HomeMy WebLinkAbout08-095 - ADMIN Resolution - City Council - 2008/07/21,A)
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CITY OF ST. LOUIS PARK, MINNESOTA
RESOLUTION NO. 08-095
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ST. LOUIS
PARK, MINNESOTA, AUTHORIZING THE ISSUANCE, SALE, AND
DELIVERY OF ITS REVENUE REFUNDING BONDS FOR THE
BENEFIT OF PARK NICOLLET HEALTH SERVICES, PARK NICOLLET
METHODIST HOSPITAL, PARK NICOLLET INSTITUTE, PARK
NICOLLET CLINIC, PNMC HOLDINGS, AND PARK NICOLLET
HEALTH CARE PRODUCTS; PAYABLE SOLELY FROM REVENUES
PLEDGED PURSUANT TO THE INDENTURE; APPROVING THE
FORM OF AND AUTHORIZING THE EXECUTION AND DELIVERY
OF THE REVENUE REFUNDING BONDS AND RELATED
DOCUMENTS; AND PROVIDING FOR THE SECURITY, RIGHTS, AND
REMEDIES WITH RESPECT TO THE REVENUE REFUNDING BONDS
WHEREAS, the City of St. Louis Park, Minnesota (the "City"), is a home rule city and
political subdivision duly organized and existing under its Charter and the Constitution and laws of
the State of Minnesota; and
WHEREAS, pursuant to the Minnesota Statutes, Sections 469.152-469.165, as amended
(the "Act"), the City is authorized to issue revenue bonds for the following purposes: (i) to finance,
in whole or in part, the cost of the acquisition, construction, reconstruction, improvement,
betterment or extension of a project, defined in the Act as any properties, real or personal, used or
useful in connection with a revenue producing enterprise; and (ii) to refund, in whole or in part,
bonds previously issued by the City under the authority of the Act and interest on such bonds; and
WHEREAS, Park Nicollet Health Services, a Minnesota nonprofit corporation, Park
Nicollet Methodist Hospital, a Minnesota nonprofit corporation, Park Nicollet Institute, a
Minnesota nonprofit corporation, Park Nicollet Clinic, a Minnesota association that has elected to
be treated as a nonprofit corporation, PNMC Holdings, a Minnesota nonprofit corporation, and
Park Nicollet Health Care Products, a Minnesota nonprofit corporation (collectively, the "Obligated
Group"), submitted an application to the City requesting the issuance by the City of revenue
refunding bonds pursuant to the Act, and the terms of an Indenture of Trust, dated as of August 1,
2008 (the "Indenture") between the City and' Wells Fargo Bank, National Association (the
"Trustee") for the purposes of loaning the proceeds derived from the sale of the Series 2008C Bonds
to the Obligated Group pursuant to the terms of a Loan Agreement, dated as of August 1, 2008 (the
"Loan Agreement"), between the Obligated Group and the City, the proceeds of such loan to be
applied to the refunding of the Health Care Facilities Revenue Bonds (Park Nicollet Health
Services), Series 2003A Periodic Auction Reset Securities (PARS) (the "Prior Bonds"), issued by the
City on November 13, 2003, in the original aggregate principal amount of $231,525,000; and
WHEREAS, the Prior Bonds were issued: (i) to finance (a) the construction and equipping
of a Heart and Vascular Center at Park Nicollet Methodist Hospital located at 6500 Excelsior
Boulevard in the City, the construction of a parking ramp and other improvements at Park Nicollet
Methodist Hospital, the construction of public infrastructure improvements with respect to the
foregoing, and the acquisition and installation of equipment for Park Nicollet Methodist Hospital,
and (b) the acquisition and installation of a computed tomography scanner ("CT Scanner") at the
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facilities of the Obligated Group located at 1400 Fairview Drive in the City of Burnsville,
Minnesota, a CT Scanner at the facilities of the Obligated Group located at 15800 95th Avenue
North in the City of Maple Grove, Minnesota, and a CT Scanner and a magnetic resonance imaging
scanner ("MRI Scanner") at the facilities of the Obligated Group located at 250 North Central
Avenue in the City of Wayzata, Minnesota (collectively, the "Project"); and (ii) to redeem and
prepay the outstanding principal amount of (A) the Hospital Facilities Refunding Revenue Bonds
(Park Nicollet Methodist Hospital Project), Series 1990-B, issued by the City on
November 15, 1990, (B) the Health Care Facilities Revenue Bonds (HealthSystem Minnesota
Obligated Group), Series 1993A (Fixed Rate), issued by the City on September 30, 1993, (C) the
Health Care Facilities Revenue Bonds (HealthSystem Minnesota Obligated Group), Series 1993B
(Variable Auction Rate), issued by the City on September 30, 1993; and (D) the Health Care
Facilities Revenue Bonds (HealthSystem Minnesota Obligated Group), Series 1993C (Inverse
Variable Auction Rate), issued by the City on September 30, 1993; and (iii) to fund a reserve fund
to secure the payment of the principal of and interest on the Prior Bonds, to pay the costs of issuing
the Prior Bonds, and to pay certain financing costs related to the Prior Bonds; and
WHEREAS, the Obligated Group has requested that the City issue revenue bonds to be
designated the Health Care Facilities Revenue Refunding Bonds (Park Nicollet Health Services),
