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HomeMy WebLinkAbout2012/04/09 - ADMIN - Agenda Packets - City Council - Study SessionAGENDA APRIL 9, 2012 6:30 p.m. LOCAL BOARD OF APPEAL AND EQUALIZATION – Council Chambers 6:45 p.m. CITY COUNCIL STUDY SESSION – Council Chambers Discussion Items 1. 6:45 p.m. Future Study Session Agenda Planning – April 16 and April 23, 2012 2. 6:50 p.m. Human Rights Commission Annual Report and Work Plan (w/ Commission) 3. 7:10 p.m. Police Advisory Commission (PAC) 2011 Annual Report and 2012 Work Plan (w/ Commission) 4. 7:30 p.m. Housing Authority Annual Report and Work Plan (w/ Commission) 5. 7:50 p.m. Review of City’s Housing Goals 6. 8:35 p.m. Outdoor Lighting Ordinance 7. 9:05 p.m. Solid Waste Collection Program and Services 8. 9:50 p.m. Communications/Meeting Check-In 9:55 p.m. Adjourn Written Reports 9. Westwood Villa HIA 10. Open to Business Update and Contract Renewal 11. Outstanding Citizen Awards Task Force Auxiliary aids for individuals with disabilities are available upon request. To make arrangements, please call the Administration Department at 952/924-2525 (TDD 952/924-2518) at least 96 hours in advance of meeting. 2012 Local Board of Appeal and Equalization April 9, 2012 City Council Chambers 6:30 p.m. AGENDA 1. Convene the St. Louis Park Local Board of Appeal and Equalization 2. Roll Call – Declaration of Quorum 3. Appoint Chair 4. Acknowledgement of Trained Members (Sanger & Santa) 5. a. Accept Roster of Appellants b. Call for Any Additions 6. Determination of Date and Time for Continued Proceedings (Reconvene) Suggested as April 23, 2012 prior to Study Session 7. Instruct Assessor to: a. Inform Appellants of Reconvene Date via Telephone and Certified Mail b. Re-Inspect and Re-Appraise Parcels Under Appeal 8. Completion of the Local Board Certification Form 9. Recess Meeting of April 9, 2012 Page 2 Subject: 2012 Local Board of Appeal and Equalization 2012 St. Louis Park Local Board of Appeal and Equalization All property owners are entitled to the right of appeal regarding their classification and market value. The City is required by statute to conduct a Local Board of Appeal and Equalization meeting to hear appeals. The property classification is determined by the actual use of the property. The market value is based on a) records maintained for every property and b) market conditions as of the date of the assessment (January 2, 2012). Minnesota statute requires that all properties are to be valued at full market value. Recommended Action: Agenda as Indicated on Cover Sheet BACKGROUND: In most jurisdictions and our historic practice, the Local Board is accomplished in two meetings. The first meeting is used to convene the Board, set the Board process, announce that appeals are taken under advisement for further consideration at the reconvene meeting and to determine the date/time for continuation of the proceedings. The second meeting (reconvene) is used to hear and decide the merit of each appeal. The Local Board process depends on active participation from all parties involved including the board members, the property owner and assessing staff. The Board must conclude its business within 20 days of convening, this year by April 28, 2012. The Assessor’s Office will compile a roster of parcels under appeal which will be presented to the Board once convened. The roster will be finalized at the Board meeting by calling for any other appeals to be entered into the record. All parcels under appeal will be re-appraised by the assessing staff. All property owners are requested to complete a form stating their basis of appeal, their estimate of the market value and informed that they have the opportunity to present information supporting their opinion of value and/or classification. As part of the Local Board process, A Local Board of Appeal Certification Form must be signed –at each Board meeting– by all Board members present. One trained and certified Board member must be present at each meeting of the Board (either Sue Sanger or Sue Santa). For 2012, it is suggested that the Board reconvene prior to the April 23, 2012 study session to hear the appeals. All cases can be decided the same night they are heard or, if additional time is needed, a second reconvene date can be set. Following a decision by the Local Board, the property owner is notified of the decision with sufficient time allowed for the owner to appeal at the County Board of Appeal and Equalization. The Hennepin County Board of Appeal and Equalization begins June 18, 2012. An application is required no later than May 23, 2012. To appear before the County Board, all appellants must first have appealed before the St. Louis Park Board of Appeal and Equalization. Property owners may also appeal directly to the Minnesota State Tax Court. Attachment: Summary of Duties and Responsibilities Memo from the Department of Revenue (2008) Sample – Letter to be Sent to Each Property Owner on the Roster LBAE Final Handbook 2009 Prepared by: Cory Bultema, City Assessor Approved by: Nancy Deno, Deputy City Manager Meeting of April 9, 2012 Page 3 Subject: 2012 Local Board of Appeal and Equalization LOCAL BOARD OF APPEAL AND EQUALIZATION SUMMARY OF DUTIES AND RESPONSIBILITIES Most of the responsibilities listed under the Local Board of Appeal and Equalization are statutory, primarily found in Minnesota Statutes 274.01. • The first responsibility is attendance. The Local Board of Appeal and Equalization is an official public meeting similar to a City Council meeting and must have a quorum to convene. In addition, the local assessor, the county assessor, or one of his/her assistants is required to attend. • At least one member, present at each meeting of the Local Board of Appeals and Equalization (beginning in 2006), must have attended and be certified in an appeals and equalization course as developed and approved by the Commissioner of Revenue. It is recommended to have at least two trained members in the event of an absence or illness. • The valuation notices shall be in writing and be sent by ordinary mail at least ten calendar days before the meeting of the board. The valuation notice will include the dates, places and times set for the meetings of the Local Board of Appeal and Equalization as well as the Hennepin County Board of Appeal and Equalization. • The meetings must be held between April 1 and May 31 each year. The County Assessor shall fix a day and time when the Local Board of Appeal and Equalization shall meet. The board must complete its work and adjourn within 20 days from the time of convening stated in the notice of the clerk, i.e., calendar days -- original night is day one. • The clerk shall give published and posted notice of the meeting at least ten days before the date of the meeting. • The purpose of the Local Board of Appeal and Equalization is to provide a fair and objective forum for property owners to appeal their valuation or classification. The goal of the Board should be to attempt to address property owners’ issues efficiently, fairly and objectively. • Always keep in mind that any changes made by the Board must be substantiated by facts. Any value changes must be justified because they have the effect of shifting the tax burden from one property to others in the jurisdiction. Further, any changes made by the Board must meet statutory guidelines. • Also highly important to keep in mind, the valuation basis of each property should be consistent. In a time period of unsettled markets this issue is of significant concern where the traditional and distressed markets may indicate conflicting value indications. Judgment on the valuation should be fact based and consistent with both the market and assessment standards. • Local Boards of Appeal and Equalization must see that all taxable property is properly assessed, valued, and classified for all current assessments. The board may consider both real and personal property. • If any property has been omitted, the board must correct the assessment by adding it to the list of assessments along with its market value. Meeting of April 9, 2012 Page 4 Subject: 2012 Local Board of Appeal and Equalization SUMMARY OF DUTIES AND RESPONSIBILITIES (Continued) • The board may not increase or decrease by percentage all assessments in a district of a given class of property. Changes in the aggregate to assessments are by class and are made by the county board of equalization. • Although the Local Board of Appeal and Equalization has the authority to increase or decrease individual assessments, the total of such adjustments must not reduce the aggregate assessment by more than one percent. If the total reductions would lower the aggregate assessments by more than one percent, none of the adjustments may be made. The assessor shall correct any clerical errors or double assessments discovered by the board without regard to the one percent limitation. • The local board does not have the authority to reopen former assessments on which taxes are due and payable. The board only considers assessments in the current year. • The board may find instances of undervalued properties. The board must notify the owner of the property that the value is going to be raised. The property owner may then appear before the board if they so wish. • It is the primary duty of each local board to examine the assessment record to see that all taxable property in the assessment district has been properly placed upon the list and valued by the assessor. The local boards do not have the authority to address exemption issues. Only the county assessor has the authority to exempt property. • A taxpayer may appear in person, by council, or written communication to present his or her objection to the board. The focus of the appeal must center on the factors influencing the estimated market value or classification placed on the property. • All changes will be entered into the assessment books by the county assessor’s office. • Further reference (attached separately) is provided by a complete copy of the 2009 LBAE training manual. This manual gives considerably greater detail as to the process and role of the Board in the assessment process. Meeting of April 9, 2012 Page 5 Subject: 2012 Local Board of Appeal and Equalization Memo Date: March 20, 2008 To: All County Assessors, Local Assessors, and Members of Local and County Boards of Appeal and Equalization From: Andrea Fish, State Program Administrator Information and Education Section Subject: New Law Affecting 2008 Local and County Boards of Appeal and Equalization Important Information Regarding Changes in Minnesota Statutes for Local and County Boards of Appeal and Equalization Minnesota Statutes, section 274.01, subdivision 1(b) has been amended to include the following concerning local boards of appeal and equalization: “A board member shall not participate in any actions of the board which result in market value adjustments or classification changes to property owned by the board member, the spouse, parent, stepparent, child, stepchild, grandparent, grandchild, brother, sister, uncle, aunt, nephew, or niece of a board member, or property in which a board member has a financial interest. The relationship may be by blood or marriage.” We recommend that if a local board is faced with this scenario, the decision to continue with the appeal shall be made by the remaining members of the board (assuming there is still a quorum). If there is not a quorum, or the remaining board members feel that there may otherwise be a conflict of interest, “No Change” should be marked on the record form and the property owner shall be able to appeal to the county board. Minnesota Statutes, section 274.13, subdivision 1 has been amended to include the following concerning county boards of appeal and equalization: “Members shall not participate in any actions of the board which result in market value adjustments or classification changes to property owned by the board member, the spouse, parent, stepparent, child, stepchild, grandparent, grandchild, brother, sister, uncle, aunt, nephew, or niece of a board member, or property in which a board member has a financial interest. The relationship may be by blood or marriage.” The appeal shall be handled solely by the remaining members of the board who have no such interest in the property. These changes were effective the day following enactment. Consequently, they are effective for 2008 local and county boards of appeal and equalization. If you have any questions or concerns, please contact our division. Property Tax Division 651-556-6091 Mail Station 3340 Fax: 651-556-3128 St. Paul, MN 55146-3340 proptax.questions@state.mn.us Meeting of April 9, 2012 Page 6 Subject: 2012 Local Board of Appeal and Equalization SAMPLE LETTER TO ALL BOARD ROSTER PROPERTIES April 10, 2012 Address line 1 Address line 2 Address line 3 Re: St. Louis Park Local Board of Appeal & Equalization Subject Address Property ID #: xx-xxx-xx-xx-xxxx Dear : The Board convened on April 9 and the above-referenced property has been entered onto the appeal roster. You are receiving both a telephone call and this letter to inform you that the reconvene date has been scheduled for X:XX pm on April 23, 2012 in the City Hall Council Chambers located at 5005 Minnetonka Boulevard, St. Louis Park, MN 55416. Appeals will be heard at this meeting. The following are important for you to know: If the Assessing staff has not already inspected your property within the last year, they must complete an interior and exterior inspection to revalue the property. Important: Refusing access precludes the Board from taking action that would benefit the owner (MN statute 274.01). Assessing staff will complete their revaluation and contact you prior to the April 23 meeting to inform you of their conclusion. This is an important component of the Local Board process. If the assessing staff and you as the owner can mutually agree to resolve the matter, the agreement will be reported to the Board… while it is common that that the Board ratifies mutual agreement, please note that the Board is the decision maker on the issue. This method of resolution is often preferred by property owners as it is not necessary to speak before the board. Where agreement cannot be reached, the Board determines how they will proceed and their past practice has been as follows: You, as the appellant, are allowed about 5-10 minutes to present information supporting your value position. The assessing staff, as the respondent, is allowed about 3-5 minutes to present information and their conclusion. The Board hears the information and decides the market value and/or classification as of January 2, 2012. The Board has full authority to sustain, increase, or decrease individual assessments. The Board does not have authority to reopen prior assessments. The Board does not have authority to change current and past real estate taxes. The property owner may appear in person, by representative, and/or by written communication to the Board. As the Assessor, I suggest focusing your appeal on the factors influencing market value and/or classification of the property as of the assessment date. We strongly recommend locally competitive market information pertaining directly to your property (sales, appraisals, etc). National or regional information, while interesting, may not necessarily correlate to this specific local market. The Board appreciates receiving written information before the meeting. The assessing staff prepares a written report on all parcels under appeal and submits it to the Board prior to the Meeting of April 9, 2012 Page 7 Subject: 2012 Local Board of Appeal and Equalization meeting. If you would like your written documentation to be included in the Board packet, please provide it to my office by 12:00 Noon on Wednesday April 18 to allow time for copying or scanning. Otherwise, please prepare ten (10) copies of written materials to be brought to the Board meeting on April 23. Upon completion of the Local Board, you will be notified via letter of the Board action. If you do not agree with the Local Board decision, you are eligible to attend the Hennepin County Board of Appeal & Equalization which convenes on June 18, 2012. An application to appear before the County Board is required no later than May 23, 2012. If you have any further questions on the Local Board process, do not hesitate to contact me directly. Cory Bultema, City Assessor Direct Dial 952-924-2536 Local Board of Appeal and Equalization Handbook 2009 Update Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 8 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 8 This handbook was created to satisfy the requirement under Minnesota Statutes, Section 274.014, subdivision 1. July 2009. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 9 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 9 Table of Contents Introduction............................................................................................................................................3 Purpose of the local board...................................................................................................................................................3 Training for Local Boards of Appeal and Equalization.................................................................................................3 The impetus for the legislation.............................................................................................................................................................3 Compliance requirements.....................................................................................................................................................................4 Failure to comply..................................................................................................................................................................................4 Role of the local board in the assessment process.........................................................................4 Market value..........................................................................................................................................................................5 Estimated market value........................................................................................................................................................................5 Taxable market value............................................................................................................................................................................6 Classification..........................................................................................................................................................................6 Split-class property................................................................................................................................................................................7 Overview of the assessment process...................................................................................................................................7 Assessor estimates value......................................................................................................................................................................8 Three approaches to value....................................................................................................................................................................8 Assessor determines classification.......................................................................................................................................................9 Assessor reviews sales ratio.................................................................................................................................................................9 The sales ratio study............................................................................................................................................................................10 Assessor notifies taxpayer..................................................................................................................................................................10 Assessor meets with State Board of Equalization.............................................................................................................................10 Local board meeting...........................................................................................................................................................11 Who must attend the meeting.............................................................................................................................................................11 Meeting dates and times for the local board......................................................................................................................................11 Documenting local board actions.......................................................................................................................................................12 Required forms for documenting board actions ...............................................................................................................................12 Duties of the local board.....................................................................................................................................................13 Changes within 10 days of local board meeting...............................................................................................................................13 What the board can do........................................................................................................................................................................13 What the board can’t do......................................................................................................................................................................14 Recommendations for local board members..................................................................................................................15 Become familiar with sales information prior to local board meeting............................................................................................15 Duties of the clerk................................................................................................................................................................15 Legal and policy reasons for fair and impartial appeal and equalization hearings...................16 Legal reasons for fair and impartial local board meetings..........................................................................................16 Policy reasons for fair and impartial local board meetings.........................................................................................16 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations........................................................................................17 Meeting procedures............................................................................................................................................................17 The board should run the meeting.....................................................................................................................................................17 Establish ground rules for the meeting..............................................................................................................................................17 All proceedings must be public..........................................................................................................................................................18 Make appellants feel comfortable......................................................................................................................................................18 Dealing with angry or difficult property owners...............................................................................................................................18 Hearing appeals...................................................................................................................................................................................18 1Table of Contents Notes Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 10 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 10 Review process, not value-reduction process...................................................................................................................................19 Recess or adjourn................................................................................................................................................................................19 Decisions.............................................................................................................................................................................................19 Appeals must be substantiated by facts.............................................................................................................................................20 Best practices recommendations......................................................................................................................................21 Have appellants call for appointments...............................................................................................................................................21 Time limits for presenting appeals.....................................................................................................................................................21 Hear all appeals first............................................................................................................................................................................21 Conducting other business at the local board meeting.....................................................................................................................22 Notifying property owners of decisions............................................................................................................................................22 Quorum requirements for local boards............................................................................................22 Quorum must be present...................................................................................................................................................22 What constitutes a quorum?...............................................................................................................................................................22 Assessor’s role when a quorum is not present..................................................................................................................................23 Arrive on time for the meeting...........................................................................................................................................................23 Explanations of alternate methods of appeal..................................................................................23 Open book meetings ...........................................................................................................................................................23 Benefits for the local board ................................................................................................................................................................25 Benefits for the county........................................................................................................................................................................25 Option 1: Transferring assessment and local board duties to the county........................................................................................25 Option 2: Transferring local board duties to the county...................................................................................................................25 Special Boards of Appeal and Equalization......................................................................................................................................26 Tax Court.............................................................................................................................................................................................26 Appendix...............................................................................................................................................27 Glossary................................................................................................................................................................................27 Duties of local and county boards.....................................................................................................................................30 Frequently asked questions by property owners ...........................................................................................................34 Handouts for property owners .........................................................................................................................................34 Note: This handbook is designed to provide information to city and town boards or special boards serving as the Local Board of Appeal and Equalization. This handbook mentions local, city and county assessors. The specific responsibilities of the local, city and county assessor may differ from one jurisdiction to the next. Not all jurisdictions have a local assessor. For example, counties with a true county assessing system (all assessments are done by the county) will not have a local assessor. In counties having a city of the first class, the powers and duties of the county assessor within such city shall be performed by the duly appointed city assessor. In all other cities having a population of 30,000 persons or more, according to the last federal census (except in counties having a county assessor prior to January 1, 1967), the powers and duties of the county assessor within these cities will be performed by a duly appointed city assessor. The county assessor will, however, retain the supervisory duties contained in M.S. 273.061, subdivision 8. For example, the county assessor may provide sales information for the local boards in the entire county, or a city assessor may be responsible for providing the information for the local board in a city that has an appointed city assessor. If the local board has questions about the division of assessor duties in the jurisdiction, please contact the county assessor for clarification. 2 Table of Contents Other alternate methods of appeal...................................................................................................................................26 How value changes affect taxes.........................................................................................................................................31 Frequently asked questions by local board members...................................................................................................33 Benefits for the property owner.........................................................................................................................................................24 Recommended format to notify appellants of local board decisions..........................................................................32 Notes Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 11 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 11 3Introduction Introduction Purpose of the local board The goal of the Local Board of Appeal and Equalization should be to attempt to address property owners’ issues efficiently, fairly and objectively. The purpose of the Local Board of Appeal and Equalization is to provide a fair and objective forum for property owners to appeal their valuation or classification. The local board often serves as the first formal step in the appeals process for taxpayers. Always keep in mind that any changes made by the board must be substantiated by facts. Any value reductions must be justified because they have the effect of shifting the tax burden to other property in the jurisdiction. Further, any changes made by the local board must meet statutory guidelines. One of the most important duties placed by law upon the governing body of a township or city is to serve as the Local Board of Appeal and Equalization. Effective actions taken by the local board may potentially make a direct contribution to attaining assessment equality. Training for Local Boards of Appeal and Equalization Legislation enacted in the 2003 session requires that there be at least one member at each meeting of a Local Board of Appeal and Equalization (beginning with the 2006 local boards) who has attended an appeals and equalization course developed or approved by the Commissioner of Revenue within the last four years. Many long-standing local board members are in their second four-year certification cycle. They may have also attended additional appeals and equalization courses as a refresher. This handbook and the accompanying presentation have been updated to provide additional useful information to help the local board members better understand the overall assessment process and their role within it. The impetus for the legislation The 2003 legislation was enacted as a response to complaints that were directed to the Governor, Legislature and Department of Revenue. The legislature determined that training was needed to address the procedural shortfalls of some local boards. This training will provide information and education for local board members that will make the process more efficient and result in a better overall experience for both property owners and local board members. Does “training” sound familiar? Training for Local Boards of Appeal and Equalization is not a new concept. From 1947 to 1979, Local Boards of Appeal and Equalization (then referred to as local boards of review) were required by law to attend an instructional meeting at the county. In 1979, Minnesota Statutes, Section 273.03, subdivision 1 read as follows: “The assessors and at least one member of each local board of review shall meet at the office of the county auditor on a day to be fixed by the commissioner of taxation for the purpose of receiving instructions as to their duties under the laws of the state.” While training or instructional meetings may not be a “new” idea, the 2003 legislature determined that training for Local Boards of Appeal and Equalization was necessary to explain and clarify the role and duties of the local board to help ensure that property owners receive a fair and impartial review of their valuation and classification. Minnesota Revenue, Understanding Your Assessment and the A ppeals Process 2 Remember, your assessor is not responsible for the dollar amount of taxes that you pay. Tax rates are determined by your local taxing authorities (the city, the county, school, districts, etc.). If you think your taxes are too high, you should make your opinion known to your taxing authorities during the budget meetings in November and December. Local Board of Appeal and Equalization If you choose to appeal to your boards of appeal and equalization, first must first meet with your Local (city or town) Board of Appeal and Equalization. These are often the same people as your city council or town board. The board meets on a specified day in April or May. The exact date is listed on your Notice of Valuation and Classification. We strongly recommend that you contact your city or town clerk to schedule your appearance. Some jurisdictions hold an open book meeting instead of a Local Board of Appeal and Equalization. Please check your Notice of Valuation and Classification for date, time, and place. You may make your appeal in person, by letter, or have someone else appear for you. The assessor will be present to answer questions. You must present your case to the city or town board before going to the County Board of Appeal and Equalization. Cities and towns have the option of transferring their board powers to the County Board of Appeal and Equalization. If your municipality has elected to do this, your Notice of Valuation and Classification will direct you where to begin your appeal. County Board of Appeal and Equalization If you are not satisfied after your Local Board of Appeal and Equalization or open book meeting, or if your city or town has transferred its powers to the county, you may appeal to the County Board of Appeal and Equalization. This board meets in June. The exact date is listed on your Notice of Valuation and Classification. The members are usually the county board of commissioners or their appointees. We strongly recommend that you contact your county auditor or assessor to schedule your appearance before the board. Many counties request that taxpayers make appointments to appear. You may make your appeal in person, by letter, or have someone else appear for you. The assessor will be present to answer questions. If you are not satisfied with the decision of the County Board of Appeal and Equalization, you may appeal to the Minnesota Tax Court. Minnesota Tax Court You have until April 30 of the year the tax becomes payable to appeal your assessment to the Minnesota Tax Court. In other words, you must appeal your 2009 valuation and classification on or before April 30, 2010. The Tax Court has two divisions: The Small Claims Division and the Regular Division. The Small Claims Division only hears appeals involving one of the following situations: The assessor’s estimated market value of your property is less than $300,000. Your entire parcel is classified as a residential homestead (1a or 1b) and the parcel contains no more than one dwelling unit. Your entire property is classified as an agricultural homestead. You’re appealing the denial of a current year application for homestead classification of your property. The proceedings of the Small Claims Division are less formal and many people represent themselves. Decisions made by the small claims division are final and cannot be appealed further. The Regula r Division will hear all appeals –including those within the jurisdiction of the small claims division. Decisions made here can be appealed to a higher court. Most people who appeal to the regular division hire an attorney because the hearing is conducted according to the Minnesota Rules of Civil Procedure. You may obtain complete information on Tax Court appeals by writing or calling the court administrator in your county or by contacting: Minnesota Tax Court Minnesota Judicial Center Suite 245 25 Reverend Dr. Martin Luther King, Jr. Boulevard St. Paul, MN 55115 (651) 296-2806 www.taxcourt.state.mn.us Conclusion In conclusion, it is essential that taxpayers understand that assessors use historical sales data to estimate a property’s market value. This estimate may be appealed informally by speaking with the assessor or formally by appearing at the Local or County Boards of Appeal and Equalization. For additional information, please refer to Fact Sheet 12a Understanding Property Taxes and Fact Sheet 12b How the Assessor Estimates Your Market Value Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 12 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 12 The appeals and equalization course details the responsibilities, procedures and requirements of the Local Board of Appeal and Equalization. The legislation also requires the Commissioner of Revenue to develop a handbook to be reviewed during this course. This handbook includes: The role of the local board in the assessment process; Legal and policy reasons for fair and impartial appeal and equalization hearings; Meeting procedures that foster fair and impartial assessment reviews and best practices recommendations; Quorum requirements for local boards; and Explanations of alternate methods of appeal. Compliance requirements All cities and towns must certify to the county assessor by December 1of each year that: At least one voting member at each local board meeting has attended the appeals and equalization course within the last four years; and A quorum was present at each local board meeting in the prior year. Failure to comply Any city or town that fails to meet the compliance requirements by December 1of each year is deemed to transfer its powers to the County Board of Appeal and Equalization for the following assessment year. The Notice of Valuation and Classification must notify property owners when the Board of Appeal and Equalization for a city or town has been transferred to the county for failure to comply with these requirements. Instead of a Local Board of Appeal and Equalization meeting, property owners must be provided with a procedure for reviewing their assessments, such as open book meetings, prior to the meeting of the County Board of Appeal and Equalization. This alternate review process will take place in April and May. A local board whose powers are transferred to the county for failing to meet these requirements may be reinstated by resolution of the governing body of the city or town and upon proof that one of the members of its Local Board of Appeal and Equalization has attended the appeals and equalization course. The resolution and proof must be provided to the county assessor by December 1 to be effective for the following assessment year. Note: The citation for the appeals and equalization course and meeting requirements for local boards is Minnesota Statutes, Section 274.014. Role of the local board in the assessment process 1 The Local Board of Appeal and Equalization has the authority to change the valuation or classification of a property for the current assessment year. Taxes or prior year assessments are not within the jurisdiction of the local board. Any decisions made by the local board must be supported by facts and by Minnesota law. The board must make informed decisions and ensure all taxpayers are treated fairly and uniformly. In order to make an informed decision on the valuation or classification of a property, it is important to understand the concepts of valuation and classification. These two concepts are equally important in the assessment process. They are both determined on the assessment date, January 2, each year. We will look at the definition of market value and explain how classifications are determined. 4 Role of the local board in the assessment process Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, Understanding Your Assessment and the A ppeals Process 1 Understanding Your Assessment and the Appeals Process Property Tax Fact Sheet 12c Fact Sheet 12c www.taxes.state.mn.us The role of the assessor The assessor has an important role in the property tax process in that it is very important to make sure all property is valued at its market value and classified according to its use so the property tax levy is divided correctly among all taxable properties. The assessor does not determine your property taxes. Likewise, assessors do not raise revenue by increasing market values. This fact sheet discusses estimated market value and classification. The assessor determi nes these factors each year, and they are shown annually on your Notice of Valuation and Classification. This fact sheet also explains what you can do if you and the assessor disagree about the value or classification of your property. How is my property value estimated? Using a mass appraisal system and historical sales data, the asses sor’s job is to estimate the market value of all properties on the assessment date of January 2 each year. The assessor will consider the location of your property, the amount of land you own, any improvements to the land, physical characteristics of the improvements (including square footage, decks, porches, etc.), and the quality of construction. The assessor will then compare your property to similar properties in your area that have recently sold in order to estimate what your property would sell for in an open-market arm’s length transaction. This value is called the estimated market value. Classification and class rates All property is classified by the assessor according to its use. Each class of property (home, apartment, cabin, farm, commercial) has its own classification rate. This class rate is determined by the state legislature. Like market value, the class rate of your property plays a role in how much property tax you pay. Notice of valuation and classification Each spring, the assessor will mail you a Notice of Valuation and Classification informing you of the market value and classification of your property. If you believe the classification or the estimated market value of your property is incorrect, you have several appeal options. What if I disagree with how my property was assessed? If you have a disagreement over valuation or classification of your property, the first step is to contact your assessor. Most issues can be resolved at this level. Verify information about your property, such as its dimensions, age, and condition of its structures. Review records to determine the market values of similar properties in your neighborhood. Review sales data to find out what similar properties in your area are selling for. Ask the assessor to explain the criteria used for classifying your property. You may also review the classifications of other properties used in the same manner as yours. If your property has not be inspected recently, both interior and exterior, ask the assessor to come out to review your property. If your concern is not resolved after conferring with the assessor, you may attend the annual Local Board of Appeal and Equalization or Open Book meeting identified on your valuation notice. Appealing your assessment There are formal methods of appeal available. Keep in mind that,by law, the Local Board of Appeal and Equalization cannot make a change favoring a taxpayer if the assessor is not allowed to inspect the property. You have the right to appeal your market value estimate and/or property classification if you feel your property is: Classified improperly. Valued at an amount higher or lower than you could sell your property for. Valued at a level different from similar property in your area. This fact sheet is the third in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheet s 12a and 12c for additional information. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 13 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 13 5Role of the local board in the assessment process Market value State law requires that all property shall be valued at its market value (Minnesota Statutes, Section 273.11, subdivision 1). Minnesota Statutes, Section 272.03, subdivision 8 defines “market value” as follows: “ ‘Market value’ means the usual selling price at the place where the property to which the term is applied shall be at the time of assessment; being the price which could be obtained at a private sale or an auction sale, if it is determined by the assessor that the price from the auction sale represents an arm's-length transaction. The price obtained at a forced sale shall not be considered.” Many professional appraiser/assessor organizations have a more detailed definition of market value. The elements of these definitions can be used to clarify the statutory definition. The definition of market value usually implies the consummation of a sale as of a specific date under the following conditions: The buyer and seller are typically motivated; Both parties are well informed or well advised and both are acting in what is considered to be their own best interest; A reasonable time is allowed for exposure in the open market; Payment is made in cash or its equivalent; Financing, if any, is on terms generally available in the community on the specified date and typical for the property type in its locale; and The price represents a normal consideration for the property sold unaffected by special financing amounts and/or terms, services, fees, costs or credits incurred in the transaction. In other words, market value is the price that would tend to prevail under typical, normal competitive open market conditions. Minnesota Statutes, Section 273.11, subdivision 1 further states: “In estimating and determining such value, the assessor shall not adopt a lower or different standard of value because the same is to serve as a basis of taxation, nor shall the assessor adopt as a criterion of value the price for which such property would sell at a forced sale, or in the aggregate with all the property in the town or district; but the assessor shall value each article or description of property by itself, and at such sum or price as the assessor believes the same to be fairly worth in money.” The law provides that all property must be valued at market value, not that it may be valued at market value. This means that factors other than market value issues (such as personalities or politics) should not affect the market value determined by the assessor. Non-market value factors also should not affect the actions of the Local Board of Appeal and Equalization. Estimated market value The value determined by the assessor as the price the property would likely sell for on the open market is called the estimated market value (EMV). This value is determined on the assessment date, January, 2 of each year. The EMV for the current assessment year is the only value property owners may appeal to the local board, even though taxpayers will also be given a taxable market value. The price that would tend to prevail under typical, normal competitive open market conditions. Market value Minnesota Revenue, How the Assessor Estimates Your Market Value 2 assessor will use to value property for the 2010 assessment for taxes payable in 2011. This same lag time is also present in declining markets. For example, if the assessor places a market value of $200,000 on a property for the 2009 assessment (again using sales that occurred between October 2007 and September 2008), but the property sells for $175,000 in August 2009, does it mean the January 2, 2009 assessed value is incorrect? Not necessarily. It could signal a downturn in the housing market just began to occur between September 200 8 and August 2009. The assessor will use the August 2009 sale as well as others occurring in the market to estimate 2010 market values. The assessor does not raise property tax revenues by increasing values. Total property tax revenues are a function of county, school district, and city/town spending as well as state-paid local government aid and other factors. The value and classification of the property are merely a way to divide the total property tax levy among all taxpayers. The total amount of the levy will be collected whether values increase or decrease from one year to the next. An individual’s share of the overall tax burden may change from year to year, however. What are sales ratio studies? Sales ratios show the relationship between the assessor’s estimated market value on a property and the actual sale price of a property. Each year the assessor performs sales ratio studies on properties that have sold in their jurisdiction. These sales are stratified many different ways including by location and property type (residential, agricultural, commercial, etc.). The sales can also be stratified further such as by home style, subdivision, age of structure, location on or off water frontage, price range, etc. A single sale may not represent the true market activity. Rather, sales of all properties are reviewed to determine market trends. However, even if there are no sales occurring within the sales ratio study period, assessors are still expected to use their professional judgment and knowledge of the local market to annually value properties in their jurisdiction. Whenever any real estate is sold for a consideration in excess of $1,000, a Certificate of Real Estate Value (CRV) is filed. These CRVs are the foundation of all sales ratio studies because they contain important information about each transaction. Assessors then verify the information contained on the CRV in order to determine whether or not the sale represents an open-market arm’s length transaction. If the sale does not represent an open-market, arm’s length transaction, it may not be used in the sales ratio study. Simply having an extremely high or low sales ratio is not a valid reason to remove a sale from the sales ratio study. Rather, the extreme ratio indicates a need for additional investigation by the assessor. Again, sales ratio study periods are generally October 1 of a given year to September 30 of the following year. For example, for the 2010 assessment, assessors use sales that took place between October 1, 2008 and September 30, 2009. This is the reason that assessors’ market values may lag a bit behind current market activity. Assessors will use the median sales ratio as the statistical measure of the overall level of assessment. The median ratio is the middle ratio of all the ratios when they are arranged in order from highest to lowest (or vice versa). The median is used because it is not affected by extreme ratios. Department of Revenue guidelines indicate that the median ratio of a sales ratio study should be between 90 and 105 percent. Is it possible for the values of some properties to decrease while others increase? Yes. Each segment of the market is different. Sales prices of certain types of properties can vary widely. Currently, sales of both farmland and recreational properties are strong and show appreciation. However, the sales of residential properties are stable or declining in some areas . Sometimes it can be difficult to estimate the rate at which a market is increasing or declining. Ideally, a property would sell twice within a certain period of time, such as one year, but all other characteristics of the property would remain the same. That way an appraiser or assessor would be able to isolate a time adjustment to indicate whether the market is increasing or decreasing or simply remaining stable. Do all areas increase or decline at the same rate? No. Some areas or neighborhoods are declining at a much faster rate than others that are showing stable values or values that are slightly increas ing. Conclusion In conclusion, it is essential that taxpayers understand that there may be a legitimate reason for the assessor’s annual market value to be different from current market conditions due to the lag time between sales study periods and sales taking place today. For additional information, please refer to Fact Sheet 12a Understanding Property Taxes and Fact Sheet 12c Understanding Your Assessment and the Appeals Process. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 14 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 14 6 Role of the local board in the assessment process Taxable market value Taxable market value (TMV) is the value that property taxes are actually based on, after all reductions, limitations, exemptions, exclusions and deferrals. There are many programs and provisions in Minnesota law that allow for a property’s EMV to be different from its TMV. For example, qualifying veterans who are disabled receive an exclusion of up to $150,000 or $300,000 of their property’s EMV. This reduction is reflected in their TMV. Other programs and provisions to be aware of include the Agricultural Property Tax Law (Green Acres), the Rural Preserve Property Tax Program (effective for the 2011 assessment) and Plat Deferment. If you have questions about these or any other programs, speak with your county assessor. One provision in Minnesota law that often caused significant differences between an EMV and a TMV was the limited market value. This value was created by the legislature as an attempt to “limit” the increase a property owner could be taxed on each year. The limited market value provisions expired starting with the 2009 assessment. An unintended consequence of limited market values is that they caused unequal taxation on different types of property – or even on similar properties. It was possible for two very similar properties with identical EMVs to have substantially different property tax bills due to this limitation. The local board cannot change the TMV of a property. The only value the local board has the authority to change is the EMV for the current year. Changing the EMV may ultimately change the TMV, but it is important to note that there can be instances where the board raises or lowers the EMV, and the TMV remains the same. Classification In Minnesota, property is classified according to its actual use on the assessment date (January 2 of each year). If the property is not currently being used, it is classified according to its most probable, highest and best use. Property owners do not get to choose how they want their property to be classified. It is the assessor’s job to classify property consistent with Minnesota Statutes, according to its current use or its most probable, highest and best use. When determining the most probable, highest and best use for a property that is not being used, zoning may be an influencing factor in the classification of the property; however, it is not the sole factor. Additionally, all real property that is not improved with a structure must be classified according to its current use or its highest and best use permitted under the local zoning ordinance if there is no identifiable current use. If zoning permits more than one use, the land must be classified according to the highest and best use permitted. If no such zoning ordinance exists, the assessor shall consider the most likely potential use of the unimproved land based upon the use of surrounding land or land in proximity to the unimproved land. Property classifications are defined in Minnesota Statutes. Examples of classifications include residential homestead, residential non-homestead, apartment, commercial and agricultural. The board can change the classification for the current assessment year of any property which in the board’s opinion is not properly classified. The classification must be based on use, and in order for the board to change the classification, the owner must present evidence that the property is used in a manner consistent with the classification he/she is seeking. The board can only The assessor assigns a statutorily-defined classification to all property based upon the actual use of the property on January 2 of each year. Examples of Minnesota property classes include residential, agricultural, commercial-industrial, apartment and seasonal residential recreational. Classification Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, How the Assessor Estimates Your Market Value 1 How the Assessor Estimates Your Market Value Property Tax Fact Sheet 12b Fact Sheet 12b www.taxes.state.mn.us Property Tax Assessment Process Minnesota has what is known as an ad valorem property tax. This means property tax is divided among taxable properties according to their value. The final amount of property tax the owner of a property pays in any given year is the end result of a process that begins over two years before property tax statements are actually mailed to property owners. The process begins with the assessor collecting data on sales of properties within the market during a specific time period between October of one year and September of the following year (this period is known as a sales study period). Over the next several months and by using mass appraisal techniques, assessors analyze the data in order to estimate each propert y’s market value for the next assessment (January 2). Pursuant to Minnesota Statutes, section 273.11 assessors must estimate the value of property at a value that would represent what the property would sell for in an open-market arm’s length transaction on January 2 of each year. The assessor cannot adopt a higher or lower standard of value because the value will be used for the purposes of taxation. Assessors also classify property according to its use on January 2. Between April and June, taxpayers have an opportunity to appeal both the estimated market value and the classification of their property. Values and classifications are generally finalized July 1 of each year . Local units of government then finalize their estimated budgets for the upcoming year. Once the budgets are finalized in December, the market values and classifications are used to divide the overall tax levy among all taxable properties. Tax statements are mailed by the following March 31. For example, sales of properties that occur between October 1, 2008 and September 30, 2009 are used by assessors to estimate a property’s market value for the January 2, 2010 assessment. Following an appeal process that occurs between April 1, 2010 and June 30, 2010, the valuations and classifications generally become final on July 1, 2010. This lengthy time frame may result in a significant difference between actual sales prices occurring in the current market and assessors’ estimated market values for the current year’s assessment. Using the final values and the local jurisdictions’ proposed budgets, the auditor then estimates each property’s proposed taxes payable for 2011. After public budget meetings are held and final budget numbers are adopted, property tax statements are mailed to taxpayers by March 31, 2011. In summary, sales taking place from October 2008 to September 200 9 are used to estimate a property’s market value as of January 2, 2010 which will in turn be used to calculate property taxes payable in 2011. What is the role of the assessor? Assessors use historical sales in order to estimate each property’s market value as of the assessment date (January 2) of each year. The assessor also classifies the property according to its use on January 2 of each year. Assessors also review other quantifiable data such as supply/demand, marketing times, sales concessions, vacancy rates, etc. to help in analyzing whether a market is increasing, stable, or decreasing. During increasing markets, this may benefit some property owners because a buyer may pay a price that is significantly higher than the assessor placed on the property for the last assessment. For example, if a property is valued by the assessor at $180,000 for the 2009 assessment (based on sales that occurred between October 2007 and September 2008), and it sells for $230,000 in August 2009, the new property owner is benefiting from the lower market value for the 2009 assessment which will be used to calculate taxes payable in 2010. The August 2009 sale of the proper ty will be included in the study period of October 2008 to September 2009 which the This fact sheet is the second in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheets 12a and 12c for additional information. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 15 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 15 7Role of the local board in the assessment process change the classification of a property to a classification that is permitted by law. For example, the assessor classifies a property as residential. The owner seeks the agricultural classification. In order for the board to change the classification to agricultural, the owner must prove that the property is used agriculturally and meets the statutory requirements of the agricultural class. It is important to remember that use – not zoning – is the key factor in determining the classification of a property. For example, a property owner has a parcel that is used as an auto repair shop. The assessor has the property classified as commercial. The property is zoned agricultural so the owner is seeking the agricultural classification. Classification is based on use. Since the property is used as an auto repair shop, it is properly classified as commercial. Therefore, the board must vote to uphold the commercial classification. Split-class property A property can have more than one property tax classification if it has more than one use. Such properties are called split-class properties. If this is the case, the assessor will classify the different uses accordingly. For example, when an owner-occupied farm also has a structure that is used as a commercial repair shop for farm equipment, the property is split classified agricultural homestead and commercial. Overview of the assessment process The assessment of property – determining the estimated market value and classification – technically occurs on January 2 (the assessment date) of each year. The work and analysis required to make these estimations involves several months before and after the assessment date, however. Most of the field inspections of real estate for the next assessment begin in the summer and continue through the fall. For example, assessors will inspect properties starting in the summer of 2009 for the January 2, 2010 assessment. These inspections are when the assessor identifies and records the specific characteristics of each property being reviewed. These characteristics include square footage, condition of the property and number of bedrooms, for example. Assessors gather a lot of information to help them estimate each property’s value and determine its use for classification purposes. This field inspection work is completed as the assessment date nears. At about this same time, assessors start work on analyzing sales and other market data in a sales ratio study to help them estimate values. The sales included in this sales ratio study should represent a typical open market. The sales are from October 1 of two years prior to the assessment year to September 30 of the year prior to the assessment year. In other words, sales from October 1, 2008 to September 30, 2009 are included in the study for the 2010 assessment. The Department of Revenue, through the State Board of Equalization, conducts a similar sales ratio study to monitor the work of the assessors. Based on the field inspections and sales ratio study, all taxpayers are notified of their value and classification for that January 2 assessment date in the spring of each year. This notification initiates the appeals process that continues until the middle of June at the local level. Once the appeal process is complete, the assessor starts work on the next assessment, and the entire cycle starts again. The final value and classification for each property for each assessment year is used in determining that property’s taxes in the following year. For example, the value and classification for the 2010 assessment, once finalized, is used to determine the taxes paid in 2011. A principle of appraisal and assessment requiring that each property be appraised as though it were being put to its most profitable use (highest possible present net worth), given probable legal, physical and financial constraints. Glossary for Property Appraisal and Assessment, International Association of Assessing Officers, 1997. Highest and best use Minnesota Revenue, Understanding Property Taxes 2 The final step is to calculate the local property tax rate by dividing the property tax revenue needed in a jurisdiction by its total tax capacity. (Property tax revenue needed)Local Tax Rate =(Total Tax Capacity) The county auditor will also calculate and apply any homestead credits, referendum levies, and the state general tax (for certain types of property). Combining the above calculations, the basic formula to determine an individual property’s tax amount is: What is a “Truth in Taxation” notice? Every year, after November 10, but before November 25, all property owners receive a “Truth-in-Taxation” notice by mail. The notice contains: valuation and classification information on your property for the current and previous assessment years; your current -year property tax amounts ; and an estimate of how your taxes may change based on your taxing district and local budget decisions for the following year. The Truth-in-Taxation notices are required to show dates, times, and places for the scheduled meetings in which the budget and levy will be discussed and finalized. These meetings must occur after November 24. The public must be allowed to speak at these meetings for the city, county, and school district and they must not be held prior to 6 p.m. These meetings are held to give taxpayers an opportunity to voice their concerns over the jurisdiction’s proposed budget. They are not a forum for taxpayers to appeal their market value or their individual proposed property tax amounts. Property Tax Statement The County Treasurer’s Office mails a tax statement to property owners by March 31 of each year. The statement provides an itemized list of the property tax due to each taxing authority. The dollar amounts must be listed separately for the state general tax (if applicable), county, municipality or township, voter- approved school tax, other local school tax, and other special taxing districts. The statement must also include any tax on contamination value and any other special assessments on the property. Real property taxes are due in equal installments on May 15 and October 15 of each year (unless the amount is $50 or less [$250 or less starting with taxes payable in 2010] in which case taxes are due in full on May 15). If a property is classified as agricultural property, the 2nd half is not due until November 15. Conclusion In conclusion, it is essential that taxpayers understand that there is no direct relationship between estimated market value and property tax revenue. It is possible to have your property tax increase while your market value decreases and vice versa. Government spending and revenues will affect your tax bill the most. For additional information, please refer to Fact Sheet 12b How the Assessor Estimates Your Market Value and Fact Sheet 12c Understanding Your Assessment and the Appeals Process. Taxable Market Value x Class Rate =Tax Capacity x Local Tax Rate =Base Tax -- Homestead Credits + Referendum Amounts + State General Tax =Total Property Tax Payable Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 16 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 16 Assessor estimates value The assessor determines the approximate selling price (or EMV) for each taxable parcel based on the conditions of the market on January 2 of each year. The assessor is required by law to view each property at least once every five years. However, even if the assessor did not physically visit a property for that assessment year, the property is subject to valuation changes to reflect market conditions. The assessor is required to estimate the market value as of January 2 of each year to reflect current market conditions because the real estate market is constantly changing – sometimes dramatically. When the assessor views the interior of a property, he/she can make a more accurate assessment and eliminate any guesswork. The assessor bases his/her assessment on multiple factors, including size, age, condition, quality of construction and other features such as fireplaces. The assessor compares the property to actual sales of similar properties in the area to determine the EMV of a property. In addition to this approach to determining value, the assessor may also consider the cost to construct the property or the income generated from the property. These techniques are often referred to as the “three approaches to value.” The assessor applies one or more of the three approaches to value in estimating a property’s value: Sales comparison approach; Cost approach; and/or Income approach. The assessor will consider all approaches to value, but one approach may be better suited than the others for estimating the value of a particular property. In some cases, one or more approaches may not be applicable. Sales comparison approach: This approach is based on the reasoning that the value of a property is related to the sale prices of similar properties in the same market. Using this approach, the assessor identifies similar properties that have recently sold and analyzes the differences between the subject and the comparable properties. The sale price for each comparable sale is adjusted to reflect the differences (i.e. the subject property has three bathrooms and the comparable property has two bathrooms, so the sale price of the comparable property is adjusted upward to make it more similar to the subject property). The assessor then estimates the value based on the analysis of the comparable sales. The sales comparison approach is most applicable when there is sufficient sales data available for analysis. This approach is most often used for residential properties. It is the most common and preferred method for valuing vacant land when comparable sales data is available. The sales comparison approach should be supported by other approaches to value when comparable sales are limited or unavailable. Cost approach: This approach is based on the principle of substitution which means that an informed buyer will not pay more for a property than it would cost to build an acceptable substitute with comparable utility. Using the cost approach, the assessor calculates market value by estimating the current cost of replacing a structure with one having comparable utility then subtracting depreciation and adding in the land’s value. The cost approach is most reliable when valuing new or relatively new properties because the depreciation is minimal. Depreciation is the loss in value of a property, perhaps due to wear and tear or some other factor. Estimating the amount of depreciation can be difficult making the cost approach less reliable when valuing older properties. The cost approach can be more useful when valuing structures that are not frequently sold. Income approach: This approach is based on the reasoning that the value of the property is directly related to its ability to produce income. The property value is measured in relation to anticipated future benefits derived from ownership of the property. Using this approach, the assessor reviews income and expense information for the subject property and estimates the market value of the property based upon the income stream projected to be derived from the property. This approach has limited applicability because it is only appropriate for income-producing properties such as commercial, industrial and apartments. The income approach is the primary approach for valuing income-producing properties. Three approaches to value 8 Role of the local board in the assessment process Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, Understanding Property Taxes 1 Understanding Property Taxes Property Tax Fact Sheet 12a Fact Sheet 12a www.taxes.state.mn.us Why do we have property taxes? The money raised by property taxes is a major source of funding for school districts, cities and townships, counties, and special taxing districts. Local property taxes help fund many programs and services including public schools, fire stations, police protection, streets, libraries, and more. Certain types of properties – including seasonal/cabin, commercial/industrial, and un-mined iron ore – are also subject to a state-level property tax. Receipts from this “state general tax” go into the general fund. A key benefit of the property tax system is that the revenue it raises tends to remain stable. Compared with sales or income taxes, the property tax is less susceptible to recessions or other changes in income or spending trends. In addition, since local jurisdictions only levy what they need to cover their annual needs, there is no surplus or deficit. What affects my property tax bill? Government spending and revenues will affect your tax bill the most. If spending increases or revenues from other sources such as state aid decrease, your property taxes may increase. Conversely, if spending decreases or revenue from other sources increases, you may see a decrease in your property tax bill. Since property taxes are levy-based, it is possible to have your property tax increase while your market value decreases and vice versa. Your share of the overall property tax levy is determined by the market value and classification of your property. The esti mated market value and classification of your home are determined by the assessor as of January 2 of each year. Assessors estimate the value of your property using historical sales of similar properties. There is no direct relationship between estimated mark et value and property tax liability. Instead, your property’s taxable market value is used to determine how much property tax is due. These two values may differ for a number of reasons, including tax deferral programs, exclusions or reductions for specific types of property. The classification of your property is based on its use on January 2. Each class of property (residential, apartment, cabin, farm, commercial, etc.) has a different classification rate. These rates are set by the Legislature and calibrated so that some property types pay a greater share of the property tax than others. For example, commercial properties pay more than residential homesteads and agricultural properties. How are my taxes determined? First, each local jurisdiction will determine the revenue needed from property taxes. This amount – the levy – is calculated by subtracting all non-property tax revenue from the total proposed budget. The levy is then spread among all taxable properties according to their net tax capacity. A property’s tax capacity is calculated by multiplying the taxable market value by the state-mandated classification rate. This fact sheet is the first in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheet s 12b and 12c for additional information. Total Proposed Local Budget--All non-property tax revenue (state aid, fees, etc.) =Property tax revenue needed (levy) (Taxable Market Value) x (Class Rate) = Tax Capacity Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 17 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 17 Assessor determines classification Along with estimating the market value of each property, the assessor must determine the classification, or use, of each parcel of property. Property classifications are defined in Minnesota Statutes, and the assessor classifies the property based on its use as of January 2 of each year. Examples of classifications include residential homestead, residential non- homestead, apartment, commercial and agricultural. Assessor reviews sales ratio Assessors analyze the sales in a community in order to understand local market trends and provide direction in estimating values. Whenever real estate is sold for more than $1,000 a certificate of real estate value (CRV) must be filed in the county in which the property is located. The assessor uses CRVs to analyze actual sales of property and to complete sales ratio studies for each community and for each type of property. The ratio is determined by dividing the EMV by the sale price. The assessor uses the sales as guides to estimate what similar properties would likely sell for on the open market. It is important to remember that one sale, taken by itself, does not necessarily reflect the actual real estate market in a jurisdiction. In addition to the sales ratio study conducted by the assessor, the Department of Revenue conducts a similar independent sales ratio study for the jurisdiction to monitor how close the median ratio is to the required level of assessment and is used by the State Board of Equalization. The Department of Revenue’s sales ratio studies should be the same or similar to the studies conducted by the assessor. The sales ratio study is a tool assessors use to help determine values for properties. The study helps assessors plan the upcoming assessment and evaluate the current assessment. If results of the study are not within acceptable guidelines, the assessor is required by law to either decrease or increase values so that they more closely reflect the market. The sales ratio study period includes sales that have occurred in a twelve month period. For the January 2, 2010 assessment, the assessor reviews sales that occur between October 1, 2008 and September 30, 2009. By design, there is a lag between the sale and when it is used to help estimate value so it can be verified and reviewed for accuracy. The assessor only considers sales that have been verified as typical and open market. This means the buyer and seller are typically motivated, both parties are acting in their own best interests and a reasonable time is allowed for marketing. According to state law, the assessor must not use sales that cannot be verified as open market sales. This means sales between family members, for example, are not included. This also means that foreclosure sales are very rarely (if ever) included. The assessor completes a sales ratio study by gathering basic data and screening and editing information to make any adjustments and exclude all sales that do not represent arm’s-length transactions. The remaining data is put into an acceptable format for processing (usually done by computer) and sorted by similar property types within each city or township (or neighborhood if possible). Finally, statistics are computed to describe the information and determine results of the assessor’s work. There are numerous calculations in a sales ratio study that describe the overall levels and quality of the assessment. An important one is the sales ratio; it shows the relationship between the EMV and a property’s sale price. It is the EMV divided by the sales price. EMV Sale Ratio =Sale Price The median sales ratio is the midpoint (middle) of all the individual ratios that are included for that property type in that city or township for that study period when they are put in order. In Minnesota, this median sales ratio should be between 90% and 105%. This means that when all sales from that study period for that property type in that city or township are put in order from smallest to largest ratio, the middle ratio should be between 90% and 105%. In Minnesota, six sales of each property type in each jurisdiction are required to complete a sales ratio study. One sale is not enough evidence for the assessor to change values. The assessor uses other tools when there are limited sales to study. In fact, just because a property sells does not mean its sale price should be its EMV. Assessors look at all sales in a study to arrive at conclusions and value estimates in mass. The sales ratio study 9Role of the local board in the assessment process Revised 07/04 Minnesota Revenue, Preparing an Appeal to your Local and County Boards of Appeal and Equalization 2 Presenting your case Remember, how you present your case may affect the outcome of your appeal – you want to be sure you get your point across as effectively as possible. Make a list of key points you may wish to present. The board has never seen your property. Describe your property so they will understand your arguments more fully. Photos can be helpful to support your argument. Keep your presentation brief and factual. Be prepared to discuss your case with the board or answer any questions that the board may have. Written appeals You may also appeal your value or classification by submitting a letter of appeal to the board instead of appearing in person. You will want to do your research and explain your appeal in writing. Your letter should state the facts and include supporting documentation. You may want to include your daytime phone number so you can be reached in case the board has any questions. Other helpful information Please keep in mind that taxes are not the issue. To strengthen your appeal, you should present evidence about your property’s value or classification, not how much you are paying in taxes. This fact sheet is not meant to give you legal advice. It is intended to be a helpful tool with general information for presenting your property tax appeal at your Local and County Boards of Appeal and Equalization. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 18 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 18 Assessor notifies taxpayer The assessor notifies taxpayers of their values and classifications each year after they have been estimated on the assessment date. This notification – the Notice of Valuation and Classification – must be mailed at least 10 days prior to the Local Board of Appeal and Equalization meeting or 10 days prior to the open book meeting (generally, this means that the notices are mailed in February or March of each year). At this point, the property owner can appeal the EMV and/or classification if he/she feels that the property is: classified improperly; valued at an amount higher than they could sell the property for; and/or valued at a level different from similar properties in the area. The property owner should first contact the assessor’s office to discuss questions or concerns. Issues often can be resolved at this level. If questions or concerns are not resolved after talking with the assessor, formal appeal options are available: Property owners may appeal to the Local Board of Appeal and Equalization (some jurisdictions that have transferred the local board duties to the county will have open book meetings instead of local board meetings); If the property owner is not satisfied with the local board’s decision (or the outcome of the open book meeting), he/she may then appeal to the County Board of Appeal and Equalization; and/or The property owner may appeal to Tax Court. The Notice of Valuation and Classification must provide the property owner with the date, time and location of the Local and County Boards of Appeal and Equalization. Assessor meets with State Board of Equalization The State Board of Equalization ensures assessors follow approved appraisal and assessment practices and reviews the results of the assessors’ work in estimating values. This board meets in June of every year. The meeting, and any resulting changes, occurs only after a review of values and sales ratios and after discussions with the county assessor, county assessors in adjacent counties, and the Commissioner of Revenue. The Department of Revenue, as the State Board of Equalization, completes its own sales ratio studies – one which is very similar to the assessor’s study, plus two additional studies – to be sure values closely match the real estate market. The department has determined that a minimum of six sales in a jurisdiction are required for the median ratio to be reflective of actual assessment levels for its studies. There are some jurisdictions and property types that may never have enough sales, for example small-town commercial properties. In these instances, the assessor and the State Board of Equalization may examine sales over a protracted period of time or borrow sales from other similar jurisdictions to help evaluate the assessment and estimate values. The State Board of Equalization completes this verification statewide for each property type and jurisdiction and can order changes to EMVs if the assessor’s work does not comply with law and guidelines. If the study indicates that the median ratio is below 90 percent or above 105 percent, the Commissioner of Revenue has the authority to increase or decrease values to bring about equalization. The equalization process is designed not only to equalize values on a county-, city- and township-wide basis but also to equalize values across county lines to ensure a fair valuation process across taxing districts, county lines and by property type. State Board orders are usually on a county-, city- or township-wide basis for a particular classification of property. All State Board orders must be implemented by the county, and the changes are made to the current assessment year. 10 Role of the local board in the assessment process Property Tax Division – Mail Station 3340 – St. Paul, MN 55146-3340 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or revenue notices. Alternative formats available upon request. www.taxes.state.mn.us Preparing an Appeal to Your Local and County Boards of Appeal and Equalization Property Tax Fact Sheet 10 Fact Sheet 10 Revised 07/04 Minnesota Revenue, Preparing an Appeal to your Local and County Boards of Appeal and Equalization 1 You have decided to appeal the valuation and/or classification of your property to your Local or County Boards of Appeal and Equalization. You must appeal to the Local Board of Appeal and Equalization before appealing to your County Board of Appeal and Equalization. If you haven’t done so already, you should contact your assessor’s office before making a formal appeal to discuss changing your assessment. Often issues and concerns can be resolved at this level. If you and the assessor were unable to agree on your valuation or classification you may decide to appeal to your Local and/or County Boards of Appeal and Equalization. The general information contained in this fact sheet is applicable to preparing for appeals to both the Local and County Boards of Appeal and Equalization. Successfully appealing your assessment Minnesota law assumes that the County Assessor has correctly valued and classified your property. You must present factual evidence to convince the Board otherwise in order to win your appeal. Make sure all facts are presented, and the board understands the information presented, so a decision can be made based on facts. Successfully appealing your value or classification at your Local or County Board of Appeal and Equalization can mean a number of things. It does not necessarily mean that the board ruled in your favor and lowered your value or changed your classification. Whether or not the local board decides to make a change in your estimated market value or classification, you can still be successful in appealing to your local board. The ultimate result you want to achieve is to make sure your value is warranted and the classification of your property is correct based on its use. Preparing for your appeal The first step is to do some research to collect information to show why you believe your estimated market value or classification is incorrect. Begin by contacting the assessor’s office. Verify information about your property, such as its dimensions, age and condition of its structures. Review records to determine the market value of similar property in your neighborhood. Review sales data to find out what similar property in your area is selling for. Check real estate ads in your newspaper to get an idea of the asking price of local properties. Ask the assessor to explain the criteria used for classifying your property. You may also review the classification of other property used in the same manner as yours. Gathering supporting evidence You must have documentation to support your appeal. Items you may wish to bring to the meeting include: A recent appraisal of your property. Recent sales of similar property. Documentation supporting the use of your property (if you are appealing the classification). Copies of other property owners’ field cards/property information. Photos of your property. Photos or exhibits comparing neighboring properties to yours. If you should have questions, please don’t hesitate to contact your assessor’s office. Staff members are always willing to answer questions and give you information that will help you understand your assessment. See page 2 for helpful hints o Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 19 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 19 Local board meeting Who must attend the meeting Per Minnesota Statutes, Section 274.01, subdivision 1, paragraph (a), the town board of a town or the council or other governing body of a city is the Local Board of Appeal and Equalization, except in the following situations: Cities whose charters provide for a board of equalization; Cities or towns that have transferred their local board duties to the county (see Chapter 5); Cities with Special Boards of Appeal and Equalization appointed by the governing body (see Chapter 5); or Cities or towns whose local board duties have been transferred due to noncompliance with the training requirements. When a Local Board of Appeal and Equalization convenes, a majority of the voting members (quorum) must be in attendance in order for any valid action to be taken (see Chapter 4 for more information about quorum requirements). The local assessor is required by law to be present with his/her assessment books and papers. The local assessor is required to take part in the proceedings to support his values or recommend a change, but the local assessor has no vote. He/she should be prepared to explain how the value was determined, and in doing so, the assessor should be able to describe the characteristics of the property, such as: location and neighborhood, public or private restrictions on the property, building type and size, quality of construction, age of the structure, physical condition of the structure, total number of rooms and total number of bedrooms and bathrooms, and market conditions, etc. The local assessor should be knowledgeable about the local real estate market and the property in the area. While it is not the goal of the assessor to influence the board, the assessor should provide factual information to support the value and classification or to support a recommended change to a subject property. The local assessor also should be able to explain how the property classification was determined. In addition to the local assessor, the county assessor or one of his/her assistants is required to attend. The board should ask the local and/or county assessors to present any tables that have been prepared, making comparisons of the current assessments in the district. Either the local or county assessor is required to have maps and tables relating particularly to agricultural land values for the guidance of the Local Board of Appeal and Equalization. The local board should be prepared to ask the local and county assessors questions, and assessors should be prepared to answer questions and provide information that will assist the board in its deliberations. Meeting dates and times for the local board The meeting date and time for the Local Board of Appeal and Equalization is set by the county assessor. The county assessor must provide written notice of the date and time to the city or town clerk by February 15 of each year. The clerk shall publish and post notice of the meeting at least 10 days before the date of the meeting. The Local Board of Appeal and Equalization meeting must be held between April 1 and May 31 of each year (unless the provisions of a charter provide otherwise). The local board must conduct its business and adjourn within 20 days of the date stated in the published notice. Upon request, the Department of Revenue (at its discretion) may grant extensions beyond the 20-day time period to da date no later than May 31. No changes may be made by the local board after adjourning. The county assessor also may not make any changes in valuation or classification that are intended to correct errors in judgment by the county assessor after the local board has adjourned. However, the county assessor may make changes that are clerical in nature or changes that extend homestead treatment until the tax extension date for that assessment year. A list of all the changes made by the local board must be fully documented and maintained in the assessor’s office and must be available for review by any person. A copy of the changes made during this period in those cities or towns that hold a local board must be sent to the county board no later than December 31 of the assessment year. 11Role of the local board in the assessment process Frequently asked questions by property owners Is it legal for the assessor to increase my value so much in one year? Yes. The assessor must value property at market value each year. Property values change continuously with changing economic conditions. There is no limit to the amount of increase or decrease in estimated market values in a given year. The assessor is required to review the values and classifications as of January 2 of each year. When will my value stop changing so much? This is impossible to predict. Estimated market values are dictated by the market. If sale prices are increasing, estimated market values will increase. If sale prices are decreasing, estimated market values will decrease. Why are my taxes so high? Taxes are not within the authority of the local board. The property tax on a specific parcel is based on its market value, property class, the total value of all property within the taxing area, and the budget requirements of all local government units located within the taxing area. Only concerns relating to the current year valuation and/or classification may be heard by the local board. Will I be taxed out of my home? The local board cannot reduce tax amounts. There is relief for property classified as homestead. The market value homestead credit directly reduces the property taxes on a parcel. In addition to the homestead classification, Minnesota provides property tax relief to homeowners through the Property Tax Refund program. This program has been around for many years and includes two different kinds of refunds: the regular refund and the special refund. The regular refund was designed to relieve the burden on homeowners whose property taxes are high in relation to their income. The special refund is for homeowners who experience a property tax increase of more than 12 percent (and at least $100), regardless of their income level. Both of these refunds must be applied for using form M1PR from the Minnesota Department of Revenue. There are specific requirements for each refund, which are included in the M1PR instructions. In addition, qualifying individuals may participate in the Senior Citizen Property Tax Deferral program. This is a deferral of tax, not a reduction. The taxes accumulate along with interest at a rate not to exceed 5 percent and a lien is attached to the property. Forms and instructions for the Property Tax Refund and Senior Citizen Property Tax Deferral program are available on the Department of Revenue website (http://www.taxes.state.mn.us). Handouts for property owners The following pages contain information for property owners to help them with the appeal process. You may photocopy these pages and provide them to property owners who seek to appeal their property value or classification. 34 Appendix (http://www.taxes.state.mn.us). BoardsofAppealandEquilization,""Understanding propertytaxes,""Howtheassessorestimatesyour DepartmentofRevenuewebsite The“PreparinganappealtoyourLocalandCounty marketvalue," and"Understandingyourassessment andtheappealsprocess" fact sheets are also on the Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 20 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 20 Documenting local board actions Before adjourning, the Local Board of Appeal and Equalization must prepare an official record of all actions taken by the board. Minnesota Statutes 274.01, subdivision 1, paragraph (e) requires, in part, that: “The board shall list separately, on a form appended to the assessment book, all omitted property added to the list by the board and all items of property increased or decreased, with the market value of each item of property, added or changed by the board, placed opposite the item.” This means that the local board must prepare an official record of the proceedings. The record must reflect all board actions. Therefore, the record must list all: Assessments of property added to the tax rolls with the market value for each; Appeals brought before the board, indicating the action taken by the board (including all appeals in which the board voted “no change”); Assessments that have been increased or decreased with the market value for each; All classification changes; and All changes that the county assessor brought to the board for action, indicating the action taken by the board. After the changes have been completed, the record must be signed and dated by the members of the local board who were present at the meeting. The record must also list the names and titles of all voting members of the local board, including those who are present and those who are absent, to verify that the quorum requirement was met. The county assessor is to make all changes ordered by the local board that are authorized by law. Required forms for documenting board actions County assessors are required to submit any changes made by the Local and County Boards of Appeal and Equalization to the Commissioner of Revenue, along with a copy of the proceedings of each board within 10 working days following final action of the local board. The information must be filed in the manner prescribed by the Commissioner of Revenue (Minnesota Statutes, Chapter 270C). In recent years, there has been increasing interest by the legislature and others in the number of appeals at the local level and the effect of the changes that were made. However, because of the manner in which many counties submit this information, the Department of Revenue has not been able to respond to requests for this information. Therefore, we are requiring that the counties provide the data in a format that is complete, readable and easily interpreted. Each county will be required to submit this information in an electronic format as instructed by the Department of Revenue. To ensure that the information is consistent from local jurisdiction to local jurisdiction and from county to county, the Department of Revenue also is requiring that the local board complete the following two forms for each Local Board of Appeal and Equalization meeting: Local Board of Appeal and Equalization Certification Form – must be completed and signed to verify that the quorum and training requirements were met and to provide a summary of board actions; and Local Board of Appeal and Equalization Record Form – must be completed to provide a detailed report of the proceedings of the board. The county assessor will provide these forms to the local board. The local board will complete the forms (the jurisdiction total EMV is to be completed by the assessor), and the county assessor will take possession of the completed forms at the end of the meeting. A Certification Form must be completed in the case of a reconvene meeting. If a recess is called, a quorum also must be present at the reconvene meeting for the local board to take valid action. To verify that the quorum requirement was met, the local board must complete and sign a Certification Form for each reconvene meeting. The local board will continue to complete the original Record Form at each reconvene meeting. The reconvene meeting(s) must be held and all business of the local board must be concluded within 20 calendar days (including the day of the initial meeting) unless the board requests a time extension in writing from the Department of Revenue and the time extension is granted by the department (no extensions will be granted beyond May 31). The date and time for the reconvene meeting must be determined before the initial meeting is recessed. Once the Local Board of Appeal and Equalization has adjourned, they cannot reconvene. 12 Role of the local board in the assessment process 33Appendix Frequently asked questions by local board members What is the purpose of the Local Board of Appeal and Equalization? One characteristic of the valuation (and to a lesser extent the classification) part of the property tax process is that there are subjective elements involved. Both mass appraisal and independent appraisal are inexact sciences. The property tax system has a method for property owners to appeal the decisions made by the assessor. Effective actions taken by the Local Board of Appeal and Equalization may potentially make a direct contribution to attaining assessment equality. Any value reductions have the effect of shifting the property tax burden to other properties, so any changes made by the board must be justified. On what basis should I make my decisions as a local board member? You have an obligation to objectively listen to the property owner’s appeal, which should focus on the market value and facts that impact the market value or the facts that focus on the classification. It is assumed that the assessor has valued the property correctly. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value. For example, if the property owner states that his/her home is overvalued because it is located on a busy street, the property owner should present comparable sales also located on that street. The board would want to take that information under advisement. Then the board should ask for information from the assessor concerning how the value of the property was determined. Again, any decisions made by the board should be based on facts because any reductions have the effect of shifting the property tax burden to other properties. It is important to keep in mind that all decisions must meet statutory guidelines as well. What options do property owners have if they are not satisfied with the local board’s decision? The property owner can: appeal by letter, representative or in person to the County Board of Appeal and Equalization (a property owner must appeal to the local board to be able to appeal to the county board); and/or appeal to Tax Court. What factors make up the valuation of property? The critical question is whether the property is valued in excess of market value or a theoretical selling price as of January 2 of each year. The components that make up the market value are developed from vacant land sales, replacement cost schedules, abstraction from sales data, and other sources. The mass appraisal system includes both quantitative and qualitative variables. Quantitative variables are objective characteristics, such as square footage, number of bathrooms or fireplaces, and other straightforward items. It is important that the property description is accurate to allow for a fair application of the mass appraisal schedule to the property. Qualitative variables are more subjective in nature. They include the grading (or estimating the construction quality) of the property which always involves judgment. Why do values change? There are basically three reasons why values change. Appreciation or depreciation in the real estate market. The assessor’s office collects information on the local real estate market and adjusts property values annually in order to reflect the market. The requirement that the assessor actually view properties once every five years does not limit the assessor to revaluing properties once every five years. The assessor is required to review property values and classifications each year. Physical changes to improvements on the property. Improvements such as building a deck or finishing the basement increase the value of the property, and the assessor would adjust the value to reflect these improvements. Similarly, the assessor should adjust the value for any structural components that may be removed. Equalization process. The Commissioner of Revenue, acting as the State Board of Equalization, has the authority to increase or decrease values to bring about equalization. The orders are usually on a county-, city-, or township-wide basis for a particular classification of property. All State Board orders must be implemented by the county for the current assessment year. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 21 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 21 Duties of the local board The local board is to determine whether all of the taxable property in the town or city has been properly valued and classified for the current assessment. All property is to be valued at its market value, and all property is to be classified according to use. It is assumed that the assessor has properly valued and classified all the property in the jurisdiction. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value or classification. The complaints and objections of property owners appealing individual assessments for the current year should be considered very carefully by the board. An appeal may be made in person, by letter, or through a representative of the owner. Written objections should be filed with the city or town clerk or county assessor prior to the meeting of the Local Board of Appeal and Equalization and must be presented to the board for consideration while it is in session. The board must hear all complaints and examine all letters. Such assessments must be reviewed in detail, and the board has the authority to make corrections as it deems to be just. The board may recess from day to day until all cases have been heard. The board should look for property or improvements that are not on the tax rolls. When property or improvements are missing from the tax rolls, an unfair burden falls upon the owners of all properties that have been assessed. If the board finds any property or improvements that are not on the tax rolls, the board should place it on the assessment list along with its market value, and correct the assessment so that each tract or lot of real property and each article, parcel or class of personal property is entered on the assessment list at its market value. Changes within 10 days of local board meeting Since the Notice of Valuation and Classification must be mailed to taxpayers at least 10 days prior to the meeting of the Local Board of Appeal and Equalization, the assessor should not make changes to the valuation or classification of a property within that 10-day window without bringing the change to the local board for action. After receiving the notice, the property owner can contact the assessor to discuss questions or concerns. The assessor can make changes to the valuation or classification without bringing the change to the local board if a new notice is mailed to the property owner at least 10 days prior to the local board meeting. Oftentimes, the assessor will continue to review properties within 10 days of the local board meeting. However, if the assessor makes a change, that change should be brought to the local board for action. If the property owner agrees with the change, he/she does not need to personally appeal to the board. Instead, the assessor should present such changes to be voted on by the board. What the board can do Reduce the value of a property. The local board may reduce the value of a property if the facts show that the property is assessed at a value that is higher than its market value. All property is to be valued at its market value. It is assumed that the assessor has properly valued the property. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value. Increase the value of a property. The local board may increase the value of a property if the facts show that the property is assessed at a value that is lower than its market value. The board must also base the decision to increase the market value on facts. All property is to be valued at its market value. It is assumed that the assessor has properly valued the property. The board must rely on factual evidence to disprove the assessor’s value. Before the board raises the market value of a property, it must notify the owner. The law does not prescribe any particular form of notice, except that the person whose property is to be increased in assessment must be notified of the intent of the board to make the increase. The owner must be notified either in writing or orally. He/she should be given a time to appear before the local board. After the hearing, the local board should make any corrections that it deems just. Add properties to the assessment list.If the board finds that any real or personal property has not been entered onto the assessment list, the board shall place it on the assessment list along with its market value, and correct the assessment so that each tract and lot of real property and all personal property is entered on the assessment list at its market value. 13Role of the local board in the assessment process Recommended format to notify appellants of local board decisions April 29, 2010 {Insert property owner’s name} {Address line 1} {Address line 2} Dear {Insert name here}: This letter is to acknowledge an appeal to the {insert jurisdiction here} Local Board of Appeal and Equalization regarding the value or classification of parcel number {Insert parcel number here}. The local board considered the appeal and any information presented (or supplied in the case of written appeals). As a result of its review, the local board voted to: ______ Make no change to the 2010 value or classification ______ Change the 2010 classification from ______________________ to _____________________ ______ Reduce the 2010 value from $___________________ to $ ___________________ ______ Increase the 2010 value from $___________________ to $ ___________________ Comments: If you are not satisfied with the outcome of the Local Board of Appeal and Equalization, you may appeal to the County Board of Appeal and Equalization. {Add details about scheduling appointments or how to appeal to the county board.} You may also appeal to Tax Court. For more information on the Tax Court, go to http://www.taxcourt.state.mn.us. Sincerely, {insert name} {insert title} 32 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 22 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 22 Add improvements to the assessment list.In reviewing the individual assessments, the board may find instances where property is not listed at its market value because the value of a building or other improvement was not included when the market value of the property was estimated. These should be carefully reviewed by the board and placed on a tentative list of property values to be increased. The board should then determine to what extent the valuation of such property should be increased. Before the board adds value for new or overlooked improvements, it must notify the owner. Change the classification of a property.In Minnesota, property is classified according to its use on the assessment date (January 2 of each year). If the property is not currently being used, it is classified according to its most probable, highest and best use. Property owners do not get to choose how they want their property to be classified. It is the assessor’s job to classify it according to its current use or its most probable, highest and best use. The board can change the classification of any property which in the board’s opinion is not properly classified. Again, it is assumed that the assessor has classified the property correctly. The classification must be based on use, and in order for the board to change the classification, the appellant must present evidence that the property is used in a manner consistent with the classification. What the board can’t do The local board can’t consider prior year assessments. The Local Board of Appeal and Equalization does not have the authority in any year to reopen former assessments on which taxes are due and payable. The board considers only the assessments that are in process in the current year. Occasionally, a property owner may appear with a tax statement and protest the taxes or assessment of the previous year. The board should explain tactfully that it does not have the authority to consider such matters. After taxes have been extended, adjustments can be made only by the process of application for abatement or by legal action. The local board can’t order percentage increases or decreases for an entire class of property. The authority of the local board extends over the individual assessments of real and personal property. The board cannot increase or decrease by percentage all of the assessments in the district of a given class of property. Changes in the aggregate assessments by classes are made by the County Board of Appeal and Equalization. The local board can’t reduce the aggregate assessment by more than 1 percent. Although the Local Board of Appeal and Equalization has the authority to increase or reduce individual assessments, the total of such adjustments must not reduce the aggregate assessment of the jurisdiction by more than 1 percent. The “aggregate assessment” is the total EMV that the local board has the authority to change, i.e. the total EMV of assessments within the jurisdiction excluding state assessed property. For example, if the total EMV of a jurisdiction is $2,000,000, the board cannot reduce the total EMV of the jurisdiction by more than $20,000. This means the EMV after board actions must be at least $1,980,000. Assessor’s EMV + Total board EMV increases - Total board EMV reductions EMV after board actions If the total amount of adjustments made by the local board does lower the aggregate assessment by more than 1 percent, none of the adjustments will be allowed. This limitation does not apply, however, to the correction of clerical errors or to the removal of duplicate assessments. Clerical errors are limited to errors made by someone performing a clerical function during the course of the actual assessment. Examples of clerical errors are errors such as transposing numbers or mathematical errors. Errors that occur when making estimations during the inspection and appraisal process (judgment errors) are not considered to be clerical errors. The local board can’t exempt property. The Local Board of Appeal and Equalization does not have the authority to grant an exemption or to order property removed from the tax rolls. The local board can’t make changes benefiting a property owner who refuses entry by the assessor. The board may not make an individual market value adjustment or classification change that would benefit the property in cases where the owner or other person having control over the property will not permit the assessor to inspect the property and the interior of any buildings or structures. A member of the local board can’t make changes to property in which he/she has a conflict of interest or financial interest. If a property being appealed is owned by a board member, a board member’s spouse, parent, stepparent, child, stepchild, grandparent, grandchild, brother, sister, uncle, aunt, nephew, or niece, by blood or marriage, the board member is prohibited from participating in the actions of the 14 Role of the local board in the assessment process How value changes affect taxes 31Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 23 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 23 15Role of the local board in the assessment process board for that appeal. The board member is also prohibited from participating in an appeal of a property in which a board member has a financial interest. If the remaining members constitute a quorum, the board may vote on the action with the compromised board member abstaining from the vote. Otherwise, or if the board wishes to prevent any perception of preferential treatment, it should mark “No change” on the record form for the meeting. The taxpayer will be eligible to appeal to the County Board of Appeal and Equalization. The local board can’t grant special program status. If a property owner is appealing for enrollment in special programs that require an application (e.g. Green Acres), they must follow the proper application procedure. Recommendations for local board members Become familiar with sales information prior to local board meeting Most local board members are not necessarily aware of current trends in the real estate market or trained in the field of appraisal. Therefore, advance preparation is essential to making informed, fair decisions on the appeals heard by the local board. The county assessor (or the local or city assessor in some instances) should provide information on the real estate market in advance of the local board meeting. If this information is not provided, the local board should request that the assessor provide the information at least one week prior to the meeting so board members have time to review it. The following are examples of the type of data that the assessor may provide for the local board to use when determining if an adjustment is necessary. This is not an all-encompassing list, and depending on the jurisdiction, it may or may not be necessary for every board to have all the items on the list. The local board should work with the assessor to determine the specific information to be supplied to the local board. Information on sales within the district that occurred in the previous year. Valuation tables of land types. Copy of the values from the mini-abstract for the district (current year and prior year). Printout of parcel listings for the district with the values. Review of the current statutory classifications and the corresponding class rates. Review of value changes by property type in the district. The local board should also be prepared to request additional background information and to ask questions of the assessor in order to assist with the board’s deliberations. As a local board member, you should review the information provided by the assessor. If you have any questions about the materials, please be sure to contact the assessor. Being knowledgeable about the real estate market is the key to making informed and fair decisions. Duties of the clerk The town or city clerk plays an important role in the Local Board of Appeal and Equalization process. The following is a brief list of the duties of the clerk pertaining to the local board meeting: Work with the county assessor to establish the meeting date(s) for the local board; Publish and post notice of the meeting at least 10 days prior to the date of the (Minnesota Statutes, Section 274.01, subdivision 1); Ensure that a quorum will be present; Provide a sign-in sheet for appellants; Take minutes of the meeting as part of the town or city record; and Return all necessary records to the county assessor in a timely manner. In some jurisdictions, various duties of the clerk may be performed by the city or county assessor or the assessor’s staff. In these instances, it is recommended that the clerk be aware of and monitor these duties to ensure they are completed. Duties of local and county boards 30 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 24 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 24 Legal and policy reasons for fair and impartial appeal and equalization hearings 2 Legal reasons for fair and impartial local board meetings Minnesota Statutes, Section 274.01, subdivision 1, paragraph (b) states: “The board shall determine whether the taxable property in the town or city has been properly placed on the list and properly valued by the assessor.” This means that any action taken by the board must be done in an effort to ensure that all taxable property in the jurisdiction has been properly valued and classified by the assessor. It is assumed that the assessor has correctly valued and classified all property. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s valuation or classification of the property. Minnesota Statutes, Section 273.11, subdivision 1 requires that all property be valued at its market value. The assessor is required to value all property at market value, and the Local Board of Appeal and Equalization also must keep this in mind when adjusting market values. The board is to hear all appeals and act in a manner that is just. Minnesota Statutes, Section 274.01, subdivision 1, paragraph (b) states: “On application of any person feeling aggrieved, the board shall review the assessment or classification, or both, and correct it as appears just.” To act in a just manner, the board must only make changes that are based on facts. Policy reasons for fair and impartial local board meetings Property owners expect and deserve a fair and impartial hearing. Serving as the Local Board of Appeal and Equalization is an important duty. As one step – generally the first step – in the appeal process, it is very important that the meeting be conducted in a fair and impartial manner, or the property owner’s confidence in the entire appeal process will be undermined. In order for the property owner to receive a fair and impartial hearing, the property owner must have an opportunity to present his/her appeal and provide evidence to support it. Then the assessor should explain his/her valuation or classification. It is assumed that the assessor has valued and classified the property correctly, and the burden of proof rests with the property owner, who must present factual evidence to disprove the assessor’s value or classification. Then the local board must take the appeal under consideration. An educated board is the key to a fair and impartial hearing. A board that is knowledgeable about the local real estate market does not simply “rubber stamp” the assessor’s value but makes independent decisions based on facts. It is important that the property owner does not perceive the outcome to be predetermined or believe that the board is “defending” the assessor’s value. This does not mean that the board should not uphold the assessor’s value. It does mean that if the local board changes the assessor’s value or classification, it must be based on the facts presented. A fair and impartial hearing does not necessarily mean that the property owner is granted the value reduction or classification change that he/she is seeking. Receiving a fair and impartial hearing only means that the owner had the opportunity to present his/her appeal, the board considered the appeal and based its decision on facts. 