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HomeMy WebLinkAbout2015/04/27 - ADMIN - Agenda Packets - City Council - Study SessionAGENDA APRIL 27, 2015 (Mayor Jacobs Out) 6:30 p.m. RECONVENE 2015 LOCAL BOARD OF APPEAL & EQUALIZATION – Council Chambers Immediately following LBAE CITY COUNCIL STUDY SESSION – Community Room Discussion Items 1. 5 min. Future Study Session Agenda Planning – May 4 and May 11, 2015 2. 45 min. 4900 Excelsior Development Update (Former Bally Total Fitness Site) 5 min. Communications/Meeting Check-In (Verbal) Written Reports 3. SWLRT Updates 4. Compensation and Personnel Programs 5. Health in the Park Update 6. 13th Lane and Texas Avenue MnDOT Parcels 7. Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study 8. March 2015 Monthly Financial Report 9. First Quarter Investment Report (Jan – Mar 2015) 10. 2015/2016 Neighborhood Grants 11. Refunding of Park Nicollet Private Activity Revenue Bonds and Host Approval Auxiliary aids for individuals with disabilities are available upon request. To make arrangements, please call the Administration Department at 952/924-2525 (TDD 952/924-2518) at least 96 hours in advance of meeting. 2015 Local Board of Appeal and Equalization Reconvene – April 27, 2015 City Council Chambers 6:30 p.m. Reconvene Meeting of April 27, 2015 Page 2 Title: 2015 Local Board of Appeal and Equalization Table of Contents Page # 3 Proposed Agenda (This page will be printed and supplied to the Board Chair at the meeting.) 4-5 Background & Focal Points for the Board 6 Overview of All Appeals for Board Action (This page will be printed 11x17 and handed out to the Board at the meeting.) 7-9 Jurgensen Appeal – Materials as Submitted by Owner 10-23 Jurgensen Appeal – Staff Report 24-38  Podany Appeal – Staff Report (Owner did not supply materials for the Board report.) Reconvene Meeting of April 27, 2015 Page 3 Title: 2015 Local Board of Appeal and Equalization 2015 Local Board of Appeal and Equalization PROPOSED AGENDA 1. Reconvene the St. Louis Park Local Board of Appeal and Equalization 2. Roll Call – Declaration of Quorum 3. Acknowledgement of Trained Members (Sanger, Mavity, Lindberg & Brausen) 4. Acknowledgement of Assessing Staff Members in Attendance 5. Review of Properties in Appeal a. Board Action - Where Petitioner & Assessor are Not in Agreement b. Board Action - Where Petitioner & Assessor are in Mutual Agreement c. Board Action - Where Petitioner has withdrawn their appeal or denied access Please note… individual action on each appeal is required per DOR direction 6. Instruct Assessor to Complete Record of Changes for Submittal 7. Instruct Assessor to Inform Petitioners of Board Action via Mail 8. Complete the Local Board of Appeal and Equalization Certification Form 9. Adjourn Reconvene Meeting of April 27, 2015 Page 4 Title: 2015 Local Board of Appeal and Equalization BACKGROUND for the 2015 St. Louis Park Local Board of Appeal and Equalization All property owners are entitled to the right of appeal regarding their classification and market value. The City is required by statute to conduct a Local Board of Appeal & Equalization meeting to hear appeals, an open book meeting or transfer the Board to the County. The focus of the board is on: the property classification which is determined by the property’s use; and, the market value which is based on a) the characteristics of the real estate and b) market conditions as of the date of the assessment (January 2, 2015). Minnesota statute requires that all properties are to be valued at full market value. The two dominant definitions of market value are: MN Statute 272.03 – “Market value” means the usual selling price at the place where the property to which the term is applied shall be at the time of assessment; being the price which could be obtained at a private sale or an auction sale, if it is determined by the assessor that the price from the auction sale represents an arm’s length transaction. The price obtained at a forced sale shall not be considered. Appraisal Institute – The most probable price, as of a specified date, in cash or in terms equivalent to cash, or in other precisely revealed terms, for which the specified property rights should sell after reasonable exposure in a competitive market under all conditions requisite to a fair sale, with the buyer and seller each acting prudently, knowledgeably, and for self-interest, and assuming that neither is under undue duress. (The Appraisal of Real Estate, 13th Edition, Appraisal Institute [2008], page 23) The Board convened on April 13, 2015 at which meeting a total of twenty-nine (29) parcels were recognized to be under appeal. The Board set the process and chose to reconvene April 27, 2015 to hear the merit of each appeal and to rule on them individually. A few housekeeping observations are made for the reference of the board. • One trained and certified Board member (Sanger, Mavity, Lindberg or Brausen) must be present at each meeting the Board is in session. • It is essential that the Board rules on each question before it and likewise that the Board recognizes that it can reduce, sustain or increase valuations as