity dates
and tenor in exchange and substitution for and upon cancellation of such mutilated Note or in lieu
of and in substitution for such Note lost, stolen, or destroyed, upon the payment of the reasonable
expenses and charges of the Registrar in connection therewith; and, in the case the Note lost, stolen,
or destroyed, upon filing with the Registrar of evidence satisfactory to it that such Note was lost,
stolen, or destroyed, and of the ownership thereof, and upon furnishing to the Registrar of an
appropriate bond or indemnity in form, substance, and amount satisfactory to it, in which both the
Authority and the Registrar shall be named as obligees. The Note so surrendered to the Registrar
shall be cancelled by it and evidence of such cancellation shall be given to the Authority. If the
mutilated, lost, stolen, or destroyed Note has already matured or been called for redemption in
accordance with its terms, it shall not be necessary to issue a new Note prior to payment.
3.04. Preparation and Delive -x. The Note shall be prepared under the direction of the
Executive Director and shall be executed on behalf of the Authority by the signatures of its President
and Executive Director. In case any officer whose signature shall appear on the Note shall cease to
be such officer before the delivery of the Note, such signature shall nevertheless be valid and
sufficient for all purposes, the same as if such officer had remained in office until delivery. When the
Note has been so executed, it shall be delivered by the Executive Director to the Owner thereof in
accordance with the Agreement.
Section 4. Security Provisions.
4.01. Pledge. The Authority hereby pledges to the payment of the principal of and interest
on the Note Available Tax Increment under the terms and as defined in the Note. The pledge of
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Available Tax Increment is subordinate to the pledge of such revenue to any outstanding Senior TIF
Bonds, Available Tax Increment shalt be applied to payment of the principal of and interest on the
Note in accordance with the terms of the form of Note set forth in Section 2 of this resolution.
4.02. Bond Fund. Until the date the Note is no longer outstanding and no principal
thereof or interest thereon (to the extent required to be paid pursuant to this resolution) remains
unpaid, the Authority shall maintain a separate and special "Bond Fund" to be used for no purpose
other than the payment of the principal of and interest on the Note. The Authority irrevocably
agrees to appropriate to the Bond Fund in each year Available Tax Increment in the amount
necessary to pay principal and interest when due on the Note. Any Available Tax Increment
remaining in the Bond Fund shall be transferred to the Authority's account for the TIF District
upon termination of the Note in accordance with its terms.
4,03. Additional Bonds. If the Authority issues any bonds or notes secured by Available Tax
Increment (other than the Senior TIF Bonds described in the Agreement), such additional bonds or
notes are subordinate to the Note in all respects.
Section 5. Certification of Proceedines.
5.01. Certification of Proceedings. The officers of the Authority are hereby authorized and
directed to prepare and furnish to the Owner of the Note certified copies of all proceedings and
! records of the Authority, and such other affidavits, certificates, and information as may be required
1 to show the facts relating to the legality and marketability of the Note as the same appear from the
books and records under their custody and control or as otherwise known to them, and all such
certified copies, certificates, and affidavits, including any heretofore furnished, shall be deemed
representations of the Authority as to the facts recited therein.
Section 6. Effective Date. This resolution shall be effective upon approval.
for Administration: Adopted by the Economic Development Authority
May 17, 2010
111K_ h
Attest:
Secretary ��