Series 2008C (the "Series 2008C Bonds"), subject to such changes in such designation as elected by
the Obligated Group with the consent of the City, in an original aggregate principal amount not to
exceed $250,000,000, to be issued as uninsured, fixed-rate revenue bonds of the City; and
WHEREAS, the proceeds of the Series 2008C Bonds are to be applied to the defeasance,
redemption and prepayment of the Prior Bonds, funding required reserves, the payment of the costs
of issuing the Series 2008C Bonds, and the payment of certain financing costs with respect to the
Series 2008C Bonds; and
WHEREAS, in consideration of the loan by the City of the proceeds of the Series 2008C
Bonds to the Obligated Group and to secure the payment of the principal of, premium, if any, and
interest on the Series 2008C Bonds when due, the Obligated Group will issue and deliver to the
City its Series 2008C Obligation pursuant to a Supplemental Indenture, dated on or after August 1,
2008, pursuant to a Master Trust Indenture, dated as of November 1, 2003, as amended (the
"Master Indenture"), between the Obligated Group and Wells Fargo Bank, National Association,
which will be in the same aggregate principal amount and bear interest at the same rates as the Series
2008C Bonds, will have redemption provisions corresponding to those of the Series 2008C Bonds,
and will be payable in installments equal to the maturities and mandatory redemptions of the Series
2008C Bonds; and
WHEREAS, the loan repayments required to be made by the Obligated Group under the
terms of the Loan Agreement will be assigned to the Trustee under the terms of the Indenture and
the Series 2008C Obligation will be assigned by the City to the Trustee under the terms of the
Indenture; and
WHEREAS, the Series 2008C Bonds and the interest and any premium on the Series
2008C Bonds: (i) shall be payable solely from the revenues pledged therefor; (ii) shall not constitute
a debt of the City within the meaning of any constitutional or statutory limitation; (iii) shall not
constitute nor give rise to a pecuniary liability of the City or a charge against its general credit or
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taxing powers; and (iv) shall not constitute a charge, lien, or encumbrance, legal or equitable, upon
any property of the City other than the City's interest in the Loan Agreement and the Series 2008C
Obligation; and
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF ST. LOUIS PARK, MINNESOTA, AS FOLLOWS:
1. The City acknowledges, finds, determines, and declares that: (i) the issuance of the
Series 2008C Bonds is authorized by the Act; (ii) the application of the proceeds of the Series 2008C
Bonds to the defeasance, prepayment and redemption of the Prior Bonds, the funding of required
reserves, the payment of the costs of issuing the Series 2008C Bonds, and the payment of certain
expenses incurred in connection with the issuance of the Series 2008C Bonds is consistent with and
furthers the purposes of the Act; and (ii) the facilities refinanced with the proceeds of the Series
2008C Bonds constitute a "project" within the meaning of Section 469.153, subdivision 2(b) and
(d), of the Act.
2. For the purposes set forth above, there is hereby authorized the issuance, sale and
delivery of the Series 2008C Bonds in one or more series in the maximum principal amount not to
exceed $250,000,000. The Series 2008C Bonds shall bear interest at fixed rates and shall be
designated, shall be numbered, shall be dated, shall mature, shall be subject to redemption prior to
maturity, shall be in such form, and shall have such other terms, details, and provisions as are
prescribed in the Indenture, in the form now on file with the City, with the amendments referenced
herein. The City hereby authorizes the Series 2008C Bonds to be issued as "tax-exempt bonds" the
interest on which is not includable in gross income for federal and State of Minnesota income tax
purposes.
All of the provisions of the Series 2008C Bonds, when executed as authorized herein, shall be
deemed to be a part of this resolution as fully and to the same extent as if incorporated verbatim
herein and shall be in full force and effect from the date of execution and delivery thereof. The
Series 2008C Bonds shall be substantially in the form or forms set forth in the Indenture, which
form or forms are hereby approved, with such necessary and appropriate variations, omissions and
insertions (including changes to the name of the Series 2008C Bonds, the aggregate principal
amount of the Series 2008C Bonds, the stated maturities of the Series 2008C Bonds and the
maturity dates of the Series 2008C Bonds, the interest rates on the Series 2008C Bonds, and the
terms of optional and mandatory redemption of the Series 2008C Bonds) as the Mayor of the City
and the City Manager of the City (the "Mayor" and "City Manager"), in their discretion, shall
determine. The execution of the Series 2008C Bonds with the manual or facsimile signatures of the
Mayor and the City Manager and the delivery of the Series 2008C Bonds by the City shall be
conclusive evidence of such determination.
