HomeMy WebLinkAbout98-148 - ADMIN Resolution - City Council - 1998/11/02RESOLUTION NO. 98- 98-148
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ST. LOUIS PARK,
MINNESOTA (THE "ISSUER") AUTHORIZING THE ISSUANCE, SALE AND
DELIVERY OF THE ISSUER'S MULTIFAMILY HOUSING REVENUE
REFUNDING BONDS (GNMA COLLATERALIZED MORTGAGE LOAN - PARK
RIDGE APARTMENTS) SERIES 1998A AND SERIES 1998B (TAXABLE) (THE
"BONDS"), WHICH BONDS AND THE INTEREST AND ANY PREMIUM
THEREON SHALL BE PAYABLE SOLELY FROM THE REVENUES AND O1HER
FUNDS PLEDGED PURSUANT TO THE INDENTURE OF TRUST; APPROVING
THE FORM OF AND AUTHORIZING THE EXECUTION AND DELIVERY OF AN
INDENTURE OF TRUST, A BOND PURCHASE AGREEMENT, A FINANCING
AGREEMENT AND A REGULATORY AGREEMENT; APPROVING THE FORMS
OF AND AUTHORIZING THE EXECUTION AND DELIVERY OF THE BONDS;
AND PROVIDING FOR THE SECURITY, RIGHTS AND REMEDIES OF THE
HOLDER OF SAID BONDS
WHEREAS, the City of St Louis Park, Minnesota (the "Issuer") is a home -rule charter
city duly organized and existing under its home rule charter (its "Charter") and the Constitution
and laws of the State of Minnesota, and
WHEREAS, pursuant to the Constitution and laws of the State of Minnesota, particularly
Minnesota Statutes, Chapters 462A and 462C, as amended (the "Acts"), the Issuer is authorized
to carry out the public purposes described therein and contemplated thereby by issuing its revenue
bonds to defray, in whole or in part, the development costs of a multifamily rental housing
development, and by entering into any agreements made in connection therewith and pledging
them as security for the payment of the principal of and interest on any such revenue bonds, and
WHEREAS, pursuant to the Acts, the Issuer is authorized to issue bonds to refund bonds
previously issued to defray in whole or in part the development costs of a multifamily housing
rental development, and
WHEREAS, pursuant to its Charter, the Issuer is authorized to issue bonds to provide
funds for any public purpose not prohibited by law, and
WHEREAS, the Issuer has developed a Housing Plan by Resolution No 6386 dated
October 2, 1979, pursuant to and in conformity with the Acts (the "Housing Plan"), after public
hearing thereon and after one publication of notice in a newspaper circulating generally in the City
at least thirty (30) days before the date of the hearing, as required by the Acts, and
WHEREAS, the Issuer, by the passage of Resolution No 7086 dated March 15, 1982,
amended its Housing Plan to include a multifamily rental housing bond program, and
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WHEREAS, the Housing Plan, as amended, was submitted on April 8, 1982 to the
Metropolitan Council, which reviewed the Housing Plan and forwarded its comments to the
Issuer on April 13, 1982, which comments were reviewed and discussed by the Issuer, and
WHEREAS, the Issuer, by passage of Resolution No 84-210 on December 17, 1984,
adopted a program amendment to the Housing Plan (the "Program") for the Project described
below pursuant to and in conformity with the Acts after public hearing thereon and after one
publication of notice in a newspaper circulating generally in the City at least fifteen (15) days
before the date of the hearing, as required by the Act, and
WHEREAS, the Program was subsequently submitted to the Minnesota Housing Finance
Agency which then reviewed the Program and application and determined it to be complete as of
January 30, 1985 The Minnesota Housing Finance Agency did not reject the Program within the
30 -day period provided by the Act, and
WHEREAS, to provide a means of financing the cost of a multifamily rental housing
development to provide decent, safe and sanitary housing for low and moderate income residents
of the Issuer at rents they can afford, and further (1) to provide for and promote the public health,
safety, morals and welfare, (2) to provide for the efficient and well-planned urban growth and
development, including the elimination and prevention of potential urban blight, and the proper
coordination of industrial facilities with the public services, mass transportation and multifamily
housing developments, and (3) to assist persons of low and moderate income in obtaining safe and
sanitary housing at rents which they can afford, which constitute valid public purposes for the
issuance of revenue bonds under the Acts, the Issuer developed a program with respect to (i) the
issuance by the Issuer of its Mortgage Revenue Bonds (Park Ridge Apartments Project), Series
1985 (the "1985 Bonds") in the aggregate principal amount of $2,455,000, and (ii) the use of the
1985 Bond proceeds by the Issuer to provide for funding of a loan to Park Ridge Associates