16 Legal and policy reasons for fair and impartial appeal and equalization hearings 29Appendix Residential property – Property that is residential in nature consisting of the house, garage and land including homestead and non-homestead single-family houses, duplexes and triplexes. Defined in Minnesota Statutes as Class 1a residential homestead, Class 1b disabled homestead, Class 4b(1) residential real estate containing less than four units that does not qualify as class 4bb, Class 4bb(1) nonhomestead residential real estate containing one unit, other than seasonal residential recreational property; and Class 4bb(2) a single family dwelling, garage, and surrounding one acre of property on a nonhomestead farm. Rural vacant land – Property that is unplatted, rural in character and not improved with a structure unless it is a minor, ancillary and nonresidential structure. Defined in Minnesota Statutes as Class 2b rural vacant land. Rural vacant land may be part of an agricultural homestead if it is contiguous to class 2a agricultural land under the same ownership. Sales ratio study – A tool assessors use to help determine values for properties. The sales ratio study period includes sales that have occurred in a twelve month period. For the January 2, 2010 assessment, the assessor reviews sales that occur between October 1, 2008 and September 30, 2009. A sales ratio shows the relationship between the EMV and the sale price of a property. It is the EMV divided by the sales price. In Minnesota, six sales of each property type in each jurisdiction are required to complete a sales ratio study. One sale is not enough evidence for the assessor to change values. Assessors look at all sales in a study to arrive at conclusions and value estimates in mass. Seasonal residential recreational property – Real property devoted to temporary and seasonal residential occupancy for recreation purposes, including real property devoted to temporary and seasonal residential occupancy for recreation purposes and not devoted to commercial purposes for more than 250 days in the year preceding the year of assessment. Defined in Minnesota Statutes as Class 4c(1) commercial or noncommercial seasonal residential recreational property. State Board of Equalization – The Commissioner of Revenue, serving as the State Board of Equalization, ensures assessors follow approved appraisal and assessment practices and reviews the results of the assessor’s work in estimating values. This board meets in June of every year. The board can increase or decrease values to bring about equalization on a county-, city- and township-wide basis as well as across county lines to ensure a fair valuation process across taxing districts, county lines and by property type. Statutory city – Any city which has not adopted a home rule charter pursuant to the constitution and laws; the term “home rule charter city” means any city which has adopted such a charter. Tax Court – A specific court established to hear and determine all questions of law and fact arising under the tax laws of the state. The Tax Court has statewide jurisdiction. Except for an appeal to the Supreme Court, the Tax Court is the sole and final authority. The petitioner must file in Tax Court on or before April 30 of the year in which the tax is payable, not the year of the assessment. Tax levy – The total amount of property tax revenue needed to meet a jurisdiction’s budget requirements. Tax rate – Determined by taking the total amount of property tax revenue needed (tax levy) divided by the total net tax capacity of all taxable property within the taxing jurisdiction. Tax statement – Mailed to taxpayers in March of each year, the property tax statement includes the actual tax amounts to be paid in the current year. Property tax statements for manufactured homes assessed as personal property are mailed in May of each year. Taxable market value (TMV) – This is the value that property taxes are actually based on, after all reductions, exclusions, exemptions and deferrals. Town board – The supervisors of a town constitute the town board. Unless provided otherwise, there are three supervisors. Towns operating under “option A” have five supervisors. Truth in Taxation Notice – Mailed to taxpayers in November of each year, the truth in taxation notice contains the estimated tax amounts for the following year. The statement also includes current year tax amounts for comparison purposes and notice of budget meetings. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 25 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 25 3 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Each local board meeting is conducted differently. While there are not any statutory guidelines for conducting the meeting, this chapter will outline meeting procedures that foster fair and impartial assessment reviews. Also included in this chapter are best practices recommendations for local boards. We acknowledge that some cities or townships may have bylaws or rules of procedures that may preclude some of these recommendations. Keep in mind that these are recommended procedures for the local boards, and they are not intended to contradict such rules or bylaws. It is up to each board to determine which procedures are most appropriate for its Local Board of Appeal and Equalization meeting. Meeting procedures The board should run the meeting The board should take charge of the meeting. It is not the assessor’s meeting. The local board is intended to be a fair and impartial review of the assessment. The assessor should realize that the appeal decisions are not in his/her hands. The board’s decisions are between the board and the appellant. The assessor is not on trial for his/her work. The board should not critique the assessor’s performance or blame the assessor for increasing values (or taxes). Assessors should try not to become too personally involved with the decisions and remember that they have already done their best job. It is now the task of the local board to review the facts and make decisions as it deems just. Establish ground rules for the meeting Before hearing any appeals, the Board Chair should outline the ground rules for the meeting. The ground rules set the tone for the meeting. The specific ground rules may vary for each local board but should include: The purpose of the meeting; A reminder to property owners that only appeals for the current year valuation or classification can be made – taxes or prior years’ assessments are not within the jurisdiction of the board; A reminder to property owners that they may only appeal the estimated market value (EMV), and that the appeals process is concerning this amount - not tax amounts; An explanation of the order of the appellants (will it be by appointment first, followed by walk-ins on a first-come basis, etc.); The expectations of the appellant when presenting his/her appeal (the appeal must be substantiated by facts; where the appellant should stand or sit; the appellant should be prepared to answer questions posed by the board, etc.); The time limits imposed (if any); and The procedure the board will follow for making decisions (will the board hear all appeals before making any decisions, will the board send a letter to appellants to inform them of the decision, etc.). The Board Chair should give the assessor the opportunity to present a brief overview of the property tax process and a recap of the current assessment. Appellants should then present their appeals. If the assessor has had a chance to review the property prior to the meeting, the assessor can present facts and information to the board to support the valuation or classification or recommend that the board make a change. If the assessor has not had a chance to review the property prior to the meeting, the assessor can present such information to the local board at the reconvene meeting. 17Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Exempt property – Property that is not subject to taxation. All property, real and personal, in the state is taxable except that which by law is exempt. Exemption laws are to be construed strictly, not broadly. Local or County Boards of Appeal and Equalization cannot grant an exemption. Ownership, use and necessity of ownership are key elements reviewed by the assessor when determining exemption. Highest and best use – “A principle of appraisal and assessment requiring that each property be appraised as though it were being put to its most profitable use (highest possible present net worth), given probable legal, physical, and financial constraints.” Glossary for Property Appraisal and Assessment, International Association of Assessing Officers, 1997. Home rule charter city – Any city which has adopted a home rule charter pursuant to the constitution and laws; “statutory city” means any city which has not adopted such a charter. Homestead – Property that is occupied as the principal place of residence by the owner is eligible to receive the homestead status and the market value homestead credit. Property may be a residential or agricultural homestead. Local assessor – An assessor who works on a contract basis for a township or city. Local Board of Appeal and Equalization – A group of people, typically the town board or city council, authorized to determine whether the assessor has properly valued and classified all parcels of taxable property located within the district. Market value homestead credit – Residential homestead property receives a credit which is equal to 0.4 percent of the market value of the property. The amount may not exceed $304 and is reduced by 0.09 percent of the market value in excess of $76,000. Agricultural homestead property receives the residential credit for the house, garage and one acre value plus an agricultural credit of 0.3 percent of the agricultural class 2a and rural vacant land class 2b market value not to exceed $345. It is reduced by 0.05 percent of the market value in excess of $115,000 but may not be reduced to less than $230. Mass appraisal – The process of valuing a group of properties as of a given date using standard methods and statistical testing. Median sales ratio – The midpoint (middle) of all the individual ratios that are included for that property type in that city or township for a sales ratio study period when they are put in order. In Minnesota, the median sales ratio should be between 90% and 105%. This means that when all sales from that study period for that property type in that city or township are put in order from smallest to largest ratio, the middle ratio should be between 90% and 105%. Net tax capacity – Determined by multiplying the class rate by the taxable market value for each property. Notice of Valuation and Classification – A notice mailed to taxpayers at least 10 days prior to the Local Board of Appeal and Equalization (generally in February or March) to inform them of their property values and classifications for the current assessment year. Minimally, the notice must include: the estimated market value for the current and prior assessment; the value of any new improvements; the amount qualifying for any deferral or exclusion; the taxable market value for the current and prior assessment; the property classification for the current and prior assessment; the assessor's office address, phone number, website and time when property information can be viewed by the public; and the dates, places and times set for the meetings of the Local Board of Appeal and Equalization, any open book meetings and the County Board of Appeal and Equalization. Open book meeting – A meeting held by the county assessor’s office to discuss property owners’ questions regarding their assessments. The one-on-one meeting usually is held as an alternative to the Local Board of Appeal and Equalization. Property characteristics – Distinguishing interior and exterior features of a property and its surroundings such as its: location and neighborhood; public or private restrictions on the property; building type and size; quality of construction; age of the structure; physical condition of the structure; and the total number of rooms, bedrooms and bathrooms. Quorum – The number of people required to be present before the members at a meeting can conduct business. For the Local Board of Appeal and Equalization, a majority of the voting members of the board must be present to meet the quorum requirement. Recess – A break in a meeting or proceedings until a certain date and time. Recess is not to be confused with “adjournment,” which ends the proceedings. 28 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 26 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 26 All proceedings must be public The local board meeting is subject to the open meeting law. The open meeting law requires that meetings of governmental bodies generally must be open to the public. Therefore, all local board proceedings must be public. Board members should not leave the meeting to the assessors while they talk about other business. Board members should not confer with each other, the assessor or appellants regarding appeals in question outside the local board meeting(s). Make appellants feel comfortable Presenting an appeal to the Local Board of Appeal and Equalization can be intimidating for appellants. The goal of the board should be to make the appellant feel comfortable, not intimidated. To make the appellant more comfortable when presenting an appeal to the local board, it is recommended that the appellant sit (or stand) in front of the board and present directly to the board rather than having the appellant speak and address all present in the audience. This not only allows the appellant to be more comfortable, but also decreases the potential that an angry “mob” will form at the meeting. Dealing with angry or difficult property owners The following are some tips that may be helpful when dealing with an angry or difficult property owner: Always treat the property owner with respect; Listen to the property owner; Speak calmly and keep your body language calm; Encourage the property owner to discuss his/her concerns; Do not get defensive; Keep things on a positive level; Avoid blaming statements (“You…”); Keep the conversation focused on the issue, not personalities (“The assessor doesn’t like me,” etc.); Clarify the problem; Acknowledge the property owner’s concerns; Show empathy for the property owner; Emphasize collaboration (“Let’s see if we can find a solution to this problem.”); Let the property owner know that you will be reviewing the facts of the case; and End the property owner’s presentation by acknowledging in a tactful manner that you’ve heard what he/she has to say and will consider the matter. If things get too heated, it may be a good idea to suggest a short break so the parties can calm down. Do not let things get out of hand before informing the authorities. If the board is anticipating any problems, it may be a good idea to inform local law enforcement of the meeting in advance. Do not take threats or someone talking about violence lightly. Safety should be your main concern. If you feel threatened, call the authorities. Oftentimes, property owners are frustrated by the process because they are unsure about how to appeal to the local board. To reduce their frustration, it is recommended that the local board let them know what they will need to do to substantiate their appeal (see “Handouts for property owners” section in the Appendix for information local boards may supply to property owners). The Notice of Valuation and Classification will direct property owners to the Minnesota Department of Revenue website (http://www.taxes.state.mn.us) for information on the appeal process and how to substantiate appeals. Many counties also have information on their websites concerning how to appeal, property information, frequently asked questions, etc. If your county website does have information relating to assessment or property taxes, it is a good idea to become familiar with this information so you can refer property owners to it. Hearing appeals The Board Chair should call the appellant. The board must be attentive when the appeals are being presented. Take the time to listen to the person presenting the appeal, but do not let the appellant dominate the meeting. After an appellant has presented his/her case, the chair should ask the assessor to explain how the value and/or classification was determined. To keep things moving and to conduct a fair meeting, any time limits imposed on an appellant should also be imposed on the assessor. The board should ask questions of the appellant and the assessor if more information is needed. 18 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Appendix Glossary Abatement – Reduction of estimated market value, taxes, costs, penalties or interest which have been erroneously or unjustly paid. Adjourn – The final closing of a meeting, such as a meeting of the board of directors or any official gathering. Adjourn is not to be confused with “recess,” which means the meeting will break and then continue at a later time. Agricultural property – Property including the house, garage, farm buildings and farm land used for raising or cultivating agricultural products for sale. Defined in Minnesota Statutes as Class 2a agricultural land. An agricultural homestead is class 2a land that is homesteaded along with any contiguous class 2b rural vacant land under the same ownership. Agricultural property may also be non-homestead. Apartment property – Residential real estate containing four or more units and used or held for use by the owner or by the tenants or lessees of the owner as a residence for rental periods of 30 days or more. Defined in Minnesota Statutes as Class 4a rental housing. City council – The legislative body of a city. The city council in a standard plan city consists of an elected mayor, an elected clerk, and three or five elected council members (which means these cities have either five or seven voting members). In optional plan cities, the city council consists of an elected mayor and four or six elected council members (which means these cities have either five or seven voting members). In all statutory cities, the mayor is a voting member of the council and must be counted when determining whether a quorum is present. Charter cities may provide that a different number of council members constitutes a quorum. Class rate – The percent of market value (as defined in Minnesota Statutes) used to determine a property’s net tax capacity. Classification – The assessor assigns a statutorily- defined classification to all property based upon the use of the property on January 2 of each year. Examples of Minnesota property classes include residential, agricultural, commercial-industrial, apartment and seasonal residential recreational. Commercial-industrial property – Property used for commercial or industrial purposes such as retail or manufacturing. Defined in Minnesota Statutes as Class 3a commercial and industrial property. Comparable property sales – Properties that have recently been sold which have similar property characteristics to a property being appraised. Computer-assisted mass appraisal (CAMA) system – A computerized system that uses statistical analysis to generate estimates of property value. County Board of Appeal and Equalization – A group of people, typically the county commissioners and the county auditor, authorized to examine, compare and equalize property assessments so that each parcel in the county is listed at its market value. Estimated market value (EMV) – This is the value that the assessor estimates the property would likely sell for on the open market. This value may be appealed to the Local Board of Appeal and Equalization, County Board of Appeal and Equalization or Tax Court. 27Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 27 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 27 19Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations The final closing of a meeting, such as a meeting of the board of directors or any official gathering. Adjourn is not to be confused with “recess,” which means the meeting will break and then continue at a later time. Adjourn Depending on the procedure that the board is following, the chair should either: Have the board make a decision on the appeal; or Inform the appellant that his/her concern will be taken into consideration and let the appellant know when a decision will be made, as well as how he/she will be informed of the board’s decision. Review process, not value-reduction process The appeal process is a review process and not just a value-reduction process. The Local Board of Appeal and Equalization is an important step in maintaining an equitable property tax system. It is vital that the board members take this responsibility seriously. Any value changes – increases or decreases – must be justified as value changes have the effect of shifting the tax burden to other property owners in the jurisdiction. The purpose of the board is to ensure equality between taxpayers so that each taxpayer is paying the fair share of taxes – no more, no less. Keeping in mind that a reduction in estimated market value may not reduce taxes, and sharing this information with appellants, may help set the proper tone for the meeting. Therefore, it is not incumbent upon the board to reduce the value of all individuals who appeal to the board, as that may be unfair to the property owners who have not appealed. The board should not give reductions to people just for “showing up.” It is assumed that the assessor has properly valued and classified all property in the jurisdiction. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value or classification. All changes made by the board must be based on facts. Recess or adjourn The board may not take action after adjourning. All issues must be resolved before the meeting is adjourned. If issues still need to be considered, the board should recess until the next meeting. The next (reconvene) meeting must be held within 20 calendar days (including the day of the initial meeting) unless the board requests a time extension from the Department of Revenue, and the time extension is granted by the department. The date and time for the reconvene meeting must be determined before the initial meeting is recessed. Once the Local Board of Appeal and Equalization has adjourned, they cannot reconvene. Decisions It is the board’s duty to review the facts and make corrections as it deems just. It is not appropriate to turn the decision over to the assessor. The board should not order the assessor to review the property and change the value or classification and then adjourn. In this instance, the issue is not resolved. The board may ask the assessor to review the property and report back to the local board at a reconvene meeting. Ultimately, it is the local board that must make any adjustments. All decisions should be adopted by a formal vote. Options for decisions include: No change; Lower the value; Raise the value; Notify a property owner of intent to raise the value; Change the classification; or Have the assessor inspect the property and report to the local board (within the 20-day timeframe). A break in a meeting or proceedings until a certain date and time. Recess is not to be confused with “adjournment,” which ends the proceedings. Recess It seems appropriate that the local jurisdiction be given the opportunity to decide to forego its right to act as a Local Board of Appeal and Equalization and still maintain its local assessor. If the town board or city council deems that property owners would be best served with an open book meeting, which also would relieve the board from having to make difficult value and classification decisions, the board or council should contact the county assessor and inform him/her of the jurisdiction’s intent to be treated as though it did not meet the quorum or training requirements. It should clarify that the city or town is transferring its duties to the county board, but will retain its local assessor. The town board or city council must notify the county assessor of this decision in writing by December 1 to be effective for the following assessment year. Property owners in a jurisdiction that has chosen to transfer its Local Board of Appeal and Equalization duties to the County Board of Appeal and Equalization would be provided with an open book meeting in place of the local board. Property owners who are not satisfied with the outcome of the open book meeting may appeal to the County Board of Appeal and Equalization and/or to Tax Court. The local board can be reinstated by resolution of the governing body of the city or town and upon proof of compliance with the training requirements. The resolution and proof of compliance must be provided to the county assessor by December 1 to be effective for the following assessment year. Other alternate methods of appeal Special Boards of Appeal and Equalization The governing body of a city (including cities with charters that provide for a board of equalization) may appoint a Special Board of Appeal and Equalization. The city may delegate to the Special Board of Appeal and Equalization all of the powers and duties of the Local Board of Appeal and Equalization. Town boards are not able to appoint special boards. The special board serves at the direction and discretion of the appointing body, subject to the restrictions imposed by law. The appointing body shall determine the number of members of the board, the compensation and expenses to be paid, and the term of office of each member. At least one member appointed to the Special Board of Appeal and Equalization must be an appraiser, realtor or other person familiar with property valuations in the assessment district. The special board must also meet the training and quorum requirements that a local board must meet. Tax Court Minnesota has a specific court established to hear and determine all questions of law and fact arising under the tax laws of the state. The Tax Court has statewide jurisdiction. Except for an appeal to the Supreme Court, the Tax Court is the sole and final authority. The petitioner must file in Tax Court on or before April 30 of the year in which the tax is payable, not the year of the assessment. There are two divisions of Tax Court: the Small Claims Division and the Regular Division. The Small Claims Division only hears appeals in certain circumstances and is less formal. Property owners often represent themselves and there is no official record of the proceedings, meaning the decisions cannot be appealed further. The Regular Division hears all types of appeals and the decisions can be further appealed. There is a filing fee and other fees associated with appealing to Tax Court. The court is based in St. Paul, but it travels to the county where the property being appealed is located for the trial. More information is available at www.taxcourt.state.mn.us. 26 Explanations of alternate methods of appeal Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 28 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 28 20 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations There are certain circumstances, such as appeals involving contamination values or income-producing properties, that may require more than 20 days for the assessor to review. In such instances, the board may decide to vote “no change” and forward the appeal to the County Board of Appeal and Equalization. There also may be circumstances involving complicated appeals, in which the board may review the information presented and not be able to determine if the assessor’s value should stand or if the property owner’s evidence justifies a value or class change. If the board is faced with a situation in which it is not sure how to rule based on the facts presented, the proper decision would be “no change.” In these instances, the local board should keep two things in mind: The property owner can appeal to the county board or he/she can take the case to Tax Court; and The county assessor can ask the county board to review the property value or classification if he/she believes that the local board change was not justified. Appeals must be substantiated by facts Appeals must be based on facts. The property owner must present supporting evidence to convince the board that the current year valuation or classification is incorrect. The supporting evidence can be presented either in person, through a letter or through an authorized representative. The property owner should describe the property, how the property is used, as well as its current condition. Photos can be very helpful in illustrating the condition of the property. The property owner should review the assessor’s data on the property to make sure that it is correct. The property owner should also review recent property sales in the area. At the assessor’s office, the property owner can review Certificates of Real Estate Value (CRVs) for properties in the area. Other evidence such as a recent appraisal may also be helpful information to present. The property owner should keep in mind that taxes are not the issue. The board should not consider arguments based on the ability of the taxpayer to pay, services received for taxes paid or tax equalization. Given the broad spectrum of tax capacity rates, tax classifications and state credit programs that apply to various properties throughout the jurisdiction, tax comparisons are misleading. To strengthen their appeal, property owners should present evidence about the property’s value or classification, not how much they are paying in taxes. Property in Minnesota is classified according to its actual use, such as commercial, agricultural, or residential homestead, not zoning. Property owners disputing the classification need to present information that proves how they use the property. For example, a property is classified as residential. The property owner believes that his/her property is eligible for the agricultural classification and appeals to the local board. In order for the board to change the classification to agricultural, the owner must prove that the property is used agriculturally and meets the statutory requirements of the agricultural class. As a board member, you should be objective and be sure that any changes are based on facts. Do not recommend changes without any supporting documentation. Do not recommend changes for all people who appeal to the board (unless each appeal can be substantiated). Simply taking the time to appeal is not a valid reason for adjusting the market value or changing the classification of a property. Always keep in mind that any reductions that the board may make will have the effect of shifting the tax burden to other property in the jurisdiction. The amount the jurisdiction levies will not change when values are increased or decreased; only the amount paid by each taxpayer changes. For information on the appeal process and how to substantiate an appeal, you can direct property owners to the Minnesota Department of Revenue website (http://www.taxes.state.mn.us). If your county website also contains additional information such as how to appeal, property information, frequently asked questions, etc., it is a good idea to become familiar with this information so you can refer property owners to it. 25Explanations of alternate methods of appeal Benefits for the local board The benefit for the local board is that an open book meeting saves time for board members. It eliminates the need for the board to become familiar with and educated on the local real estate market. Board members will be able to spend this time concentrating on their other duties as town board or city council members. In addition, board members can avoid confrontational situations with constituents and will no longer be put into difficult situations by having to make decisions about the property values or classifications of property owned by friends and neighbors. Benefits for the county While the number of appeals made at the open book meeting may not be less than the number of appeals to the local board, the benefit for the county is that the open book process allows for immediate consideration of issues, and in many cases, appeals are resolved before the County Board of Appeal and Equalization. The process is efficient for the county because it can often consolidate several jurisdictions into one meeting (or a series of meetings) instead of holding at least one meeting in each jurisdiction. Option 1: Transferring assessment and local board duties to the county The town board or city council may transfer the powers and duties of the Local Board of Appeal and Equalization to the county board (under Minnesota Statutes, Section 274.01, subdivision 3) and no longer perform the function of a Local Board of Appeal and Equalization. However, in order to exercise this option, the local jurisdiction also must have its assessment done by the county. This means that the local jurisdiction must give up its local assessor. Some jurisdictions do not see this as an option, because they have no intention of relinquishing this power to the county. For other town boards or city councils, this may be a good option. Before transferring the powers and duties to the county board, the town board or city council must give public notice of the meeting at which the proposal for transfer is to be considered (the public notice needs to follow the procedure contained in Minnesota Statutes, Section 13D.04, subdivision 2). A town board or city council that wishes to transfer the assessment and local board duties to the county board must communicate this intent in writing to the county assessor before December 1 of any year to be effective for the following year's assessment. This transfer of duties may either be permanent or for a specified number of years. However, the duties must be transferred to the county board for a minimum of three years, and the length of the transfer must be stated in writing. A town or city may renew its option to transfer its duties to the county board. Property owners in jurisdictions that have chosen this option would be provided with an open book meeting in place of the Local Board of Appeal and Equalization. Property owners who are not satisfied with the outcome of the open book meeting may appeal to the County Board of Appeal and Equalization and/or to Tax Court. Option 2: Transferring local board duties to the county Previously, the only option for transferring the local board duties to the county board meant that the local jurisdiction had to give up its local assessor as well. Some jurisdictions saw this option as a loss of control, and therefore, it was not considered to be an option for the city or town. The quorum and training requirements for local boards were implemented to improve the local board process so that the boards function fairly and objectively. The intent of the legislation was not to force or require a city or town to give up its local assessor. However, a jurisdiction that fails to meet these requirements must transfer the duties of the Local Board of Appeal and Equalization to the County Board of Appeal and Equalization. In this situation, the jurisdiction would lose the right to hold its local board, but it would be able to retain its local assessor. It seems unfair that a jurisdiction which voluntarily transfers its Local Board of Appeal and Equalization duties to the County Board of Appeal and Equalization must give up its local assessor, while a local board that must transfer its duties to the county board for failing to meet the training or quorum requirements may retain its local assessor. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 29 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 29 Best practices recommendations Have appellants call for appointments It is recommended that the local board hear appeals on an appointment basis. The Notice of Valuation and Classification sent to all taxpayers to notify them of their property value and classification can instruct appellants to call for an appointment with the local board. Appointments benefit the board, the assessor and the appellant. Appointments give the board an idea of how many property owners will be appealing, so the board can manage their time appropriately. It gives the assessor time to assist in the board’s deliberations by reviewing the property and collecting supporting data or recommending that the board make a change. Appellants also benefit because they need only come to their scheduled appointment and do not have to spend time listening to other appellants. In some instances, property owners call to schedule appointments with the local board, and the appeal is avoided altogether because the issue can be resolved easily by the assessor’s staff. Property owners who call for appointments can also be given information on preparing and presenting an appeal so they will know what to expect at the meeting (see “Handouts for property owners” section in the Appendix). In addition to hearing appeals by any appellants who scheduled appointments, the local board also must hear any appeals by property owners who come to the meeting without having scheduled an appointment prior to the meeting. When outlining the ground rules for the meeting, the board chair should inform the appellants that the board will be hearing appeals from those who have scheduled appointments first, and then the board will be hearing appeals by others (in the order listed on the sign-in sheet). Time limits for presenting appeals Time limits can help to keep the meeting moving. Time limits may be more appropriate in jurisdictions with a significant number of people appealing their valuation or classification. If there are only a few people at the meeting, time limits may not be necessary. If there are several appellants, it may be beneficial to establish a time limit for each appeal. If time limits are established, they should be included in the ground rules that are outlined at the beginning of the meeting. Whether or not a time limit is established, it is the responsibility of the board chair to keep the meeting moving. If an appellant goes on at length about a specific point, the Board Chair should intervene – in a professional manner – to keep the meeting on track. The chair should ensure that appellants stick to their time allotments. If the appellant discusses taxes or previous assessments, the Board Chair should remind him/her tactfully that the issue is the current year valuation or classification. If the board determines that time limits are appropriate for appellants, it also should impose time limits for the assessor to support his/her valuation or classification or recommend that the board make a change. Hear all appeals first It is recommended that the board hear all appeals before making any decisions. The board should make all decisions later in the meeting or at the reconvene meeting (within 20 calendar days) if it is determined that the assessor should view the property or if the board requests additional information from the assessor. If a reconvene meeting is necessary for the assessor to report back to the board, it should be limited to appeals made at the initial meeting. The reconvene meeting is typically not for hearing a property owner’s initial appeal. Hearing all appeals first gives the board an opportunity to get a better understanding of what happened in the district, so it can make consistent recommendations. It eliminates situations where the board feels obligated to respond in a certain manner to one property owner because of an earlier decision. It also speeds up the process for appellants as they may leave after they present their appeal. 21Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations 24 Explanations of alternate methods of appeal The open book meetings provide a forum for property owners to meet with assessment staff on an informal basis to review information about their property and to ask questions about the assessment. This setting allows the assessor’s office to resolve questions and reduce the number of property owners who feel the need to appeal to the County Board of Appeal and Equalization. Property owners do not need to make an appointment to meet with the assessment staff. They can simply show up at the dates and times stated on the Notice of Valuation and Classification, and an appraiser will discuss their assessment. Depending on the jurisdiction, the appraisers may have laptop computers to access information about the taxpayer’s property. Some counties may be able to link directly to their computer-assisted mass appraisal (CAMA) system which allows the appraiser to obtain data on sales of comparable properties. When reviewing the details of the property with the owner, the appraiser can verify the accuracy of the county’s data and correct any errors. The property owner can also schedule an appointment for the appraiser to view the property if needed. Benefits for the property owner Property owners often find that the open book meeting is less intimidating than presenting their appeal to the Local Board of Appeal and Equalization. They often appreciate the fact that they can have their questions answered in a more private setting, and not have to be apprehensive about making a presentation in front of their friends and neighbors. In this one-on-one setting, property owners may spend as much time with the appraiser as they need. They can compare the value of their home with the values of similar homes owned by their neighbors. The process is very efficient because concerns and questions are often resolved immediately. Property owners can see that the appraiser collects the same information on all properties, reassuring them that the process is the same for everyone, and they have not been singled out for a value increase. Property owners who are not satisfied with the “open book” approach may appeal to the County Board of Appeal and Equalization and/or to Tax Court. It is only a recommendation that the property owner attend the open book meeting to discuss concerns prior to the County Board of Appeal and Equalization. In a jurisdiction that does not have a Local Board of Appeal and Equalization, the property owner is not required to attend an open book meeting in order to appeal to the County Board of Appeal and Equalization. An open book meeting is a meeting held by the county assessor’s office to discuss property owners’ questions regarding their assessments. The one-on- one meeting usually is held as an alternative to the Local Board of Appeal and Equalization. Open book meetings Open book meetings provide many benefits: No appointment needed. Property owners can verify or correct information about their property. Property owners can schedule a time for the assessor to view their property. The setting is less intimidating than a Local Board of Appeal and Equalization meeting. The property owner does not need to “present” their appeal in front of friends and neighbors. Property owners can compare their values to the values of other similar homes. Questions and concerns are often resolved immediately. The process is very efficient. Property owners may appeal to the County Board of Appeal and Equalization and/or to Tax Court if not satisfied with the outcome. Benefits for property owners Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 30 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 30 22 Quorum requirements for local boards Conducting other business at the local board meeting It is best to hold a special meeting for the Local Board of Appeal and Equalization and not conduct the regular council meeting (or other business) at the local board meeting. However, due to the low attendance in some jurisdictions, conducting other business at the meeting may be an acceptable practice if handled appropriately. If other business is also to be conducted at the meeting, the time listed on the Notice of Valuation and Classification should be the start time for the appeals portion of the meeting. You should conduct other business either before the meeting (table any discussion if not completed when it is time for the Local Board of Appeal and Equalization) or after the meeting (allow any late arrivals to present their appeal even if the board has moved on to other business). There have been instances in the past where the board members have held their regular meeting in one part of the hall, and the assessor has been told to meet with appellants in another area. This is not an acceptable practice.It is the responsibility of the board to hear the appeals and the facts presented to make an informed and fair decision. Notifying property owners of decisions It is recommended that all appellants be notified in writing of the decision of the board, even if the appellant was present for the decision. Given the recommended format of hearing all appeals before making any decisions, appellants may choose not to stay for the entire meeting. A letter notifying appellants of the decisions ensures that they understand and are aware of the action, if any, taken by the board. It is also an opportunity to notify appellants of additional appeal options if they are not satisfied with the board’s decision (see “Recommended format to notify appellants of local board decisions” in the Appendix). Quorum requirements for local boards Quorum must be present A majority of the voting members of the Local Board of Appeal and Equalization must be in attendance in order for any valid action to be taken. When a local board meets and conducts business without a quorum, it is conducting an illegal meeting. This means that any changes made by a local board which does not meet the quorum requirement are null and void. What constitutes a quorum? Quorum requirements differ depending on the type of body that is meeting. Per Minnesota Statutes, Section 274.01, subdivision 1, paragraph (a), the town board of a town, or the council or other governing body of a city is the Local Board of Appeal and Equalization.1 1 Except for the following situations: Cities whose charters provide for a board of equalization; Cities or towns that have transferred their local board duties to the county (see Chapter 5); Cities with Special Boards of Appeal and Equalization appointed by the governing body (see Chapter 5); or Cities or towns whose local board duties have been transferred to the county due to noncompliance with the training requirements. 4 The number of people required to be present before the members at a meeting can conduct business. For the Local Board of Appeal and Equalization, a majority of the voting members of the board must be present to meet the quorum requirement. Quorum Townships:Per Minnesota Statutes, Section 366.01, subdivision 1, the supervisors of each town constitute the town board. Two supervisors constitute a quorum at a town board meeting unless the town is operating under “option A,” which means it has a five-member board of supervisors. In the latter case, three supervisors are required to meet the quorum requirement. City councils: According to Minnesota Statutes, Section 412.191, the city council in a standard plan city shall consist of an elected mayor, an elected clerk, and three or five elected council members (which means these cities have either five or seven voting members). In optional plan cities, the city council consists of an elected mayor and four or six elected council members (which means these cities have either five or seven voting members). In all statutory cities, the mayor is a voting member of the council and must be counted when determining whether a quorum is present. A majority of the voting members must be present to meet the quorum requirement. Charter cities may provide that a different number of council members constitute a quorum. Special boards: Appointed by the governing body of a city, a majority of the voting members must be present in order to meet the quorum requirement. Assessor’s role when a quorum is not present Each year, there are numerous complaints from property owners who have taken time off from work – or simply taken their personal time – to attend a local board meeting only to find that the meeting cannot take place due to the lack of a quorum. When a local board does not meet because a majority of the members are not present, it sends a message to property owners that the board does not value their time. It also sends the message that the board does not take the responsibility of serving as the Local Board of Appeal and Equalization seriously. Rather than simply sending home angry and frustrated property owners, the assessor changes the format to an “open book” meeting. Property owners can discuss their issues one-on-one with the assessor or the assessor’s staff. If they are not satisfied with the outcome, they can appeal to the County Board of Appeal and Equalization. This assures that the time property owners set aside to appeal to the local board is not wasted. Arrive on time for the meeting It is also very important that the board members and all required attendees (county assessor, local assessor, etc.) arrive at the meeting on time and that the meeting begins at the scheduled time. This shows respect for the people who are appealing to the board, and also shows that their time is valued. Explanations of alternate methods of appeal 5 Open book meetings Open book meetings are an alternative to the Local Board of Appeal and Equalization. During open book meetings, the valuation and classification issues are handled by the assessor’s staff on a one-on-one basis with the property owner. Typically, open book meetings are held by the county assessor’s staff. However, larger cities with an appointed city assessor may hold their own open book meetings. The open book meetings are held in locations that are convenient for property owners. Often open book meetings are held over several days during both day and evening hours. This allows property owners to appeal when it best suits their schedules instead of having to rearrange their schedules to attend a local board meeting held at one place and time. 23Explanations of alternate methods of appeal Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 31 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 31 22 Quorum requirements for local boards Conducting other business at the local board meeting It is best to hold a special meeting for the Local Board of Appeal and Equalization and not conduct the regular council meeting (or other business) at the local board meeting. However, due to the low attendance in some jurisdictions, conducting other business at the meeting may be an acceptable practice if handled appropriately. If other business is also to be conducted at the meeting, the time listed on the Notice of Valuation and Classification should be the start time for the appeals portion of the meeting. You should conduct other business either before the meeting (table any discussion if not completed when it is time for the Local Board of Appeal and Equalization) or after the meeting (allow any late arrivals to present their appeal even if the board has moved on to other business). There have been instances in the past where the board members have held their regular meeting in one part of the hall, and the assessor has been told to meet with appellants in another area. This is not an acceptable practice.It is the responsibility of the board to hear the appeals and the facts presented to make an informed and fair decision. Notifying property owners of decisions It is recommended that all appellants be notified in writing of the decision of the board, even if the appellant was present for the decision. Given the recommended format of hearing all appeals before making any decisions, appellants may choose not to stay for the entire meeting. A letter notifying appellants of the decisions ensures that they understand and are aware of the action, if any, taken by the board. It is also an opportunity to notify appellants of additional appeal options if they are not satisfied with the board’s decision (see “Recommended format to notify appellants of local board decisions” in the Appendix). Quorum requirements for local boards Quorum must be present A majority of the voting members of the Local Board of Appeal and Equalization must be in attendance in order for any valid action to be taken. When a local board meets and conducts business without a quorum, it is conducting an illegal meeting. This means that any changes made by a local board which does not meet the quorum requirement are null and void. What constitutes a quorum? Quorum requirements differ depending on the type of body that is meeting. Per Minnesota Statutes, Section 274.01, subdivision 1, paragraph (a), the town board of a town, or the council or other governing body of a city is the Local Board of Appeal and Equalization.1 1 Except for the following situations: Cities whose charters provide for a board of equalization; Cities or towns that have transferred their local board duties to the county (see Chapter 5); Cities with Special Boards of Appeal and Equalization appointed by the governing body (see Chapter 5); or Cities or towns whose local board duties have been transferred to the county due to noncompliance with the training requirements. 4 The number of people required to be present before the members at a meeting can conduct business. For the Local Board of Appeal and Equalization, a majority of the voting members of the board must be present to meet the quorum requirement. Quorum Townships:Per Minnesota Statutes, Section 366.01, subdivision 1, the supervisors of each town constitute the town board. Two supervisors constitute a quorum at a town board meeting unless the town is operating under “option A,” which means it has a five-member board of supervisors. In the latter case, three supervisors are required to meet the quorum requirement. City councils: According to Minnesota Statutes, Section 412.191, the city council in a standard plan city shall consist of an elected mayor, an elected clerk, and three or five elected council members (which means these cities have either five or seven voting members). In optional plan cities, the city council consists of an elected mayor and four or six elected council members (which means these cities have either five or seven voting members). In all statutory cities, the mayor is a voting member of the council and must be counted when determining whether a quorum is present. A majority of the voting members must be present to meet the quorum requirement. Charter cities may provide that a different number of council members constitute a quorum. Special boards: Appointed by the governing body of a city, a majority of the voting members must be present in order to meet the quorum requirement. Assessor’s role when a quorum is not present Each year, there are numerous complaints from property owners who have taken time off from work – or simply taken their personal time – to attend a local board meeting only to find that the meeting cannot take place due to the lack of a quorum. When a local board does not meet because a majority of the members are not present, it sends a message to property owners that the board does not value their time. It also sends the message that the board does not take the responsibility of serving as the Local Board of Appeal and Equalization seriously. Rather than simply sending home angry and frustrated property owners, the assessor changes the format to an “open book” meeting. Property owners can discuss their issues one-on-one with the assessor or the assessor’s staff. If they are not satisfied with the outcome, they can appeal to the County Board of Appeal and Equalization. This assures that the time property owners set aside to appeal to the local board is not wasted. Arrive on time for the meeting It is also very important that the board members and all required attendees (county assessor, local assessor, etc.) arrive at the meeting on time and that the meeting begins at the scheduled time. This shows respect for the people who are appealing to the board, and also shows that their time is valued. Explanations of alternate methods of appeal 5 Open book meetings Open book meetings are an alternative to the Local Board of Appeal and Equalization. During open book meetings, the valuation and classification issues are handled by the assessor’s staff on a one-on-one basis with the property owner. Typically, open book meetings are held by the county assessor’s staff. However, larger cities with an appointed city assessor may hold their own open book meetings. The open book meetings are held in locations that are convenient for property owners. Often open book meetings are held over several days during both day and evening hours. This allows property owners to appeal when it best suits their schedules instead of having to rearrange their schedules to attend a local board meeting held at one place and time. 23Explanations of alternate methods of appeal Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 32 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 32 Best practices recommendations Have appellants call for appointments It is recommended that the local board hear appeals on an appointment basis. The Notice of Valuation and Classification sent to all taxpayers to notify them of their property value and classification can instruct appellants to call for an appointment with the local board. Appointments benefit the board, the assessor and the appellant. Appointments give the board an idea of how many property owners will be appealing, so the board can manage their time appropriately. It gives the assessor time to assist in the board’s deliberations by reviewing the property and collecting supporting data or recommending that the board make a change. Appellants also benefit because they need only come to their scheduled appointment and do not have to spend time listening to other appellants. In some instances, property owners call to schedule appointments with the local board, and the appeal is avoided altogether because the issue can be resolved easily by the assessor’s staff. Property owners who call for appointments can also be given information on preparing and presenting an appeal so they will know what to expect at the meeting (see “Handouts for property owners” section in the Appendix). In addition to hearing appeals by any appellants who scheduled appointments, the local board also must hear any appeals by property owners who come to the meeting without having scheduled an appointment prior to the meeting. When outlining the ground rules for the meeting, the board chair should inform the appellants that the board will be hearing appeals from those who have scheduled appointments first, and then the board will be hearing appeals by others (in the order listed on the sign-in sheet). Time limits for presenting appeals Time limits can help to keep the meeting moving. Time limits may be more appropriate in jurisdictions with a significant number of people appealing their valuation or classification. If there are only a few people at the meeting, time limits may not be necessary. If there are several appellants, it may be beneficial to establish a time limit for each appeal. If time limits are established, they should be included in the ground rules that are outlined at the beginning of the meeting. Whether or not a time limit is established, it is the responsibility of the board chair to keep the meeting moving. If an appellant goes on at length about a specific point, the Board Chair should intervene – in a professional manner – to keep the meeting on track. The chair should ensure that appellants stick to their time allotments. If the appellant discusses taxes or previous assessments, the Board Chair should remind him/her tactfully that the issue is the current year valuation or classification. If the board determines that time limits are appropriate for appellants, it also should impose time limits for the assessor to support his/her valuation or classification or recommend that the board make a change. Hear all appeals first It is recommended that the board hear all appeals before making any decisions. The board should make all decisions later in the meeting or at the reconvene meeting (within 20 calendar days) if it is determined that the assessor should view the property or if the board requests additional information from the assessor. If a reconvene meeting is necessary for the assessor to report back to the board, it should be limited to appeals made at the initial meeting. The reconvene meeting is typically not for hearing a property owner’s initial appeal. Hearing all appeals first gives the board an opportunity to get a better understanding of what happened in the district, so it can make consistent recommendations. It eliminates situations where the board feels obligated to respond in a certain manner to one property owner because of an earlier decision. It also speeds up the process for appellants as they may leave after they present their appeal. 21Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations 24 Explanations of alternate methods of appeal The open book meetings provide a forum for property owners to meet with assessment staff on an informal basis to review information about their property and to ask questions about the assessment. This setting allows the assessor’s office to resolve questions and reduce the number of property owners who feel the need to appeal to the County Board of Appeal and Equalization. Property owners do not need to make an appointment to meet with the assessment staff. They can simply show up at the dates and times stated on the Notice of Valuation and Classification, and an appraiser will discuss their assessment. Depending on the jurisdiction, the appraisers may have laptop computers to access information about the taxpayer’s property. Some counties may be able to link directly to their computer-assisted mass appraisal (CAMA) system which allows the appraiser to obtain data on sales of comparable properties. When reviewing the details of the property with the owner, the appraiser can verify the accuracy of the county’s data and correct any errors. The property owner can also schedule an appointment for the appraiser to view the property if needed. Benefits for the property owner Property owners often find that the open book meeting is less intimidating than presenting their appeal to the Local Board of Appeal and Equalization. They often appreciate the fact that they can have their questions answered in a more private setting, and not have to be apprehensive about making a presentation in front of their friends and neighbors. In this one-on-one setting, property owners may spend as much time with the appraiser as they need. They can compare the value of their home with the values of similar homes owned by their neighbors. The process is very efficient because concerns and questions are often resolved immediately. Property owners can see that the appraiser collects the same information on all properties, reassuring them that the process is the same for everyone, and they have not been singled out for a value increase. Property owners who are not satisfied with the “open book” approach may appeal to the County Board of Appeal and Equalization and/or to Tax Court. It is only a recommendation that the property owner attend the open book meeting to discuss concerns prior to the County Board of Appeal and Equalization. In a jurisdiction that does not have a Local Board of Appeal and Equalization, the property owner is not required to attend an open book meeting in order to appeal to the County Board of Appeal and Equalization. An open book meeting is a meeting held by the county assessor’s office to discuss property owners’ questions regarding their assessments. The one-on- one meeting usually is held as an alternative to the Local Board of Appeal and Equalization. Open book meetings Open book meetings provide many benefits: No appointment needed. Property owners can verify or correct information about their property. Property owners can schedule a time for the assessor to view their property. The setting is less intimidating than a Local Board of Appeal and Equalization meeting. The property owner does not need to “present” their appeal in front of friends and neighbors. Property owners can compare their values to the values of other similar homes. Questions and concerns are often resolved immediately. The process is very efficient. Property owners may appeal to the County Board of Appeal and Equalization and/or to Tax Court if not satisfied with the outcome. Benefits for property owners Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 33 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 33 20 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations There are certain circumstances, such as appeals involving contamination values or income-producing properties, that may require more than 20 days for the assessor to review. In such instances, the board may decide to vote “no change” and forward the appeal to the County Board of Appeal and Equalization. There also may be circumstances involving complicated appeals, in which the board may review the information presented and not be able to determine if the assessor’s value should stand or if the property owner’s evidence justifies a value or class change. If the board is faced with a situation in which it is not sure how to rule based on the facts presented, the proper decision would be “no change.” In these instances, the local board should keep two things in mind: The property owner can appeal to the county board or he/she can take the case to Tax Court; and The county assessor can ask the county board to review the property value or classification if he/she believes that the local board change was not justified. Appeals must be substantiated by facts Appeals must be based on facts. The property owner must present supporting evidence to convince the board that the current year valuation or classification is incorrect. The supporting evidence can be presented either in person, through a letter or through an authorized representative. The property owner should describe the property, how the property is used, as well as its current condition. Photos can be very helpful in illustrating the condition of the property. The property owner should review the assessor’s data on the property to make sure that it is correct. The property owner should also review recent property sales in the area. At the assessor’s office, the property owner can review Certificates of Real Estate Value (CRVs) for properties in the area. Other evidence such as a recent appraisal may also be helpful information to present. The property owner should keep in mind that taxes are not the issue. The board should not consider arguments based on the ability of the taxpayer to pay, services received for taxes paid or tax equalization. Given the broad spectrum of tax capacity rates, tax classifications and state credit programs that apply to various properties throughout the jurisdiction, tax comparisons are misleading. To strengthen their appeal, property owners should present evidence about the property’s value or classification, not how much they are paying in taxes. Property in Minnesota is classified according to its actual use, such as commercial, agricultural, or residential homestead, not zoning. Property owners disputing the classification need to present information that proves how they use the property. For example, a property is classified as residential. The property owner believes that his/her property is eligible for the agricultural classification and appeals to the local board. In order for the board to change the classification to agricultural, the owner must prove that the property is used agriculturally and meets the statutory requirements of the agricultural class. As a board member, you should be objective and be sure that any changes are based on facts. Do not recommend changes without any supporting documentation. Do not recommend changes for all people who appeal to the board (unless each appeal can be substantiated). Simply taking the time to appeal is not a valid reason for adjusting the market value or changing the classification of a property. Always keep in mind that any reductions that the board may make will have the effect of shifting the tax burden to other property in the jurisdiction. The amount the jurisdiction levies will not change when values are increased or decreased; only the amount paid by each taxpayer changes. For information on the appeal process and how to substantiate an appeal, you can direct property owners to the Minnesota Department of Revenue website (http://www.taxes.state.mn.us). If your county website also contains additional information such as how to appeal, property information, frequently asked questions, etc., it is a good idea to become familiar with this information so you can refer property owners to it. 25Explanations of alternate methods of appeal Benefits for the local board The benefit for the local board is that an open book meeting saves time for board members. It eliminates the need for the board to become familiar with and educated on the local real estate market. Board members will be able to spend this time concentrating on their other duties as town board or city council members. In addition, board members can avoid confrontational situations with constituents and will no longer be put into difficult situations by having to make decisions about the property values or classifications of property owned by friends and neighbors. Benefits for the county While the number of appeals made at the open book meeting may not be less than the number of appeals to the local board, the benefit for the county is that the open book process allows for immediate consideration of issues, and in many cases, appeals are resolved before the County Board of Appeal and Equalization. The process is efficient for the county because it can often consolidate several jurisdictions into one meeting (or a series of meetings) instead of holding at least one meeting in each jurisdiction. Option 1: Transferring assessment and local board duties to the county The town board or city council may transfer the powers and duties of the Local Board of Appeal and Equalization to the county board (under Minnesota Statutes, Section 274.01, subdivision 3) and no longer perform the function of a Local Board of Appeal and Equalization. However, in order to exercise this option, the local jurisdiction also must have its assessment done by the county. This means that the local jurisdiction must give up its local assessor. Some jurisdictions do not see this as an option, because they have no intention of relinquishing this power to the county. For other town boards or city councils, this may be a good option. Before transferring the powers and duties to the county board, the town board or city council must give public notice of the meeting at which the proposal for transfer is to be considered (the public notice needs to follow the procedure contained in Minnesota Statutes, Section 13D.04, subdivision 2). A town board or city council that wishes to transfer the assessment and local board duties to the county board must communicate this intent in writing to the county assessor before December 1 of any year to be effective for the following year's assessment. This transfer of duties may either be permanent or for a specified number of years. However, the duties must be transferred to the county board for a minimum of three years, and the length of the transfer must be stated in writing. A town or city may renew its option to transfer its duties to the county board. Property owners in jurisdictions that have chosen this option would be provided with an open book meeting in place of the Local Board of Appeal and Equalization. Property owners who are not satisfied with the outcome of the open book meeting may appeal to the County Board of Appeal and Equalization and/or to Tax Court. Option 2: Transferring local board duties to the county Previously, the only option for transferring the local board duties to the county board meant that the local jurisdiction had to give up its local assessor as well. Some jurisdictions saw this option as a loss of control, and therefore, it was not considered to be an option for the city or town. The quorum and training requirements for local boards were implemented to improve the local board process so that the boards function fairly and objectively. The intent of the legislation was not to force or require a city or town to give up its local assessor. However, a jurisdiction that fails to meet these requirements must transfer the duties of the Local Board of Appeal and Equalization to the County Board of Appeal and Equalization. In this situation, the jurisdiction would lose the right to hold its local board, but it would be able to retain its local assessor. It seems unfair that a jurisdiction which voluntarily transfers its Local Board of Appeal and Equalization duties to the County Board of Appeal and Equalization must give up its local assessor, while a local board that must transfer its duties to the county board for failing to meet the training or quorum requirements may retain its local assessor. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 34 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 34 19Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations The final closing of a meeting, such as a meeting of the board of directors or any official gathering. Adjourn is not to be confused with “recess,” which means the meeting will break and then continue at a later time. Adjourn Depending on the procedure that the board is following, the chair should either: Have the board make a decision on the appeal; or Inform the appellant that his/her concern will be taken into consideration and let the appellant know when a decision will be made, as well as how he/she will be informed of the board’s decision. Review process, not value-reduction process The appeal process is a review process and not just a value-reduction process. The Local Board of Appeal and Equalization is an important step in maintaining an equitable property tax system. It is vital that the board members take this responsibility seriously. Any value changes – increases or decreases – must be justified as value changes have the effect of shifting the tax burden to other property owners in the jurisdiction. The purpose of the board is to ensure equality between taxpayers so that each taxpayer is paying the fair share of taxes – no more, no less. Keeping in mind that a reduction in estimated market value may not reduce taxes, and sharing this information with appellants, may help set the proper tone for the meeting. Therefore, it is not incumbent upon the board to reduce the value of all individuals who appeal to the board, as that may be unfair to the property owners who have not appealed. The board should not give reductions to people just for “showing up.” It is assumed that the assessor has properly valued and classified all property in the jurisdiction. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value or classification. All changes made by the board must be based on facts. Recess or adjourn The board may not take action after adjourning. All issues must be resolved before the meeting is adjourned. If issues still need to be considered, the board should recess until the next meeting. The next (reconvene) meeting must be held within 20 calendar days (including the day of the initial meeting) unless the board requests a time extension from the Department of Revenue, and the time extension is granted by the department. The date and time for the reconvene meeting must be determined before the initial meeting is recessed. Once the Local Board of Appeal and Equalization has adjourned, they cannot reconvene. Decisions It is the board’s duty to review the facts and make corrections as it deems just. It is not appropriate to turn the decision over to the assessor. The board should not order the assessor to review the property and change the value or classification and then adjourn. In this instance, the issue is not resolved. The board may ask the assessor to review the property and report back to the local board at a reconvene meeting. Ultimately, it is the local board that must make any adjustments. All decisions should be adopted by a formal vote. Options for decisions include: No change; Lower the value; Raise the value; Notify a property owner of intent to raise the value; Change the classification; or Have the assessor inspect the property and report to the local board (within the 20-day timeframe). A break in a meeting or proceedings until a certain date and time. Recess is not to be confused with “adjournment,” which ends the proceedings. Recess It seems appropriate that the local jurisdiction be given the opportunity to decide to forego its right to act as a Local Board of Appeal and Equalization and still maintain its local assessor. If the town board or city council deems that property owners would be best served with an open book meeting, which also would relieve the board from having to make difficult value and classification decisions, the board or council should contact the county assessor and inform him/her of the jurisdiction’s intent to be treated as though it did not meet the quorum or training requirements. It should clarify that the city or town is transferring its duties to the county board, but will retain its local assessor. The town board or city council must notify the county assessor of this decision in writing by December 1 to be effective for the following assessment year. Property owners in a jurisdiction that has chosen to transfer its Local Board of Appeal and Equalization duties to the County Board of Appeal and Equalization would be provided with an open book meeting in place of the local board. Property owners who are not satisfied with the outcome of the open book meeting may appeal to the County Board of Appeal and Equalization and/or to Tax Court. The local board can be reinstated by resolution of the governing body of the city or town and upon proof of compliance with the training requirements. The resolution and proof of compliance must be provided to the county assessor by December 1 to be effective for the following assessment year. Other alternate methods of appeal Special Boards of Appeal and Equalization The governing body of a city (including cities with charters that provide for a board of equalization) may appoint a Special Board of Appeal and Equalization. The city may delegate to the Special Board of Appeal and Equalization all of the powers and duties of the Local Board of Appeal and Equalization. Town boards are not able to appoint special boards. The special board serves at the direction and discretion of the appointing body, subject to the restrictions imposed by law. The appointing body shall determine the number of members of the board, the compensation and expenses to be paid, and the term of office of each member. At least one member appointed to the Special Board of Appeal and Equalization must be an appraiser, realtor or other person familiar with property valuations in the assessment district. The special board must also meet the training and quorum requirements that a local board must meet. Tax Court Minnesota has a specific court established to hear and determine all questions of law and fact arising under the tax laws of the state. The Tax Court has statewide jurisdiction. Except for an appeal to the Supreme Court, the Tax Court is the sole and final authority. The petitioner must file in Tax Court on or before April 30 of the year in which the tax is payable, not the year of the assessment. There are two divisions of Tax Court: the Small Claims Division and the Regular Division. The Small Claims Division only hears appeals in certain circumstances and is less formal. Property owners often represent themselves and there is no official record of the proceedings, meaning the decisions cannot be appealed further. The Regular Division hears all types of appeals and the decisions can be further appealed. There is a filing fee and other fees associated with appealing to Tax Court. The court is based in St. Paul, but it travels to the county where the property being appealed is located for the trial. More information is available at www.taxcourt.state.mn.us. 26 Explanations of alternate methods of appeal Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 35 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 35 All proceedings must be public The local board meeting is subject to the open meeting law. The open meeting law requires that meetings of governmental bodies generally must be open to the public. Therefore, all local board proceedings must be public. Board members should not leave the meeting to the assessors while they talk about other business. Board members should not confer with each other, the assessor or appellants regarding appeals in question outside the local board meeting(s). Make appellants feel comfortable Presenting an appeal to the Local Board of Appeal and Equalization can be intimidating for appellants. The goal of the board should be to make the appellant feel comfortable, not intimidated. To make the appellant more comfortable when presenting an appeal to the local board, it is recommended that the appellant sit (or stand) in front of the board and present directly to the board rather than having the appellant speak and address all present in the audience. This not only allows the appellant to be more comfortable, but also decreases the potential that an angry “mob” will form at the meeting. Dealing with angry or difficult property owners The following are some tips that may be helpful when dealing with an angry or difficult property owner: Always treat the property owner with respect; Listen to the property owner; Speak calmly and keep your body language calm; Encourage the property owner to discuss his/her concerns; Do not get defensive; Keep things on a positive level; Avoid blaming statements (“You…”); Keep the conversation focused on the issue, not personalities (“The assessor doesn’t like me,” etc.); Clarify the problem; Acknowledge the property owner’s concerns; Show empathy for the property owner; Emphasize collaboration (“Let’s see if we can find a solution to this problem.”); Let the property owner know that you will be reviewing the facts of the case; and End the property owner’s presentation by acknowledging in a tactful manner that you’ve heard what he/she has to say and will consider the matter. If things get too heated, it may be a good idea to suggest a short break so the parties can calm down. Do not let things get out of hand before informing the authorities. If the board is anticipating any problems, it may be a good idea to inform local law enforcement of the meeting in advance. Do not take threats or someone talking about violence lightly. Safety should be your main concern. If you feel threatened, call the authorities. Oftentimes, property owners are frustrated by the process because they are unsure about how to appeal to the local board. To reduce their frustration, it is recommended that the local board let them know what they will need to do to substantiate their appeal (see “Handouts for property owners” section in the Appendix for information local boards may supply to property owners). The Notice of Valuation and Classification will direct property owners to the Minnesota Department of Revenue website (http://www.taxes.state.mn.us) for information on the appeal process and how to substantiate appeals. Many counties also have information on their websites concerning how to appeal, property information, frequently asked questions, etc. If your county website does have information relating to assessment or property taxes, it is a good idea to become familiar with this information so you can refer property owners to it. Hearing appeals The Board Chair should call the appellant. The board must be attentive when the appeals are being presented. Take the time to listen to the person presenting the appeal, but do not let the appellant dominate the meeting. After an appellant has presented his/her case, the chair should ask the assessor to explain how the value and/or classification was determined. To keep things moving and to conduct a fair meeting, any time limits imposed on an appellant should also be imposed on the assessor. The board should ask questions of the appellant and the assessor if more information is needed. 18 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Appendix Glossary Abatement – Reduction of estimated market value, taxes, costs, penalties or interest which have been erroneously or unjustly paid. Adjourn – The final closing of a meeting, such as a meeting of the board of directors or any official gathering. Adjourn is not to be confused with “recess,” which means the meeting will break and then continue at a later time. Agricultural property – Property including the house, garage, farm buildings and farm land used for raising or cultivating agricultural products for sale. Defined in Minnesota Statutes as Class 2a agricultural land. An agricultural homestead is class 2a land that is homesteaded along with any contiguous class 2b rural vacant land under the same ownership. Agricultural property may also be non-homestead. Apartment property – Residential real estate containing four or more units and used or held for use by the owner or by the tenants or lessees of the owner as a residence for rental periods of 30 days or more. Defined in Minnesota Statutes as Class 4a rental housing. City council – The legislative body of a city. The city council in a standard plan city consists of an elected mayor, an elected clerk, and three or five elected council members (which means these cities have either five or seven voting members). In optional plan cities, the city council consists of an elected mayor and four or six elected council members (which means these cities have either five or seven voting members). In all statutory cities, the mayor is a voting member of the council and must be counted when determining whether a quorum is present. Charter cities may provide that a different number of council members constitutes a quorum. Class rate – The percent of market value (as defined in Minnesota Statutes) used to determine a property’s net tax capacity. Classification – The assessor assigns a statutorily- defined classification to all property based upon the use of the property on January 2 of each year. Examples of Minnesota property classes include residential, agricultural, commercial-industrial, apartment and seasonal residential recreational. Commercial-industrial property – Property used for commercial or industrial purposes such as retail or manufacturing. Defined in Minnesota Statutes as Class 3a commercial and industrial property. Comparable property sales – Properties that have recently been sold which have similar property characteristics to a property being appraised. Computer-assisted mass appraisal (CAMA) system – A computerized system that uses statistical analysis to generate estimates of property value. County Board of Appeal and Equalization – A group of people, typically the county commissioners and the county auditor, authorized to examine, compare and equalize property assessments so that each parcel in the county is listed at its market value. Estimated market value (EMV) – This is the value that the assessor estimates the property would likely sell for on the open market. This value may be appealed to the Local Board of Appeal and Equalization, County Board of Appeal and Equalization or Tax Court. 27Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 36 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 36 3 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Each local board meeting is conducted differently. While there are not any statutory guidelines for conducting the meeting, this chapter will outline meeting procedures that foster fair and impartial assessment reviews. Also included in this chapter are best practices recommendations for local boards. We acknowledge that some cities or townships may have bylaws or rules of procedures that may preclude some of these recommendations. Keep in mind that these are recommended procedures for the local boards, and they are not intended to contradict such rules or bylaws. It is up to each board to determine which procedures are most appropriate for its Local Board of Appeal and Equalization meeting. Meeting procedures The board should run the meeting The board should take charge of the meeting. It is not the assessor’s meeting. The local board is intended to be a fair and impartial review of the assessment. The assessor should realize that the appeal decisions are not in his/her hands. The board’s decisions are between the board and the appellant. The assessor is not on trial for his/her work. The board should not critique the assessor’s performance or blame the assessor for increasing values (or taxes). Assessors should try not to become too personally involved with the decisions and remember that they have already done their best job. It is now the task of the local board to review the facts and make decisions as it deems just. Establish ground rules for the meeting Before hearing any appeals, the Board Chair should outline the ground rules for the meeting. The ground rules set the tone for the meeting. The specific ground rules may vary for each local board but should include: The purpose of the meeting; A reminder to property owners that only appeals for the current year valuation or classification can be made – taxes or prior years’ assessments are not within the jurisdiction of the board; A reminder to property owners that they may only appeal the estimated market value (EMV), and that the appeals process is concerning this amount - not tax amounts; An explanation of the order of the appellants (will it be by appointment first, followed by walk-ins on a first-come basis, etc.); The expectations of the appellant when presenting his/her appeal (the appeal must be substantiated by facts; where the appellant should stand or sit; the appellant should be prepared to answer questions posed by the board, etc.); The time limits imposed (if any); and The procedure the board will follow for making decisions (will the board hear all appeals before making any decisions, will the board send a letter to appellants to inform them of the decision, etc.). The Board Chair should give the assessor the opportunity to present a brief overview of the property tax process and a recap of the current assessment. Appellants should then present their appeals. If the assessor has had a chance to review the property prior to the meeting, the assessor can present facts and information to the board to support the valuation or classification or recommend that the board make a change. If the assessor has not had a chance to review the property prior to the meeting, the assessor can present such information to the local board at the reconvene meeting. 17Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations Exempt property – Property that is not subject to taxation. All property, real and personal, in the state is taxable except that which by law is exempt. Exemption laws are to be construed strictly, not broadly. Local or County Boards of Appeal and Equalization cannot grant an exemption. Ownership, use and necessity of ownership are key elements reviewed by the assessor when determining exemption. Highest and best use – “A principle of appraisal and assessment requiring that each property be appraised as though it were being put to its most profitable use (highest possible present net worth), given probable legal, physical, and financial constraints.” Glossary for Property Appraisal and Assessment, International Association of Assessing Officers, 1997. Home rule charter city – Any city which has adopted a home rule charter pursuant to the constitution and laws; “statutory city” means any city which has not adopted such a charter. Homestead – Property that is occupied as the principal place of residence by the owner is eligible to receive the homestead status and the market value homestead credit. Property may be a residential or agricultural homestead. Local assessor – An assessor who works on a contract basis for a township or city. Local Board of Appeal and Equalization – A group of people, typically the town board or city council, authorized to determine whether the assessor has properly valued and classified all parcels of taxable property located within the district. Market value homestead credit – Residential homestead property receives a credit which is equal to 0.4 percent of the market value of the property. The amount may not exceed $304 and is reduced by 0.09 percent of the market value in excess of $76,000. Agricultural homestead property receives the residential credit for the house, garage and one acre value plus an agricultural credit of 0.3 percent of the agricultural class 2a and rural vacant land class 2b market value not to exceed $345. It is reduced by 0.05 percent of the market value in excess of $115,000 but may not be reduced to less than $230. Mass appraisal – The process of valuing a group of properties as of a given date using standard methods and statistical testing. Median sales ratio – The midpoint (middle) of all the individual ratios that are included for that property type in that city or township for a sales ratio study period when they are put in order. In Minnesota, the median sales ratio should be between 90% and 105%. This means that when all sales from that study period for that property type in that city or township are put in order from smallest to largest ratio, the middle ratio should be between 90% and 105%. Net tax capacity – Determined by multiplying the class rate by the taxable market value for each property. Notice of Valuation and Classification – A notice mailed to taxpayers at least 10 days prior to the Local Board of Appeal and Equalization (generally in February or March) to inform them of their property values and classifications for the current assessment year. Minimally, the notice must include: the estimated market value for the current and prior assessment; the value of any new improvements; the amount qualifying for any deferral or exclusion; the taxable market value for the current and prior assessment; the property classification for the current and prior assessment; the assessor's office address, phone number, website and time when property information can be viewed by the public; and the dates, places and times set for the meetings of the Local Board of Appeal and Equalization, any open book meetings and the County Board of Appeal and Equalization. Open book meeting – A meeting held by the county assessor’s office to discuss property owners’ questions regarding their assessments. The one-on-one meeting usually is held as an alternative to the Local Board of Appeal and Equalization. Property characteristics – Distinguishing interior and exterior features of a property and its surroundings such as its: location and neighborhood; public or private restrictions on the property; building type and size; quality of construction; age of the structure; physical condition of the structure; and the total number of rooms, bedrooms and bathrooms. Quorum – The number of people required to be present before the members at a meeting can conduct business. For the Local Board of Appeal and Equalization, a majority of the voting members of the board must be present to meet the quorum requirement. Recess – A break in a meeting or proceedings until a certain date and time. Recess is not to be confused with “adjournment,” which ends the proceedings. 28 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 37 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 37 Legal and policy reasons for fair and impartial appeal and equalization hearings 2 Legal reasons for fair and impartial local board meetings Minnesota Statutes, Section 274.01, subdivision 1, paragraph (b) states: “The board shall determine whether the taxable property in the town or city has been properly placed on the list and properly valued by the assessor.” This means that any action taken by the board must be done in an effort to ensure that all taxable property in the jurisdiction has been properly valued and classified by the assessor. It is assumed that the assessor has correctly valued and classified all property. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s valuation or classification of the property. Minnesota Statutes, Section 273.11, subdivision 1 requires that all property be valued at its market value. The assessor is required to value all property at market value, and the Local Board of Appeal and Equalization also must keep this in mind when adjusting market values. The board is to hear all appeals and act in a manner that is just. Minnesota Statutes, Section 274.01, subdivision 1, paragraph (b) states: “On application of any person feeling aggrieved, the board shall review the assessment or classification, or both, and correct it as appears just.” To act in a just manner, the board must only make changes that are based on facts. Policy reasons for fair and impartial local board meetings Property owners expect and deserve a fair and impartial hearing. Serving as the Local Board of Appeal and Equalization is an important duty. As one step – generally the first step – in the appeal process, it is very important that the meeting be conducted in a fair and impartial manner, or the property owner’s confidence in the entire appeal process will be undermined. In order for the property owner to receive a fair and impartial hearing, the property owner must have an opportunity to present his/her appeal and provide evidence to support it. Then the assessor should explain his/her valuation or classification. It is assumed that the assessor has valued and classified the property correctly, and the burden of proof rests with the property owner, who must present factual evidence to disprove the assessor’s value or classification. Then the local board must take the appeal under consideration. An educated board is the key to a fair and impartial hearing. A board that is knowledgeable about the local real estate market does not simply “rubber stamp” the assessor’s value but makes independent decisions based on facts. It is important that the property owner does not perceive the outcome to be predetermined or believe that the board is “defending” the assessor’s value. This does not mean that the board should not uphold the assessor’s value. It does mean that if the local board changes the assessor’s value or classification, it must be based on the facts presented. A fair and impartial hearing does not necessarily mean that the property owner is granted the value reduction or classification change that he/she is seeking. Receiving a fair and impartial hearing only means that the owner had the opportunity to present his/her appeal, the board considered the appeal and based its decision on facts. 16 Legal and policy reasons for fair and impartial appeal and equalization hearings 29Appendix Residential property – Property that is residential in nature consisting of the house, garage and land including homestead and non-homestead single-family houses, duplexes and triplexes. Defined in Minnesota Statutes as Class 1a residential homestead, Class 1b disabled homestead, Class 4b(1) residential real estate containing less than four units that does not qualify as class 4bb, Class 4bb(1) nonhomestead residential real estate containing one unit, other than seasonal residential recreational property; and Class 4bb(2) a single family dwelling, garage, and surrounding one acre of property on a nonhomestead farm. Rural vacant land – Property that is unplatted, rural in character and not improved with a structure unless it is a minor, ancillary and nonresidential structure. Defined in Minnesota Statutes as Class 2b rural vacant land. Rural vacant land may be part of an agricultural homestead if it is contiguous to class 2a agricultural land under the same ownership. Sales ratio study – A tool assessors use to help determine values for properties. The sales ratio study period includes sales that have occurred in a twelve month period. For the January 2, 2010 assessment, the assessor reviews sales that occur between October 1, 2008 and September 30, 2009. A sales ratio shows the relationship between the EMV and the sale price of a property. It is the EMV divided by the sales price. In Minnesota, six sales of each property type in each jurisdiction are required to complete a sales ratio study. One sale is not enough evidence for the assessor to change values. Assessors look at all sales in a study to arrive at conclusions and value estimates in mass. Seasonal residential recreational property – Real property devoted to temporary and seasonal residential occupancy for recreation purposes, including real property devoted to temporary and seasonal residential occupancy for recreation purposes and not devoted to commercial purposes for more than 250 days in the year preceding the year of assessment. Defined in Minnesota Statutes as Class 4c(1) commercial or noncommercial seasonal residential recreational property. State Board of Equalization – The Commissioner of Revenue, serving as the State Board of Equalization, ensures assessors follow approved appraisal and assessment practices and reviews the results of the assessor’s work in estimating values. This board meets in June of every year. The board can increase or decrease values to bring about equalization on a county-, city- and township-wide basis as well as across county lines to ensure a fair valuation process across taxing districts, county lines and by property type. Statutory city – Any city which has not adopted a home rule charter pursuant to the constitution and laws; the term “home rule charter city” means any city which has adopted such a charter. Tax Court – A specific court established to hear and determine all questions of law and fact arising under the tax laws of the state. The Tax Court has statewide jurisdiction. Except for an appeal to the Supreme Court, the Tax Court is the sole and final authority. The petitioner must file in Tax Court on or before April 30 of the year in which the tax is payable, not the year of the assessment. Tax levy – The total amount of property tax revenue needed to meet a jurisdiction’s budget requirements. Tax rate – Determined by taking the total amount of property tax revenue needed (tax levy) divided by the total net tax capacity of all taxable property within the taxing jurisdiction. Tax statement – Mailed to taxpayers in March of each year, the property tax statement includes the actual tax amounts to be paid in the current year. Property tax statements for manufactured homes assessed as personal property are mailed in May of each year. Taxable market value (TMV) – This is the value that property taxes are actually based on, after all reductions, exclusions, exemptions and deferrals. Town board – The supervisors of a town constitute the town board. Unless provided otherwise, there are three supervisors. Towns operating under “option A” have five supervisors. Truth in Taxation Notice – Mailed to taxpayers in November of each year, the truth in taxation notice contains the estimated tax amounts for the following year. The statement also includes current year tax amounts for comparison purposes and notice of budget meetings. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 38 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 38 15Role of the local board in the assessment process board for that appeal. The board member is also prohibited from participating in an appeal of a property in which a board member has a financial interest. If the remaining members constitute a quorum, the board may vote on the action with the compromised board member abstaining from the vote. Otherwise, or if the board wishes to prevent any perception of preferential treatment, it should mark “No change” on the record form for the meeting. The taxpayer will be eligible to appeal to the County Board of Appeal and Equalization. The local board can’t grant special program status. If a property owner is appealing for enrollment in special programs that require an application (e.g. Green Acres), they must follow the proper application procedure. Recommendations for local board members Become familiar with sales information prior to local board meeting Most local board members are not necessarily aware of current trends in the real estate market or trained in the field of appraisal. Therefore, advance preparation is essential to making informed, fair decisions on the appeals heard by the local board. The county assessor (or the local or city assessor in some instances) should provide information on the real estate market in advance of the local board meeting. If this information is not provided, the local board should request that the assessor provide the information at least one week prior to the meeting so board members have time to review it. The following are examples of the type of data that the assessor may provide for the local board to use when determining if an adjustment is necessary. This is not an all-encompassing list, and depending on the jurisdiction, it may or may not be necessary for every board to have all the items on the list. The local board should work with the assessor to determine the specific information to be supplied to the local board. Information on sales within the district that occurred in the previous year. Valuation tables of land types. Copy of the values from the mini-abstract for the district (current year and prior year). Printout of parcel listings for the district with the values. Review of the current statutory classifications and the corresponding class rates. Review of value changes by property type in the district. The local board should also be prepared to request additional background information and to ask questions of the assessor in order to assist with the board’s deliberations. As a local board member, you should review the information provided by the assessor. If you have any questions about the materials, please be sure to contact the assessor. Being knowledgeable about the real estate market is the key to making informed and fair decisions. Duties of the clerk The town or city clerk plays an important role in the Local Board of Appeal and Equalization process. The following is a brief list of the duties of the clerk pertaining to the local board meeting: Work with the county assessor to establish the meeting date(s) for the local board; Publish and post notice of the meeting at least 10 days prior to the date of the (Minnesota Statutes, Section 274.01, subdivision 1); Ensure that a quorum will be present; Provide a sign-in sheet for appellants; Take minutes of the meeting as part of the town or city record; and Return all necessary records to the county assessor in a timely manner. In some jurisdictions, various duties of the clerk may be performed by the city or county assessor or the assessor’s staff. In these instances, it is recommended that the clerk be aware of and monitor these duties to ensure they are completed. Duties of local and county boards 30 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 39 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 39 Add improvements to the assessment list.In reviewing the individual assessments, the board may find instances where property is not listed at its market value because the value of a building or other improvement was not included when the market value of the property was estimated. These should be carefully reviewed by the board and placed on a tentative list of property values to be increased. The board should then determine to what extent the valuation of such property should be increased. Before the board adds value for new or overlooked improvements, it must notify the owner. Change the classification of a property.In Minnesota, property is classified according to its use on the assessment date (January 2 of each year). If the property is not currently being used, it is classified according to its most probable, highest and best use. Property owners do not get to choose how they want their property to be classified. It is the assessor’s job to classify it according to its current use or its most probable, highest and best use. The board can change the classification of any property which in the board’s opinion is not properly classified. Again, it is assumed that the assessor has classified the property correctly. The classification must be based on use, and in order for the board to change the classification, the appellant must present evidence that the property is used in a manner consistent with the classification. What the board can’t do The local board can’t consider prior year assessments. The Local Board of Appeal and Equalization does not have the authority in any year to reopen former assessments on which taxes are due and payable. The board considers only the assessments that are in process in the current year. Occasionally, a property owner may appear with a tax statement and protest the taxes or assessment of the previous year. The board should explain tactfully that it does not have the authority to consider such matters. After taxes have been extended, adjustments can be made only by the process of application for abatement or by legal action. The local board can’t order percentage increases or decreases for an entire class of property. The authority of the local board extends over the individual assessments of real and personal property. The board cannot increase or decrease by percentage all of the assessments in the district of a given class of property. Changes in the aggregate assessments by classes are made by the County Board of Appeal and Equalization. The local board can’t reduce the aggregate assessment by more than 1 percent. Although the Local Board of Appeal and Equalization has the authority to increase or reduce individual assessments, the total of such adjustments must not reduce the aggregate assessment of the jurisdiction by more than 1 percent. The “aggregate assessment” is the total EMV that the local board has the authority to change, i.e. the total EMV of assessments within the jurisdiction excluding state assessed property. For example, if the total EMV of a jurisdiction is $2,000,000, the board cannot reduce the total EMV of the jurisdiction by more than $20,000. This means the EMV after board actions must be at least $1,980,000. Assessor’s EMV + Total board EMV increases - Total board EMV reductions EMV after board actions If the total amount of adjustments made by the local board does lower the aggregate assessment by more than 1 percent, none of the adjustments will be allowed. This limitation does not apply, however, to the correction of clerical errors or to the removal of duplicate assessments. Clerical errors are limited to errors made by someone performing a clerical function during the course of the actual assessment. Examples of clerical errors are errors such as transposing numbers or mathematical errors. Errors that occur when making estimations during the inspection and appraisal process (judgment errors) are not considered to be clerical errors. The local board can’t exempt property. The Local Board of Appeal and Equalization does not have the authority to grant an exemption or to order property removed from the tax rolls. The local board can’t make changes benefiting a property owner who refuses entry by the assessor. The board may not make an individual market value adjustment or classification change that would benefit the property in cases where the owner or other person having control over the property will not permit the assessor to inspect the property and the interior of any buildings or structures. A member of the local board can’t make changes to property in which he/she has a conflict of interest or financial interest. If a property being appealed is owned by a board member, a board member’s spouse, parent, stepparent, child, stepchild, grandparent, grandchild, brother, sister, uncle, aunt, nephew, or niece, by blood or marriage, the board member is prohibited from participating in the actions of the 14 Role of the local board in the assessment process How value changes affect taxes 31Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 40 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 40 Duties of the local board The local board is to determine whether all of the taxable property in the town or city has been properly valued and classified for the current assessment. All property is to be valued at its market value, and all property is to be classified according to use. It is assumed that the assessor has properly valued and classified all the property in the jurisdiction. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value or classification. The complaints and objections of property owners appealing individual assessments for the current year should be considered very carefully by the board. An appeal may be made in person, by letter, or through a representative of the owner. Written objections should be filed with the city or town clerk or county assessor prior to the meeting of the Local Board of Appeal and Equalization and must be presented to the board for consideration while it is in session. The board must hear all complaints and examine all letters. Such assessments must be reviewed in detail, and the board has the authority to make corrections as it deems to be just. The board may recess from day to day until all cases have been heard. The board should look for property or improvements that are not on the tax rolls. When property or improvements are missing from the tax rolls, an unfair burden falls upon the owners of all properties that have been assessed. If the board finds any property or improvements that are not on the tax rolls, the board should place it on the assessment list along with its market value, and correct the assessment so that each tract or lot of real property and each article, parcel or class of personal property is entered on the assessment list at its market value. Changes within 10 days of local board meeting Since the Notice of Valuation and Classification must be mailed to taxpayers at least 10 days prior to the meeting of the Local Board of Appeal and Equalization, the assessor should not make changes to the valuation or classification of a property within that 10-day window without bringing the change to the local board for action. After receiving the notice, the property owner can contact the assessor to discuss questions or concerns. The assessor can make changes to the valuation or classification without bringing the change to the local board if a new notice is mailed to the property owner at least 10 days prior to the local board meeting. Oftentimes, the assessor will continue to review properties within 10 days of the local board meeting. However, if the assessor makes a change, that change should be brought to the local board for action. If the property owner agrees with the change, he/she does not need to personally appeal to the board. Instead, the assessor should present such changes to be voted on by the board. What the board can do Reduce the value of a property. The local board may reduce the value of a property if the facts show that the property is assessed at a value that is higher than its market value. All property is to be valued at its market value. It is assumed that the assessor has properly valued the property. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value. Increase the value of a property. The local board may increase the value of a property if the facts show that the property is assessed at a value that is lower than its market value. The board must also base the decision to increase the market value on facts. All property is to be valued at its market value. It is assumed that the assessor has properly valued the property. The board must rely on factual evidence to disprove the assessor’s value. Before the board raises the market value of a property, it must notify the owner. The law does not prescribe any particular form of notice, except that the person whose property is to be increased in assessment must be notified of the intent of the board to make the increase. The owner must be notified either in writing or orally. He/she should be given a time to appear before the local board. After the hearing, the local board should make any corrections that it deems just. Add properties to the assessment list.If the board finds that any real or personal property has not been entered onto the assessment list, the board shall place it on the assessment list along with its market value, and correct the assessment so that each tract and lot of real property and all personal property is entered on the assessment list at its market value. 13Role of the local board in the assessment process Recommended format to notify appellants of local board decisions April 29, 2010 {Insert property owner’s name} {Address line 1} {Address line 2} Dear {Insert name here}: This letter is to acknowledge an appeal to the {insert jurisdiction here} Local Board of Appeal and Equalization regarding the value or classification of parcel number {Insert parcel number here}. The local board considered the appeal and any information presented (or supplied in the case of written appeals). As a result of its review, the local board voted to: ______ Make no change to the 2010 value or classification ______ Change the 2010 classification from ______________________ to _____________________ ______ Reduce the 2010 value from $___________________ to $ ___________________ ______ Increase the 2010 value from $___________________ to $ ___________________ Comments: If you are not satisfied with the outcome of the Local Board of Appeal and Equalization, you may appeal to the County Board of Appeal and Equalization. {Add details about scheduling appointments or how to appeal to the county board.} You may also appeal to Tax Court. For more information on the Tax Court, go to http://www.taxcourt.state.mn.us. Sincerely, {insert name} {insert title} 32 Appendix Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 41 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 41 Documenting local board actions Before adjourning, the Local Board of Appeal and Equalization must prepare an official record of all actions taken by the board. Minnesota Statutes 274.01, subdivision 1, paragraph (e) requires, in part, that: “The board shall list separately, on a form appended to the assessment book, all omitted property added to the list by the board and all items of property increased or decreased, with the market value of each item of property, added or changed by the board, placed opposite the item.” This means that the local board must prepare an official record of the proceedings. The record must reflect all board actions. Therefore, the record must list all: Assessments of property added to the tax rolls with the market value for each; Appeals brought before the board, indicating the action taken by the board (including all appeals in which the board voted “no change”); Assessments that have been increased or decreased with the market value for each; All classification changes; and All changes that the county assessor brought to the board for action, indicating the action taken by the board. After the changes have been completed, the record must be signed and dated by the members of the local board who were present at the meeting. The record must also list the names and titles of all voting members of the local board, including those who are present and those who are absent, to verify that the quorum requirement was met. The county assessor is to make all changes ordered by the local board that are authorized by law. Required forms for documenting board actions County assessors are required to submit any changes made by the Local and County Boards of Appeal and Equalization to the Commissioner of Revenue, along with a copy of the proceedings of each board within 10 working days following final action of the local board. The information must be filed in the manner prescribed by the Commissioner of Revenue (Minnesota Statutes, Chapter 270C). In recent years, there has been increasing interest by the legislature and others in the number of appeals at the local level and the effect of the changes that were made. However, because of the manner in which many counties submit this information, the Department of Revenue has not been able to respond to requests for this information. Therefore, we are requiring that the counties provide the data in a format that is complete, readable and easily interpreted. Each county will be required to submit this information in an electronic format as instructed by the Department of Revenue. To ensure that the information is consistent from local jurisdiction to local jurisdiction and from county to county, the Department of Revenue also is requiring that the local board complete the following two forms for each Local Board of Appeal and Equalization meeting: Local Board of Appeal and Equalization Certification Form – must be completed and signed to verify that the quorum and training requirements were met and to provide a summary of board actions; and Local Board of Appeal and Equalization Record Form – must be completed to provide a detailed report of the proceedings of the board. The county assessor will provide these forms to the local board. The local board will complete the forms (the jurisdiction total EMV is to be completed by the assessor), and the county assessor will take possession of the completed forms at the end of the meeting. A Certification Form must be completed in the case of a reconvene meeting. If a recess is called, a quorum also must be present at the reconvene meeting for the local board to take valid action. To verify that the quorum requirement was met, the local board must complete and sign a Certification Form for each reconvene meeting. The local board will continue to complete the original Record Form at each reconvene meeting. The reconvene meeting(s) must be held and all business of the local board must be concluded within 20 calendar days (including the day of the initial meeting) unless the board requests a time extension in writing from the Department of Revenue and the time extension is granted by the department (no extensions will be granted beyond May 31). The date and time for the reconvene meeting must be determined before the initial meeting is recessed. Once the Local Board of Appeal and Equalization has adjourned, they cannot reconvene. 12 Role of the local board in the assessment process 33Appendix Frequently asked questions by local board members What is the purpose of the Local Board of Appeal and Equalization? One characteristic of the valuation (and to a lesser extent the classification) part of the property tax process is that there are subjective elements involved. Both mass appraisal and independent appraisal are inexact sciences. The property tax system has a method for property owners to appeal the decisions made by the assessor. Effective actions taken by the Local Board of Appeal and Equalization may potentially make a direct contribution to attaining assessment equality. Any value reductions have the effect of shifting the property tax burden to other properties, so any changes made by the board must be justified. On what basis should I make my decisions as a local board member? You have an obligation to objectively listen to the property owner’s appeal, which should focus on the market value and facts that impact the market value or the facts that focus on the classification. It is assumed that the assessor has valued the property correctly. The burden of proof rests with the property owner who must present factual evidence to disprove the assessor’s value. For example, if the property owner states that his/her home is overvalued because it is located on a busy street, the property owner should present comparable sales also located on that street. The board would want to take that information under advisement. Then the board should ask for information from the assessor concerning how the value of the property was determined. Again, any decisions made by the board should be based on facts because any reductions have the effect of shifting the property tax burden to other properties. It is important to keep in mind that all decisions must meet statutory guidelines as well. What options do property owners have if they are not satisfied with the local board’s decision? The property owner can: appeal by letter, representative or in person to the County Board of Appeal and Equalization (a property owner must appeal to the local board to be able to appeal to the county board); and/or appeal to Tax Court. What factors make up the valuation of property? The critical question is whether the property is valued in excess of market value or a theoretical selling price as of January 2 of each year. The components that make up the market value are developed from vacant land sales, replacement cost schedules, abstraction from sales data, and other sources. The mass appraisal system includes both quantitative and qualitative variables. Quantitative variables are objective characteristics, such as square footage, number of bathrooms or fireplaces, and other straightforward items. It is important that the property description is accurate to allow for a fair application of the mass appraisal schedule to the property. Qualitative variables are more subjective in nature. They include the grading (or estimating the construction quality) of the property which always involves judgment. Why do values change? There are basically three reasons why values change. Appreciation or depreciation in the real estate market. The assessor’s office collects information on the local real estate market and adjusts property values annually in order to reflect the market. The requirement that the assessor actually view properties once every five years does not limit the assessor to revaluing properties once every five years. The assessor is required to review property values and classifications each year. Physical changes to improvements on the property. Improvements such as building a deck or finishing the basement increase the value of the property, and the assessor would adjust the value to reflect these improvements. Similarly, the assessor should adjust the value for any structural components that may be removed. Equalization process. The Commissioner of Revenue, acting as the State Board of Equalization, has the authority to increase or decrease values to bring about equalization. The orders are usually on a county-, city-, or township-wide basis for a particular classification of property. All State Board orders must be implemented by the county for the current assessment year. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 42 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 42 Local board meeting Who must attend the meeting Per Minnesota Statutes, Section 274.01, subdivision 1, paragraph (a), the town board of a town or the council or other governing body of a city is the Local Board of Appeal and Equalization, except in the following situations: Cities whose charters provide for a board of equalization; Cities or towns that have transferred their local board duties to the county (see Chapter 5); Cities with Special Boards of Appeal and Equalization appointed by the governing body (see Chapter 5); or Cities or towns whose local board duties have been transferred due to noncompliance with the training requirements. When a Local Board of Appeal and Equalization convenes, a majority of the voting members (quorum) must be in attendance in order for any valid action to be taken (see Chapter 4 for more information about quorum requirements). The local assessor is required by law to be present with his/her assessment books and papers. The local assessor is required to take part in the proceedings to support his values or recommend a change, but the local assessor has no vote. He/she should be prepared to explain how the value was determined, and in doing so, the assessor should be able to describe the characteristics of the property, such as: location and neighborhood, public or private restrictions on the property, building type and size, quality of construction, age of the structure, physical condition of the structure, total number of rooms and total number of bedrooms and bathrooms, and market conditions, etc. The local assessor should be knowledgeable about the local real estate market and the property in the area. While it is not the goal of the assessor to influence the board, the assessor should provide factual information to support the value and classification or to support a recommended change to a subject property. The local assessor also should be able to explain how the property classification was determined. In addition to the local assessor, the county assessor or one of his/her assistants is required to attend. The board should ask the local and/or county assessors to present any tables that have been prepared, making comparisons of the current assessments in the district. Either the local or county assessor is required to have maps and tables relating particularly to agricultural land values for the guidance of the Local Board of Appeal and Equalization. The local board should be prepared to ask the local and county assessors questions, and assessors should be prepared to answer questions and provide information that will assist the board in its deliberations. Meeting dates and times for the local board The meeting date and time for the Local Board of Appeal and Equalization is set by the county assessor. The county assessor must provide written notice of the date and time to the city or town clerk by February 15 of each year. The clerk shall publish and post notice of the meeting at least 10 days before the date of the meeting. The Local Board of Appeal and Equalization meeting must be held between April 1 and May 31 of each year (unless the provisions of a charter provide otherwise). The local board must conduct its business and adjourn within 20 days of the date stated in the published notice. Upon request, the Department of Revenue (at its discretion) may grant extensions beyond the 20-day time period to da date no later than May 31. No changes may be made by the local board after adjourning. The county assessor also may not make any changes in valuation or classification that are intended to correct errors in judgment by the county assessor after the local board has adjourned. However, the county assessor may make changes that are clerical in nature or changes that extend homestead treatment until the tax extension date for that assessment year. A list of all the changes made by the local board must be fully documented and maintained in the assessor’s office and must be available for review by any person. A copy of the changes made during this period in those cities or towns that hold a local board must be sent to the county board no later than December 31 of the assessment year. 11Role of the local board in the assessment process Frequently asked questions by property owners Is it legal for the assessor to increase my value so much in one year? Yes. The assessor must value property at market value each year. Property values change continuously with changing economic conditions. There is no limit to the amount of increase or decrease in estimated market values in a given year. The assessor is required to review the values and classifications as of January 2 of each year. When will my value stop changing so much? This is impossible to predict. Estimated market values are dictated by the market. If sale prices are increasing, estimated market values will increase. If sale prices are decreasing, estimated market values will decrease. Why are my taxes so high? Taxes are not within the authority of the local board. The property tax on a specific parcel is based on its market value, property class, the total value of all property within the taxing area, and the budget requirements of all local government units located within the taxing area. Only concerns relating to the current year valuation and/or classification may be heard by the local board. Will I be taxed out of my home? The local board cannot reduce tax amounts. There is relief for property classified as homestead. The market value homestead credit directly reduces the property taxes on a parcel. In addition to the homestead classification, Minnesota provides property tax relief to homeowners through the Property Tax Refund program. This program has been around for many years and includes two different kinds of refunds: the regular refund and the special refund. The regular refund was designed to relieve the burden on homeowners whose property taxes are high in relation to their income. The special refund is for homeowners who experience a property tax increase of more than 12 percent (and at least $100), regardless of their income level. Both of these refunds must be applied for using form M1PR from the Minnesota Department of Revenue. There are specific requirements for each refund, which are included in the M1PR instructions. In addition, qualifying individuals may participate in the Senior Citizen Property Tax Deferral program. This is a deferral of tax, not a reduction. The taxes accumulate along with interest at a rate not to exceed 5 percent and a lien is attached to the property. Forms and instructions for the Property Tax Refund and Senior Citizen Property Tax Deferral program are available on the Department of Revenue website (http://www.taxes.state.mn.us). Handouts for property owners The following pages contain information for property owners to help them with the appeal process. You may photocopy these pages and provide them to property owners who seek to appeal their property value or classification. 34 Appendix (http://www.taxes.state.mn.us). BoardsofAppealandEquilization,""Understanding propertytaxes,""Howtheassessorestimatesyour DepartmentofRevenuewebsite The“PreparinganappealtoyourLocalandCounty marketvalue," and"Understandingyourassessment andtheappealsprocess" fact sheets are also on the Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 43 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 43 Assessor notifies taxpayer The assessor notifies taxpayers of their values and classifications each year after they have been estimated on the assessment date. This notification – the Notice of Valuation and Classification – must be mailed at least 10 days prior to the Local Board of Appeal and Equalization meeting or 10 days prior to the open book meeting (generally, this means that the notices are mailed in February or March of each year). At this point, the property owner can appeal the EMV and/or classification if he/she feels that the property is: classified improperly; valued at an amount higher than they could sell the property for; and/or valued at a level different from similar properties in the area. The property owner should first contact the assessor’s office to discuss questions or concerns. Issues often can be resolved at this level. If questions or concerns are not resolved after talking with the assessor, formal appeal options are available: Property owners may appeal to the Local Board of Appeal and Equalization (some jurisdictions that have transferred the local board duties to the county will have open book meetings instead of local board meetings); If the property owner is not satisfied with the local board’s decision (or the outcome of the open book meeting), he/she may then appeal to the County Board of Appeal and Equalization; and/or The property owner may appeal to Tax Court. The Notice of Valuation and Classification must provide the property owner with the date, time and location of the Local and County Boards of Appeal and Equalization. Assessor meets with State Board of Equalization The State Board of Equalization ensures assessors follow approved appraisal and assessment practices and reviews the results of the assessors’ work in estimating values. This board meets in June of every year. The meeting, and any resulting changes, occurs only after a review of values and sales ratios and after discussions with the county assessor, county assessors in adjacent counties, and the Commissioner of Revenue. The Department of Revenue, as the State Board of Equalization, completes its own sales ratio studies – one which is very similar to the assessor’s study, plus two additional studies – to be sure values closely match the real estate market. The department has determined that a minimum of six sales in a jurisdiction are required for the median ratio to be reflective of actual assessment levels for its studies. There are some jurisdictions and property types that may never have enough sales, for example small-town commercial properties. In these instances, the assessor and the State Board of Equalization may examine sales over a protracted period of time or borrow sales from other similar jurisdictions to help evaluate the assessment and estimate values. The State Board of Equalization completes this verification statewide for each property type and jurisdiction and can order changes to EMVs if the assessor’s work does not comply with law and guidelines. If the study indicates that the median ratio is below 90 percent or above 105 percent, the Commissioner of Revenue has the authority to increase or decrease values to bring about equalization. The equalization process is designed not only to equalize values on a county-, city- and township-wide basis but also to equalize values across county lines to ensure a fair valuation process across taxing districts, county lines and by property type. State Board orders are usually on a county-, city- or township-wide basis for a particular classification of property. All State Board orders must be implemented by the county, and the changes are made to the current assessment year. 10 Role of the local board in the assessment process Property Tax Division – Mail Station 3340 – St. Paul, MN 55146-3340 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or revenue notices. Alternative formats available upon request. www.taxes.state.mn.us Preparing an Appeal to Your Local and County Boards of Appeal and Equalization Property Tax Fact Sheet 10 Fact Sheet 10 Revised 07/04 Minnesota Revenue, Preparing an Appeal to your Local and County Boards of Appeal and Equalization 1 You have decided to appeal the valuation and/or classification of your property to your Local or County Boards of Appeal and Equalization. You must appeal to the Local Board of Appeal and Equalization before appealing to your County Board of Appeal and Equalization. If you haven’t done so already, you should contact your assessor’s office before making a formal appeal to discuss changing your assessment. Often issues and concerns can be resolved at this level. If you and the assessor were unable to agree on your valuation or classification you may decide to appeal to your Local and/or County Boards of Appeal and Equalization. The general information contained in this fact sheet is applicable to preparing for appeals to both the Local and County Boards of Appeal and Equalization. Successfully appealing your assessment Minnesota law assumes that the County Assessor has correctly valued and classified your property. You must present factual evidence to convince the Board otherwise in order to win your appeal. Make sure all facts are presented, and the board understands the information presented, so a decision can be made based on facts. Successfully appealing your value or classification at your Local or County Board of Appeal and Equalization can mean a number of things. It does not necessarily mean that the board ruled in your favor and lowered your value or changed your classification. Whether or not the local board decides to make a change in your estimated market value or classification, you can still be successful in appealing to your local board. The ultimate result you want to achieve is to make sure your value is warranted and the classification of your property is correct based on its use. Preparing for your appeal The first step is to do some research to collect information to show why you believe your estimated market value or classification is incorrect. Begin by contacting the assessor’s office. Verify information about your property, such as its dimensions, age and condition of its structures. Review records to determine the market value of similar property in your neighborhood. Review sales data to find out what similar property in your area is selling for. Check real estate ads in your newspaper to get an idea of the asking price of local properties. Ask the assessor to explain the criteria used for classifying your property. You may also review the classification of other property used in the same manner as yours. Gathering supporting evidence You must have documentation to support your appeal. Items you may wish to bring to the meeting include: A recent appraisal of your property. Recent sales of similar property. Documentation supporting the use of your property (if you are appealing the classification). Copies of other property owners’ field cards/property information. Photos of your property. Photos or exhibits comparing neighboring properties to yours. If you should have questions, please don’t hesitate to contact your assessor’s office. Staff members are always willing to answer questions and give you information that will help you understand your assessment. See page 2 for helpful hints o Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 44 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 44 Assessor determines classification Along with estimating the market value of each property, the assessor must determine the classification, or use, of each parcel of property. Property classifications are defined in Minnesota Statutes, and the assessor classifies the property based on its use as of January 2 of each year. Examples of classifications include residential homestead, residential non- homestead, apartment, commercial and agricultural. Assessor reviews sales ratio Assessors analyze the sales in a community in order to understand local market trends and provide direction in estimating values. Whenever real estate is sold for more than $1,000 a certificate of real estate value (CRV) must be filed in the county in which the property is located. The assessor uses CRVs to analyze actual sales of property and to complete sales ratio studies for each community and for each type of property. The ratio is determined by dividing the EMV by the sale price. The assessor uses the sales as guides to estimate what similar properties would likely sell for on the open market. It is important to remember that one sale, taken by itself, does not necessarily reflect the actual real estate market in a jurisdiction. In addition to the sales ratio study conducted by the assessor, the Department of Revenue conducts a similar independent sales ratio study for the jurisdiction to monitor how close the median ratio is to the required level of assessment and is used by the State Board of Equalization. The Department of Revenue’s sales ratio studies should be the same or similar to the studies conducted by the assessor. The sales ratio study is a tool assessors use to help determine values for properties. The study helps assessors plan the upcoming assessment and evaluate the current assessment. If results of the study are not within acceptable guidelines, the assessor is required by law to either decrease or increase values so that they more closely reflect the market. The sales ratio study period includes sales that have occurred in a twelve month period. For the January 2, 2010 assessment, the assessor reviews sales that occur between October 1, 2008 and September 30, 2009. By design, there is a lag between the sale and when it is used to help estimate value so it can be verified and reviewed for accuracy. The assessor only considers sales that have been verified as typical and open market. This means the buyer and seller are typically motivated, both parties are acting in their own best interests and a reasonable time is allowed for marketing. According to state law, the assessor must not use sales that cannot be verified as open market sales. This means sales between family members, for example, are not included. This also means that foreclosure sales are very rarely (if ever) included. The assessor completes a sales ratio study by gathering basic data and screening and editing information to make any adjustments and exclude all sales that do not represent arm’s-length transactions. The remaining data is put into an acceptable format for processing (usually done by computer) and sorted by similar property types within each city or township (or neighborhood if possible). Finally, statistics are computed to describe the information and determine results of the assessor’s work. There are numerous calculations in a sales ratio study that describe the overall levels and quality of the assessment. An important one is the sales ratio; it shows the relationship between the EMV and a property’s sale price. It is the EMV divided by the sales price. EMV Sale Ratio =Sale Price The median sales ratio is the midpoint (middle) of all the individual ratios that are included for that property type in that city or township for that study period when they are put in order. In Minnesota, this median sales ratio should be between 90% and 105%. This means that when all sales from that study period for that property type in that city or township are put in order from smallest to largest ratio, the middle ratio should be between 90% and 105%. In Minnesota, six sales of each property type in each jurisdiction are required to complete a sales ratio study. One sale is not enough evidence for the assessor to change values. The assessor uses other tools when there are limited sales to study. In fact, just because a property sells does not mean its sale price should be its EMV. Assessors look at all sales in a study to arrive at conclusions and value estimates in mass. The sales ratio study 9Role of the local board in the assessment process Revised 07/04 Minnesota Revenue, Preparing an Appeal to your Local and County Boards of Appeal and Equalization 2 Presenting your case Remember, how you present your case may affect the outcome of your appeal – you want to be sure you get your point across as effectively as possible. Make a list of key points you may wish to present. The board has never seen your property. Describe your property so they will understand your arguments more fully. Photos can be helpful to support your argument. Keep your presentation brief and factual. Be prepared to discuss your case with the board or answer any questions that the board may have. Written appeals You may also appeal your value or classification by submitting a letter of appeal to the board instead of appearing in person. You will want to do your research and explain your appeal in writing. Your letter should state the facts and include supporting documentation. You may want to include your daytime phone number so you can be reached in case the board has any questions. Other helpful information Please keep in mind that taxes are not the issue. To strengthen your appeal, you should present evidence about your property’s value or classification, not how much you are paying in taxes. This fact sheet is not meant to give you legal advice. It is intended to be a helpful tool with general information for presenting your property tax appeal at your Local and County Boards of Appeal and Equalization. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 45 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 45 Assessor estimates value The assessor determines the approximate selling price (or EMV) for each taxable parcel based on the conditions of the market on January 2 of each year. The assessor is required by law to view each property at least once every five years. However, even if the assessor did not physically visit a property for that assessment year, the property is subject to valuation changes to reflect market conditions. The assessor is required to estimate the market value as of January 2 of each year to reflect current market conditions because the real estate market is constantly changing – sometimes dramatically. When the assessor views the interior of a property, he/she can make a more accurate assessment and eliminate any guesswork. The assessor bases his/her assessment on multiple factors, including size, age, condition, quality of construction and other features such as fireplaces. The assessor compares the property to actual sales of similar properties in the area to determine the EMV of a property. In addition to this approach to determining value, the assessor may also consider the cost to construct the property or the income generated from the property. These techniques are often referred to as the “three approaches to value.” The assessor applies one or more of the three approaches to value in estimating a property’s value: Sales comparison approach; Cost approach; and/or Income approach. The assessor will consider all approaches to value, but one approach may be better suited than the others for estimating the value of a particular property. In some cases, one or more approaches may not be applicable. Sales comparison approach: This approach is based on the reasoning that the value of a property is related to the sale prices of similar properties in the same market. Using this approach, the assessor identifies similar properties that have recently sold and analyzes the differences between the subject and the comparable properties. The sale price for each comparable sale is adjusted to reflect the differences (i.e. the subject property has three bathrooms and the comparable property has two bathrooms, so the sale price of the comparable property is adjusted upward to make it more similar to the subject property). The assessor then estimates the value based on the analysis of the comparable sales. The sales comparison approach is most applicable when there is sufficient sales data available for analysis. This approach is most often used for residential properties. It is the most common and preferred method for valuing vacant land when comparable sales data is available. The sales comparison approach should be supported by other approaches to value when comparable sales are limited or unavailable. Cost approach: This approach is based on the principle of substitution which means that an informed buyer will not pay more for a property than it would cost to build an acceptable substitute with comparable utility. Using the cost approach, the assessor calculates market value by estimating the current cost of replacing a structure with one having comparable utility then subtracting depreciation and adding in the land’s value. The cost approach is most reliable when valuing new or relatively new properties because the depreciation is minimal. Depreciation is the loss in value of a property, perhaps due to wear and tear or some other factor. Estimating the amount of depreciation can be difficult making the cost approach less reliable when valuing older properties. The cost approach can be more useful when valuing structures that are not frequently sold. Income approach: This approach is based on the reasoning that the value of the property is directly related to its ability to produce income. The property value is measured in relation to anticipated future benefits derived from ownership of the property. Using this approach, the assessor reviews income and expense information for the subject property and estimates the market value of the property based upon the income stream projected to be derived from the property. This approach has limited applicability because it is only appropriate for income-producing properties such as commercial, industrial and apartments. The income approach is the primary approach for valuing income-producing properties. Three approaches to value 8 Role of the local board in the assessment process Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, Understanding Property Taxes 1 Understanding Property Taxes Property Tax Fact Sheet 12a Fact Sheet 12a www.taxes.state.mn.us Why do we have property taxes? The money raised by property taxes is a major source of funding for school districts, cities and townships, counties, and special taxing districts. Local property taxes help fund many programs and services including public schools, fire stations, police protection, streets, libraries, and more. Certain types of properties – including seasonal/cabin, commercial/industrial, and un-mined iron ore – are also subject to a state-level property tax. Receipts from this “state general tax” go into the general fund. A key benefit of the property tax system is that the revenue it raises tends to remain stable. Compared with sales or income taxes, the property tax is less susceptible to recessions or other changes in income or spending trends. In addition, since local jurisdictions only levy what they need to cover their annual needs, there is no surplus or deficit. What affects my property tax bill? Government spending and revenues will affect your tax bill the most. If spending increases or revenues from other sources such as state aid decrease, your property taxes may increase. Conversely, if spending decreases or revenue from other sources increases, you may see a decrease in your property tax bill. Since property taxes are levy-based, it is possible to have your property tax increase while your market value decreases and vice versa. Your share of the overall property tax levy is determined by the market value and classification of your property. The esti mated market value and classification of your home are determined by the assessor as of January 2 of each year. Assessors estimate the value of your property using historical sales of similar properties. There is no direct relationship between estimated mark et value and property tax liability. Instead, your property’s taxable market value is used to determine how much property tax is due. These two values may differ for a number of reasons, including tax deferral programs, exclusions or reductions for specific types of property. The classification of your property is based on its use on January 2. Each class of property (residential, apartment, cabin, farm, commercial, etc.) has a different classification rate. These rates are set by the Legislature and calibrated so that some property types pay a greater share of the property tax than others. For example, commercial properties pay more than residential homesteads and agricultural properties. How are my taxes determined? First, each local jurisdiction will determine the revenue needed from property taxes. This amount – the levy – is calculated by subtracting all non-property tax revenue from the total proposed budget. The levy is then spread among all taxable properties according to their net tax capacity. A property’s tax capacity is calculated by multiplying the taxable market value by the state-mandated classification rate. This fact sheet is the first in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheet s 12b and 12c for additional information. Total Proposed Local Budget--All non-property tax revenue (state aid, fees, etc.) =Property tax revenue needed (levy) (Taxable Market Value) x (Class Rate) = Tax Capacity Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 46 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 46 7Role of the local board in the assessment process change the classification of a property to a classification that is permitted by law. For example, the assessor classifies a property as residential. The owner seeks the agricultural classification. In order for the board to change the classification to agricultural, the owner must prove that the property is used agriculturally and meets the statutory requirements of the agricultural class. It is important to remember that use – not zoning – is the key factor in determining the classification of a property. For example, a property owner has a parcel that is used as an auto repair shop. The assessor has the property classified as commercial. The property is zoned agricultural so the owner is seeking the agricultural classification. Classification is based on use. Since the property is used as an auto repair shop, it is properly classified as commercial. Therefore, the board must vote to uphold the commercial classification. Split-class property A property can have more than one property tax classification if it has more than one use. Such properties are called split-class properties. If this is the case, the assessor will classify the different uses accordingly. For example, when an owner-occupied farm also has a structure that is used as a commercial repair shop for farm equipment, the property is split classified agricultural homestead and commercial. Overview of the assessment process The assessment of property – determining the estimated market value and classification – technically occurs on January 2 (the assessment date) of each year. The work and analysis required to make these estimations involves several months before and after the assessment date, however. Most of the field inspections of real estate for the next assessment begin in the summer and continue through the fall. For example, assessors will inspect properties starting in the summer of 2009 for the January 2, 2010 assessment. These inspections are when the assessor identifies and records the specific characteristics of each property being reviewed. These characteristics include square footage, condition of the property and number of bedrooms, for example. Assessors gather a lot of information to help them estimate each property’s value and determine its use for classification purposes. This field inspection work is completed as the assessment date nears. At about this same time, assessors start work on analyzing sales and other market data in a sales ratio study to help them estimate values. The sales included in this sales ratio study should represent a typical open market. The sales are from October 1 of two years prior to the assessment year to September 30 of the year prior to the assessment year. In other words, sales from October 1, 2008 to September 30, 2009 are included in the study for the 2010 assessment. The Department of Revenue, through the State Board of Equalization, conducts a similar sales ratio study to monitor the work of the assessors. Based on the field inspections and sales ratio study, all taxpayers are notified of their value and classification for that January 2 assessment date in the spring of each year. This notification initiates the appeals process that continues until the middle of June at the local level. Once the appeal process is complete, the assessor starts work on the next assessment, and the entire cycle starts again. The final value and classification for each property for each assessment year is used in determining that property’s taxes in the following year. For example, the value and classification for the 2010 assessment, once finalized, is used to determine the taxes paid in 2011. A principle of appraisal and assessment requiring that each property be appraised as though it were being put to its most profitable use (highest possible present net worth), given probable legal, physical and financial constraints. Glossary for Property Appraisal and Assessment, International Association of Assessing Officers, 1997. Highest and best use Minnesota Revenue, Understanding Property Taxes 2 The final step is to calculate the local property tax rate by dividing the property tax revenue needed in a jurisdiction by its total tax capacity. (Property tax revenue needed)Local Tax Rate =(Total Tax Capacity) The county auditor will also calculate and apply any homestead credits, referendum levies, and the state general tax (for certain types of property). Combining the above calculations, the basic formula to determine an individual property’s tax amount is: What is a “Truth in Taxation” notice? Every year, after November 10, but before November 25, all property owners receive a “Truth-in-Taxation” notice by mail. The notice contains: valuation and classification information on your property for the current and previous assessment years; your current -year property tax amounts ; and an estimate of how your taxes may change based on your taxing district and local budget decisions for the following year. The Truth-in-Taxation notices are required to show dates, times, and places for the scheduled meetings in which the budget and levy will be discussed and finalized. These meetings must occur after November 24. The public must be allowed to speak at these meetings for the city, county, and school district and they must not be held prior to 6 p.m. These meetings are held to give taxpayers an opportunity to voice their concerns over the jurisdiction’s proposed budget. They are not a forum for taxpayers to appeal their market value or their individual proposed property tax amounts. Property Tax Statement The County Treasurer’s Office mails a tax statement to property owners by March 31 of each year. The statement provides an itemized list of the property tax due to each taxing authority. The dollar amounts must be listed separately for the state general tax (if applicable), county, municipality or township, voter- approved school tax, other local school tax, and other special taxing districts. The statement must also include any tax on contamination value and any other special assessments on the property. Real property taxes are due in equal installments on May 15 and October 15 of each year (unless the amount is $50 or less [$250 or less starting with taxes payable in 2010] in which case taxes are due in full on May 15). If a property is classified as agricultural property, the 2nd half is not due until November 15. Conclusion In conclusion, it is essential that taxpayers understand that there is no direct relationship between estimated market value and property tax revenue. It is possible to have your property tax increase while your market value decreases and vice versa. Government spending and revenues will affect your tax bill the most. For additional information, please refer to Fact Sheet 12b How the Assessor Estimates Your Market Value and Fact Sheet 12c Understanding Your Assessment and the Appeals Process. Taxable Market Value x Class Rate =Tax Capacity x Local Tax Rate =Base Tax -- Homestead Credits + Referendum Amounts + State General Tax =Total Property Tax Payable Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 47 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 47 6 Role of the local board in the assessment process Taxable market value Taxable market value (TMV) is the value that property taxes are actually based on, after all reductions, limitations, exemptions, exclusions and deferrals. There are many programs and provisions in Minnesota law that allow for a property’s EMV to be different from its TMV. For example, qualifying veterans who are disabled receive an exclusion of up to $150,000 or $300,000 of their property’s EMV. This reduction is reflected in their TMV. Other programs and provisions to be aware of include the Agricultural Property Tax Law (Green Acres), the Rural Preserve Property Tax Program (effective for the 2011 assessment) and Plat Deferment. If you have questions about these or any other programs, speak with your county assessor. One provision in Minnesota law that often caused significant differences between an EMV and a TMV was the limited market value. This value was created by the legislature as an attempt to “limit” the increase a property owner could be taxed on each year. The limited market value provisions expired starting with the 2009 assessment. An unintended consequence of limited market values is that they caused unequal taxation on different types of property – or even on similar properties. It was possible for two very similar properties with identical EMVs to have substantially different property tax bills due to this limitation. The local board cannot change the TMV of a property. The only value the local board has the authority to change is the EMV for the current year. Changing the EMV may ultimately change the TMV, but it is important to note that there can be instances where the board raises or lowers the EMV, and the TMV remains the same. Classification In Minnesota, property is classified according to its actual use on the assessment date (January 2 of each year). If the property is not currently being used, it is classified according to its most probable, highest and best use. Property owners do not get to choose how they want their property to be classified. It is the assessor’s job to classify property consistent with Minnesota Statutes, according to its current use or its most probable, highest and best use. When determining the most probable, highest and best use for a property that is not being used, zoning may be an influencing factor in the classification of the property; however, it is not the sole factor. Additionally, all real property that is not improved with a structure must be classified according to its current use or its highest and best use permitted under the local zoning ordinance if there is no identifiable current use. If zoning permits more than one use, the land must be classified according to the highest and best use permitted. If no such zoning ordinance exists, the assessor shall consider the most likely potential use of the unimproved land based upon the use of surrounding land or land in proximity to the unimproved land. Property classifications are defined in Minnesota Statutes. Examples of classifications include residential homestead, residential non-homestead, apartment, commercial and agricultural. The board can change the classification for the current assessment year of any property which in the board’s opinion is not properly classified. The classification must be based on use, and in order for the board to change the classification, the owner must present evidence that the property is used in a manner consistent with the classification he/she is seeking. The board can only The assessor assigns a statutorily-defined classification to all property based upon the actual use of the property on January 2 of each year. Examples of Minnesota property classes include residential, agricultural, commercial-industrial, apartment and seasonal residential recreational. Classification Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, How the Assessor Estimates Your Market Value 1 How the Assessor Estimates Your Market Value Property Tax Fact Sheet 12b Fact Sheet 12b www.taxes.state.mn.us Property Tax Assessment Process Minnesota has what is known as an ad valorem property tax. This means property tax is divided among taxable properties according to their value. The final amount of property tax the owner of a property pays in any given year is the end result of a process that begins over two years before property tax statements are actually mailed to property owners. The process begins with the assessor collecting data on sales of properties within the market during a specific time period between October of one year and September of the following year (this period is known as a sales study period). Over the next several months and by using mass appraisal techniques, assessors analyze the data in order to estimate each propert y’s market value for the next assessment (January 2). Pursuant to Minnesota Statutes, section 273.11 assessors must estimate the value of property at a value that would represent what the property would sell for in an open-market arm’s length transaction on January 2 of each year. The assessor cannot adopt a higher or lower standard of value because the value will be used for the purposes of taxation. Assessors also classify property according to its use on January 2. Between April and June, taxpayers have an opportunity to appeal both the estimated market value and the classification of their property. Values and classifications are generally finalized July 1 of each year . Local units of government then finalize their estimated budgets for the upcoming year. Once the budgets are finalized in December, the market values and classifications are used to divide the overall tax levy among all taxable properties. Tax statements are mailed by the following March 31. For example, sales of properties that occur between October 1, 2008 and September 30, 2009 are used by assessors to estimate a property’s market value for the January 2, 2010 assessment. Following an appeal process that occurs between April 1, 2010 and June 30, 2010, the valuations and classifications generally become final on July 1, 2010. This lengthy time frame may result in a significant difference between actual sales prices occurring in the current market and assessors’ estimated market values for the current year’s assessment. Using the final values and the local jurisdictions’ proposed budgets, the auditor then estimates each property’s proposed taxes payable for 2011. After public budget meetings are held and final budget numbers are adopted, property tax statements are mailed to taxpayers by March 31, 2011. In summary, sales taking place from October 2008 to September 200 9 are used to estimate a property’s market value as of January 2, 2010 which will in turn be used to calculate property taxes payable in 2011. What is the role of the assessor? Assessors use historical sales in order to estimate each property’s market value as of the assessment date (January 2) of each year. The assessor also classifies the property according to its use on January 2 of each year. Assessors also review other quantifiable data such as supply/demand, marketing times, sales concessions, vacancy rates, etc. to help in analyzing whether a market is increasing, stable, or decreasing. During increasing markets, this may benefit some property owners because a buyer may pay a price that is significantly higher than the assessor placed on the property for the last assessment. For example, if a property is valued by the assessor at $180,000 for the 2009 assessment (based on sales that occurred between October 2007 and September 2008), and it sells for $230,000 in August 2009, the new property owner is benefiting from the lower market value for the 2009 assessment which will be used to calculate taxes payable in 2010. The August 2009 sale of the proper ty will be included in the study period of October 2008 to September 2009 which the This fact sheet is the second in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheets 12a and 12c for additional information. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 48 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 48 5Role of the local board in the assessment process Market value State law requires that all property shall be valued at its market value (Minnesota Statutes, Section 273.11, subdivision 1). Minnesota Statutes, Section 272.03, subdivision 8 defines “market value” as follows: “ ‘Market value’ means the usual selling price at the place where the property to which the term is applied shall be at the time of assessment; being the price which could be obtained at a private sale or an auction sale, if it is determined by the assessor that the price from the auction sale represents an arm's-length transaction. The price obtained at a forced sale shall not be considered.” Many professional appraiser/assessor organizations have a more detailed definition of market value. The elements of these definitions can be used to clarify the statutory definition. The definition of market value usually implies the consummation of a sale as of a specific date under the following conditions: The buyer and seller are typically motivated; Both parties are well informed or well advised and both are acting in what is considered to be their own best interest; A reasonable time is allowed for exposure in the open market; Payment is made in cash or its equivalent; Financing, if any, is on terms generally available in the community on the specified date and typical for the property type in its locale; and The price represents a normal consideration for the property sold unaffected by special financing amounts and/or terms, services, fees, costs or credits incurred in the transaction. In other words, market value is the price that would tend to prevail under typical, normal competitive open market conditions. Minnesota Statutes, Section 273.11, subdivision 1 further states: “In estimating and determining such value, the assessor shall not adopt a lower or different standard of value because the same is to serve as a basis of taxation, nor shall the assessor adopt as a criterion of value the price for which such property would sell at a forced sale, or in the aggregate with all the property in the town or district; but the assessor shall value each article or description of property by itself, and at such sum or price as the assessor believes the same to be fairly worth in money.” The law provides that all property must be valued at market value, not that it may be valued at market value. This means that factors other than market value issues (such as personalities or politics) should not affect the market value determined by the assessor. Non-market value factors also should not affect the actions of the Local Board of Appeal and Equalization. Estimated market value The value determined by the assessor as the price the property would likely sell for on the open market is called the estimated market value (EMV). This value is determined on the assessment date, January, 2 of each year. The EMV for the current assessment year is the only value property owners may appeal to the local board, even though taxpayers will also be given a taxable market value. The price that would tend to prevail under typical, normal competitive open market conditions. Market value Minnesota Revenue, How the Assessor Estimates Your Market Value 2 assessor will use to value property for the 2010 assessment for taxes payable in 2011. This same lag time is also present in declining markets. For example, if the assessor places a market value of $200,000 on a property for the 2009 assessment (again using sales that occurred between October 2007 and September 2008), but the property sells for $175,000 in August 2009, does it mean the January 2, 2009 assessed value is incorrect? Not necessarily. It could signal a downturn in the housing market just began to occur between September 200 8 and August 2009. The assessor will use the August 2009 sale as well as others occurring in the market to estimate 2010 market values. The assessor does not raise property tax revenues by increasing values. Total property tax revenues are a function of county, school district, and city/town spending as well as state-paid local government aid and other factors. The value and classification of the property are merely a way to divide the total property tax levy among all taxpayers. The total amount of the levy will be collected whether values increase or decrease from one year to the next. An individual’s share of the overall tax burden may change from year to year, however. What are sales ratio studies? Sales ratios show the relationship between the assessor’s estimated market value on a property and the actual sale price of a property. Each year the assessor performs sales ratio studies on properties that have sold in their jurisdiction. These sales are stratified many different ways including by location and property type (residential, agricultural, commercial, etc.). The sales can also be stratified further such as by home style, subdivision, age of structure, location on or off water frontage, price range, etc. A single sale may not represent the true market activity. Rather, sales of all properties are reviewed to determine market trends. However, even if there are no sales occurring within the sales ratio study period, assessors are still expected to use their professional judgment and knowledge of the local market to annually value properties in their jurisdiction. Whenever any real estate is sold for a consideration in excess of $1,000, a Certificate of Real Estate Value (CRV) is filed. These CRVs are the foundation of all sales ratio studies because they contain important information about each transaction. Assessors then verify the information contained on the CRV in order to determine whether or not the sale represents an open-market arm’s length transaction. If the sale does not represent an open-market, arm’s length transaction, it may not be used in the sales ratio study. Simply having an extremely high or low sales ratio is not a valid reason to remove a sale from the sales ratio study. Rather, the extreme ratio indicates a need for additional investigation by the assessor. Again, sales ratio study periods are generally October 1 of a given year to September 30 of the following year. For example, for the 2010 assessment, assessors use sales that took place between October 1, 2008 and September 30, 2009. This is the reason that assessors’ market values may lag a bit behind current market activity. Assessors will use the median sales ratio as the statistical measure of the overall level of assessment. The median ratio is the middle ratio of all the ratios when they are arranged in order from highest to lowest (or vice versa). The median is used because it is not affected by extreme ratios. Department of Revenue guidelines indicate that the median ratio of a sales ratio study should be between 90 and 105 percent. Is it possible for the values of some properties to decrease while others increase? Yes. Each segment of the market is different. Sales prices of certain types of properties can vary widely. Currently, sales of both farmland and recreational properties are strong and show appreciation. However, the sales of residential properties are stable or declining in some areas . Sometimes it can be difficult to estimate the rate at which a market is increasing or declining. Ideally, a property would sell twice within a certain period of time, such as one year, but all other characteristics of the property would remain the same. That way an appraiser or assessor would be able to isolate a time adjustment to indicate whether the market is increasing or decreasing or simply remaining stable. Do all areas increase or decline at the same rate? No. Some areas or neighborhoods are declining at a much faster rate than others that are showing stable values or values that are slightly increas ing. Conclusion In conclusion, it is essential that taxpayers understand that there may be a legitimate reason for the assessor’s annual market value to be different from current market conditions due to the lag time between sales study periods and sales taking place today. For additional information, please refer to Fact Sheet 12a Understanding Property Taxes and Fact Sheet 12c Understanding Your Assessment and the Appeals Process. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 49 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 49 The appeals and equalization course details the responsibilities, procedures and requirements of the Local Board of Appeal and Equalization. The legislation also requires the Commissioner of Revenue to develop a handbook to be reviewed during this course. This handbook includes: The role of the local board in the assessment process; Legal and policy reasons for fair and impartial appeal and equalization hearings; Meeting procedures that foster fair and impartial assessment reviews and best practices recommendations; Quorum requirements for local boards; and Explanations of alternate methods of appeal. Compliance requirements All cities and towns must certify to the county assessor by December 1of each year that: At least one voting member at each local board meeting has attended the appeals and equalization course within the last four years; and A quorum was present at each local board meeting in the prior year. Failure to comply Any city or town that fails to meet the compliance requirements by December 1of each year is deemed to transfer its powers to the County Board of Appeal and Equalization for the following assessment year. The Notice of Valuation and Classification must notify property owners when the Board of Appeal and Equalization for a city or town has been transferred to the county for failure to comply with these requirements. Instead of a Local Board of Appeal and Equalization meeting, property owners must be provided with a procedure for reviewing their assessments, such as open book meetings, prior to the meeting of the County Board of Appeal and Equalization. This alternate review process will take place in April and May. A local board whose powers are transferred to the county for failing to meet these requirements may be reinstated by resolution of the governing body of the city or town and upon proof that one of the members of its Local Board of Appeal and Equalization has attended the appeals and equalization course. The resolution and proof must be provided to the county assessor by December 1 to be effective for the following assessment year. Note: The citation for the appeals and equalization course and meeting requirements for local boards is Minnesota Statutes, Section 274.014. Role of the local board in the assessment process 1 The Local Board of Appeal and Equalization has the authority to change the valuation or classification of a property for the current assessment year. Taxes or prior year assessments are not within the jurisdiction of the local board. Any decisions made by the local board must be supported by facts and by Minnesota law. The board must make informed decisions and ensure all taxpayers are treated fairly and uniformly. In order to make an informed decision on the valuation or classification of a property, it is important to understand the concepts of valuation and classification. These two concepts are equally important in the assessment process. They are both determined on the assessment date, January 2, each year. We will look at the definition of market value and explain how classifications are determined. 4 Role of the local board in the assessment process Property Tax Division - Mail Station 3340 St. Paul, MN 55146-3340 Revised 07/09 This fact sheet is intended to help you become more familiar with Minnesota tax laws and your rights and responsibilities under the laws. Nothing in this fact sheet supersedes, alters, or otherwise changes any provisions of the tax law, administrative rules, court decisions, or other revenue notices. Alternative formats available upon request. Minnesota Revenue, Understanding Your Assessment and the A ppeals Process 1 Understanding Your Assessment and the Appeals Process Property Tax Fact Sheet 12c Fact Sheet 12c www.taxes.state.mn.us The role of the assessor The assessor has an important role in the property tax process in that it is very important to make sure all property is valued at its market value and classified according to its use so the property tax levy is divided correctly among all taxable properties. The assessor does not determine your property taxes. Likewise, assessors do not raise revenue by increasing market values. This fact sheet discusses estimated market value and classification. The assessor determi nes these factors each year, and they are shown annually on your Notice of Valuation and Classification. This fact sheet also explains what you can do if you and the assessor disagree about the value or classification of your property. How is my property value estimated? Using a mass appraisal system and historical sales data, the asses sor’s job is to estimate the market value of all properties on the assessment date of January 2 each year. The assessor will consider the location of your property, the amount of land you own, any improvements to the land, physical characteristics of the improvements (including square footage, decks, porches, etc.), and the quality of construction. The assessor will then compare your property to similar properties in your area that have recently sold in order to estimate what your property would sell for in an open-market arm’s length transaction. This value is called the estimated market value. Classification and class rates All property is classified by the assessor according to its use. Each class of property (home, apartment, cabin, farm, commercial) has its own classification rate. This class rate is determined by the state legislature. Like market value, the class rate of your property plays a role in how much property tax you pay. Notice of valuation and classification Each spring, the assessor will mail you a Notice of Valuation and Classification informing you of the market value and classification of your property. If you believe the classification or the estimated market value of your property is incorrect, you have several appeal options. What if I disagree with how my property was assessed? If you have a disagreement over valuation or classification of your property, the first step is to contact your assessor. Most issues can be resolved at this level. Verify information about your property, such as its dimensions, age, and condition of its structures. Review records to determine the market values of similar properties in your neighborhood. Review sales data to find out what similar properties in your area are selling for. Ask the assessor to explain the criteria used for classifying your property. You may also review the classifications of other properties used in the same manner as yours. If your property has not be inspected recently, both interior and exterior, ask the assessor to come out to review your property. If your concern is not resolved after conferring with the assessor, you may attend the annual Local Board of Appeal and Equalization or Open Book meeting identified on your valuation notice. Appealing your assessment There are formal methods of appeal available. Keep in mind that,by law, the Local Board of Appeal and Equalization cannot make a change favoring a taxpayer if the assessor is not allowed to inspect the property. You have the right to appeal your market value estimate and/or property classification if you feel your property is: Classified improperly. Valued at an amount higher or lower than you could sell your property for. Valued at a level different from similar property in your area. This fact sheet is the third in a series of three fact sheets that were designed to assist taxpayers in the understanding of the basic concepts of their annual assessment and property tax administration. Please see Fact Sheet s 12a and 12c for additional information. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 50 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 50 3Introduction Introduction Purpose of the local board The goal of the Local Board of Appeal and Equalization should be to attempt to address property owners’ issues efficiently, fairly and objectively. The purpose of the Local Board of Appeal and Equalization is to provide a fair and objective forum for property owners to appeal their valuation or classification. The local board often serves as the first formal step in the appeals process for taxpayers. Always keep in mind that any changes made by the board must be substantiated by facts. Any value reductions must be justified because they have the effect of shifting the tax burden to other property in the jurisdiction. Further, any changes made by the local board must meet statutory guidelines. One of the most important duties placed by law upon the governing body of a township or city is to serve as the Local Board of Appeal and Equalization. Effective actions taken by the local board may potentially make a direct contribution to attaining assessment equality. Training for Local Boards of Appeal and Equalization Legislation enacted in the 2003 session requires that there be at least one member at each meeting of a Local Board of Appeal and Equalization (beginning with the 2006 local boards) who has attended an appeals and equalization course developed or approved by the Commissioner of Revenue within the last four years. Many long-standing local board members are in their second four-year certification cycle. They may have also attended additional appeals and equalization courses as a refresher. This handbook and the accompanying presentation have been updated to provide additional useful information to help the local board members better understand the overall assessment process and their role within it. The impetus for the legislation The 2003 legislation was enacted as a response to complaints that were directed to the Governor, Legislature and Department of Revenue. The legislature determined that training was needed to address the procedural shortfalls of some local boards. This training will provide information and education for local board members that will make the process more efficient and result in a better overall experience for both property owners and local board members. Does “training” sound familiar? Training for Local Boards of Appeal and Equalization is not a new concept. From 1947 to 1979, Local Boards of Appeal and Equalization (then referred to as local boards of review) were required by law to attend an instructional meeting at the county. In 1979, Minnesota Statutes, Section 273.03, subdivision 1 read as follows: “The assessors and at least one member of each local board of review shall meet at the office of the county auditor on a day to be fixed by the commissioner of taxation for the purpose of receiving instructions as to their duties under the laws of the state.” While training or instructional meetings may not be a “new” idea, the 2003 legislature determined that training for Local Boards of Appeal and Equalization was necessary to explain and clarify the role and duties of the local board to help ensure that property owners receive a fair and impartial review of their valuation and classification. Minnesota Revenue, Understanding Your Assessment and the A ppeals Process 2 Remember, your assessor is not responsible for the dollar amount of taxes that you pay. Tax rates are determined by your local taxing authorities (the city, the county, school, districts, etc.). If you think your taxes are too high, you should make your opinion known to your taxing authorities during the budget meetings in November and December. Local Board of Appeal and Equalization If you choose to appeal to your boards of appeal and equalization, first must first meet with your Local (city or town) Board of Appeal and Equalization. These are often the same people as your city council or town board. The board meets on a specified day in April or May. The exact date is listed on your Notice of Valuation and Classification. We strongly recommend that you contact your city or town clerk to schedule your appearance. Some jurisdictions hold an open book meeting instead of a Local Board of Appeal and Equalization. Please check your Notice of Valuation and Classification for date, time, and place. You may make your appeal in person, by letter, or have someone else appear for you. The assessor will be present to answer questions. You must present your case to the city or town board before going to the County Board of Appeal and Equalization. Cities and towns have the option of transferring their board powers to the County Board of Appeal and Equalization. If your municipality has elected to do this, your Notice of Valuation and Classification will direct you where to begin your appeal. County Board of Appeal and Equalization If you are not satisfied after your Local Board of Appeal and Equalization or open book meeting, or if your city or town has transferred its powers to the county, you may appeal to the County Board of Appeal and Equalization. This board meets in June. The exact date is listed on your Notice of Valuation and Classification. The members are usually the county board of commissioners or their appointees. We strongly recommend that you contact your county auditor or assessor to schedule your appearance before the board. Many counties request that taxpayers make appointments to appear. You may make your appeal in person, by letter, or have someone else appear for you. The assessor will be present to answer questions. If you are not satisfied with the decision of the County Board of Appeal and Equalization, you may appeal to the Minnesota Tax Court. Minnesota Tax Court You have until April 30 of the year the tax becomes payable to appeal your assessment to the Minnesota Tax Court. In other words, you must appeal your 2009 valuation and classification on or before April 30, 2010. The Tax Court has two divisions: The Small Claims Division and the Regular Division. The Small Claims Division only hears appeals involving one of the following situations: The assessor’s estimated market value of your property is less than $300,000. Your entire parcel is classified as a residential homestead (1a or 1b) and the parcel contains no more than one dwelling unit. Your entire property is classified as an agricultural homestead. You’re appealing the denial of a current year application for homestead classification of your property. The proceedings of the Small Claims Division are less formal and many people represent themselves. Decisions made by the small claims division are final and cannot be appealed further. The Regula r Division will hear all appeals –including those within the jurisdiction of the small claims division. Decisions made here can be appealed to a higher court. Most people who appeal to the regular division hire an attorney because the hearing is conducted according to the Minnesota Rules of Civil Procedure. You may obtain complete information on Tax Court appeals by writing or calling the court administrator in your county or by contacting: Minnesota Tax Court Minnesota Judicial Center Suite 245 25 Reverend Dr. Martin Luther King, Jr. Boulevard St. Paul, MN 55115 (651) 296-2806 www.taxcourt.state.mn.us Conclusion In conclusion, it is essential that taxpayers understand that assessors use historical sales data to estimate a property’s market value. This estimate may be appealed informally by speaking with the assessor or formally by appearing at the Local or County Boards of Appeal and Equalization. For additional information, please refer to Fact Sheet 12a Understanding Property Taxes and Fact Sheet 12b How the Assessor Estimates Your Market Value Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 51 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 51 Review process, not value-reduction process...................................................................................................................................19 Recess or adjourn................................................................................................................................................................................19 Decisions.............................................................................................................................................................................................19 Appeals must be substantiated by facts.............................................................................................................................................20 Best practices recommendations......................................................................................................................................21 Have appellants call for appointments...............................................................................................................................................21 Time limits for presenting appeals.....................................................................................................................................................21 Hear all appeals first............................................................................................................................................................................21 Conducting other business at the local board meeting.....................................................................................................................22 Notifying property owners of decisions............................................................................................................................................22 Quorum requirements for local boards............................................................................................22 Quorum must be present...................................................................................................................................................22 What constitutes a quorum?...............................................................................................................................................................22 Assessor’s role when a quorum is not present..................................................................................................................................23 Arrive on time for the meeting...........................................................................................................................................................23 Explanations of alternate methods of appeal..................................................................................23 Open book meetings ...........................................................................................................................................................23 Benefits for the local board ................................................................................................................................................................25 Benefits for the county........................................................................................................................................................................25 Option 1: Transferring assessment and local board duties to the county........................................................................................25 Option 2: Transferring local board duties to the county...................................................................................................................25 Special Boards of Appeal and Equalization......................................................................................................................................26 Tax Court.............................................................................................................................................................................................26 Appendix...............................................................................................................................................27 Glossary................................................................................................................................................................................27 Duties of local and county boards.....................................................................................................................................30 Frequently asked questions by property owners ...........................................................................................................34 Handouts for property owners .........................................................................................................................................34 Note: This handbook is designed to provide information to city and town boards or special boards serving as the Local Board of Appeal and Equalization. This handbook mentions local, city and county assessors. The specific responsibilities of the local, city and county assessor may differ from one jurisdiction to the next. Not all jurisdictions have a local assessor. For example, counties with a true county assessing system (all assessments are done by the county) will not have a local assessor. In counties having a city of the first class, the powers and duties of the county assessor within such city shall be performed by the duly appointed city assessor. In all other cities having a population of 30,000 persons or more, according to the last federal census (except in counties having a county assessor prior to January 1, 1967), the powers and duties of the county assessor within these cities will be performed by a duly appointed city assessor. The county assessor will, however, retain the supervisory duties contained in M.S. 273.061, subdivision 8. For example, the county assessor may provide sales information for the local boards in the entire county, or a city assessor may be responsible for providing the information for the local board in a city that has an appointed city assessor. If the local board has questions about the division of assessor duties in the jurisdiction, please contact the county assessor for clarification. 2 Table of Contents Other alternate methods of appeal...................................................................................................................................26 How value changes affect taxes.........................................................................................................................................31 Frequently asked questions by local board members...................................................................................................33 Benefits for the property owner.........................................................................................................................................................24 Recommended format to notify appellants of local board decisions..........................................................................32 Notes Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 52 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 52 Table of Contents Introduction............................................................................................................................................3 Purpose of the local board...................................................................................................................................................3 Training for Local Boards of Appeal and Equalization.................................................................................................3 The impetus for the legislation.............................................................................................................................................................3 Compliance requirements.....................................................................................................................................................................4 Failure to comply..................................................................................................................................................................................4 Role of the local board in the assessment process.........................................................................4 Market value..........................................................................................................................................................................5 Estimated market value........................................................................................................................................................................5 Taxable market value............................................................................................................................................................................6 Classification..........................................................................................................................................................................6 Split-class property................................................................................................................................................................................7 Overview of the assessment process...................................................................................................................................7 Assessor estimates value......................................................................................................................................................................8 Three approaches to value....................................................................................................................................................................8 Assessor determines classification.......................................................................................................................................................9 Assessor reviews sales ratio.................................................................................................................................................................9 The sales ratio study............................................................................................................................................................................10 Assessor notifies taxpayer..................................................................................................................................................................10 Assessor meets with State Board of Equalization.............................................................................................................................10 Local board meeting...........................................................................................................................................................11 Who must attend the meeting.............................................................................................................................................................11 Meeting dates and times for the local board......................................................................................................................................11 Documenting local board actions.......................................................................................................................................................12 Required forms for documenting board actions ...............................................................................................................................12 Duties of the local board.....................................................................................................................................................13 Changes within 10 days of local board meeting...............................................................................................................................13 What the board can do........................................................................................................................................................................13 What the board can’t do......................................................................................................................................................................14 Recommendations for local board members..................................................................................................................15 Become familiar with sales information prior to local board meeting............................................................................................15 Duties of the clerk................................................................................................................................................................15 Legal and policy reasons for fair and impartial appeal and equalization hearings...................16 Legal reasons for fair and impartial local board meetings..........................................................................................16 Policy reasons for fair and impartial local board meetings.........................................................................................16 Local board meeting procedures that foster fair and impartial assessment reviews and other best practices recommendations........................................................................................17 Meeting procedures............................................................................................................................................................17 The board should run the meeting.....................................................................................................................................................17 Establish ground rules for the meeting..............................................................................................................................................17 All proceedings must be public..........................................................................................................................................................18 Make appellants feel comfortable......................................................................................................................................................18 Dealing with angry or difficult property owners...............................................................................................................................18 Hearing appeals...................................................................................................................................................................................18 1Table of Contents Notes Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 53 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 53 This handbook was created to satisfy the requirement under Minnesota Statutes, Section 274.014, subdivision 1. July 2009. Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 54 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 54 Local Board of Appeal and Equalization Handbook 2009 Update Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 55 Meeting of April 9, 2012 Subject: 2012 Local Board of Appeal and Equalization Page 55 Meeting Date: April 9, 2012 Agenda Item #: 1 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Future Study Session Agenda Planning – April 16 and April 23, 2012. RECOMMENDED ACTION: The City Council and the City Manager to set the agenda for a Special Study Session scheduled for April 16 and for the regularly scheduled Study Session on April 23, 2012. POLICY CONSIDERATION: Does the Council agree with the agendas as proposed? BACKGROUND: At each study session approximately five minutes are set aside to discuss the next study session agenda. For this purpose, attached please find the tentative agenda and proposed discussion items for a Special Study Session scheduled for April 16 and for the regularly scheduled Study Session on April 23, 2012. FINANCIAL OR BUDGET CONSIDERATION: None. VISION CONSIDERATION: None. Attachment: Future Study Session Agenda Planning – April 16 and April 23, 2012 Prepared by: Kay Midura, Office Assistant Reviewed by: Nancy Stroth, City Clerk Approved by: Study Session Meeting of April 9, 2012 (Item No. 1) Page 2 Subject: Future Study Session Agenda Planning – April 16 and April 23, 2012 Special Study Session, April 16, 2012 – 6:30 p.m. Tentative Discussion Item 1. Sidewalks & Trails – Public Works (45 minutes) Council will be asked to review and provide direction on proposed sidewalk, trail, and bikeway segments and proposed sidewalk classifications. Study Session, 23, 2012 – 6:30 p.m. Tentative Discussion Items 1. Future Study Session Agenda Planning – Administrative Services (5 minutes) 2. Elections – Ranked Choice Voting – Administrative Services (30 minutes) Staff will provide council with basic information regarding Ranked Choice Voting and Ramsey County Elections Manager Joe Mansky will be present to provide an update on the recent 2011 Ranked Voting Election held in St. Paul and answer questions along with City Attorney Roger Knutson. 3. Gambling Premises Permit Application from Hopkins Raspberry Festival – Administrative Services (30 minutes) Staff will provide council with information and options for discussion regarding consideration of a premises permit application received from Hopkins Raspberry Festival Association to conduct gambling in the form of pull tabs at Toby Keith’s I Love This Bar & Grill, 1623 Park Place Blvd. City Attorney Roger Knutson will also be in attendance. 4. City Council Electronic Communications – Administrative Services (30 minutes) City Attorney Roger Knutson will review regulations in the areas of open meeting law and data practices, along with how to handle general communication, sharing information and electronic communication. 5. Boards & Commissions Rules & Procedures – Administrative Services (30 minutes) Based on feedback from council, staff will provide information for council consideration and discussion of proposed amended language to the current Boards & Commissions Rules & Procedures regarding membership requirements. 6. Sidewalks & Trails – Public Works (30 minutes) Council will be asked to review and comment on project priorities in the proposed CIP and related policy issues. 7. Project Update – Hwy 100 Reconstruction Project – Public Works (30 minutes) Staff will provide an update on this Mn/DOT project and discuss the “final” draft geometric layout. 8. Communications/Meeting Check-In – Administrative Services (5 minutes) Time for communications between staff and Council will be set aside on every study session agenda for the purposes of information sharing. Reports 9. Environmental Input Outline – Administrative Services 10. March 2012 Financial Report 11. Quarterly Investment Report End of Meeting: 9:40 p.m. Meeting Date: April 9, 2012 Agenda Item #: 2 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Human Rights Commission Annual Report and Work Plan RECOMMENDED ACTION: The purpose of this report is to provide the City Council with the 2012 Work Plan and the 2011 Annual Report prepared by the Human Rights Commission (HRC) in preparation for meeting with the HRC at the study session. POLICY CONSIDERATION: Are the actions of the HRC in alignment with the expectations of City Council? BACKGROUND: The City Council reviewed the HRC 2011 Annual Report and 2012 Work Plan at the February 13, 2012 study session. It was the consensus of the City Council to meet with the Human Rights Commission to discuss the annual report and work plan. FINANCIAL OR BUDGET CONSIDERATION: Not applicable. VISION CONSIDERATION: Not applicable. Attachments: Human Rights Commission 2011 Annual Report Human Rights Commission 2012 Work Plan Prepared by: Marney Olson, Community Liaison Reviewed by: John Luse, Chief of Police Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 2) Page 2 Subject: Human Rights Commission Annual Report and Work Plan Human Rights Commission 2011 Annual Report The Human Rights Commission Mission: The purpose of the Human Rights Commission shall be to advise the city council in its efforts to ensure all citizens protection of their human rights and full and equal opportunity for participation in the affairs of this community. The commission assists individuals and groups in cultivating a community that embraces principles of equity and respect for all of its citizens. Community Involvement: In partnership with the Police Advisory Commission (PAC), the HRC staffed a booth at the Children First Ice Cream Social and the Community Open House. Commissioners distributed HRC brochures, the Diversity Lens magnet and brochure, and other human rights related materials. These materials were also available at the West End One World Many Cultures event. Police Advisory Commission: PAC Commission Rashmi Seneviratne attended the HRC meetings as a liaison between the two commissions. Rashmi shared the domestic violence awareness posters created by PAC. The HRC members reviewed the posters and gave feedback to be shared with the PAC. HRC commissioners also helped PAC and the Police Department with planning for police outreach classes with the ELL program. Bias/Hate Crimes: The HRC reviews all Bias/Hate Crimes and responds to the victims with a letter and HRC brochure when appropriate. The HRC was notified of the following Bias/Hate Crimes in 2011. Offense Date Police Case # Summary 1/3/11 11000049 Assault – Victim was involved in a hit and run accident and was assaulted by impaired suspect who also used racial slurs. 2/12/11 11000815 Road Rage/Disorderly Conduct – racial slurs yelled at victim. 4/11/11 11001916 Vandalism/Possible Harassment 5/11 11003588 Damage to Property – Graffiti in Elliot Community Center included a swastika resulted in the arrest of juveniles. 8/3/11 11004416 Bias Motivated Harassment 9/5/11 11005014 Assault Motivated by Bias – assault took place in a business between two customers. 9/22/11 11005369 Damage to Property – a swastika was painted on the asphalt in the back lot of property. 10/3/11 11005581 Unwanted Person/Harassment – juveniles in stairway harassing tenant. Bullying: The HRC began discussions on how to address the issue of bullying in St. Louis Park. Commissioner Lordia Fok is a current MBA student and she worked with her MBA team to create a campaign to reach out to the different constituencies who may play a role in helping to promote anti-bullying. The creation of the campaign served as the final project for the MBA team comprised of 5 additional MBA students from around the country. Commissioner Fok presented her findings to the HRC in January, 2012. During 2011, the HRC attended a Youth Development Committee (YDC) meeting to discuss bullying with youth grades 6-12 to seek their input. The HRC also began partnering with the District Parent Advisory Council (DPAC) and will continue to partner with DPAC and PAC on bullying in 2012. Study Session Meeting of April 9, 2012 (Item No. 2) Page 3 Subject: Human Rights Commission Annual Report and Work Plan Human Rights Commission 2012 Work Plan Mission: The purpose of the human rights commission shall be to advise the city council in its efforts to ensure all citizens protection of their human rights and full and equal opportunity for participation in the affairs of this community. The commission assists individuals and groups in cultivating a community that embraces principles of equity and respect for all of its citizens. Bullying - The HRC plans to focus attention on education and addressing the issue of bullying in our community. • Partner with other groups such as the District Parent Advisory Council (DPAC), Police Advisory Commission (PAC), Community Education Advisory Commission (CEAC), Youth Development Committee (YDC), etc. • Anti-Bullying film community showing (The Bully Project or similar movie) • Develop anti-bullying resources for community use HRC Participation in Community Events: • In 2012, the HRC plans to partner with and participate in many existing community events including: o Children First Ice Cream Social o National Night Out o Other events as appropriate • Identify human rights and diversity events that are available to the residents of St. Louis Park in the metro area. Rather than duplicating efforts that already exist, find ways to notify our residents of these events such as through the use of an HRC webpage. Vision St. Louis Park – The Diversity Lens • Use the Diversity Lens as a tool at community events to talk to residents about the Human Rights Commission and Diversity. Connecting with our community and surrounding communities • Partner with other boards and commissions as appropriate. • Connect with local (metro & state) Human Rights Commissions Ongoing Commission Work • Respond to bias crimes as they occur in partnership with the Police Department • Select annual Human Rights Award winner(s) for St. Louis Park Meeting Date: April 9, 2012 Agenda Item #: 3 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Police Advisory Commission (PAC) 2011 Annual Report and 2012 Work Plan. RECOMMENDED ACTION: The purpose of this report is to provide the City Council with the 2011 Annual Report and 2012 Work Plan prepared by the Police Advisory Commission (PAC). POLICY CONSIDERATION: Are the actions of the PAC in alignment with the expectations of the City Council? BACKGROUND: The City Council reviewed the PAC 2011 Annual Report and the 2012 PAC Work Plan at the February 13, 2012, study session. Subsequent to this review, Council requested the opportunity to meet with the Police Advisory Commission to discuss the 2011 Annual Report and the 2012 Work Plan. FINANCIAL OR BUDGET CONSIDERATION: Not applicable. VISION CONSIDERATION: Not applicable. Attachments: PAC 2011 Annual Report and 2012 Work Plan Prepared by: John D. Luse, Chief of Police Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 3) Page 2 Subject: Police Advisory Commission (PAC) 2011 Annual Report and 2012 Work Plan Police Advisory Commission 2011 Annual Report The Police Advisory Commission mission: There are several main purposes of the PAC. They include the following: 1) Enhance the awareness of the police department’s capabilities and services. 2) Provide an opportunity for citizen involvement in police services. 3) Promote exchange between the police department and the community. In partnership with the Human Rights Commissioners, several PAC Commissioners staffed a booth at the Children First Ice Cream Social and the Community Open House. Commissioners made available informative pamphlets to the public about Traffic Safety (cut-through traffic, speeding…) and Current Road Construction Projects; also available were child and bike safety guides and information regarding the police department. Furthermore, this function allowed PAC and HRC commissioners an opportunity to get to know one other and the activities of each Commission. In an effort to work more closely with the Human Rights Commission on police related issues, Commissioner Rashmi Seneviratine attended the Human Rights Commission meetings. Commissioner Seneviratine participated in Human Rights Commission activities and is encouraging their Commissioners to participate in Police Advisory Commission activities. In partnership these two Commissions worked with the Police Department and the Community Education Department to present several classes for the students of the English as a Second Language classes. The classes were designed to educate immigrants on police services and what to expect during an interaction with the police. Several Commissioners were involved with the Department’s National Night Out. Commissioners rode with officers to block parties and also helped organize or host block parties in their neighborhood. Commissioner Widmer has been attending the city staff Traffic Advisory Meetings. The Traffic Advisory group is comprised of members of the Public Works, Community Development, and Police Departments. The group meets monthly to discuss traffic related issues within the community. Commissioner Widmer actively provides citizen input on traffic related issues and street projects. PAC members have assisted in content development of several Public Service Announcement videos to be aired on the Inside the Park Community Television and at other times throughout the day on local cable access channel. These videos are designed to bring heightened awareness to community members of police related matters. Unfortunately time constraints on the Civic TV Coordinator have not allowed for the filming, editing, and production of these PSA’s. Commissioners Cushman and Hoffman have worked closely with Cornerstone in creating a Domestic Violence Education and Information program. With the assistance of city staff the Commission produced domestic violence awareness posters which have been distributed to public entities within the city. These posters were also shared with the HRC for review and input. We believe this will enhance the relationship between the city and Cornerstone and provide information on valuable resources available to the community. Study Session Meeting of April 9, 2012 (Item No. 3) Page 3 Subject: Police Advisory Commission (PAC) 2011 Annual Report and 2012 Work Plan The Fifth Annual St. Louis Park Crime Prevention Fund Golf Tournament was held on September 9th, 2011. It was another successful year, earning $3,924.96 dollars for the Crime Prevention Fund. The goal of the tournament is to bring the business community together with the police department for a day of fun and recreation, and to raise funds for the Crime Prevention Fund. We would not be able to do this without the support of our local businesses. PAC will continue with this effort in 2012 and plan to publicize the event in early 2012. Your participation and promotion is welcomed. 2012 Work Plan The 2012 Work Plan for the PAC is as follows: • Continue to support and attend the Children First Ice Cream Social, and National Night Out with the goal of providing information to the public about the police department and the commission. • Work with the HRC on producing an anti-bullying program. • Produce quarterly public safety information programs for the Inside the Park Community TV or other media streams. • Continue the Annual St. Louis Park Police Department Crime Prevention Crime Fund Golf Tournament, with the goal of increasing participation. • Complete the distribution of the Domestic Violence Awareness poster project. • Explore additional opportunities to build trust with the community. Meeting Date: April 9, 2012 Agenda Item #: 4 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Housing Authority Annual Report and Work Plan. RECOMMENDED ACTION: The purpose of this report is to provide the City Council with the HA’s 2012 Work Plan prior to the Council’s study session meeting with the Housing Authority Board. The Annual Report was presented to the Council at the February 13 study session. POLICY CONSIDERATION: Are the activities of the Housing Authority aligned with the City Councils expectations? BACKGROUND: The City Council reviewed the Housing Authority’s (HA) Annual report at its February 13 Study Session. The Housing Authority Board will meet with the City Council at the April 9, 2012 Study Session to discuss past and future activities. Attached is a copy of the 2012 proposed Work Plan and a copy of the February 13 Study Session report which will assist the Council in preparing for the discussion with the HA Board. FINANCIAL OR BUDGET CONSIDERATION: Not Applicable. VISION CONSIDERATION: The HA’s Work Plan has incorporated activities and initiatives that are reflective of the Housing Authority’s Mission Statement and City’s Housing Goals and that will support the strategic direction and vision of the City of St. Louis Park. Attachments: 2012 HA Work Plan February 13, 2012 Study Session Report Prepared by: Michele Schnitker, Housing Supervisor Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 4) Page 2 Subject: Housing Authority Annual Report and Work Plan St. Louis Park Housing Authority 2012 Work Plan Housing Authority Mission: The Housing Authority develops, integrates, and operates housing and housing assistance policies and programs to ensure the availability of safe, affordable and desirable housing options that meet the diverse, lifecycle housing needs of all of the residents of St. Louis Park. Housing Authority Vision: The Community: 1. Desirable housing choices exist for families and individuals of all incomes. 2. There is a balance of housing choices for households at all phases of the life cycle. 3. St. Louis Park is a unique, safe, pedestrian- and transit-oriented community. Housing policies and planning embrace livable communities principles to ensure this vision. Goal: a. Apply for additional “Fair Share” Section 8 units, Shelter Plus Care or other assisted housing resources based on community need, community goals and staff capacity to administer additional units when available. Support for profit developers and nonprofit service and housing agencies efforts to secure additional affordable housing units. Agency Administration and Programs: 1. The public housing stock is well-maintained and a positive community asset. 2. The Housing Authority is financially solvent and strives for greater financial capacity. 3. The administration of Housing Authority programs is efficient, effective and productive. 4. The Housing Authority has a good professional image as a developer, property manager and policy maker in St. Louis Park. Goals: a. Continue to administer the federally assisted rental assistance programs maximizing both budgetary and occupancy utilization under HUD’s Annual Contribution Contract. b. Develop budgets for agency programs that reflect prudent fiscal operation and are responsive to HUD’s federal funding policies. Review financial principles and policies related to HA reserve funds as appropriate. Maintain adequate accounting systems and internal control procedures to comply with HUD’s asset management and audit requirements; review and improve accounting processes and procedures as appropriate. Explore the option of fee accounting versus the current contractual arrangement for finance services provided by the City. c. Continue to assess maintenance operation and activities ensuring the most effective and efficient use of staff and resources to ensure that the HA maintains a Study Session Meeting of April 9, 2012 (Item No. 4) Page 3 Subject: Housing Authority Annual Report and Work Plan Public Housing Assessment System (PHAS) property inspection indicator score at a level that ensures we meet the highest PHAS property inspection standards. d. Assess capital improvement needs and implement improvements as noted in the PH Capital Improvement Fund plan to ensure properties are safe and an asset to the community and the neighborhoods where they are located. Utilize formula allocated Capital Improvement grant funds within HUD’s designated guidelines and apply for MN Housing State allocated rehab funds for PH units when available. Continue to revise 5 year Plan to assist in planning for future Capital improvement needs. Combine with goal above e. Seek opportunities to improve the environmental design and energy efficiencies of our PH properties. Utilize energy saving and environmentally friendly equipment, appliances and building techniques. The Agency as Partner 1. The Housing Authority seeks opportunities to work in partnership with for profit and nonprofit organizations to address housing and related social service needs in St. Louis Park. 2. The Housing Authority has a strong relationship with the City Council, City staff and the citizens of St. Louis Park. Goals: a. Collaborate with Louisiana Court to administer the 12 Metropolitan Housing Opportunity Units (MHOP) units and seek opportunities to work in partnership with for profit and nonprofit organizations to address housing and related social service needs in St. Louis Park. b. Administer the Shelter Plus Care program in collaboration with community partners, Perspectives, Community Involvement Program and Pillsbury Untied Community. Collaborate with CIP and Perspectives to continue maximizing use of S+C grant funds through an agreement to subsidize units at Wayside supportive housing program. Submit application for additional S+C allocation of 10 units for Wayside House, Inc. c. Continue to collaborate with Excelsior & Grand, Wayside House Inc. and Vail Place to administer 40 units of project-based Housing Choice Vouchers providing affordable units in a project that would otherwise not be affordable to Voucher participants and subsidizing rents in two supportive housing projects. Our Residents 1. Current and past residents of subsidized housing have improved their economic status and are less dependent on public assistance. 2. Residents unable to achieve economic independence because of age, disability or circumstance have improved their quality of life and are contributing members of the community. Study Session Meeting of April 9, 2012 (Item No. 4) Page 4 Subject: Housing Authority Annual Report and Work Plan Goals: a. Continue to apply for HUD grant opportunities to ensure continuation of Training & Resources to Attain Long term Success (TRAILS) Family Self Sufficiency Program to assist residents in improving their economic status and reduce their dependency on public assistance. b. Continue to apply for HUD grant opportunities to ensure continuation of providing a service coordinator position at Hamilton House to assist elderly and disabled residents address social service needs and improve their quality of life. c. Seek opportunities to collaborate with community agencies and partners to provide/inform residents of services and opportunities to meet social and economic needs. Study Session Meeting of April 9, 2012 (Item No. 4) Page 5 Subject: Housing Authority Annual Report and Work Plan Meeting Date: February 13, 2012 Agenda Item #: 9 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: 2011 Housing Authority Annual Report. RECOMMENDED ACTION: To provide the Council with the Housing Authority’s (HA) 2011 Annual Report. No action necessary. POLICY CONSIDERATION: Does the work of the Housing Authority continue to meet the expectations of the City Council? Does the City Council desire to meet with representatives of the HA Board? BACKGROUND: The Housing and Redevelopment Authority (HRA) was created in 1970. In 1988 the Council created the Economic Development Authority (EDA) to exercise economic and redevelopment powers and reorganized the HRA to an HA allowing it to exercise powers related to low and moderate income housing programs and projects. The HA is a separate legal entity governed by the HA Board of Commissioners exercising all the powers granted under Minnesota Statutes 469.001 to 469.047 and the Department of Housing and Urban Development (HUD) for the purposes of managing, planning and implementing the City’s low and moderate income housing programs. The five Commissioners are appointed by the Mayor and approved by the City Council. The Commissioners are responsible for overseeing the administration of the low income housing programs managed by the HA including setting policy, approving budgets, entering into contracts and ratifying expenses. The HA has a separate financial audit from the City and the HA currently contracts with the City for the provision of financial services. The HA’s primary mission is to administer programs that ensure the availability of safe and desirable affordable housing options in the St. Louis Park community. These programs include: • Public Housing (PH), • Section 8 Housing Choice Voucher Program (Voucher), • Shelter Plus Care Rental Assistance Program (S+C), • Training and Resources to Attain Individual Long-Term Success (TRAILS) Family Self- Sufficiency (FSS) Program, and • Hamilton House Elderly and Disabled Service Coordinator grant. Funding for these programs is received from HUD. The Authority currently serves approximately 525 eligible, low-income households through the rental assistance housing programs. The HA also oversees the administration of a number of City housing programs including the Discount Loan Program, Move-up in the Park programs, Green Remodeling Program and Louisiana Court Max 200 Program. The City Council delegated the administration of these Study Session Meeting of April 9, 2012 (Item No. 4) Page 6 Subject: Housing Authority Annual Report and Work Plan programs to the HA by resolution. The HA also provides input to the Council on the use of CDBG funds. HA Board members include: • Catherine Courtney, Chairperson • Justine Kaufman, Vice-chair • Renee DuFour, Secretary • Trinicia Hill • Susan Metzger Community Development Department staff serve as the staff for the HA. Staff members include: • Kevin Locke, Executive Director • Michele Schnitker, Housing Supervisor • Teresa Schlegel, Housing Manager • Cindy Stromberg, Section 8 Manager • Tanya Warren, Public Housing Specialist • Kathy Larsen, Housing Programs Coordinator (coordinates administration of City housing programs) • Abe Shariff, Maintenance Coordinator • Joe Wellentin, Maintenance Technician HA Housing/Service Programs Public Housing PH is a rental assistance program in which the HA owns and manages the property. Rent is income based with each household paying approximately 30% of their income for rent. The HA owns and manages 147 PH units; a low-rise apartment building (108 one-bedroom units and 2 two-bedroom caretaker units) built in 1975, and 37 scattered site single-family units (3 to 5 bedrooms). Although the low-rise building is designated for general occupancy, priority is given to elderly and disabled applicants. The single-family scattered units house larger families with children. The HA also holds the HUD Annual Contributions Contract (ACC) and maintains the waiting list for 12 two-bedroom PH apartment units located at Louisiana Court. These units are owned and managed by Project for Pride in Living. Eligibility is limited to households at or below 80% of the area median income. PH units and occupancy rates are noted in the table. Public Housing Total Units 1-BR 2-BR 3-BR 4-BR 5-BR Occupancy December 31, 2011 Hamilton House 108 108 99% Scattered Site Single Family 37 0 0 17 17 3 99% Louisiana Court, Metropolitan Housing Opportunity (MHOP) Units 12 12 100% Total (bedroom size) 108 12 17 17 3 Total 157 HUD provides annual operating subsidy and capital funding for the PH program. These funds are combined with rent revenues to finance the operational expenses of the program and maintenance and rehab of the properties. The annual budget for the PH is approximately $1,020,000. Study Session Meeting of April 9, 2012 (Item No. 4) Page 7 Subject: Housing Authority Annual Report and Work Plan Section 8 Housing Choice Voucher Program The Voucher rental assistance program provides income based rental assistance to participants in privately owned market rate rental units. Participants pay approximately 30% of their income for rent and the HA pays a rent subsidy directly to the owner of the rental property. HUD has allocated the HA the authority to administer up to 268 Vouchers. The HA administers both tenant-based and project-based Vouchers. Forty Vouchers of the HA’s allocation are designated for “project based” use in three privately owned developments; Excelsior & Grand, Vail Place and Wayside. In addition, the HA administers 50 to 80 Vouchers at any one time from other jurisdictions for participants that have moved to St. Louis Park. Eligibility for the program is limited to households at or below 50% of median area income adjusted for family size. HUD provides Housing Assistance Payments (HAP) funding to support rent assistance payments and Administrative Funds to finance administrative costs. The program has an annual budget of approximately $2,200,000. Shelter Plus Care The Shelter Plus Care (S + C) Program is designed to link rental assistance with supportive services for hard-to-reach homeless persons with disabilities. The program serves primarily those who are seriously mentally ill or have chronic problems with alcohol, drugs or both and their families. Grants are provided by HUD to be used for permanent housing which must be matched with supportive services that are appropriate to the needs of population to be served. St. Louis Park is the grant recipient for the program and we partner with three sponsor organizations that administer supportive housing programs; Perspectives, Community Involvement Program (CIP) and Pillsbury United Communities. Perspectives and CIP have also formed a partnership with Wayside that enables Wayside to utilize a portion of their unexpended S + C funding to support five units of S + C in Wayside’s supportive housing development. The HA is currently collaborating with Wayside on a S + C application submission for an allocation five units of S + C rental assistance in the next funding cycle. The HA is currently administering 43 units of S + C. Eligibility is limited to households at or below 50% of median area income. The annual budget for the S + C program is approximately $330,000. Section 8 Housing Choice Vouchers and Shelter Plus Care Units Utilization YTD December 31, 2011 Tenant-Based (68 are Port-Outs) 219 100% Tenant-Based Port - Ins 68 Avg./month Project-Based: (40) Wayside House 15 100% Excelsior & Grand 18 83% Vail Place 7 100% Shelter Plus Care Rental Assistance: Perspectives Inc. 11 97% Community Involvement Program (CIP) Scatts 11 94% CIP- Clear Spring Road 8 100% Project for Pride In Living (PPL) 8 100% Wayside 5 Total 370 Study Session Meeting of April 9, 2012 (Item No. 4) Page 8 Subject: Housing Authority Annual Report and Work Plan Training and Resources to Attain Individual Long-Term Success (TRAILS) Family Self- Sufficiency Program (FSS) HUD designed the FSS Program in conjunction with the Voucher and PH programs to enable families to improve their educational and employment status to achieve greater economic independence and self-sufficiency. Each family that commits to participate in TRAILS explores their individual job or educational goals with the help of the Program Coordinator Case Manager. As the family’s rent increases due to increased earned income, the HA establishes an escrow account on the participants behalf and credits it with a portion of the monies from their increased rent payment. Upon successful completion of the TRAILS program, the participant receives the escrow account balance. The program is voluntary and open to all current Section 8 participants and PH residents. The program has an annual budget of approximately $38,600 for the service coordinator position. Participant escrow contributions averaging $35,000 annually are funded with HAP and PH rent revenue. Hamilton House Service Coordinator The HA received a three year HUD ROSS PH Elderly and Persons with Disabilities grant to fund a service coordinator position to coordinate services and other activities designed to help the residents at Hamilton House remain living independently. Services include assessment and referral, on-going case management, wellness education programs and education regarding personal safety and housekeeping. The service coordinator position is provided through a contract with Vail Place. The program has an annual budget of $79,000. Program Waiting Lists The number of people that qualify for HUD PH rental assistance and Voucher programs far exceed the number of PH and Vouchers available. Selection criteria and procedures are established in accordance with HUD regulations to distribute rental assistance to the most deserving applicants in as fair a process as possible. Waiting lists are kept for the HA’s PH and Voucher rental assistance programs. The number of people on the lists is significant and the HA receives requests for rental assistance every day. Due to the excessive length of the lists, the lists are only opened to accept new applications when the number of applications on a specific list nears depletion. When lists are opened, we typically limit the opening to 2 to 3 days and then close the list again. We have even implemented a lottery system to limit the number of applications taken since it is unmanageable for staff to administer waiting lists containing thousands of applications and the wait for applicants, even if they were to be placed on the list, is unrealistic. During a typical two day opening, the HA receives thousands of requests for applications. The Voucher waiting list was last opened in 2005 at which time the HA received over 3000 requests for applications. Of the original 3000 requests, over 450 applicants have kept their application status current and are still waiting for housing seven years later. In 2011, the HA opened the waiting list for Hamilton House for 2 days and received over 1000 applications. Waiting lists for the project based voucher programs are managed separately. Wayside and Vail Place coordinate list management for their programs with the HA since their residents must meet specific criteria to be eligible for their supportive housing. The HA manages the waiting list for Excelsior and Grand. In 2011, the Public Housing Program experienced 37 turnovers, 27 at Hamilton House and 10 in the Scattered Site units. Typically, the annual turnover for PH is closer to 15 to 20 units but in Study Session Meeting of April 9, 2012 (Item No. 4) Page 9 Subject: Housing Authority Annual Report and Work Plan 2011, Hamilton House experienced an unusually high number of turnovers due to lease violations, deaths and nursing home placements. In the Voucher Program, 14 participants left the program in 2011. Typically, the number of new tenant based vouchers issued by the HA is limited to the number of program participants that leave the program. In 2011, the HA received an unexpected one-time funding award mid-year enabling the issuance of additional vouchers. Due to this additional funding, the HA was able to issue 36 vouchers in 2011. Housing Waiting Lists - December 31, 2011 1-BR 1-BR Handicap 2-BR 3-BR 3-BR Handicap 4-BR 5-BR Total Public Housing 1,025 78 343 320 17 97 64 1943 Section 8 466 Excelsior & Grand 78 78 Annual Funding Sources The assisted housing programs are federally funded through HUD. HUD provides an annual funding allocation for the PH Program and the Section 8 Voucher program which is formula based and prorated based on annual congressional budget appropriations. Funds for the Family Self-sufficiency and Shelter Plus Care programs are provided by grants that require annual application submissions. Program 2011 Funding (approx.) Public Housing • Operating Contribution $300,000 • Capital Fund Program $177,000 • Rent Revenue $545,000 Section 8 Voucher Program • Housing Assistance Programs (HAP) $2,020,000 • Administrative Funding $169,000 Shelter Plus Care • Rental Assistance $330,000 Family Self-Sufficiency Program $38,600 Hamilton House Service Coordinator $79,000 Total Annual Federal Funding $3,658,000 Final 2012 Funding Levels Still Pending Like all federal programs, HUD has implemented funding decreases over the last couple of years making it more of a challenge for the HA to meet administrative and housing related expenses. In the PH program, the HA’s 2012 operating subsidy is estimated to be 13% less than what the Study Session Meeting of April 9, 2012 (Item No. 4) Page 10 Subject: Housing Authority Annual Report and Work Plan HA’s received in 2011. 2011’s Capital Fund Program funding for PH capital improvements was 17% less than that received in 2010 and HUD is projecting an additional 8% cut for 2012. Although HAP funding for the Voucher program has remained relatively flat, significant decreases are projected for administrative funding in 2012. HUD is estimating to prorate Voucher administrative funding as low as 75% of the HA’s eligibility. This is the lowest funding proration level ever proposed by HUD. At this time, HUD’s final 2012 prorations have not been determined. There is the possibility that HUD will supplement the projected funding levels with internal department resources resulting in an increase to some of the estimated prorations, in particular the voucher admin funding. Staff will continue to monitor funding levels closely and adjust spending levels accordingly. 2012 HA Highlights • Provided rental assistance to over 500 low-income households under the PH Program, Voucher Program and S + C Program. • Completed approximately $370,000 in capital improvements on the PH units including significant renovations at Hamilton House; the HA received a $218,000 grant from the state in 2010 to use for PH capital improvements. • Continued to administer 40 units of Project Based Vouchers at Wayside’s and Vail Place’s supportive housing developments and at Excelsior and Grand. Facilitated partnership between Wayside, Perspectives and CIP to utilize unexpended S+C funds to support 5 units with rental assistance at Waysides supportive housing development. • Exceeded 99% annual occupancy in the PH Program and 100% annual utilization in the Voucher Program. • 37 families participated in the FSS program in 2011 with nine participants graduating from the program. Successfully submitted two HUD grant applications to fund the Family Self-Sufficiency (FSS) program coordinator services for participants of the Voucher and PH programs. • Utilized an off-site call center for the first time when opening waiting list for Hamilton House. Center efficiently handled the 2000+ calls eliminating both staffing and technology capacity issues experienced with previous waiting list openings. • The end of 2011 marked completion of a 21 month Fiscal Year as the HA transitioned to a Fiscal Year that corresponds to the calendar year. Previously, the HA’s FY ran from April thru March. FINANCIAL OR BUDGET CONSIDERATION: The HA is funded through annual contractual contributions from HUD, state and federal grants and rent revenues. The HA pays for all direct program costs and costs related to administering the programs including staffing, office space and computer support. VISION CONSIDERATION: The activities of the Housing Authority have a direct relationship to the Strategic Direction that Council adopted related to “St. Louis Park is committed to a well maintained and diverse housing stock”. Attachment: Income Limit Table Prepared By: Michele Schnitker, Housing Supervisor Reviewed By: Kevin Locke, Community Development Director Approved By: Tom Harmening, City Manager Study Session Meeting of April 9, 2012 (Item No. 4) Page 11 Subject: Housing Authority Annual Report and Work Plan ASSISTED HOUSING INCOME LIMITS Effective December 1, 2011 FAMILY EXTREMELY LOW VERY LOW LOW SIZE 30% OF MEDIAN 50% OF MEDIAN 80% OF MEDIAN 1 $ 17,650 $ 29,400 $ 45,500 2 $ 20,150 $ 33,600 $ 52,000 3 $ 22,650 $ 37,800 $ 58,500 4 $ 25,150 $ 41,950 $ 65,000 5 $ 27,200 $ 45,350 $ 70,200 6 $ 29,200 $ 48,700 $ 75,400 7 $ 31,200 $ 52,050 $ 80,600 8 $ 33,200 $ 55,400 $ 85,800 Meeting Date: April 9, 2012 Agenda Item #: 5 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Review of City’s Housing Goals RECOMMENDED ACTION: None at this time. This report is intended to provide the Council with a review of the Housing Goals and the Housing Directions developed at the January Council Workshop. Draft updated Housing Goals incorporating the January Housing Directions are attached for your consideration and future Council Action. POLICY CONSIDERATION: What should the City’s housing goals be? Do the draft updated housing goals appropriately incorporate the City’s current housing policy as well as the Housing Directions developed by the Council at the January Workshop? BACKGROUND: Housing was one of the topics discussed at the Council Workshop held in January. Based on the discussion, Council developed a list of Housing Directions reflective of where the Council thought the City should focus its efforts to meet the housing needs of the Community in the future. Council also directed staff to return to a future meeting to discuss updated goals that incorporate the newly developed Housing Directions. Staff compared the January Housing Directions with the City’s adopted Housing Goals. The Housing Directions are very consistent with the policies and ideas of the Housing Goals. In an effort to capture the new Directions developed by the Council, a draft updated staff has amended the Housing Goals have been prepared for Council’s consideration. At the same time, the goals were reformatted to improve organization by consolidating similar topics. The revised goals maintain the policy direction of the originally adopted Housing Goals while incorporating the new Directions and streamlining the format. Current Goals Comprehensive (Comp) Plan: The City’s current Housing Goals were adopted as part of the Comp Plan adopted in December 2009. The Comp Plan is the City’s official statement used to guide development, redevelopment and preservation of the city by setting forth policies, plans and programs governing land use, public facilities, economic development and urban form. The 2010 Comp Plan documents the City’s housing plan incorporating Vision St. Louis Park, the City’s Strategic Plan, and the Housing Goals developed as part of the 2003 -2005 Housing Summit process. Housing Summit: The City’s current Housing Goals were developed during the 2003-2005 Housing Summit process and adopted by the City Council in March 2005. The Housing Summit was held as a means to educate, revisit, and consider any necessary changes to the City’s housing Study Session Meeting of April 9, 2012 (Item No. 5) Page 2 Subject: Review of City’s Housing Goals policies, strategies, and goals. The Summit consisted of a series of meetings with a broad base of stakeholders that included the City Council, Planning Commission, Housing Authority Board, School Board, County Commissioner, and a business representative. The stakeholders evaluated how existing policies were meeting the needs of current residents and neighborhoods. As a result of the discussions held at these meetings, the current housing goals were developed and approved by the City Council. The Housing Goals are attached. Vision Strategic Direction: In 2006, the City began a second Visioning process. More than 1000 community participants were involved in the initial process, followed by hundreds that attended town meetings and others who joined Vision Action Teams. One of the Vision Action Teams focused on Housing. The Action Team developed goals, specific objectives and action plans. In a workshop held by the Council in 2007, the Council reviewed the work of the Action Team and developed the four strategic directions as a guide for the City for the future. These four strategic directions continue to be key guideposts for City actions. One of those directions addressed housing and stated the following: St. Louis Park is committed to providing a well-maintained and diverse housing stock. In particular, the City’s focus will be on the three following strategies: • Remodeling and expanding move-up, single-family, owner-occupied homes. • Property maintenance to foster quality housing and community aesthetics. • Working towards affordable single-family home ownership throughout the City. Context for St. Louis Park Housing Goals Our housing goals do not exist in a vacuum any more than the City itself is a blank slate or an independent island isolated from the rest of our region. The characteristics of St. Louis Park and the housing trends of the region influence greatly both what our housing goals need to be and what our housing opportunities are. Our current housing goals and the January Housing Directions need to and indeed do grow from those realities. Background material highlighting demographic, societal, economic and housing demand trends that provide context for St. Louis Park’s housing goals is attached. Some of the key directions that are supported by the basic characteristics of St. Louis Park and the emerging housing trends are: 1. Single-family homes are the dominant land use in St. Louis Park. Over 60% of the private land in St. Louis Park is occupied by single-family homes. Virtually all of our single-family homes are over 40 years old and most of it is over 50 years old. Maintaining the vast majority of this housing stock and the strong neighborhoods in which they are located is a critical goal. It doesn’t mean no single-family home will ever be removed, some homes maybe in locations that really aren’t appropriate for single- family homes, but ensuring the vast majority of our single family homes are well maintained has been and should continue to be a core community goal. This includes making sure our single-family home has the characteristics that people want in a home. Encouraging both attractive, quality updating and where appropriate expansion of homes should be considered part of maintaining our single-family housing stock. 