3. The Series 2008C Bonds shall be special limited obligations of the City the proceeds
of which shall be disbursed pursuant to the terms of the Indenture and the Loan Agreement, and the
principal, premium, and interest on the Series 2008C Bonds shall be payable solely from the
proceeds of the Series 2008C Bonds, the revenues derived from the Obligated Group pursuant to
the terms of the Loan Agreement and the Series 2008C Obligation, and other funds pledged
pursuant to the Indenture. The Series 2008C Bonds shall also be secured by the Bond Reserve Fund
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established by the terms of the Indenture and funded with a portion of the proceeds of the Series
2008C Bonds (the "Bond Reserve Fund").
4. The City Council of the City hereby authorizes and directs the Mayor and the City
Manager to execute and deliver the Indenture, and to deliver to the Trustee the Indenture, and
hereby authorizes and directs the execution of the Series 2008C Bonds in accordance with the terms
of the Indenture, and hereby provides that the Indenture shall provide the terms and conditions,
covenants, rights, obligations, duties and agreements of the owners of the Series 2008C Bonds, the
City and the Trustee as set forth therein.
All of the provisions of the Indenture, when executed as authorized herein, shall be deemed
to be a part of this resolution as fully and to the same extent as if incorporated verbatim herein and
shall be in full force and effect from the date of execution and delivery thereof. The Indenture shall
be substantially in the form on file with the City, which is hereby approved, with such necessary and
appropriate variations, omissions and insertions as do not materially change the substance thereof, or
as the Mayor and the City Manager, in their discretion, shall determine, and the execution and
delivery thereof by the Mayor and the City Manager shall be conclusive evidence of such
determination.
5. The Mayor and City Manager are hereby authorized and directed to execute and
deliver the Loan Agreement, the Purchase Contract, dated on or after July 15, 2008 (the "Purchase
Contract"), between Wells Fargo Brokerage Services, LLC and Morgan Stanley & Co. Incorporated
(the "Underwriters") and the City, and the Letter of Representations and Indemnification, dated on
or after July 15, 2008 (the "Letter of Representations"), between the City, the Underwriters, and the
Obligated Group. All of the provisions of the Loan Agreement, the Purchase Contract, and the
Letter of Representations, when executed and delivered as authorized herein, shall be deemed to be a
part of this resolution as fully and to the same extent as if incorporated verbatim herein and shall be
in full force and effect from the date of execution and delivery thereof. The Loan Agreement, the
Purchase Contract, and the Letter of Representations shall be substantially in the forms on file with
the City which are hereby approved, with such omissions and insertions as do not materially change
the substance thereof, or as the Mayor and the City Manager, in their discretion, shall determine,
and the execution thereof by the Mayor and the City Manager shall be conclusive evidence of such
determination.
6. The Trustee is hereby appointed as the initial Bond Registrar with respect to the
Series 2008C Bonds.
7. The Mayor and City Manager of the City are hereby authorized to execute and
deliver, on behalf of the City, such other documents as are necessary or appropriate in connection
with the issuance, sale, and delivery of the Series 2008C Bonds, including one or more certificates of
the City, an endorsement to the Obligated Group's Tax Certificate, an Information Return for Tax -
Exempt Private Activity Bond Issues, Form 8038, and all other documents and certificates as shall be
necessary and appropriate in connection with the issuance, sale, and delivery of the Series 2008C
Bonds. The City hereby approves the execution and delivery by the Trustee of the Indenture and all
other instruments, certificates, and documents prepared in conjunction with the issuance of the
Series 2008C Bonds that require execution by the Trustee. The City hereby authorizes Kennedy &
Graven, Chartered, as bond counsel of the City, to prepare, execute, and deliver its approving legal
opinion with respect to the Series 2008C Bonds.
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8. The City has not participated and will not participate in the preparation of the
Official Statement relating to the offer and sale of the Series 2008C Bonds (the "Official Statement")
except for information regarding the City to be set forth in the Official Statement under captions
entitled "The City" and "Litigation—The City" (collectively, the "City Information"). The City has
not made and will not make any independent investigation with respect to the information
contained in the Official Statement (except for the City Information), including the appendices
thereto, and the City assumes no responsibility for the sufficiency, accuracy, or completeness of such
information. Subject to the foregoing, the City hereby consents to the distribution and the use by
the Underwriter in connection with the sale of the Series 2008C Bonds of the Official Statement, in
the form on file with the City. The Official Statement is the sole material consented to by the City
for use in connection with the offer and sale of the Series 2008C Bonds. The City hereby approves
the Continuing Disclosure Agreement, dated on or after August 1, 2008 (the "Continuing
Disclosure Agreement"), to be executed and delivered by the Obligated Group and the Trustee, in
the form now on file with the City.