Limited Partnership, a Minnesota limited partnership (the "Borrower"), to permanently finance
construction of a multifamily rental housing development located in the City (the "Project"), and
WHEREAS, the Issuer has proposed to refinance the Project under its Charter and the
Act by the issuance of its Multifamily Housing Revenue Refunding Bonds (GNMA Collateralized
Mortgage Loan - Park Ridge Apartments) Series 1998A and Series 1998B (Taxable) (the
"Bonds") under this resolution, and
WHEREAS, the Bonds will be issued under an Indenture of Trust, as hereinafter defined,
and will be secured by a GNMA Mortgage -Backed Security (the "GNMA Security") issued by
Greystone Servicing Corporation, Inc (the "Lender") and guaranteed as to timely payment of
principal and interest by the Government National Mortgage Association, and the GNMA
Security will be backed by a mortgage loan insured by the Federal Housing Administration (the
"Mortgage Loan") made by the Lender to the Borrower, and said Bonds and the interest on said
Bonds shall be payable solely from the revenue as provided by the GNMA Security and other
funds pledged pursuant to such Indenture of Trust, and the Bonds shall not constitute a debt of
the Issuer within the meaning of any constitutional or statutory limitation, nor shall the Bonds
constitute nor give rise to a pecuniary liability of the Issuer or a charge against its general credit
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or taxing powers and shall not constitute a charge, lien or encumbrance, legal or equitable, upon
any property of the Issuer other than the Issuer's interest in said Project, and
WHEREAS, in order to comply with the requirements of Section 147(f) of the Internal
Revenue Code of 1986, as amended, the City Council has previously held a public hearing, after
publication of notice thereof in a newspaper of general circulation in the Issuer at least fourteen
(14) days before the hearing,
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF ST LOUIS PARK, MINNESOTA, AS FOLLOWS
1 The Issuer acknowledges, finds, determines and declares that the preservation of the
quality of life in the Issuer is dependent upon the maintenance, provision and preservation of an
adequate housing stock which is affordable to persons and families of low or moderate income,
that accomplishing this is a public purpose, and that many would-be providers of housing units in
the Issuer are either unable to afford mortgage credit at present market rates of interest or are
unable to obtain mortgage credit because the mortgage credit market is severely restricted
2 For the purpose of refinancing the acquisition, construction and installation of the
Project, there is hereby authorized the issuance, sale and delivery of the Bonds in an aggregate
principal amount not to exceed $2,600,000, the proceeds of which, together with other funds of
the Borrower, shall be applied to redemption of the 1985 Bonds and the payment of costs related
thereto The Bonds may be issued in one or more senes, including series bearing interest exempt
from federal income taxation and series bearing interest subject to federal income taxation It is
reasonably expected that the tax-exempt Series 1998A Bonds will be in a principal amount of
approximately $2,455,000 and the taxable Series 1998B Bonds will be in a principal amount of
approximately $145,000 The Bonds shall bear interest at the rates, shall be numbered, shall be
dated, shall mature, and be in such principal amount, shall be subject to redemption prior to
maturity, and be in such form, and shall have such other details and provisions as are prescribed in
the Indenture of Trust relating to the Bonds (the "Indenture"), between the City and Norwest
Bank Minnesota, National Association, as trustee (the "Trustee"), in the form now on file with the
City, provided, however, the interest rate or rates per annum on the Bonds shall not exceed an
aggregate average coupon rate of 7 0% per annum with original issue discount not to exceed 3%
of the principal amount of the Bonds and with the underwriter's discount not to exceed 2% of the
principal amount of the Bonds
3 The Bonds shall be special obligations of the Issuer payable solely from revenues
provided by the GNMA Security and from other revenues and funds pledged pursuant to the
Indenture The City Council of the Issuer hereby authorizes and directs the Mayor, the City
Manager and the City Clerk of the Issuer (the "Mayor," the "Manager" and the "Clerk,"
respectively) to execute and deliver the Indenture, by and between the Issuer and the Trustee, and
to deliver to said Trustee the Indenture and hereby authorizes and directs the execution of the