deemed necessary. • The time window for the board to conclude business is 20 days after convening (deadline for completion is May 2, 2015). • Prior to adjourning the board should instruct the assessor to submit a record of their actions on the Department of Revenue required form. • Finally, the Local Board of Appeal Certification Form must be signed at each Board meeting by all Board members present. Background to Valuation Methodologies: The statistical modeling associated with the mass assessment accommodates variations between neighborhoods, within neighborhoods and includes consideration of location, age, style, size, finish materials, condition, updating, etc. depending on the information available. As part of the informal review process, staff frequently re-inspects properties to review the accuracy of our data. Adjustments and valuation change orders have been made where necessary. In cases where the revaluation does not result in a reduction, the appeal process has been outlined. Reconvene Meeting of April 27, 2015 Page 5 Title: 2015 Local Board of Appeal and Equalization The Local Board process differs from mass valuation modeling in that the assessing staff refines the anal ysis by direct comparison of the property under appeal to the market indications. As such, the Local Board depends on active participation from all parties involved including the board members, the property owner and assessing staff. All property owners are requested to state their basis of appeal, their opinion of the market value and informed that they may present information supporting their opinion of value and/or classification. The assessing staff in turn re-inspects the property and/or visits with the owner in order to verify the physical characteristics forming the analysis basis followed by a re-appraisal of the subject property. Staff also engages the owner in discussion to review the appeal question(s) and to reach agreement where possible before the board reconvenes. Focal Points for the Board – Agenda as Indicated on Cover Sheet, decisions on: 1. Board Action - review and decision on the classification and/or valuation of properties where agreement between the owner and assessing staff has not been reached. Two (2) appeals have been reviewed but have not been resolved to a mutual agreement between the property owner and the assessing staff. It is requested that the Board hear and decide the merits of each case. We have informed each property owner that the Board will allow 5-10 minutes for their presentation followed by a 3-5 minute presentation by the assessing staff. The Board may adjust these time allowances as needed. 2. Board Action – review and decision on cases where the owner and assessing staff have reached mutual agreement. Twenty-three (23) appeals have been reviewed with the result that the property owner and assessing staff have reached a mutually acceptable valuation (no classifications were appealed). It is requested that the Board take individual action affirming the mutually agreed upon valuation. 3. Board Action - for cases where the petitioner has withdrawn or denied access. The right of withdrawal or to deny access is at the owner’s discretion. One (1) appellant has chosen to withdraw. One (1) appellant holding three (3) properties has not responded to inspection requests and we must recommend to the Board that you should not make a beneficial value change in cases where access has been denied. Following your decision, each property owner will be notified via letter which will be mailed within two days following board adjournment. This is done to allow sufficient time for the owner to contemplate an appeal to the County Board of Appeal and Equalization. The Hennepin County Board of Appeal and Equalization begins June 15, 2015. An application is required no later than May 20, 2015. To appear before the County Board, all appellants must first have appealed to the St. Louis Park Board of Appeal and Equalization. Property owners may also appeal directly to the Minnesota State Tax Court. Thank you for serving on the Board. Prepared by: St. Louis Park Assessing Staff Cory Bultema, City Assessor 2015 Reference Appealed Assessing Owner Board Name Property Address Property ID #Classification 2014 Value 2015 Value Revaluation Indicated Action Stan Jurgensen 2309 Westridge La 31-029-24-21-0029 RL - Residential 475,000 499,900 499,900 Appeal Podany via Representative 1700 State Hwy 100 31-029-24-22-0001 I - Industrial 2,194,000 3,059,000 3,059,000 Appeal Marge & Jeffrey Prohofsky 1650 Utah Dr 06-117-21-44-0068 R - Residential 269,500 296,600 275,000 Agreement Nick Peschges 9415 Cedar Lake Rd 07-117-21-32-0008 RL - Residential 298,200 315,800 225,000 Agreement Sherri Larson 8511 28th St W 07-117-21-43-0072 RL - Residential 335,100 335,100 319,000 Agreement Terry Soltan Krider 2806 Boone Ave S 07-117-21-43-0083 R - Residential 345,100 390,100 372,000 Agreement Kelsey Gregory 7030 24th St W 08-117-21-13-0079 R - Residential 275,500 321,400 300,000 Agreement P Nguyen 2309 Texas Ave S 08-117-21-23-0119 R - Residential 245,000 266,900 250,000 Agreement Carl Johnson 2901 Pennsylvania Ave S 