9. Except as otherwise provided in this resolution, all rights, powers and privileges
conferred and duties and liabilities imposed upon the City or the City Council by the provisions of
this resolution or of the aforementioned documents shall be exercised or performed by the City or by
such members of the City Council, or such officers, board, body or agency thereof as may be
required or authorized by law to exercise such powers and to perform such duties.
No covenant, stipulation, obligation or agreement herein contained or contained in the
aforementioned documents shall be deemed to be a covenant, stipulation, obligation or agreement of
any member of the City Council of the City, or any officer, agent or employee of the City in that
person's individual capacity, and neither the City Council of the City nor any officer or employee
executing the Series 2008C Bonds shall be liable personally on the Series 2008C Bonds or be subject
to any personal liability or accountability by reason of the issuance thereof.
No provision, covenant or agreement contained in the aforementioned documents, the
Series 2008C Bonds or in any other document relating to the Series 2008C Bonds, and no
obligation therein or herein imposed upon the City or the breach thereof, shall constitute or give rise
to any pecuniary liability of the City or any charge upon its general credit or taxing powers. In
making the agreements, provisions, covenants and representations set forth in such documents, the
City has not obligated itself to pay or remit any funds or revenues, other than funds and revenues
derived from the Loan Agreement and the Series 2008C Obligation which are to be applied to the
payment of the Series 2008C Bonds, as provided therein and in the Indenture.
10. Except as herein otherwise expressly provided, nothing in this resolution or in the
aforementioned documents expressed or implied, is intended or shall be construed to confer upon
any person or firm or corporation, other than the City or any holder of the Series 2008C Bonds
issued under the provisions of this resolution, any right, remedy or claim, legal or equitable, under
and by reason of this resolution or any provisions hereof, this resolution, the aforementioned
documents and all of their provisions being intended to be and being for the sole and exclusive
benefit of the City and any holder from time to time of the Series 2008C Bonds issued under the
provisions of this resolution.
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11. In case any one or more of the provisions of this resolution, other than the provisions
contained in the first sentence of Section 3 hereof, or of the aforementioned documents, or of the
Series 2008C Bonds issued hereunder shall for any reason be held to be illegal or invalid, such
illegality or invalidity shall not affect any other provision of this resolution, or of the aforementioned
documents, or of the Series 2008C Bonds, but this resolution, the aforementioned documents, and
the Series 2008C Bonds shall be construed and endorsed as if such illegal or invalid provisions had
not been contained therein.
12. The Series 2008C Bonds, when executed and delivered, shall contain a recital that
they are issued pursuant to the Act, and such recital shall be conclusive evidence of the validity of the
Series 2008C Bonds and the regularity of the issuance thereof, and that all acts, conditions, and
things required by the laws of the State of Minnesota relating to the adoption of this resolution, to
the issuance of the Series 2008C Bonds, and to the execution of the aforementioned documents to
happen, exist and be performed precedent to the execution of the aforementioned documents have
happened, exist and have been performed as so required by law.
13. The officers of the City, bond counsel, other attorneys, engineers, and other agents
or employees of the City are hereby authorized to do all acts and things required of them by or in
connection with this resolution, the aforementioned documents, and the Series 2008C Bonds for the
full, punctual and complete performance of all the terms, covenants and agreements contained in the
Series 2008C Bonds, the aforementioned documents and this resolution. In the event that for any
reason the Mayor of the City is unable to carry out the execution of any of the documents or other
acts provided herein, any persons delegated the duties of the Mayor shall be authorized to act in the
capacity of the Mayor and undertake such execution or acts on behalf of the City with full force and
effect, which execution or acts shall be valid and binding on the City. If for any reason the City
Manager of the City is unable to execute and deliver the documents referred to in this Resolution,
such documents may be executed by any person delegated the duties of the City Manager, with the
same force and effect as if such documents were executed and delivered by the City Manager of the
City.
14. The City understands that the Obligated Group will pay directly or through the City
an a • all costs paid or incurred by the City in connection with the transactions authorized by this
r:.oluti. n, whether or not the Series 2008C Bonds are issued.
. This resolution shall be in full force and effect from and after its passage.
Revi
Administration:
Ci
Attest:
City Clerk aC
Ado. -lithe City Council July 21, 2008
Mayor