2. Opportunities for new housing in St. Louis Park will predominantly be for mixed-use and higher density housing. St. Louis Park’s location central location in the metro area, its proximity to downtown Minneapolis; proximity to lakes, parks and trails; its connections Study Session Meeting of April 9, 2012 (Item No. 5) Page 3 Subject: Review of City’s Housing Goals to the rich network of often frustratingly busy regional highways; our compact, relatively pedestrian friendly development patterns that support urban amenities like restaurants and retailors; and, our existing transit service and future LRT line, all combine to make us a very attractive place for higher density compact development. Demographic trends, energy and environmental issues, the need for healthier living environments, the trend to smaller families, the emerging preferences of “Millennials” and Gen Y for urban housing where the neighborhood coffee shop or restaurant is their living room, for the type of housing St. Louis Park is well suited to provide; and, has demonstrated it can be done to a very high standard. This housing maybe or may not be owner-occupied housing. Many people are understandably cautious about buying homes in light of economic problems of the last few years; others are at points in their lives when they need the flexibility that renting provides. For the city the critical issue is really how to ensure all housing built in St. Louis Park is high quality housing, rather than whether it is owner occupied or not. In the end we have limited opportunities to control whether a home is owner occupied or renter occupied whether it is a single family home or unit in a high-rise multi-family building. We should focus on ensuring housing quality. The city’s housing and land use goals have reflected and should continue to reflect an intent to capitalize on the opportunity we have to accommodate mixed-use and higher density housing development at key redevelopment opportunity areas like the future SWLRT station areas, the Park Commons area and the West End. Capitalizing on these opportunities is a means of increasing the diversity of housing options in St. Louis Park and integrating housing with employment opportunities. 3. Affordability of housing continues to be an issue in the region. The recent economic recession and downturn in the housing market reduced home prices significantly, but it also reduced household incomes even more making housing ownership less affordable overall. Meanwhile increased demand for rental housing has reduced rental housing vacancy rates and led to increasing rents. The net result is less rental housing affordability in the region. St. Louis Park has significant supplies of affordable single- family homes and apartments. The portion of this housing that meets standards for affordability changes, as has been shown in recent years, is effected as much or more by conditions beyond the City’s control as by any policies or programs the city might implement; and, decisions we don’t generally consider to be about affordability also have impacts on affordability. Choices about allowable density, minimum housing unit size, parking requirements, etc. all impact the ultimate price of housing in St. Louis Park. Draft Updated Housing Goals Attached is an attempt to integrate the City Council’s January Housing Directions with our current Housing Goals and create a draft Updated Housing Goals for the City Council’s consideration. As stated previously, the January Housing Directions were very consistent with the existing Goals. The January Housing Directions representing new ideas and polices directions not previously captured in the existing goals are highlighted in yellow. We took some liberty with the precise wording of the Housing Directions in order to fit them into the existing housing goals, but we have attempted to capture the meaning and intent of each Housing Direction and incorporate them fully into the draft goals. Also attached are the existing goals in their current form and the Housing Direction list from the January Workshop so that you can see the original sources that were used to create the draft goals. Study Session Meeting of April 9, 2012 (Item No. 5) Page 4 Subject: Review of City’s Housing Goals FINANCIAL OR BUDGET CONSIDERATION: Not Applicable. VISION CONSIDERATION: Through the Visioning process, the following Housing Vision Statement was developed, “St. Louis Park’s diverse housing options enable citizens to remain in the City through all stages of life. Providing living arrangements to accommodate all generations’ needs enhances the chances of building a strong community and sense of ownership.” This Vision for housing reflects Vision St. Louis Park, the City’s Strategic Plan, and the adopted Housing Goals. The revised goals, incorporating the Housing Directions developed at the City Council Workshop, are consistent with the City’s Vision Statement. Attachments: 2010 Housing Goals Housing Direction, Council Workshop, January 20 & 21 Draft Housing Goals: Incorporating Housing Directions Trends Affecting Housing Needs and Opportunities Prepared by: Michele Schnitker, Housing Supervisor Kevin Locke, Community Development Director Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 5) Page 5 Subject: Review of City’s Housing Goals 2010 Housing Goals City of St. Louis Park City of St. Louis Park Housing Goals The Housing Summit resulted in a set of Housing Goals that were adopted by the City Council in April 2005 and incorporated as part of the City’s 2010 Comp Plan. The goals reflect the city’s housing policy and will serve as guides to direct officials, staff, and advisory boards now and into the future. Housing Production • Promote & facilitate a balanced and sustainable housing stock to meet diverse needs both today and in the future • The City should establish target numbers of units by housing types needed to ensure life cycle housing options, with housing types disbursed throughout the city. • The City acknowledges that there is demand for different types and sizes of housing units, but due to limitations of available space and other resources, all demands cannot be fully satisfied. At the present time, the greatest deficit and need is for the creation and maintenance of detached, owner-occupied single family housing which are large enough to accommodate families. City housing efforts and resources should primarily address this need. Housing Condition and Preservation • Ensure housing is safe and well maintained. • Preserve and enhance housing quality through proactive promotional and educational activities and housing programs related to home rehab, code, and design and safety issues. Owner / Rental Ratio • The ratio of owner/rental housing should be approximately 60% owner occupied and 40% rental. • Explore traditional and non-traditional owner occupied housing options such as, but not limited to: row houses, courtyard housing, alternative housing, cluster housing, hi-rises, 3-story homes, multi-generational housing, etc. Affordable, Workforce and Supportive Housing • Promote and facilitate a mix of housing types, prices and rents that maintains a balance of affordable housing for low and moderate income households. Future affordability goals with the Met Council should be negotiated to reflect the average percentages for other first ring suburbs in Hennepin County. Study Session Meeting of April 9, 2012 (Item No. 5) Page 6 Subject: Review of City’s Housing Goals Note: In 2004, the City’s negotiated goal for housing affordability with the Met Council was that 60-77% of the city’s owner occupied homes should be affordable for households with incomes at or below 80% of the area median income and that 37- 41% of the city’s rental homes should be affordable for households with incomes at or below 50% of the area median income. • Mixed income units should be disbursed throughout the City and not concentrated in any one area of the City or any one development. Large Homes for Families • Promote and facilitate expansion of existing homes through remodeling which adds more bedrooms and more bathrooms, 2+ car garages and other amenities. • Promote and facilitate construction of large family-size homes with more bedrooms and more bathrooms, (e.g. minimum 3+ bedrooms and 2+ bathrooms, 2+ car garage and additional amenities such as den/fourth bedroom or porch or superior architecture) suitable for families with children. Senior Housing • Promote and facilitate more housing options for seniors. Land Use • Planning Goals: o Use infill and redevelopment opportunities to help meet housing goals. o Promote higher density housing near transit corridors & employment centers. o Encourage housing density in commercial mixed use districts. • Explore and, if appropriate promote ordinances to allow development of non- traditional housing types and increased density in single family neighborhood that is compatible with surrounding neighborhood. • Explore and promote reclassification of non-residential properties and designate for housing and other purposes. Study Session Meeting of April 9, 2012 (Item No. 5) Page 7 Subject: Review of City’s Housing Goals Housing Direction Council Workshop January 20 and 21, 2012 • A Continuum of a diversity of housing choices: o Scattered sites o Affordable housing o Senior Housing o Mixed income • Well Maintained housing stock: o Aesthetic diversity such as less cluster of housing in any area, not all designed the same way with the same materials o Ensure homes are maintained • Remember that the backbone of this community is single family homes: o More family sized move up housing bigger than 1500 square feet o Continued emphasis on more owner occupied homes/ not rental o More newer homes to replace older homes that are in ill-repair and not fixable o Continue to help with single family improvements, enlargements, and move-up housing • More purposeful coordination and integration of housing employment and education. • We must ensure that we have the policies in place to support these efforts Study Session Meeting of April 9, 2012 (Item No. 5) Page 8 Subject: Review of City’s Housing Goals Revised St. Louis Park Housing Goals – Draft 1. Promote and facilitate a balanced and enduring housing stock that offers a continuum of diverse life-cycle housing choices including affordable, senior and mixed income housing disbursed throughout the City. 2. The City places a high priority on the City’s single family housing stock. • Ensure housing is safe and well maintained and take proactive actions through housing improvement programs related to home rehabilitation and design, code enforcement and housing safety. • The City is committed to the creation of family sized, large, owner-occupied, single- family housing homes with more bedrooms, more bathrooms, more amenities and 2+ car garages through the expansion of existing homes and through construction of new homes. • Proactively address blighted housing properties that are beyond repair through redevelopment activities such as acquisition, demo and housing replacement. • Promote aesthetic diversity through the use of good design, quality materials and superior construction. 3. The City is committed to continuing to promote home ownership options throughout the city and quality high density developments located near transit centers, retail and employment centers and in commercial mixed use districts. 4. Explore traditional and non-traditional owner-occupied housing options such as; row houses, courtyard housing, high-rises, 3-story homes, land trust homes and multi- generational housing, etc. 5. Promote and facilitate a mix of housing types, prices and rents suitable for households of all household income levels including affordable housing for low and moderate income households. • Future affordability goals with the Metropolitan Council should be reflective of the City’s existing affordable housing stock as well as future needs and be proportional to other first ring suburbs. • Affordable housing units should be disbursed throughout the City and not concentrated in any one area of the City or any one development. 6. The City’s Land Use Plans will provide guidance for the provision of housing choices to meet resident needs through all stages of life. • Use infill and redevelopment opportunities to help meet housing goals. • Promote higher density housing near transit corridors, employment centers and in commercial mixed use districts. • Explore and, where appropriate, amend ordinances to allow development of non- traditional housing types and increased density in single family neighborhood that is compatible with surrounding neighborhood. • Explore and implement where appropriate reclassification of non-residential properties and designate for housing and other purposes in order to achieve a more purposeful coordination and integration of housing, employment and education. Study Session Meeting of April 9, 2012 (Item No. 5) Page 9 Subject: Review of City’s Housing Goals Trends Effecting Housing Needs and Opportunities In most markets, sales of distressed residential properties have temporarily diminished the demand for new housing, distorting what actually drives housing demand. Determining what future housing consumers will want is more complicated than what their stated housing choices would indicate. It’s not simply preferences that change, it’s how the consumers are at any particular time, how many of them there are that are active in the market and their resources and needs at that particular lifestyle. For example, twice as many people in the Generation X age range moved last year compared to those in the Baby Boomer age range, so despite their smaller size, their impact was greater. Listed below is a collection of a variety articles and resources addressing the range of factors influencing housing choices. I. Rethinking Housing November 2009 Workshop: Present by Family Housing Fund in partnership with the Metropolitan Council, Minnesota Housing, Twin Cities LISC and The McKnight Foundation, www.rethinkinghousingmn.org Top Eight Game Changers: • Demise and collapse of the housing finance system - as we knew it. • Lowered housing values and rates of appreciation – a trend that will continue, some say, for a decade or more. • Diminished income, personal wealth, and resources - for many individuals and families, and a cultural shift toward living within one’s means. • Energy and climate change issues - are coming to the forefront. • Demographic changes within the population – aging, increase in one-person households, increasing diversity. • Changing housing needs, such as multi-generational households, to accommodate cultural groups and immigrants. • Changing lifestyles and an increasing preference by many, including Millennial and aging Baby Boomers to live within walking distance or easy access by public transportation to jobs, services and recreation. • Shrinking public and philanthropic resources, requiring us to be smarter with our resources to provide needed housing in the right locations. Demographic Changes: Changes in demographics are dramatically affecting housing demand and production. Current demographic realities we face: • Increase in older persons – 456,000 more age 65+ from 2010 to 2025. • Single person households are the growth game – large numbers of older people live alone. • Households are smaller, fewer families with children. • Household incomes and resources have declined. • Homeownership rate is declining. • Increasing diversity – individuals from emerging markets, including immigrants and minorities, will make-up an increasing percentage of the total population, reaching 25 percent by 2035. Study Session Meeting of April 9, 2012 (Item No. 5) Page 10 Subject: Review of City’s Housing Goals II. Urban Land Institute – Terwillinger Center for Housing, America’s Housing Policy- the Missing Piece: Affordable, Workforce, Rentals, www.uli.org Shifts in Preferences: With the bursting of the housing bubble, the country is witnessing a continued decline in the homeownership rate that first began in 2004. Not surprisingly, the number of renting households has increased substantially over the same period. In the coming decade, the demand for rental housing will dramatically surge to reflect changing demographics, economic conditions, and housing preferences. The 78 million–strong echo boom generation (those born after 1986) is about to hit the rental market. Many of these echo boomers will seek rental housing in city centers, close to employment and transportation. In addition, minorities and households without children—two groups more traditionally likely to rent—are expected to make up an even larger share of new household growth moving further into the decade. These demographic changes will put tremendous pressure on the demand for affordable rental housing. These demographic trends will be amplified by other factors. Tighter mortgage underwriting standards, impaired credit stemming from the wave of foreclosures, continued economic uncertainty, and a heightened appreciation of the benefits of renting will, at least in the near term, put added pressure on the demand for affordable rental housing. In recent years, construction of multifamily apartments dropped to historic lows as unemployment spiked, wages stagnated, and construction financing evaporated. Although multifamily construction has picked up recently, it is likely to fall far short of what is needed: (a) to replace units that have become obsolete and (b) to match the explosion in demand anticipated over the coming decade. III. RCLCO Forecast: Understanding the Demand for New Housing, www.rclco.com Millennium Lifestyle: As job growth continues to slowly improve, the 85 million Generation Y’s (18 to 29 year olds) impact on the housing market will steadily increase, and not just for rental housing. Young people in their early 20’s today have found themselves in a tougher job market, contending with higher unemployment at point in time where they would traditionally be seeking their economic independence. Many had to move back with their parents. This has temporarily depressed their impact on the housing demand. Others that remained out on their own made lifestyle compromises that included a stronger tendency to rent versus buying. As they obtain more resources, their needs will evolve and they will likely make different housing choices. IV. U.S. Department of Transportation, Federal Highway Administration: Transportation and Housing Costs, www.fhwa.dot.gov/livability Energy, Transportation, Housing: Transportation is the second largest expense for most households after housing. Households living in auto-dependent locations spend 25 percent of their income on transportation costs. Housing that is located closer to employment, shopping, restaurants and other amenities can reduce household transportation costs to 9 percent of household income allowing for greater disposable income to improve your quality of life. In fact, living in a location where only one car per home is needed can reduce your total housing and transportation costs to 50% of income or less with the following benefits: Study Session Meeting of April 9, 2012 (Item No. 5) Page 11 Subject: Review of City’s Housing Goals • Transportation Savings. Compact, connected communities allow residents to use less energy and spend less money to get around – whether by making fewer or shorter car trips, or using other less expensive modes of transportation like bicycling, walking, or transit. • Combined Transportation and Affordability. In places with fewer transportation choices, savings on housing costs can be more than offset by increased transportation expenses. If households can reduce their necessity to drive through better housing and transportation options, commute times and household energy costs will drop. • Stable or Higher Housing Values: Housing mixed use neighborhoods with access to transit generally retain their value better than those in traditional suburban developments. V. Urban Land Institute – Terwillinger Center for Housing, America’s Housing Policy- the Missing Piece: Affordable, Workforce, Rentals, www.uli.org Metropolitan Council, www.metrocouncil.org What is Affordable Housing: The commonly accepted definition of affordability is that a household should pay no more than 30 percent of its annual income on housing (including utilities). Families paying more than 30 percent of their income on housing are viewed as “cost burdened.” Families paying between 30 and 50 percent of their income are considered “moderately cost burdened,” while those paying more than 50 percent are considered “severely cost burdened.” Cost burdened families may have difficulty paying for non- housing necessities such as food, clothing, transportation, and medical care. As noted above, many experts now recognize that affordable housing by itself is insufficient if it means that families must make long and expensive car trips to get to jobs and other key locations. These experts suggest that the combined cost of housing and transportation is a more appropriate gauge of “affordability.” The ULI Terwilliger Center for Housing defines a workforce household as one earning between 60 and 120 percent of AMI. Many workforce households include police officers, firefighters, and workers in high-growth industries such as education, health care, and professional services. Rental housing is a key form of affordable housing for many workforce families, particularly in those communities where the existing stock of for-sale properties continues to be priced well above what they can afford. The Metropolitan Council is responsible for forecasting the regional affordable housing need and for allocating that need to individual communities. The Metropolitan Council considers a unit affordable if it is priced at or below 30% of gross income of household earning 60% of the Twin City's median family income (or $50,340 in 2012). Factors utilized in their methodology include the current affordable housing stock, anticipated household growth, the number of vacant units, the proximity to low-wage jobs and availability of transit level service. Based on these factors, the Metropolitan Council determined the 2011 – 2020 allocation of affordable housing need in St. Louis Park to be 501 new units. The Met Council affordable home purchase price is $160,250 and the monthly rent is $1,116 or less for a 2 bedroom apartment for a family of four. At the end of 2011, 10% (2,264) owner occupied units met the affordability guidelines. In addition, based on the date provided in the annual Rental Survey, approximately 13% (2990) rental units are considered affordable. Study Session Meeting of April 9, 2012 (Item No. 5) Page 12 Subject: Review of City’s Housing Goals VI. St. Louis Park: Property Values and Median & Average Rents Median Value by Property Type Property Type Median Value Residential – Single Family $210,400 Residential - Lake $337,100 Residential – Zero Lot Line $178,550 Condo $110,100 Townhome $132,000 * January 2012 Assessed Market Values Properties Based on Value and Type Assessed Market Value Single Family Condo Townhome Total $0 to $50,000 1 62 0 63 $50,001 - 75,000 2 417 37 456 $75,001 - 100,000 10 708 38 756 $100,001 - 130,000 162 417 225 804 $130,001 – 161,000 1,288 265 194 1,747 *Sub Total 1,463 1,869 494 3826 $161,001 – 200,000 3,323 294 83 3,700 $200,001 – 250,000 3,319 282 33 3,634 $250,001 – 300,000 1,213 104 95 1,412 $300,001+ 2,275 85 22 2,382 Total 11,593 2,634 727 14,954 *Number of properties/units that meet the Metropolitan Council affordable purchase price guidelines for households with incomes at or below 60% median area income. Multi Family Rents: 2011 St. Louis Park Rental Survey* Bedroom Size Median Rent Average rent 0 $570 $651 1 $650 $817 2 $780 $1152 3 $1005 $1141 *The rental information is based on the units reported to the St. Louis Park Housing Authority in its annual rental survey. The survey response rate was 62% of the buildings including 72% of the units. The Metropolitan Council’s definition of an affordable rent is housing that is affordable to a household at 60% of the median area income paying thirty percent of their income for housing costs. The affordable monthly rent for a 2 bedroom unit for a 4 person household is $1,116. St. Louis Park: Housing Characteristics & Opportunities Desirable Location: The location of St. Louis Park near transit, jobs, and easy access to downtown Minneapolis make our community a desirable destination to live. The City’s close proximity to the Uptown area and the Minneapolis lakes also enhance the City’s location, especially for the generation X and Y demographic groups. The new West End development, along with Excelsior & Grand, provides residents with easy access to unique retail, restaurants Study Session Meeting of April 9, 2012 (Item No. 5) Page 13 Subject: Review of City’s Housing Goals and entertainment destinations. Our location provides easy access to multiple major highways and freeways and extensive public transit, sidewalks and trails providing an energy efficient transportation alternative. Wide Housing Choice: The City offers a wide variety of housing types at values and rents affordable to all household incomes. The City has made substantial progress in adding to the number of larger, family size, single family homes, primarily through rehab of existing properties, but the substantial number of modest smaller single family homes continues to attract young singles and family households just entering the homeownership market. The smaller homes offer an affordable homeownership option located near the urban core and community amenities that the Generation X and Y’s are seeking. A number of apartment complexes have also been developed in recent years. Although, these properties are primarily serving the upper end rental market, the majority of the rental housing stock in the City is more modest with almost half of the rental properties built prior to 1970. The median 2 bedroom rent based on the 2011 rent Survey was $780, and the average is rent is $1152. The median is well within the Metropolitan’s affordability threshold and the average rent slightly above. Future: The proposed light rail transit line will provide future opportunity for the City to maximize the benefits and desirability to live close to convenient transit. Housing development along the transit corridor will provide affordable and convenient access to employment, retail and education centers and will be an ideal location for higher density and mixed use and mixed income projects. Meeting Date: April 9, 2012 Agenda Item #: 6 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Outdoor Lighting Ordinance. RECOMMENDED ACTION: The purpose of this agenda item is to discuss the evaluation and potential revisions to the Outdoor Lighting standards in the Zoning Ordinance. POLICY CONSIDERATION: • Is Council interested in proceeding with the Ordinance Considerations and process for next steps as outlined in this report? • Does the Council need any additional information or have any revisions? • Is the City Council comfortable with moving the ordinance revisions to the Planning Commission? BACKGROUND: Recent concerns by citizens in relation to outdoor recreational lighting have prompted staff to evaluate our ordinance provisions. In particular, the following items were identified to be addressed: • The feasibility of achieving the city’s requirements related to seeing a light source from off-site; • The glare and spillover light requirements; • How to regulate a wide variety of types of outdoor lighting; • Clarifying the measurement methods. ORDINANCE CONSIDERATIONS: To address these items, the City hired HKGi to research issues and practices of regulating outdoor lighting, and draft a revised ordinance. Attached are the existing ordinance provisions (Section 36-363), and a background memo sent to the City Council on March 26th highlighting the research HKGi has completed including recommendations for amending the ordinance. The memo suggests the revised ordinance address such items as: • Best practices for outdoor lighting • Common measurement methods • Achievable requirements • Standards for lighting: distribution; maximum levels; shielding; heights and hours for lighting HKGi is beginning to draft standards and requirements for the city to consider in amending the zoning ordinance. These items include: • Improve the definitions in the ordinance rather than referring to a lighting handbook. Definitions to be added would include: glare, luminaire, full cutoff, semi-cutoff, fully shielded, flood light, maintained foot-candles/luminance level, light trespass, indirect light and spill light. • Remove the requirement that a light source or its reflected image cannot be viewed from off-site. It appears this requirement is nearly impossible to meet. Study Session Meeting of April 9, 2012 (Item No. 6) Page 2 Subject: Outdoor Lighting Ordinance • Replace the viewing requirement with new standards for the type of fixtures, shielding of lights, aiming the standards appropriately and measures for glare control. • Treat outdoor recreational lighting as a specialized use and consider other outdoor lighting, such as service station canopies, outdoor display areas, etc. should be treated in a specialized way also. • Add sections for exempt, temporary, and prohibited lights. • Add new regulations for maximum levels of illumination, measure methods, fixture shielding and aiming, maximum fixture heights and higher spillover lighting maximums. DISCUSSION FOR THIS EVENING: Jeff Miller, HKGi, our Consultant will assist with discussion as follows: 1. Consultant will provide an overview of information and be available to answer questions on the research and proposed ordinance ideas. 2. Council to discuss policy questions. 3. Council provides direction to staff on the next steps for moving forward with the above suggested ordinance provisions. 4. If no additional study session is needed staff will plan to move this to the Planning Commission to further develop an ordinance amendment. NEXT STEPS: With City Council direction, staff will develop specific ordinance provisions with the Planning Commission, and set a public hearing. The proposed ordinance may be reviewed again with Council at a study session. A revised ordinance requires a public hearing and recommendation from the Planning Commission, two readings before the City Council, publication and is effective 15 days after being published. FINANCIAL OR BUDGET CONSIDERATION: The consulting fees will be paid from the Development Fund. VISION CONSIDERATION: Not applicable. Attachments: Current Zoning Ordinance (Section 36-363. Special provisions regulating exterior lighting.) Outdoor Lighting Summary Memo from HKGi Prepared by: Meg J. McMonigal, Planning and Zoning Supervisor Reviewed by: Kevin Locke, Community Development Director Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 6) Page 3 Subject: Outdoor Lighting Ordinance Current Zoning Ordinance: Sec. 36-363. Special provisions regulating exterior lighting. (a) Purpose. The purpose of this section is to minimize the adverse effect of light and glare on operators of motor vehicles, pedestrians, and on residential and other land uses in the vicinity of a light source in order to promote traffic safety and to prevent the nuisances associated with the intrusion of spillover light and glare. (b) Applicability. The requirements of this section apply to all exterior lighting except lighting for signs which is covered under section 36-362 and street lighting within public rights-of-way. (c) General provisions. (1) The city shall require submission of a light distribution plan to ensure compliance with the intent of this section for all new development, redevelopment, and additions other than single-family and two-family dwelling units, which exceed 20 percent of the floor area of the principal structure after the effective date of the ordinance from which this section is derived. This plan shall include the type and arrangement of proposed lighting and proposed lighting levels in foot-candles at all locations on the site including its property boundaries. (2) Upon completion of any lighting project, measurement of lighting levels of properties within the project must be shown to be within Illuminating Engineering Society (IES) standards as specified in the IES Handbook 5th Addition and shall comply with the provisions of this section. Mitigative measures shall be employed to limit glare and spill light to protect neighboring parcels and to maintain traffic safety on public streets and roadways. These measures shall include lenses, shields, louvers, prismatic control devices and limitations of the height and type of fixtures used. (3) Measurements shall be made after dark at the property line. (4) Exterior lighting shall be designed and arranged to limit direct illumination and glare in any contiguous parcel of land. Reflected glare or spill light shall not exceed five-tenths foot-candle when the source of light abuts any residential parcel or one foot-candle when the source of light abuts any commercial or industrial parcel or any public right- of-way measured at one foot above the ground. (5) The city may limit the hours of operation of outdoor lighting equipment if the city believes it necessary to reduce the impact of light on the surrounding neighborhood. (6) No flickering or flashing lights shall be permitted. (7) Lighting equipment shall not be placed or permitted to remain on a site if the light source or its reflected image can be viewed directly from a location off the site unless ornamental light fixtures are installed in the manner provided in a site and building plan approved by the city. Ornamental fixtures shall only be approved when the developer can demonstrate that undesirable off-site impacts stemming from direct or reflected Study Session Meeting of April 9, 2012 (Item No. 6) Page 4 Subject: Outdoor Lighting Ordinance views of the light source are eliminated by the fixture design or location of the lighting fixture. (8) Light poles or standards for exterior lighting shall not exceed a height of 45 feet, except that poles or standards on the top level of parking structures shall not exceed 25 feet. (d) Outdoor recreational lighting. (1) Outdoor recreational facilities, such as baseball diamonds and other athletic playing fields which are in existence at the time of the ordinance from which this section is derived, are exempted from the exterior lighting standards of this section because of their unique requirements for nighttime visibility and their limited hours of operation. Outdoor recreational lights shall only operate between the hours of 4:00 p.m. and 11:00 p.m. (2) Any new lighting or replacement lighting shall meet the provisions of this chapter except for subsection (c) (9) of this section. Lighting facilities for these outdoor recreational uses shall not exceed a maximum height of 80 feet. (Code 1976, §§ 14:6-3.0--14:6-3.4) Hoisington Koegler Group Inc. Creating Places that Enrich People’s Lives Page 1 of 5 To: St. Louis Park Planning Staff From: Jeff Miller (HKGi) Date: March 5, 2012 Re: Exterior Lighting Ordinance Study As part of the City’s Exterior Lighting Ordinance Study, Hoisington Koegler Group Inc.’s (HKGI) work has included review and clarification of the City’s critical exterior lighting ordinance issues, research of national/local lighting best practices and model ordinances, and summarization of findings relevant to St. Louis Park’s issues. Although our research has been focused on outdoor recreational lighting, in particular, we also identified general opportunities for improving the City’s Exterior Lighting Ordinance. This literature review and analysis of the City’s ordinance establishes the basis for general recommendations of potential amendments to the City’s Exterior Lighting Ordinance. Based on these general recommendations, we are preparing an updated Exterior Lighting Ordinance for consideration by the City. I. Critical Issues Related to Exterior Lighting Ordinance As a result of recent concerns expressed by neighbors of the new Benilde-St. Margaret’s outdoor recreational facilities and the City’s recent field survey of outdoor recreational facilities throughout the community, the City has identified potential issues with its Exterior Lighting Ordinance. Based on consultation with City Staff and our preliminary review of this ordinance, it is our understanding that the critical issues to be addressed by the Exterior Lighting Ordinance Study include the following: a. Feasibility of achieving the City’s ordinance requirement (c)(7) under General Provisions which states that “Lighting equipment shall not be placed or permitted to remain on a site if the light source or its reflected image can be viewed directly from a location off the site…” for both outdoor recreational lighting and other lighting situations. b. Appropriateness of the current glare or spillover light requirement when applied to the specialized and complex needs of outdoor recreational lighting, since the City’s field survey found that most of the existing outdoor recreational lighting is not meeting this requirement. c. Since outdoor recreational lighting involves a wide variety of unique viewing needs, technical complexities, and limited days/hours of operation, the City’s current ordinance designates it as a separate section. However, new or replacement outdoor recreational lighting is required to meet most of the same standards as all other exterior lighting. Need to determine what types of standards are desirable and achievable for outdoor recreational lighting. Study Session Meeting of April 9, 2012 (Item No. 6) Subject: Outdoor Lighting Ordinance Page 5 Page 2 of 5 d. The current ordinance contains measurement requirements that are scattered across multiple standards and reference an outside source – IES Handbook 5th Addition. This situation fails to establish a clear measurement method. Additionally, since outdoor recreational lighting is often intended to illuminate vertical surfaces rather than horizontal surfaces, measurement methods and standards may differ from other lighting situations. II. Best Practices Literature Reviewed HKGi has conducted a review and evaluation of the best practices literature for exterior lighting ordinances relevant to the City of St. Louis Park exterior lighting issues. This review encompassed other cities’ lighting ordinances, model lighting ordinances, and other best practices literature, including the following: a. Batinsey, John, “New Jersey Outdoor Lighting Ordinance Guide”, 2008. b. Chittenden County (VT) Regional Planning Commission, “Outdoor Lighting Manual for Vermont Municipalities”, May 1996. c. City of Mankato, MN, “Exterior Lighting Ordinance”. d. City of Plymouth, MN, “Exterior Lighting Ordinance”. e. City of Raleigh (NC), “Code of Ordinances (Part 10 – Planning and Development, Chapter 2 – Zoning, Article E – Supplementary Regulations and Exemptions, Section 10-2089 – Lighting)”, 2001. f. City of Redmond (WA), “Community Development Guide (Part 20D – Citywide Regulations, Section 20D.90 – Exterior Lighting Standards)”, 2001. g. City of Rochester, MN, “Exterior Lighting Standards Ordinance”. h. County of Coconino (AZ), “Zoning Ordinance (Section 17 – Lighting)”, 2001. i. County of Fairfax (VA), “Zoning Ordinance (Article 14 – Performance Standards, Part 9 - Outdoor Lighting Standards)”, 2003. j. County of Fort Bend (TX), “Orders for Regulation of Outdoor Lighting in the Unincorporated Areas of Fort Bend County, Texas”, 2004. k. Crawford, David L., “Bright Days, Dark Nights: Regulating Light”, Zoning Practice, July 2004. l. International Dark-Sky Association, “Outdoor Lighting Code Handbook” (Version 1.14), September 2002. m. International Dark-Sky Association, “Simple Guidelines for Lighting Regulations for Small Communities, Urban Neighborhoods, and Subdivisions”. n. International Dark-Sky Association (IDA) and Illuminating Engineering Society (IES), “Joint IDA-IES Model Lighting Ordinance with User’s Guide”, June 15, 2011. o. Metropolitan Government of Louisville-Jefferson County (KY), “Land Development Code (Chapter 4 - Generally Applicable Development Standards, Part I – General Compatibility Standards, Section 4.1.3 – Lighting)”, 2010. p. Pennsylvania Outdoor Lighting Council, “Model Outdoor Lighting Ordinance for Inclusion in Zoning Ordinances”, September 2011. Study Session Meeting of April 9, 2012 (Item No. 6) Subject: Outdoor Lighting Ordinance Page 6 Page 3 of 5 q. Prince William County (VA), “Zoning Ordinance (Article II Part 250 – General Performance Standards, Section 32-250.200 – Outdoor Lighting)”, 2004. r. Town of Holly Springs (NC), “Unified Development Ordinance (Section 7 – Special Regulations, Chapter 7.02 – Lighting Standards)”, 2010. s. Village of East Hampton (NY), “Village Code (Chapter 188 – Outdoor Lighting”, 2005. t. Virginia Outdoor Lighting Taskforce (VOLT), “VOLT Simple Model Lighting Ordinance”, 2010. III. Findings Relevant to SLP’s Exterior Lighting Issues Our research and evaluation resulted in the following findings: a. Due to the unique needs, technical complexities, and limited days/hours of operation of outdoor recreational lighting, it is typically not subject to all of the general standards of an exterior lighting ordinance. Municipal ordinances typically treat outdoor recreational lighting in one of three ways: 1. an exempt use with special regulations; 2. an exempt use with special regulations and requirement of a lighting plan; 3. a conditional use requiring a permit. b. The City’s ordinance requirement (c)(7) under General Provisions of “Lighting equipment shall not be placed or permitted to remain on a site if the light source or its reflected image can be viewed directly from a location off the site…” seems to be very atypical. In particular, this requirement was not found in any of the Outdoor Recreational Lighting sections of ordinances. c. The City’s ordinance (c)(4) under General Provisions requires that glare or spillover light be limited to 0.5 FC at the property line of any abutting residential parcel and 1.0 FC at the property line of any abutting commercial or industrial parcel or public right-of-way. New or replacement outdoor recreational lighting is subject to this requirement. Our research found that these traditional glare/spillover light standards vary somewhat by place. For residential property lines, they range from 0.1 to 2.0. For non-residential property lines and public right-of- way, they range from 0.75 to 2.0. Some city ordinances and model ordinances do not include specific numeric limits; instead, the focus is on requirements for the types of fixtures required (e.g. full cut-off), shielding and maximum wattage allowed. In particular, the model ordinances do not favor the traditional method of defining spillover light with maximum FC standards. By focusing on the maximum light level at the property line, the traditional method fails to address light that is not directed toward the ground and glare. Rather than relying on spillover light maximums, the model ordinances recommend addressing outdoor recreational lighting issues with the requirement of submission of a lighting plan prepared by a qualified lighting designer. d. Best practice and model ordinances contain stronger requirements for shielding, certain types of light fixtures, aiming, and glare control packages, in general and for outdoor recreational lighting. The City’s ordinance language is not very specific on this issue. e. The model ordinances advise against the inclusion of references to outside sources. For instance, the City’s ordinance refers to the IES Handbook 5th Addition. It is preferable to include Study Session Meeting of April 9, 2012 (Item No. 6) Subject: Outdoor Lighting Ordinance Page 7 Page 4 of 5 definitions in the lighting ordinance. The City’s Zoning Ordinance does not appear to include any definitions related to exterior lighting. f. Many best practice and model ordinances contain standards for controlling the maximum allowed lighting levels on outdoor recreational areas rather than spillover lighting levels, which can ultimately contribute to reducing spillover lighting levels. g. Many best practice and model ordinances contain clear and specific descriptions of the required measurement methods for lighting levels. Currently, the City’s measurement method requirements are scattered between three standards – (c)(2), (c)(3), and (c)(4). It may be appropriate for measurement methods to differ between outdoor recreational lighting and other lighting situations. h. The establishment of “lighting zones” offers a method for establishing lighting levels for different types of areas within a community based upon the types of activities located there, e.g. natural areas, predominately low density residential areas, business districts, transportation corridors, and recreational areas. The City of Plymouth has three lighting zones and an official Lighting Zone Map that essentially functions like an overlay district. IV. General Recommendations for SLP’s Ordinance Based on our finding from the literature review of exterior lighting best practices and model ordinances, we have identified some general recommendations that the City should consider for improving its Exterior Lighting Ordinance, including the following: a. Remove the reference requirement (c)(2) to the outside source, IES Handbook 5th Addition, and add a Definitions section to the ordinance, such as glare, luminaire, full cutoff, semi-cutoff, fully shielded, flood light, maintained footcandles/luminance level, light trespass, indirect light and spill light. Alternatively, definitions relating to exterior lighting could be added to the Zoning Ordinance’s general definitions section (Section 36-4). b. Remove requirement (c)(7) under General Provisions of “Lighting equipment shall not be placed or permitted to remain on a site if the light source or its reflected image can be viewed directly from a location off the site…” and replace with more specific standards for required fixtures types, shielding, aiming, and glare control. c. Treat outdoor recreational lighting as a special use with its own special regulations and require submission of a lighting plan prepared by a qualified lighting designer. Consider the benefits of treating outdoor recreational lighting as a conditional use permit. In addition to submission of a lighting plan, special regulations for outdoor recreational lighting to consider are maximum levels of illumination allowed, appropriate measurement methods for outdoor recreational lighting (e.g. vertical measurements), fixture shielding/aiming, fixture heights, and higher spillover lighting maximums. d. Consider whether other types of lighting should be treated as special uses with unique regulations, such as service station canopies, outdoor display areas, building façade lighting, etc. e. Consider adding sections for exempt lighting uses, temporary lights, and prohibited lights. Study Session Meeting of April 9, 2012 (Item No. 6) Subject: Outdoor Lighting Ordinance Page 8 Page 5 of 5 f. Consolidate the various measurement method requirements into a separate section. g. Preliminary recommendation for the ordinance sections is as follows: i. Purpose/intent ii. Applicability iii. Definitions iv. General provisions/standards for exterior lighting • Light distribution plan submission • Maximum lighting levels • Shielding, aiming, glare controls • Fixture heights • Curfews/hours of operation v. Special uses (outdoor recreational lighting, others?) vi. Exempt uses vii. Temporary uses viii. Prohibited uses ix. Measurement Study Session Meeting of April 9, 2012 (Item No. 6) Subject: Outdoor Lighting Ordinance Page 9 Meeting Date: April 9, 2012 Agenda Item #: 7 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Solid Waste Collection Program and Services. RECOMMENDED ACTION: The purpose of this discussion is to provide Council with requested information and seek Council input on the policy questions below. POLICY CONSIDERATION: Staff seeks City Council input on the following policy questions: 1. What does being No. 1 or being a leader in the industry mean or look like? 2. Are the program changes identified in Exhibit 5 acceptable to the Council? Should some services (or requirements) be removed or other services (requirements) added? 3. Does Council desire information regarding resources needed to implement the changes identified in Exhibit 5? 4. Do these changes align with the city adopted waste program "Purpose, Goals & Objectives"? BACKGROUND: History On January 9, 2012, staff presented the 2011 Solid Waste Program Survey report. The purpose of the program survey was to gauge resident satisfaction and understanding of the solid waste program, and to solicit suggestions for program improvements. The results indicated significant resident satisfaction with contractor / staff performance and with the overall program. On February 13, 2012, staff presented the Solid Waste Program documents (History of the Program, Purpose, Goals & Objectives, Current Program Summary, and 2011 Program Annual Report). Staff asked if the following program "Purpose, Goals & Objectives" were still relevant: 1. High Quality Service 2. Environmental Stewardship 3. Cost Effective Services 4. Effective Communication 5. Continual Evaluation of Program and Industry On March 12, 2012 staff presented a summary of Best Management Practice (BMP) program elements shared by local governments with high recycling/diversion rates, a matrix showing which of the BMP elements are being used by 19 leading environmental cities, a matrix showing materials collected curbside in high-yielding communities, and a list of recommended BMP's and cutting edge practices that the city should consider for our various waste streams (residential, institutional, multi-family, and commercial). Study Session Meeting of April 9, 2012 (Item No. 7) Page 2 Subject: Solid Waste Collection Program and Services Council discussed some of their ideas for changing the program and their desire to once again be an “industry leader” in the solid waste field. Council directed staff to: 1. determine what materials are being collected and what BMP's are being performed by surrounding cities 2. determine what recycling opportunities are currently available in our community 3. revise the staff recommended BMP’s so all waste generators are required to meet residential program requirements 4. provide additional information better describing what “drop off / reuse centers” are and what services they provide 5. provide the pros and cons associated with single stream recycling 6. assess or evaluate the ease or difficulty associated with possible program changes Research Findings (Exhibit Descriptions) Attached to this report are exhibits that describe staff findings. The information found in each exhibit is briefly described below: Exhibit 1 (attached) provides a summary of advantages and disadvantages for single stream recycling along with a list of surrounding cities showing which have single sort and which have dual sort service. Exhibit 2 (attached) provides a matrix showing which of the BMP elements are being used by St. Louis Park and surrounding cities (this is the same BMP element list previously presented to Council for the 19 leading environmental cities in the United States). The matrix is set-up with the number of BMP’s used for each program type arranged from most (top) to least (bottom) as well as showing the cities with the number of BMP’s used from most (left) to least (right). Summary counts are shown for informational purposes. Event recycling is defined as any event held on a city property or in a city facility. Exhibit 3 (attached) provides a matrix showing materials collected curbside by St. Louis Park and surrounding cities (this is the same material list previously presented to Council for high-yielding communities in the United States). The matrix is set-up similarly to Exhibit 2 with material types being collected arranged from most (top) to least (bottom) as well as having the cities arranged from most (left) to least (right) for materials collected. Summary counts are shown for informational purposes. Exhibit 4 (attached) provides a list of best practices that could be added to the program. The list is broken down into Levels 1-3 for each type of waste stream based upon ease of implementation and cost. • Level 1 - Short-Term Projects (easiest to implement, existing staff, minimum cost, can do 3-12 months) • Level 2 - Mid-Term Projects (moderately challenging to implement, more staff/outside help and additional resources needed, can do 12-24 months) • Level 3 - Long-Term Projects - (most challenging to implement, more staff/outside help and additional resources needed, can do 24+ months) Adding new work tasks/programs will have implications on both staff resources and budget allocations. Future analysis will be needed for the items Council desires adding. Exhibit 5 (attached) lists materials collected at city Recycling Centers in the metro area. The items are colored coded to designate if they are free or if there is a cost. The matrix is set-up Study Session Meeting of April 9, 2012 (Item No. 7) Page 3 Subject: Solid Waste Collection Program and Services similarly to Exhibits 2 & 3 with material types being collected arranged from most (top) to least (bottom) as well as having the cities arranged from most (left) to least (right) for materials collected. Summary counts are shown for informational purposes. Exhibit 6 (attached) lists free retail drop-off sites in St. Louis Park or surrounding communities. The matrix is set-up by material groups (automotive, household, electronics, metals, and appliances) with the stores listed alphabetically. Staff also surveyed surrounding cities to determine if construction and demolition (C&D) recycling is being required of contractors and homeowners. No surrounding or metro cities currently requiring C&D recycling, however several thought it was a good idea and something they may consider in the future. Public Works staff talked with Community Development and the Inspections Department staff regarding current recycling area requirements for new development. Currently, state building code requirements are followed where the minimum amount of recycling space provided is based on a calculation of the gross square footage times a “use” factor. These appear to be minimal requirements; additional requirements could easily be added into project requirements. Proposed Process for Solid Waste Collection Contracts / Timeline The current residential refuse/yard waste and recycling collection contracts expire September 30, 2013. New contracts should be awarded before the end of March 2013 to allow contractors time to adequately prepare for the work. If that deadline cannot be met, extensions of the current contracts will likely need to be negotiated. Below is a draft schedule showing major steps necessary to develop and award new collection contracts. Item Completion Date Staff / Council review of current & proposed collection program & services Feb - May 2012 Solicitation of public input (if desired by Council) Mar - May 2012 Staff / Council determine future collection program and services Jun - Jul 2012 Staff / Council determine contract and proposal requirements July - Sep 2012 Draft contract and RFP completed Sep 2012 Ordinance changes, if any needed, are identified Sep 2012 Ordinance revisions made (if needed) Sep 2012 - Jun 2013 Council authorizes solicitation of proposals Sep - Oct 2012 Proposals received by Staff Nov 2013 Proposals and staff recommendations reviewed with Council Jan 2013 Staff negotiates collection contracts with vendors Jan - Feb 2013 Council approves new collection contracts Mar 2013 Staff conducts public education outreach with residents Apr - Aug 2013 New collection contracts begin Oct 1 2013 Study Session Meeting of April 9, 2012 (Item No. 7) Page 4 Subject: Solid Waste Collection Program and Services Note: A separate schedule or schedules for considering and implementing collection services beyond current curbside residential collection will be developed if Council wants to consider providing any of those services; any such efforts, if undertaken, may have an impact on the schedule listed above. Next Steps Staff desires Council input on program requirements at this study session. Based on that input, staff will present the following information at the next study session: • A proposed final list of materials that will be collected curbside with the residential collection program • A proposed final list of solid waste program elements, for the entire community, listing both what is currently being done and what enhancements will be added • A proposed public involvement plan for presenting the program and collection changes to the public FINANCIAL OR BUDGET CONSIDERATION: None. VISION CONSIDERATION: The City’s refuse and recycling activities support or complement the following Strategic Direction adopted by the City Council. St. Louis Park is committed to being a leader in environmental stewardship. We will increase environmental consciousness and responsibility in all areas of city business. Focus areas: • Educating staff / public on environmental consciousness, stewardship, and best practices. • Working in areas such as…environmental innovations. Attachments: Exhibit 1 – Single Stream Collection Advantages & Disadvantages (Page 1) Single Sort and Dual Sort Communities (Page 2) Exhibit 2 – Solid Waste Program Elements in Nearby Cities Exhibit 3 – Materials Collected Curbside in Nearby Cities Exhibit 4 – Potential Solid Waste Program Enhancements Exhibit 5 – Materials Collected at City Recycling Centers Exhibit 6 - Free Retail Drop-off Sites (3 Pages) Prepared by: Scott Merkley, Public Works Coordinator Reviewed by: Michael P. Rardin, Director of Public Works Approved by: Nancy Deno, Deputy City Manager/HR Director EXHIBIT 1 Single Stream Collection Advantages & Disadvantages 03/28/12 Single Stream Advantages Single Stream Disadvantages • Potential for Adding More Material Types • Collection Cost Savings • Customer Convenience –easy in home and at curb (especially if it’s on wheels and can easily be rolled to the curb) • Potential Increased Customer Participation • Potential Gross Increase in Materials Collected • Potentially Higher Diversion Rates (less material being burned) • Less Litter • Hauler Benefits: o Reduced Worker Compensation Claims (when using rear- load collection) o Shorter Stops and Every-Other Week Collection – Less Wear and Tear and Fuel Savings o Fuel Savings o Competitive Advantage for Providers Offering this Service (Marketable Service) • Initial Capital Costs for: o New Carts, o Different Collection Vehicles, o Processing Facility Equipment o Education of Residents; • Processing and Overall Contract Costs may Increase • Potential for Less Net Material Recovery • Can Lead to Public Confusion –Blurring the Lines Between Garbage & Recycling • Competitive Disadvantage for Small Haulers Unable to Offer Single Sort • Difficult to Go Back • Potential Reduced Personal Commitment to Recycling • Increase the Costs for Manufacturers, as well as materials lost to plastics, glass and aluminum • Potential Reduced Commodity Prices from Contamination • Glass breakage is more prevalent in single-stream processing systems. • Increased Residual Rates o The amount of processing residuals (including mixed, broken glass) generated at the single-stream facilities serving the Minneapolis/St. Paul metro area varies significantly from approximately 2% of throughput up to 17% of throughput. Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 5 EXHIBIT 1 Single Sort and Dual Sort Communities 03/27/12 Organized Garbage Organized Recycling Dual Sort Single Sort Edina X X Minneapolis (multi sort) X X X Roseville X X St. Louis Park X X X Wayzata X X X Blaine X X X Columbia Heights X X X Excelsior X X X Golden Valley X X Hopkins X X X Minnetonka X X Plymouth X X Robbinsdale X X X Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 6 Solid Waste Elements in Nearby Cities EXHIBIT 2 PlymouthMinnetonkaSt. Louis ParkMinneapolisEdinaGolden ValleyColumbia HeightsHopkinsRosevilleCOUNTSingle Family Variable Rate – PAYT X X X X X X X X X 9 Yard waste/leaf drop off site X X X X X 5 Food Waste Collection X X X X X 5 Mandatory Recycling X 1 Recycling Incentives X 1 Disposal Ban 0 Multi‐family Required Recycling Svc.X X X X X X X X X 9 Mandatory Recycling 0 Food Waste Service 0 Other 0 Commercial Required Recycling Svc.X X 2 Mandatory Recycling X X 2 Plastic Bag Ban 0 Mandatory Food Waste Service 0 Styrofoam Ban 0 Recyclable/compostable food/bev. pkging req.0 Other 0 Construction/Demo Disposal Ban 0 Mandatory recycling % 0 Must use certified facility 0 Economic incentive – refundable deposit fee with permit 0 Other 0 Waste Reduction Recycling Center/Drop-off Sites X X X X 4 Opt out (yellow pages, junk mail)X X X 3 Green purchasing X X X 3 Extended Producer Responsibility X 1 City provided waste assessments X 1 Other - New drinking fountains X 1 Grants 0 Event Recycling City provides containers/services X X X 3 Recyclable/compostable food/bev. pkging req.X X 2 Recycling requirement 0 COUNT 10 8 6 6 5 5 4 4 4 Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 7 Materials Collected Curbside Golden ValleyMinnetonkaPlymouthMinneapolisRosevilleSt. Louis ParkEdinaHopkinsColumbia HeightsCOUNTGlass bottles and jars X X X X X X X X X 9 Paper, news, mag.X X X X X X X X X 9 Paperboard boxes X X X X X X X X X 9 Corrugated cardboard X X X X X X X X X 9 Aluminum/Steel cans X X X X X X X X X 9 Shredded paper X X X X X X X X X 9 Plastics - 1 & 2 bottles X X X X X X X X X 9 Yard waste X X X X X X X X X 9 Pop/Beer boxes X X X X X X X X 8 Electronics X X X X X X X X 8 Cartons-Gable Top (1/2 gallon milk/orange juice cartons) *X X X X X X *X 7 Aseptic packaging (juice boxes) *X X X X X X *X 7 Metal jar lids & steel bottle caps X X X X X X X 7 Plastic lids (3" or wider)X X X X X X 6 Plastics - 1-5 + 7 bottles *X X X X *X 5 Aluminum foil/trays X X X X X 5 Plastics - 1-7 incl. clamshells, deli trays, except Styrofoam X X X X X 5 Food waste (organics - veggie only)X X X X 4 Plastic bags (bagged not loose) *X X X *3 Food waste (organics - w/meat, dairy)X X X 3 Textiles X X X 3 Pizza Boxes - carryout, not frozen X X 2 Paperboard boxes - Refrig X 1 Plastics - large rigid 0 Scrap metal (2'x2'x2' or 30lbs)0 Aerosol cans (empty)0 Oil filters 0 Used motor oil 0 Fluorescent bulbs 0 COUNT 19 19 19 17 16 16 15 13 12 * Edina will collect in 2013 EXHIBIT 3 Materials Collected Curbside in Nearby Cities Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 8 EXHIBIT 4 Potential Solid Waste Program Enhancements 03/28/12 Page 1 of 2 Recycling Garbage Construction & Demolition Debris Other Residential Level 1 • Consider single stream recycling • Large colored sticker on recycling cart that shows what materials can be recycled • Review national partnership opportunities to expand local recycling efforts (Curbside Value Partnership) • Consider curbside metal collection (2’ or less) Level 2 • Develop a waste reduction messaging campaign • Develop and implement a community education program • Offer curbside organics collection Level 1 • No charge for downsizing cart size • Utilize PAYT (Pay-as-you-Throw) • Reduce/limit number of service levels • Offer smaller carts (<30 gallons) • Raise fees on Extra Refuse Stickers to encourage recycling • Revise rates to encourage recycling Level 3 • Create a Residential Construction & Demolition Program • Waste management plans submitted with construction permit application • Economic incentive – fee required with permit, 100% fee returned if recycling quota met (50‐65%) Level 1 • Consider accepting hazardous materials at cleanup events Multi‐family Level 1 • Improve code requirements • Improve monitoring and enforcement of existing codes • Include information about recycling opportunities on city’s Web site • Create ordinance that requires all MF submit a recycling improvement plan • Mandatory recycling/making hauler permits contingent on offering recycling • Require hauler provide tonnage reports to city Level 2 Create recycling education plan/program Level 2 • City conduct waste audits and recommend strategies to reduce waste Commercial Level 1 • Include information about recycling opportunities on city’s Web site • Create ordinance requiring the availability of recycling • Mandatory recycling/making hauler permits contingent on offering recycling • Require hauler provide tonnage reports to city Level 2 • City conduct waste audits and recommend strategies to reduce waste • Create education program for businesses • Collaborate w/local artists to design recycling bins in city parks (Mears Park, Saint Paul) Level 3 • Honor outstanding businesses that recycle above the norm Level 3 • Create a Commercial Construction & Demolition Program • Waste management plans submitted with construction permit application • Economic incentive – fee required with permit, 100% fee returned if recycling quota met (50‐65%) Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 9 EXHIBIT 4 Potential Solid Waste Program Enhancements 03/28/12 Page 2 of 2 Recycling Garbage Construction & Demolition Debris Other Institutional (school, church, hospital) Level 1 • Include information about recycling opportunities on city’s Web site Level 3 • Create a recycling program for schools and provide assistance • Encourage mixed paper and cardboard recycling City Level 3 • Consider a city-owned and operated recycling drop-off facility • Product Reuse Center Level 1 • Require all city-initiated construction projects to incorporate construction and demolition waste recycling or recovery practices based on project size Level 1 • Work with haulers to reduce collection system footprint • Promote opt‐out of yellow pages and junk mail • Promote green purchasing (buy recycled) Level 3 • Create an event recycling program • City provides containers or collection services for events • Require recycling at events (through permits) • Encourage compostable food/beverage packaging • Grants Short-Term Projects/Level 1 - (easiest to implement, existing staff, minimum cost, can do in 3-12 months) Mid-Term Projects /Level 2 - (moderately challenging to implement, more staff/outside help and additional resources needed, can do in 12-24 months) Long-Term Projects /Level 3 - (most challenging to implement, more staff/outside help and additional resources needed, can do in 24+ months) Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 10 Materials Collected at City Recycling Centers Coon RapidsHennepin CountyAndoverColumbia HeightsMaple GrovePlymouthHopkins/MinnetonkaBrooklyn ParkCOUNTGlass bottles and jars X X X X X X X 7 Paper, news, mag, shredded.X X x X X X X 7 Paperboard boxes X X x X X X X 7 Corrugated cardboard X X x X X X X 7 Aluminum/Steel cans X X x X X X X 7 Plastics #1 & 2 x x x x X x x 7 Books/Phone Books X X x x x X 6 Used motor oil X x x X x x 6 Oil filters x X x x x 5 Plastics 1-7 incl. clamshells, deli trays, except Styrofoam x X x X 4 Scrap metal x X x X 4 Batteries -Auto/Rchrg/House x x x X 4 Anti-Freeze x x x x 4 Plastic bags (bagged not loose)x x x x 4 Cartons-Gable Top (1/2 gallon milk/orange juice cartons)x X X X 4 Aseptic packaging (juice boxes)x x x x 4 Tires x x x 3 Fluorescent bulbs x x x 3 Plastic flower pot x x 2 Aluminum foil x x 2 Metal jar lids & steel bottle caps X X 2 Electronics x x 2 Mattresses x x 2 Fire Extinguisher x x 2 Appliances x x 2 Aerosol cans (empty)X 1 Food waste (organics - w/meat, dairy)x 1 Veg Oil x 1 Packing Peanuts x 1 Styrofoam x 1 Carpet x 1 Textiles x 1 Bicycles x 1 Propane Tanks x 1 Car Seats x 1 Paint/Chemicals x 1 Media/Computer Disks/Game Cartridges x 1 Count 32 23 15 13 12 11 10 3 Yellow - Cost Associated MATERIALS COLLECTED AT CITY RECYCLING CENTERS EXHIBIT 5 Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 11 Free Retail Drop-off Sites EXHIBIT 6 Ink and Toner CartridgesAluminum CansPlastic BagsPlastic Bottles #1 and #2Batteries - RechargeableAlarm ClocksBatteries - OtherVacuumsWeather StationsCalculatorsCorks - Natural (wine)FansGlass BottlesPlastics #5Plastics #3 - #7Lawn MowersLight Bulbs - CFL'sLight Bulbs - Tubes, etc.BBQ GrillsSnowblowersStainless Steel SinksStainless Steel CountertopsBicyclesClothing Donation BoxesExercise EquipmentSteel (all)Best Buy Kiosks 13513 Ridgedale Dr, Mtka (952)-544-0377  3200 Southdale Circle, Edina (952) 925-4425  Best Buy 13513 Ridgedale Dr, Mtka (952)-544-0377    3200 Southdale Circle, Edina (952) 925-4425    Byerly's 3777 Park Center Blvd, St. Louis Park (952) 929-2100  Cub Foods 3620 Texas Ave S, St. Louis Park (952) 938-5959  East Side Food Coop 2551 Central Ave NE, Minneapolis (612) 843-5401  Express Metals 8094 Excelsior Blvd, Hopkins (952) 516-6066     Home Depot 5800 Cedar Lake Rd, St. Louis Park (952) 512-0109  Office Max 5600 Cedar Lake Dr, St. Louis Park (952) 417-0755  Radio Shack 8126 Hwy 7, St. Louis Park (952) 935-5963  Sam's Club Kiosks 3745 Louisiana Ave S, St. Louis Park (952) 929-9158  Staples 11500 Wayzata Blvd, Mtka (952) 545-6165  Target Kiosks 3601 Hwy 100 S, St. Louis Park (952) 926-8855   8900 Hwy 7, St. Louis Park (952) 935-6941   Verizon Wireless Store 8504 Hwy 7, St. Louis Park (952) 938-0465 WF Industries 8000 Powell Rd, Hopkins (952) 405-9289  Whole Foods 3060 Excelsior Blvd, Minneapolis (612) 927-8141  1001 Plymouth Rd, Minnetonka (952) 797-5600  Xcel Energy MN Customers Only 1-800-599-5795 COUNT 65544222222222111111111111 HOUSEHOLD Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 12 Free Retail Drop-off Sites EXHIBIT 6 Cell PhonesComputers - BatteriesCell Phones - BatteryMusic - PlayersComputers Computers - MonitorsComputers - AccessoriesComputers - PrintersShreddersCables & ConnectorsCameras/CamcordersCameras/CamcordersCell Phones GPS UnitsE-ReadersMovies - DVD, Blu-rayMusic - CDsMusic - Portable Music - Systems Televisions TV - Wall MountsTV - Tuners/ConvertersVideo - PlayersVideo - Games RefrigeratorsAir ConditionersDehumidifiersDishwashersDryersFreezersFurnacesHot Water HeatersStovesRefrigeratorsWashersBest Buy Kiosks 13513 Ridgedale Dr, Mtka (952)-544-0377  3200 Southdale Circle, Edina (952) 925-4425  Best Buy 13513 Ridgedale Dr, Mtka (952)-544-0377   3200 Southdale Circle, Edina (952) 925-4425   Byerly's 3777 Park Center Blvd, St. Louis Park (952) 929-2100 Cub Foods 3620 Texas Ave S, St. Louis Park (952) 938-5959 East Side Food Coop 2551 Central Ave NE, Minneapolis (612) 843-5401 Express Metals 8094 Excelsior Blvd, Hopkins (952) 516-6066  Home Depot 5800 Cedar Lake Rd, St. Louis Park (952) 512-0109 Office Max 5600 Cedar Lake Dr, St. Louis Park (952) 417-0755 Radio Shack 8126 Hwy 7, St. Louis Park (952) 935-5963  Sam's Club Kiosks 3745 Louisiana Ave S, St. Louis Park (952) 929-9158 Staples 11500 Wayzata Blvd, Mtka (952) 545-6165   Target Kiosks 3601 Hwy 100 S, St. Louis Park (952) 926-8855  8900 Hwy 7, St. Louis Park (952) 935-6941  Verizon Wireless Store 8504 Hwy 7, St. Louis Park (952) 938-0465  WF Industries 8000 Powell Rd, Hopkins (952) 405-9289 Whole Foods 3060 Excelsior Blvd, Minneapolis (612) 927-8141 1001 Plymouth Rd, Minnetonka (952) 797-5600 Xcel Energy MN Customers Only 1-800-599-5795  COUNT 65443333322222222222222221111111111 APPLIANCESELECTRONICS Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 13 Free Retail Drop-off Sites EXHIBIT 6 AluminumBrassCopper LeadStainless SteelWireCarbideCobalt-TantalumCordsIron/Cast IronNickle AlloysPlumbing PipeTitaniumCar Audio DVD PlayersElectic MotorsTire RimsLead Wheel WeightsRadiatorsBrake Rotor, DrumsEnginesTransmissionsLead Acid BatteriesBest Buy Kiosks 13513 Ridgedale Dr, Mtka (952)-544-0377 3200 Southdale Circle, Edina (952) 925-4425 Best Buy 13513 Ridgedale Dr, Mtka (952)-544-0377  3200 Southdale Circle, Edina (952) 925-4425  Byerly's 3777 Park Center Blvd, St. Louis Park (952) 929-2100 Cub Foods 3620 Texas Ave S, St. Louis Park (952) 938-5959 East Side Food Coop 2551 Central Ave NE, Minneapolis (612) 843-5401 Express Metals 8094 Excelsior Blvd, Hopkins (952) 516-6066    Home Depot 5800 Cedar Lake Rd, St. Louis Park (952) 512-0109 Office Max 5600 Cedar Lake Dr, St. Louis Park (952) 417-0755 Radio Shack 8126 Hwy 7, St. Louis Park (952) 935-5963 Sam's Club Kiosks 3745 Louisiana Ave S, St. Louis Park (952) 929-9158 Staples 11500 Wayzata Blvd, Mtka (952) 545-6165 Target Kiosks 3601 Hwy 100 S, St. Louis Park (952) 926-8855 8900 Hwy 7, St. Louis Park (952) 935-6941 Verizon Wireless Store 8504 Hwy 7, St. Louis Park (952) 938-0465 WF Industries 8000 Powell Rd, Hopkins (952) 405-9289     Whole Foods 3060 Excelsior Blvd, Minneapolis (612) 927-8141 1001 Plymouth Rd, Minnetonka (952) 797-5600 Xcel Energy MN Customers Only 1-800-599-5795 COUNT 22222211111112222221111 METALS AUTOMOTIVE Study Session Meeting of April 9, 2012 (Item No. 7) Subject: Solid Waste Collection Program and Services Page 14 Meeting Date: April 9, 2012 Agenda Item #: 8 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Communications/Meeting Check-In (Verbal). RECOMMENDED ACTION: Not Applicable. POLICY CONSIDERATION: Not Applicable. BACKGROUND: At every Study Session, verbal communications will take place between staff and Council for the purpose of information sharing. FINANCIAL OR BUDGET CONSIDERATION: Not Applicable. VISION CONSIDERATION: Not Applicable. Attachments: None Prepared and Approved by: Tom Harmening, City Manager Meeting Date: April 9, 2012 Agenda Item #9 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Update on request by Westwood Villa Condominium Association to Establish Westwood Villa Association Housing Improvement Area (HIA). RECOMMENDED ACTION: No action is required at this time. This report is intended to update the City Council on this project. The Westwood Villa Association is requesting that the City Council hold a Public Hearing on April 16, 2012 to consider establishing the Westwood Villa HIA and imposing fees. POLICY CONSIDERATION: The City is authorized by the state to establish HIAs as a finance tool for private housing improvements. The City adopted an HIA policy in 2001, and has established six HIA’s to date (see attachment). In 2009, the state legislature extended the HIA statute through June 2013. BACKGROUND: Westwood Villa Condominium Association is located at 2200 Nevada Ave S. • The single, 3-story building has 66 units. • It was built in 1970 and converted to condos in 1973. • 88% of the units are owner occupied. • The 2012 median estimated market value of the units is $68,900. • The 2012 estimated market value of units range from $61,000 - $97,800. A. History The Westwood Villa Association has been working on a potential improvement project for several years. The board had a physical needs assessment and financial plan review known as a Reserve Study conducted in 2008 to provide a background for making decisions related to property improvement. The Board along with its management company and a consultant began the process of determining the scope of work, identifying contractors and communicating with membership. In November 2010 the association submitted a preliminary application for the HIA and by spring of 2011 the association was planning to distribute petitions to have the HIA established. The scope of improvements was finalized in February 2012. Study Session Meeting of April 9, 2012 (Item No. 9) Page 2 Subject: Update on Request by Westwood Villa Association to Establish HIA The Board has determined that while costly, the work needs to be done and further delay of the work will only result in further deterioration of the building. In February petitions were distributed petitions to owners requesting that the Council hold a Public Hearing to consider establishing the HIA and imposing fees. As required by state statute and the City’s HIA policy a majority of owners, 38 of the 66 owners, or 58% of the owners signed petitions requesting the Public Hearing. B. Analysis of Application The City’s policy requires that only associations where the median unit value is less than or equal to MN Housing’s First Time Home Buyers limit of $298,000 (2012) may apply. The median condo value of $68,900 is within policy guidelines. The following analysis describes how the current proposal meets the HIA policy and intentions of the statute. The Association’s preliminary application has been reviewed by staff and the City’s financial advisor, Ehlers and Associates. 1. The Association contracted with a third party to conduct a reserve study. In 2008, the Association had a reserve study conducted by Reserve Advisors, Inc. The study includes a physical needs assessment, thirty year capital improvement plan and a financial analysis of the existing and projected financial situation. The scope of work is consistent with the recommendations of the reserve study. The funding plan indicates that projected association fee increases will meet operational needs and the Association will be capable of funding future improvements with their reserves. 2. Project Costs are reasonable and eligible for use of the HIA. To ensure the proposed scope and cost was the most responsible possible, the Association hired consultants to assist with evaluating the needed repairs. These consultants include Ambe Ltd and M & E Engineering, Inc., Consulting Engineers. The Board and consultants worked through winter of 2011/2012 to refine the scope of work and budget. The proposed scope of work is estimated at $2,185,000.00 and includes the following basic improvements which are eligible uses for the HIA and are noted in the following table. • The Decks are interconnected with the mansard roof and thus, the roof. The decks have shifted from their concrete supports, there is rotting wood and holes in the base beams and railings, and other deterioration. When the base supports and beams are replaced, individual decks and railing will be brought up to current building code. • The Flat Roof needs to be replaced. The original singly ply rubber membrane is in poor condition – it is shrinking towards the middle and can cause leaking in the future. Water has gotten behind the mansard roof and leaking has occurred. • The Mansard Roof is leaking and causing moisture intrusion. The best way to connect the roof and the mansard is to replace them at the same time. • Bathroom Vents on the roof need to be replaced to allow proper ventilation through each unit. These are on the roof and best replaced at the same time as the roof. City Inspections has written correction notice for this work. . • Elevator hydraulic jack needs to be replaced and brought up to State Code. • Mold Removal on the garage pipes is required for contractors to work on the pipes. Study Session Meeting of April 9, 2012 (Item No. 9) Page 3 Subject: Update on Request by Westwood Villa Association to Establish HIA • The Chiller system is the original, and each year there are significant repair costs to keeping this chiller running. The “chiller” scope includes removal, purchase and replacement of the roof mounted chiller, the evaporator tube bundle in the boiler room, the two (2) roof mounted cooling air units, the hydronic piping insulation and valve replacement in the garage, and all installation costs. • Replace pipe risers. This piping is part of the hydronic system that distributes cooling and heating water from the boiler room to the fan-coil units in each of the condo units. Replacement will reduce condensation and make the system more efficient for both cooling and heating. • Repair Garage Floor. The garage floor is in disrepair. • Spa room is currently unused space with a locked door. The spa will be filled in, the piping removed, and the electrical wiring removed. Removing the spa will allow the Westwood Villa residents to decide how to use this space in the future. Table 1. Westwood Villa – Renovation Scope and Budget Decks/Soffits/Roof $684,200 Decks $297,200 Soffit - Mansard roof $136,000 Flat roof $251,000 Bathroom Vents $66,000 Bathroom fans and balancing dampers $66,000 Elevator $53,259 Hydraulic jack replacement $28,259 Drain, sump and pump $15,000 Elevator ventilation $10,000 Mold Removal $59,960 Mold Removal garage piping $59,960 Chiller System $309,000 Chiller $51,106 Pipe Riser Replacement $237,600 Garage Floor $60,968 Spa Removal $31,700 Project Total without contingency $1,502,687 Estimated Contingency 30% $450,806 Total Project Costs $1,953,493 The next table shows the total project cost, which is estimated to be $2,185,000. The project costs includes the cost of issuing bonds, financing costs, the city’s administrative fee and the city’s cost of legal and financial advisors. The association’s soft costs include consultants as noted in the following table. Study Session Meeting of April 9, 2012 (Item No. 9) Page 4 Subject: Update on Request by Westwood Villa Association to Establish HIA Table 2. Greensboro Total Project Costs Project Use of Funds Budget Total Construction Costs $1,953,493 Underwriter's Discount for Bond Issuance $32,775 Cost of Issuance (Bond Counsel, Financial Advisor) $36,000 Rounding for Bond Issuance $1,598 Capitalized Interest $47,459 City Admin Fee (1/2 1 percent project cost) $10,925 Soft Costs $102,750 Total Soft and Loan Costs $231,507 TOTAL $2,185,000 Breakdown of Soft Costs Construction Management Fee $24,250 Mechanical Engineer $55,000 Chiller Engineer $13,000 Legal $7,000 Financial Advisor $3,000 Total Soft Costs 102,750 3. The HIA Meets City Goals The proposed improvements meet the City goals in that they will upgrade the existing housing stock in a neighborhood, stabilize the owner-occupancy level within the association, and preserve existing affordable housing stock. The use of the HIA to assist with property improvements is consistent with VISION direction to preserve existing housing stock and affordable ownership opportunities. 4. The Association’s Process, Timeline and Communication Exceed Statutory Requirements. The Association’s communication regarding the HIA began in 2010. The Association has continued to ensure owners have been aware of the status of the proposed project, and that residents have been afforded opportunities to provide input. The relatively small size of this complex, 66 units in one building also contributed to word-of-mouth communication. On March 20, 2012 the City Clerk received signed petitions from 38 Westwood owners requesting the Council schedule a public hearing to establish the HIA and impose fee. Petitions have been signed by 58% of the owners, which is higher than other HIAs. City policy and State Statute requires that 50% of the owners sign petitions. Prior to submitting the petitions the association completed the following steps which meet statutory requirements. a. On November 3, 2010 at the request of the Association, city staff attended an Association meeting to discuss the HIA as a tool to assist with financing improvements. b. Throughout 2011, in January, February, March, May, June, September and October Association Board meetings were held and the improvements discussed. From December 2011 through February the Board met regularly to review findings, communicate status with residents and take input. Study Session Meeting of April 9, 2012 (Item No. 9) Page 5 Subject: Update on Request by Westwood Villa Association to Establish HIA c. During January 2012, the board met with consultants and interested owners to finalize the project scope. During this time the Board also decided to seek proposals to replace the existing management company based on owner input. d. On February 15 and February 23 the Association conducted a full membership meeting to inform owners of the final proposed project. Meetings were held on different nights of the week to ensure owners could attend. 5. The HIA Financing is Necessary for This Project. The Westwood Villa Association applied for credit from Signature and Klein Banks as well as M &I Bank. Their requests were denied based on insufficient income for the amount of credit requested, the type of collateral was insufficient and the exposure amount was considered too large. The HIA is designed to be a last resort finance tool for associations. It is also designed to address obstacles some associations confront when applying for financing – generally associations are limited by their lack of collateral, and fund larger projects through short term assessments to owners. The HIA provides more affordable payment options than association special assessments, which generally are paid in a short time frame of a few months. The HIA fee would average $242 per month, per unit. This payment will still allow association fees to increase gradually to ensure adequate funds for operation and long term maintenance. 6. Fees and Loan Term. The average fee per unit will be $33,106 with an annual average cost per unit of $2,909 including interest, payable over 20 years. The range of the unit fees is from $26,812 to $48,573. Ehlers and Associates have suggested estimating a conservative interest rate of 5.50%, which may be decreased when bonds are actually sold and the city’s interest rate is known. The following table outlines the loan terms. Table 3. Loan Terms Total Loan Amount $2,185,000 Term (years) 20 Interest Rate 5.50% Average Annual Debt Service at 105% $191,981 Total Units 66 Cost/Unit – Annual (Average) $2,909 Cost/Unit - Monthly (Average) $242 Average Assessment - Per/Unit if prepaid $33,106 If the HIA is approved, owners would begin making payments with the 2013 real estate tax payments. Owners will have the option to prepay the fee and avoid interest payments over the 20 year term. The percentage of prepayments for the existing HIAs has been: forty percent for the Cedar Trails HIA; twenty-five percent for the Sungate One; sixteen percent for the Wolfe Lake; and seven percent for the Westmoreland Hills HIA, twenty-one percent for the Sunset Ridge HIA and twenty-seven percent for the Greensboro HIA. Preliminary Study Session Meeting of April 9, 2012 (Item No. 9) Page 6 Subject: Update on Request by Westwood Villa Association to Establish HIA estimates based on completed owner questionnaires indicate that less than ten percent of the owners are considering pre-paying the fee if the HIA is approved. 7. Association's Desired Method of Fee Imposition The newly enacted legislation amending the HIA State Statute requires that if the fee be imposed “on a basis other than the tax capacity or square footage of the housing unit, the Council must make a finding that the alternative basis for the fee is more fair and reasonable.” The Westwood Hill fee meets this standard - all common building areas improvements would be assessed to each unit based on the percentage of building common area ownership, which is based on square feet of units. C. Homeowner risks and issues Financial burden and debt load of owners. An HIA loan’s relatively low interest rate and long term provides modest income homeowners an affordable means to pay for the improvements. 1. The Board conducted a survey of owners to determine the number of low income seniors and low income disabled persons that might be eligible for the hardship special assessment deferral. The hardship deferral allows deferred payment until the sale or title transfer of their unit for qualifying owner/residents. Five owners have indicated they may be eligible for the deferred assessment. 2. Community Action Partnership of Suburban Hennepin (CAPHS) provides financial counseling at no cost to St. Louis Park residents and owners have received information to access this service. 3. There are three units in foreclosure – the bank and investor owners of these units will be obligated to pay the fee, just as they are obligated to pay real estate taxes on their properties. 4. By funding the HIA with a combination of bonds and internal funding, owners could have more flexibility in paying off the assessment in the future. The high cost of this project is due to the poor condition of major building components: roof, mansard roof siding; decks, the A.C. / mechanical system and elevator, plus the contingency. The costs are spread over only 66 units, so the per unit fee is high. The estimated market values and sale values of condo units has been hit hard by the downturn in the housing market. Staff has done an analysis of the market values, fee to unit value, and the difference of current owners purchase price and current values, and foreclosures (3). Forty units are currently valued at less than the sale price paid by the owners, and despite this, over half of these 40 owners support the petition to move forward with the HIA loan. City Issues 1. How best to fund HIA loans. This project is proposed to be funded like the Greensboro HIA with a mix of internal funding and bonds. This funding combination allows owners to prepay their assessment and it ties up very little of the city reserves. If the timing of the Westwood Villa project stays on track, it will be possible for the city to do a single bond issuance for both the Greensboro HIA and Westwood Hills HIA, which will reduce the cost of issuance. Study Session Meeting of April 9, 2012 (Item No. 9) Page 7 Subject: Update on Request by Westwood Villa Association to Establish HIA 2. The firewalls to reduce the City’s financial risk are significant and include: a. Repayment of the loan is made through owner’s real estate tax payments. b. In foreclosure events, tax liabilities including special assessments, must be paid by any party that purchases the unit. In this arena, HIA fees have been treated the same as special assessments. c. There is 105% debt coverage. d. The development agreement allows the City to obtain assignment of association’s assets. The agreement also can require associations to pay on behalf of delinquent members if payments are not made. e. The delinquency rate of existing HIA fees is low and consistent with the citywide property tax delinquency rate of less than 1%. f. Finally, the association, as required by statute conducted a reserve study of capital needs and long term financials. The financial plan has been reviewed by staff and the city’s financial advisor, Ehlers and Associates to ensure long term feasibility of financing future improvements. g. The Development Agreement provides additional contractual conditions to ensure financial stability of associations. The agreement will require that the association: • Use professional property management. • Submit annual audits and update financial plans to demonstrate capability for ongoing maintenance & operations. • Demonstrate increases in monthly association dues to build reserves to a sustainable level. 3. On-going maintenance of townhomes and condos a critical community need. There are roughly 2700 townhome and condo units in St. Louis Park. The majority of them are over 20 years old. For the strength of our neighborhoods and the whole community, it is important that these homes be well maintained. Deteriorating housing would be a huge risk for the community if allowed to happen. NEXT STEPS: April 16, 2012 Public Hearing at Council Meeting May 7, 2012 2nd Reading of HIA Ordinance June 21, 2012 Veto Period Ends Effective Date of Ordinance July 20, 2012 Prepayment Period Ends Hardship Deferment Applications August 2012 Sale of Bonds 2013 Fee will appear on property tax statements beginning 2013. BUDGET CONSIDERATION: Staff will be reviewing using a combination of bonds and internal funds to fund this project. Using bonds will alleviate the concern that city reserve funds be tied up for a twenty year period and will ensure that city has sufficient dollars available for other more immediate needs. While using internal funds will allow owners the ability to pay-off the balance of their fee at any time. Use of internal funds also generates interest revenue on the internal funds used. Study Session Meeting of April 9, 2012 (Item No. 9) Page 8 Subject: Update on Request by Westwood Villa Association to Establish HIA The project fund covers costs incurred by the city; the city would receive an administrative fee of one-half one percent of the project cost, or $10,925. The legal and financial advisor fees incurred by the city are included in projects budget. VISION CONSIDERATION: This project is consistent with the VISION’s commitment to ensure a diversity of well- maintained housing and affordable single-family home ownership. Attachments: City HIA Policy Summary of Established HIAs (2012) Prepared by: Kathy Larsen, Housing Programs Coordinator Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 9) Page 9 Subject: Update on Request by Westwood Villa Association to Establish HIA CITY OF ST. LOUIS PARK HOUSING IMPROVEMENT AREA POLICY 1. PURPOSE 1.01 The purpose of this policy is to establish the City's position relating to the use of Housing Improvement Area (HIA) financing for private housing improvements. This policy shall be used as a guide in processing and reviewing applications requesting HIA financing. 1.02 The City shall have the option of amending or waiving sections of this policy when determined necessary or appropriate. 2. AUTHORITY 2.01 The City of St. Louis Park has the authority to establish HIAs under 1994 Minnesota Laws, Chapter 587, Article 9, Section 22 through 3 1, and extended in 2000, M.S. 428A.21 2.02 Within a HIA, the City has the authority to: A. Make housing improvements B. Levy fees and assessments C. Issue bonds to pay for improvements 2.03 The City Council has the authority to review each HIA petition, which includes scope of improvements, association’s finances, long term financial plan, and membership support. 3. ELIGIBLE USES OF HIA FINANCING 3.01 As a matter of adopted policy, the City of St. Louis Park will consider using HIA financing to assist private property owners only in those circumstances in which the proposed private projects address one or more of the following goals: A. To promote neighborhood stabilization and revitalization by the removal of blight and/or the upgrading of the existing housing stock in a neighborhood. B. To correct housing or building code violations as identified by the City Building Official. C. To maintain or obtain FHA mortgage eligibility for a particular condominium or townhome association or single family home within the designated HIA. D. To increase or prevent the loss of the tax base of the City in order to ensure the long-term ability of the City to provide adequate services for its residents. E. To stabilize or increase the owner-occupancy level within a neighborhood or association. Study Session Meeting of April 9, 2012 (Item No. 9) Page 10 Subject: Update on Request by Westwood Villa Association to Establish HIA F. To meet other uses of public policy, as adopted by the City of St. Louis Park from time to time, including promotion of quality urban design, quality architectural design, energy conservation, decreasing the capital and operating costs of local government, etc. 4. HIA APPROVAL CRITERIA 4.01 All HIA financed through the City of St. Louis Park should meet the following minimum approval criteria. However, it should not be presumed that a project meeting these criteria would automatically be approved. Meeting these criteria creates no contractual rights on the part of any association. A. The project must be in accordance with the Comprehensive Plan and Zoning Ordinances, or required changes to the Plan and Ordinances must be under active consideration by the City at the time of approval. B. The HIA financing shall be provided within applicable state legislative restrictions, debt limit guidelines, and other appropriate financial requirements and policies. C. The project should meet one or more of the above adopted HIA Goals of the City of St. Louis Park. D. The term of the HIA should be the shortest term possible while still making the annual fee affordable to the association members. The term of any bonds or other debt incurred for the area should mature in 20 years or less. E. The association in a HIA should provide adequate financial guarantees to ensure the repayment of the HIA financing and the performance of the administrative requirements of the development agreement. Financial guarantees may include, but are not limited to the pledge of the association's assets including reserves, operating funds and/or property. F. The proposed project, including the use of HIA financing, should be supported by a majority of the owners within the association. The association should include the results of a membership vote along with the petitions to create the area. G. The Association must have adopted a financial plan that provides for the Association to finance maintenance and operation of the common elements within the Association and a long-range plan to conduct and finance capital improvements therein, which does not rely upon the subsequent use of the HIA tool. H. HIA financial assistance is last resort financing and should not be provided to projects that have the financial feasibility to proceed without the benefit of HIA financing. Evidence that the association has sought other financing for the project should be provided and should include an explanation and verification that an assessment by the association is not feasible along with letters from private lenders or other evidence indicating a lack of financing options. I. The homeowner's association must be willing to enter into a development agreement, which may include, but is not limited to, the following terms: establishment of a reserve fund staffing requirements Study Session Meeting of April 9, 2012 (Item No. 9) Page 11 Subject: Update on Request by Westwood Villa Association to Establish HIA annual reporting requirements conditions of disbursement required dues increases notification to new owners of levied fees J. The improvements financed through the HIA should primarily be exterior improvements and other improvements integral to the operation of the project, e.g. boilers. In the case of a homeowner's association, the improvements should be restricted to common areas. The improvements must be of a permanent nature. The association must have a third party conduct a facility needs assessment to determine and prioritize the scope of improvements. K. HIA financing should not be provided to those projects that fail to meet good public policy criteria as determined by the Council, including: poor project quality; projects that are not in accord with the Comprehensive Plan, zoning, redevelopment plans, and the City policies; projects that provide no significant improvement to the neighborhood and/or the City; and projects that do not provide a significant increase in the tax base and/or prevent the loss of tax base. L. The financial structure of the project should receive a favorable review by the City's Financial Advisor and Bond Counsel. The review will include a review of performance and level of outstanding debt of previous HIAs. M. The average market value of units in the association should not exceed the maximum home purchase price for existing homes under the State’s first time homebuyer program. (In 2001, the metro amount is $175,591) N. The association is to submit an application along with application fee as set from time to time by resolution of the City Council. Adopted by the City of St. Louis Park on the 16th day of July 2001. St. Louis Park HIA Summary - 2012 04/04/2012 Association Number of Units Loan Amount Avg. Est.Market Value - date HIA Estab. Year Established Avg Fee/Unit Interest Rate Term Years Expiration Source of Funds # Hardship Deferrals # Prepayment Cedar Trails Condominium Association 280 $1,366,000 $112.80 2002 $4,878 6.30%10 2012 HRF 0 50 Sungate One Association 20 $183,884 $131,700 2006 $9,194 5.90%10 2016 HRF 0 2 Wolfe Lake Condominiums 130 $1,238,000 $127,300 2007 $9,754 5.85%15 2022 HRF 0 10 Westmoreland Hills Owners Association 72 $1,026,125 $101,400 2008 $14,250 5.85%15 2023 HRF 7 12 2009 EMV $118,500 Greensboro Condominium HIA 260 $3,835,000 condos $75,300 townhomes $151,500 2011 $13,500 6.03%20 2032 HRF & Bonds 15 69 Totals 1002 $11,584,204 2012 Pending HIA's Number of Units Estimated Loan Amount 2012Average EMV Estimate Year to be Establish Avg Fee/Unit Interest Rate Term Years Expiration Source of Funds # of Hardship Deferrals Estimated # Prepayment Westwood Villa Condominium 66 $2,185,000 $67,069 2012 $33,106 5.5 20 2032 HRF & Bonds 4 4 50$16,625 5.60%20 2031 Bonds 6 Sunset Ridge Condominium Association 240 $3,935,195 2009 Meeting Date: April 9, 2012 Agenda Item #: 10 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Open to Business Program Update and Contract Renewal. RECOMMENDED ACTION: Staff wishes to provide an update on the Open to Business Program and receive feedback on the renewal of the EDA’s annual contract with the Metropolitan Consortium of Community Developers (MCCD). POLICY CONSIDERATION: Does the EDA wish to renew its contract with the MCCD to continue the Open to Business program in St. Louis Park? Barring any objections, Staff will proceed with renewal of the EDA’s contract with the MCCD through March 31, 2013. BACKGROUND: The EDA approved the Open to Business program on March 14, 2011. Through this program the EDA contracted with the Metropolitan Consortium of Community Developers (MCCD) to provide one-on-one technical assistance to existing St. Louis Park business, local aspiring entrepreneurs, and parties interested in opening a business in St. Louis Park. Through the Open to Business program prospective and existing entrepreneurs receive counseling with a business advisor from MCCD who provides help with planning and organizing business ideas, financial management, marketing, regulatory compliance, and assistance with leases or property purchases. The program began in St. Louis Park in August. Counseling sessions are now scheduled the fourth Monday of each month from 9 a.m.to 11 a.m. at City Hall. Open to Business Update Under its contract, MCCD is required to provide updates detailing the services provided in St. Louis Park. Listed below are the program services rendered between August 2011 and March 2012. Number of clients: 31 Technical assistance hours provided: 138 Types of businesses or ideas from clients: • Restaurant • Medical professional staffing agency • Dog apparel • Marketing consulting • Coffee shop • Tailor • Life coach • Photographer • Rock n Roll camp • Window Manufacturer • Guitar shop Study Session Meeting of April 9, 2012 (Item No. 10) Page 2 Subject: Open to Business Program Update and Contract Renewal Types of services delivered: • Bookkeeping assistance • Real estate analysis • Financial planning • Cash flow analysis • Business plan development • Helping with strategic alliances The Open to Business program also provided a $40,000 loan to CenterPoint Massage and Shiatsu Therapy School and Clinic. The school provides massage therapy training. It recently moved to 5300 35th St W (north side of 35th St W., visible on the east side of Hwy 100) from Minneapolis. The MCCD loan financed the remainder of the school’s build-out. In addition, the Open to Business program helped a Minneapolis business expand into St. Louis Park and helped a struggling coffee shop access a $1,000 grant to fix an espresso machine. The “Test Drive Your Business Idea” counseling sessions are becoming more frequent and are likely to accelerate as the program becomes more widely known. The Open to Business Program was recently recognized at last month’s TwinWest State-of-the- City program. This new initiative is a cost effective method for St. Louis Park to spur business formations and help them grow and expand. The program is off to a good start and usage is expected to increase as the program becomes better known. Open to Business is the kind of program that will generate greater benefits for the city the longer it is in place. Contract Terms The annual cost to contract with MCCD for the provision of the Open to Business program is $10,000. There are performance measures included within the contract which include reporting requirements so as to monitor and evaluate the program’s effectiveness. The term of the contract is for one year. This past fall, the EDA applied for and was awarded a Hennepin County Housing and Redevelopment Authority grant in the amount of $5,000 so as to offset half of this year’s program cost. Thus, the EDA’s total cost to continue the Open to Business program in 2012 is $5,000. The program is a good value and it is recommended that it be renewed. FINANCIAL OR BUDGET CONSIDERATION: The EDA is being asked to renew its annual contract with the Metropolitan Consortium of Community Developers (MCCD) for the provision of small business assistance services within St. Louis Park. The cost of these services for the April 1, 2012 to April 1, 2013 term is $10,000. This amount would be offset by a $5,000 grant from the Hennepin County Housing and Redevelopment Authority (HCHRA). The remaining $5,000 cost would be drawn from the Development Fund. VISION CONSIDERATION: This project supports the strategic direction of providing a well-maintained and diverse [building] stock. Attachment: Staff Report of March 14, 2012 Prepared by: Greg Hunt, Economic Development Coordinator Reviewed by: Kevin Locke, Community Development Director Approved by: Nancy Deno, EDA Deputy Executive Director/Deputy City Manager Study Session Meeting of April 9, 2012 (Item No. 10) Page 3 Subject: Open to Business Program Update and Contract Renewal Meeting Date: March 14, 2011 Agenda Item #: 3 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Proposed St. Louis Park Open to Business Program. RECOMMENDED ACTION: Staff requests EDA approval to enter into a one year contract with the Metropolitan Consortium of Community Developers (MCCD) for the provision of small business technical assistance services within St. Louis Park. POLICY CONSIDERATION: Does the EDA wish to contract with the MCCD to bring its Open to Business program to St. Louis Park? BACKGROUND: The Metropolitan Consortium of Community Developers (MCCD) is an association of 43 non- profit community development agencies that work to improve housing and economic opportunity throughout the Twin Cities area. It has offered enterprise facilitation services through staff member Rob Smolund since 2004. In the years since, the MCCD program has added specialists in the areas of business accounting, finance, real-estate development, and regulatory compliance. This team of business development specialists and former business owners provide real world advice and counseling to area small business clients on a customized basis. MCCD staff works with more than 250 entrepreneurs every year, providing more than 1,500 hours of direct business assistance. In so doing, MCCD also has substantial experience working with ethnic minorities, and clients with household incomes below 50% of the area median. Open to Business Technical Assistance Services MCCD recently launched a n ew initiative called the Open to Business program in which it contracts with selected cities in Hennepin County to provide small business assistance services on behalf of the municipality. Through this program MCCD would provide one-on-one technical assistance to existing St. Louis Park businesses, local aspiring entrepreneurs and parties interested in opening a business in St. Louis Park. Technical assistance would include, but not be limited to, the following: • Free, confidential, small business consulting every month on a walk-in basis at City Hall. MCCD staff can also meet clients by appointment at their place of business. Such consulting will occur in the form of one-on-one assistance customized to meet the individual needs of small business owners or operators. • Guidance for prospective entrepreneurs who are considering opening a business in St. Louis Park so as to allow them to “test drive” their new business idea. Study Session Meeting of April 9, 2012 (Item No. 10) Page 4 Subject: Open to Business Program Update and Contract Renewal • Help with feasibility studies, business plan development, marketing plans, cash flow and financing projections, start-up financing, loan packaging, financial management and tracking systems, operational analysis, lease reviews, as well as licensing and regulatory compliance. • Access to non-traditional financing for existing businesses and resident entrepreneurs. • Draw on the diversity of backgrounds and expertise of the MCCD team of experts. In addition MCCD would develop strategic alliances with local banks so as to help formulate loan packages involving multiple financing partners in order to move more small business projects forward. Even if the client can obtain all their financing from a bank, MCCD staff can assist in preparing their loan request and can advocate for the client with the bank. In essence, MCCD staff members become an advisor, an advocate, and a partner on which that entrepreneur may rely. Open to Business provides access to Capital MCCD also operates an Emerging Small Business Loan Program that can provide local entrepreneurs access to micro-loans to help start or grow their businesses in partnership with community banks. MCCD has engaged in direct lending to start-up and expanding small businesses, in a wide variety of industries since 1989. As a participant in the Open to Business program, the City can help local businesses secure small loans which can be difficult to obtain and administer. Loans can be for as little as $1,000, and up to $25,000, for terms of up to 5 years. Loan proceeds can be used for working capital, inventory, equipment and general business operations. Last year, MCCD started a new 4% Loan Program. This program is aimed at helping metro area business owners finance production equipment and commercial building improvements. Under this new lending initiative, MCCD will provide up to $40,000 in loan funds at an interest rate of 4%, provided that its funds are matched by an equal or greater amount by a bank. The program is open to businesses that own their own facilities as well as to tenant businesses that intend to purchase equipment and/or make leasehold improvements. Other Services While MCCD’s primary goal through the Open to Business program is to assist existing businesses and better prepare prospective entrepreneurs for business success, it can also help avoid expensive failures. MCCD, in its role as “trusted advisor”, has led many clients to realize that starting a business may not be for them. By meeting with MCCD staff before signing leases or purchasing equipment, these clients avoid spending life savings or incurring large sums of debt on dubious ventures. Helping prevent business failures (which can, at times, result in problems for the City) can also be considered a successful outcome. Contract Terms The cost to contract with MCCD for the provision of its Open to Business program is $10,000. There are performance measures included within the contract which include quarterly reporting requirements so as to monitor and evaluate the program’s effectiveness. The term of the contract is for one year at the conclusion of which the EDA can decide whether it wishes to continue the contract for another year. Study Session Meeting of April 9, 2012 (Item No. 10) Page 5 Subject: Open to Business Program Update and Contract Renewal Overview Currently MCCD has contracts with the cities of Minnetonka and Brooklyn Park both of which provided favorable reviews for the Open to Business program. Staff is familiar with MCCD’s services as it has been referring entrepreneurs and small business owners to them for counseling and small business loan assistance for several years. Staff has found Mr. Smolund to be a valuable resource for such referrals. The general concept of the bringing the Open to Business program to St. Louis Park on a monthly basis is to make it more convenient for local businesses to avail themselves of the services and resources offered through the MCCD instead of sending them to Minneapolis. By contracting with MCCD, St. Louis Park can offer a “city-branded” one-stop shop for small business support services. This arrangement can provide the City with a “turnkey”, in-house small business development program without having to hire additional staff. The Open to Business program would augment the City’s other economic development initiatives and fulfill a need for additional small business assistance within the community. Given St. Louis Park’s central location and economic strength, entrepreneurs have considerable interest in starting and growing businesses in the city. By providing business assistance services and access to other sources of financing, the City can encourage additional small business development that further grows its tax base, creates local jobs and increases community vitality. Next Steps Should the EDA wish to collaborate with MCCD on its Open to Business program, staff will take steps to publicize the new initiative within the community. A news release will be distributed and announcements will be placed on the City’s website and in utility mailings. Mr. Smolund will also be asked to introduce the program at upcoming St. Louis Park Business Council and Rotary meetings. FINANCIAL OR BUDGET CONSIDERATION: The EDA is being asked to consider a contract with the Metropolitan Consortium of Community Developers (MCCD) for the provision of small business assistance services within St. Louis Park for one year. The cost of these services is $10,000 which would be drawn from the Development Fund. VISION CONSIDERATION: This project supports the strategic direction of providing a well-maintained and diverse [building] stock. Prepared by: Greg Hunt, Economic Development Coordinator Reviewed by: Kevin Locke, Community Development Director Approved by: Nancy Deno, EDA Deputy Executive Director/Deputy City Manager Meeting Date: April 9, 2012 Agenda Item #: 11 Regular Meeting Public Hearing Action Item Consent Item Resolution Ordinance Presentation Other: EDA Meeting Action Item Resolution Other: Study Session Discussion Item Written Report Other: TITLE: Outstanding Citizen Award Program Task Force RECOMMENDED ACTION: No formal action required. This report is to provide Council with past information about the Outstanding Citizen Awards Program implemented in November 2011 and Commission members who are interested in serving on the Task Force scheduled for council consideration by consent on April 16, 2012. POLICY CONSIDERATION: Does Council need any additional information regarding this topic? Does Council wish to appoint the three interested Commissioners to serve on the Task Force? BACKGROUND: On August 8, 2011, Council discussed the concept of an Outstanding Citizen Award program and on September 26, 2011, Council received a draft of the program. On October 3, 2011, Council approved an Outstanding Citizen Award Program to recognize individuals throughout the year for their contributions to the community. The major program components are as follows: • The individual may be nominated by anyone. • Nominations may be made anytime throughout the year. • Council selects a Task Force of three current board or Commission members to review nominations and make recommendations to Council. All Board and Commission members were contacted regarding possible interest in serving on this Task Force. Staff had difficulties getting volunteers for this type of task force. Many solicitations were made to our board and commission members and after extensive communication and requests for participation we’ve finally received 3 volunteers. We are pleased to inform Council that the following three commissioners were interested and staff is forwarding information to Council for appointment to serve on the Task Force for the St. Louis Park Outstanding Citizen Award Program for a term to expire based on their respective commission term or a three year maximum, whichever is reached first: Marjorie Douville, Fire Civil Service Commission James Gainsley, Board of Zoning Appeals Justin Kaufman, Housing Authority Next step: If Council accepts this report, formal approval as a consent item could be done at the April 16th Council meeting. After formal Council appointment of the task force, they will review three nominations that have been received. Task Force members will meet for an orientation with staff and begin reviewing the three nominations received for recommendations to Council for Outstanding Citizen Awards. The Task Force will then meet on their own at a time designated by them to review future nominations and submit recommendations for Council to Administrative Services staff. Their recommendations will be forwarded to Council. Study Session Meeting of April 9, 2012 (Item No. 11) Page 2 Subject: Outstanding Citizen Award Program Task Force FINANCIAL CONSIDERATION: Not applicable. VISION CONSIDERATION: This program provides an opportunity for recognition of the contributions and accomplishments of our citizens which supports our commitment of creating a connected and engaged community. Attachment: Outstanding Citizen Award Program Nomination Form and Selection Criteria Task Force Interest Forms Prepared by: Nancy Stroth, City Clerk Approved by: Nancy Deno, Deputy City Manager/HR Director Study Session Meeting of April 9, 2012 (Item No. 11) Page 3 Subject: Outstanding Citizen Award Program Task Force Outstanding Citizen Award Program The City of St. Louis Park has established an Outstanding Citizen Award Program that is intended to provide the community with an opportunity to publicly acknowledge the contributions made by certain individuals who have worked and dedicated their time for the betterment of our community. The City believes it is important to recognize St. Louis Park community members for extraordinary accomplishments, contributions to the community, heroic and courageous efforts, and/or perseverance despite incredible odds. To honor these outstanding efforts, the City has developed a community recognition program to recognize and honor our Outstanding Citizens. Nominations are based on the following criteria: • The individual may be nominated by anyone. There are no restrictions on who can nominate the individual. • A nomination form is provided by the City to serve as a cover and guideline for the submission of nominations. The nomination must include a statement by the nominator, either on the form or attached to it, specifically explaining why the nominated individual is worthy of receiving the award. The nomination must also include adequate supporting documents to substantiate the efforts and conditions under which they occurred. These may include official reports, stories, news articles, and information on any other awards or recognition for the individual. • The total nomination submission may not exceed six pages (8.5” x 11”) of material in 12 pt. font. • All nominations should be typewritten. Nominations may be made anytime. There is no deadline for submittals. If, in the judgment of the City, the nomination is incomplete, not adequately substantiated or illegible, it will be returned to the nominator for further information and resubmission. To receive additional consideration, it must be resubmitted within 30 days. Nominations are to be submitted to: City of St. Louis Park Outstanding Citizen Award Attn: City Manager’s Office 5005 Minnetonka Boulevard St. Louis Park, MN 55416 Study Session Meeting of April 9, 2012 (Item No. 11) Page 4 Subject: Outstanding Citizen Award Program Task Force Outstanding Citizen Award Nomination Form SELECTION CRITERIA This award is conferred to members of the general public who have made a significant contribution to the community and/or individuals who have worked and dedicated their time for the betterment of our city. NOMINATIONS 1. The individual may be nominated by anyone. There are no restrictions on who can nominate the individual. 2. A nomination form is provided by the City to serve as a cover and guideline for the submission of nominations. The nomination must include a narrative statement by the nominator, either on the form or attached to it, specifically explaining why the nominated individual is worthy of receiving the award. The nomination must also include adequate supporting documents to substantiate the efforts and conditions under which they occurred. These may include official reports, narratives, news articles and information on any other awards or recognition. 3. The total nomination submission may not exceed six pages (8.5” x 11”) of material in 12 pt. font. 4. All nominations should be typewritten. 5. Nominations may be made at anytime. There is no deadline for submittals. 6. If, in the judgment of the City, the nomination is incomplete, not adequately substantiated or illegible, it will be returned to the nominator for further information and resubmission. To receive additional consideration, it must be resubmitted within 30 days. 7. Nominations must be submitted to: City of St. Louis Park Outstanding Citizen Award Attn: City Manager’s Office 5005 Minnetonka Boulevard St. Louis Park, MN 55416 Study Session Meeting of March 9, 2012 (Item No. 11) Subject: Outstanding Citizen Award Program Task Force Page 5 Study Session Meeting of March 9, 2012 (Item No. 11) Subject: Outstanding Citizen Award Program Task Force Page 6 12-2011 BOARD AND COMMISSION MEMBER OUTSTANDING CITIZEN AWARD TASK FORCE INTEREST FORM The City of St. Louis Park has established an Outstanding Citizen Award Program to recognize community members for extraordinary accomplishments, contributions to the community, heroic and courageous efforts, and/or perseverance despite incredible odds. The City Council will select a Task Force of three current Board or Commission members to review nominations and make recommendations. The Task Force will be called upon as needed and will meet on their own time designated by them for no more than 3 years. Please complete this form and return to your Commission Liaison or the City Clerk’s office at 5005 Minnetonka Blvd. 55416, or FAX to 952-924-2170, or EMAIL to nstroth@stlouispark.org Name: Justin Kaufman Board/Commission: Housing Authority Term expiring: 6/30/2014 Please write a brief statement about why you are interested in serving on the Task Force to review nominations and make recommendations for recognition of Outstanding Citizens. Over the course of the past year, I had the privilege of not only continuing to serve of the Housing Authority, but also to speak with numerous people in our great community. Through that experience, it is clear to me that we live in a city full of outstanding citizens. I am interested in serving of the Task Force in order to assist the city in identifying and recognizing just a few of the many deserving individuals in St. Louis Park. /s/ Justin Kaufman 04/04/2012 ______________________________________ ________________________ SIGNATURE DATE Study Session Meeting of March 9, 2012 (Item No. 11) Subject: Outstanding Citizen Award Program Task Force Page 7