Bonds in accordance with the Indenture, and hereby provides that the Indenture shall provide the
forms and conditions, covenants, rights, obligations, duties and agreements of the bondholders,
the Issuer and the Trustee as set forth therein
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i
All of the provisions of the Indenture, when executed as authorized herein, shall be
deemed to be a part of this resolution as fully and to the same extent as if incorporated verbatim
herein and shall be in full force and effect from the date of execution and delivery thereof The
Indenture shall be substantially in the form on file with the Issuer, which is hereby approved, with
such necessary and appropriate variations, omissions and insertions as do not materially change
the substance thereof (including provisions to provide for two or more series of Bonds) or as the
Mayor, in his discretion, shall determine, and the execution thereof by the Mayor shall be
conclusive evidence of such determination
4 The Mayor, Manager and Clerk are hereby authorized and directed to execute and
deliver (a) the Financing Agreement (the "Financing Agreement") by and among the Issuer, the
Lender and the Borrower and (b) the Amended and Restated Regulatory Agreement (the
"Regulatory Agreement") by and among the Issuer, the Trustee and the Borrower All of the
provisions of the Financing Agreement and the Regulatory Agreement, when executed and
delivered as authorized herein, shall be deemed to be a part of this resolution as fully and to the
same extent as if incorporated verbatim herein and shall be in full force and effect from the date of
execution and delivery thereof The Financing Agreement and the Regulatory Agreement shall be
substantially in the forms on file with the Issuer which is hereby approved, with such variations,
omissions and insertions as do not materially change the substance thereof, or as the Mayor shall
determine, and the execution thereof by the Mayor shall be conclusive evidence of such
determination
5 The Mayor, Manager and Clerk are hereby authorized and directed to execute one
or more bond purchase agreements relating to the Bonds (the "Bond Purchase Agreement") All
of the provisions of the Bond Purchase Agreement, when executed and delivered as authorized
herein, shall be deemed to be a part of this resolution as fully and to the same extent as if
incorporated verbatim herein and shall be in full force and effect from the date of execution and
delivery thereof The Bond Purchase Agreement shall be substantially in the form on file with the
Issuer, which is hereby approved, with such necessary and appropriate variations, omissions and
insertions as are not materially inconsistent with the form on file with the Issuer or as the Mayor,
in her discretion, shall determine and execution thereof by the Mayor shall be conclusive evidence
of such determination
6 The Trustee is hereby appointed as Paying Agent and Bond Registrar for the Bonds
7 The Mayor, Manager, and City Clerk are hereby authorized to execute and deliver,
on behalf of the Issuer, such other documents as are necessary or appropriate in connection with
the issuance, sale and delivery of the Bonds, including, without limitation, a tax compliance
agreement and non -arbitrage certificate, and an escrow agreement with respect to the proceeds of
the Bonds, and all other documents and certificates as shall be necessary and appropriate in
connection with the issuance, sale and delivery of the Bonds
8 All covenants, stipulations, obligations and agreements of the Issuer contained in
this resolution and the aforementioned documents shall be deemed to be the covenants,
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stipulations, obligations and agreements of the Issuer to the full extent authorized or permitted by
law, and all such covenants, stipulations, obligations and agreements shall be binding upon the
Issuer Except as otherwise provided in this resolution, all rights, powers and privileges conferred
and duties and liabilities imposed upon the Issuer or the City Council, or such officers, board,
body or agency thereof as may be required or authorized by law to exercise such powers and to
perform such duties
No covenant, stipulation, obligation or agreement herein contained or contained in the
aforementioned documents shall be deemed to be a covenant, stipulation, obligation or agreement
of any member of the City Council of the Issuer, or any officer, agent or employee of the Issuer in
that person's individual capacity, and neither the City Council of the Issuer nor any officer or
employee executing the Bonds shall be liable personally on the Bonds or be subject to any
personal liability or accountability by reason of the issuance thereof.
No provision, covenant or agreement contained in the aforementioned documents, the
Bonds or in any other document related to the Bonds, and no obligation therein or herein imposed
upon the Issuer or the breach thereof, shall constitute or give rise to any pecuniary liability of the
Issuer or any charge upon its general credit or taxing powers In making the agreements,
provisions, covenants and representations set forth in such documents, the Issuer has not
obligated itself to pay or remit any funds or revenues, other than funds and revenues derived from
the GNMA Security and the Financing Agreement which are to be applied to the payment of the
Bonds, as provided therein and in the Indenture ,
9 Except as herein otherwise expressly provided, nothing in this resolution or in the
aforementioned documents expressed or implied, is intended or shall be construed to confer upon
any person or firm or corporation, other than the Issuer or any holder of the Bonds issued under
the provisions of this resolution, any right, remedy or claim, legal or equitable, under and by
reason of this resolution or any provision hereof, this resolution, the aforementioned documents
and all of their provisions being intended to be and being for the sole and exclusive benefit of the
Issuer and any holder from time to time of the Bonds issued under the provisions of this
resolution
10 In case any one or more of the provisions of this resolution, or of the
aforementioned documents, or of the Bonds issued hereunder shall for any reason be held to be
illegal or invalid, such illegality or invalidity shall not affect any other provision of this resolution,
or of the aforementioned documents, or of the Bonds, but this resolution, the aforementioned
documents, and the Bonds shall be construed and endorsed as if such illegal or invalid provision
had not been contained therein
11 The Bonds, when executed and delivered, shall contain a recital that they are issued
pursuant to the Acts, and such recital shall be conclusive evidence of the validity of the Bonds and
the regularity of the issuance thereof, and that all acts, conditions and things required by the laws
of the State of Minnesota relating to the adoption of this resolution, to the issuance of the Bonds
and to the execution of the aforementioned documents to happen, exist and be performed
precedent to and in the enactment of this resolution, and precedent to issuance of the Bonds and
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precedent to the execution of the aforementioned documents have happened, exist and have been
performed as so required by law
12 The officers of the Issuer, attorneys and other agents or employees of the Issuer are
hereby authorized to do all acts and things required of them by or in connection with this
resolution, the aforementioned documents, and the Bonds for the full, punctual and complete
performance of all the terms, covenants and agreements contained in the Bonds, the
aforementioned documents and this resolution In the event that for any reason the Mayor is
unable to carry out the execution of any of the documents or other acts provided herein, any other
member of the City Council of the Issuer shall be authorized to act in his capacity and undertake
such execution or acts on behalf of the Issuer with full force and effect, which executions or acts
shall be valid and binding on the Issuer If for any reason the Mayor or Clerk is unable to execute
and deliver the documents referred to in this Resolution, such documents may be executed by any
Acting or Assistant Manager or Clerk, respectively, with the same force and effect as if such
documents were executed and delivered by the Manager or Clerk
13 This resolution shall be in full force and effect from and after its passage and without
prior publication
Attest
Reviewed for Administration
City Manager
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Adopted by the City Council November 2, 1998
Mayor