08-117-21-34-0158 R - Residential 280,300 382,100 335,000 Agreement Wayne Boe 2600 Dakota Ave S 08-117-21-41-0002 R - Residential 164,200 190,500 142,000 Agreement Lynn Foster 2745 Alabama Ave S 09-117-21-31-0145 R - Residential 246,900 260,300 235,000 Agreement Allison DeCamillis 2918 Vernon Ave S 09-117-21-34-0003 R - Residential 215,900 230,900 195,000 Agreement Michael Weinmann 2955 Yosemite Ave S 09-117-21-34-0102 R - Residential 276,400 301,800 278,000 Agreement Ethan Raymond 3016 Oregon Ave S 17-117-21-21-0101 R - Residential 159,900 175,900 155,000 Agreement Will & Kim Walker 3309 Texas Ave S 17-117-21-23-0087 R - Residential 159,800 186,000 171,000 Agreement Charles Moses 3993-95 Dakota Ave S 21-117-21-32-0151 DB - Duplex 234,600 241,900 227,000 Agreement Charles Moses 3997-99 Dakota Ave S 21-117-21-32-0152 DB - Duplex 222,500 229,400 220,000 Agreement Linda Forret 3808 Joppa Ave S 07-028-24-12-0003 R - Residential 229,900 239,300 234,000 Agreement Jeremy Myrum 4704 Vallacher Ave 07-028-24-21-0029 R - Residential 400,400 440,300 432,000 Agreement Brent Whittington 4708 41st St W 07-028-24-24-0035 R - Residential 276,300 578,200 540,000 Agreement Mary Geske 4241 Ottawa Ave S 07-028-24-31-0024 R - Residential 228,300 235,300 207,500 Agreement Morningside Development, LLC 4908 Morningside Rd 07-028-24-31-0130 R - Residential 279,400 289,600 246,000 Agreement Toni Dufour 4329 Brook Ave 07-028-24-33-0106 R - Residential 489,600 500,900 489,600 Agreement Marshall Masko 2325 Parklands Rd 31-029-24-12-0045 RL - Residential 1,329,300 1,447,800 1,400,000 Agreement Mark Hauck 2552 Monterey Ave S 31-029-24-13-0091 R - Residential 780,000 800,900 785,000 Agreement Marcia Saint Pierre 4105 Utica Ave S 07-028-24-32-0057 R - Residential 185,100 192,800 192,800 Withdraw 1436 Hampshire LLC (EO) 1436 Hampshire Ave S 05-117-21-42-0146 A - Apartment 591,000 729,000 729,000 No Access Aquila Park, LLC (EO) 8300 31st St W 18-117-21-11-0041 A - Apartment 2,124,000 2,332,000 2,332,000 No Access 3345 Colfax, LLC (EO) 3063 Virginia Ave S 18-117-21-11-0048 A - Apartment 1,224,000 1,472,000 1,472,000 No Access ROSTER - City of St. Louis Park Local Board of Appeal and Equalization - Reconvene April 27, 2015 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and Equalization Page 6 Brief History 2309 Westridge Lane Property abuts city property on Twin Lakes in St Louis Park. Twin Lakes pond is a 13 acre body of water used to move storm water from streets to Minneapolis Chain of Lakes. The pond is low water quality and not fit for swimming or wading. Algae appearance and odor are very apparent. Last dredging in 1997 brought maximum depth of 8 feet in the middle. The lot is approximately .6 acres, 100 yards from Benilde St Margaret's athletic field. Added porch in 1983. First remodeling took place in early 2011 when kitchen was remodeled. Remodeling only one room does not increase the value of the building when all the other rooms remain in their 1953 form. As the Local Board'of Appeals does not discuss grid sheets, the following is the basis for owner's valuation Market Values The valuation as of January 2012was appealed, and county reduced amount city valued it at. County City Ordered $420,400 $355,500 $34,600 $59,600 $25.000 Land Building lmprovements Total $480,000 $415,100 From its valuation as of January 2012, the city now values the property at $499,900. This is an increase of 20% in three years. Twin Lakes has a two basins - an East and a West. 2309 Westridge Lane is on the West side of the pond called Twin Lakes. As shown on the the bottom of the accompanying sheet, the assessed value of East basin properties has increased 2% since January 2012,while the valuation of the West basin properties has increased 21%. I have no knowledge as to why there would be such a discrepancy. I see no reason to think that my property value has increased more than the East basin. Therefore I consider the value of my property to be $423,500, which is 2To more than the county ordered amount of $415,100 in2012. Summary: City valuation $499,900 Homeowners valuation $423.500 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and Equalization Page 7 tl#*-'a Hennepin County GIS - Printable Map 6)oF-rH '- ulY rp2> ,. c.{ VP-'t ISH f,es r Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and Equalization Page 8 For SLP Local Board ofAppeal Spring 2015 Property Valuations East Basin Twin Lakes 4330 W 25th Land Sold 11l2013 $549,900 Buitding Change from prior year Change from 11112012 4400 W 25th Land Building Less Cummulative lmprovement without lmprovement Change from prior year Change from 11112012 4248 Basswood Land Building Change from prior year Change from 11112012 4254 Basswood Land Sold 411972 $75,000 Building Change from prior year Change from 11112Q12 January 1,2012 January 1,2013 January 1,2Q14 January 1,2015 325,200 308,900 325,900 348,700 296,800 262;200 263,500 297,2QO 622,000 5?1,100 -8% 3% 10% -5% 4% 290,700 235,300 276,10Q 220,200 291,300 221,300 311,600 259,300 2Yo 343,200 4% 1% 322.500 306.300 -3Yo 323,200 345,800 382,100 374,500 376,300 376,300 ?04,600 680,800 69 -3% 3o/o 3Yo -1o/o 320,200 304,100 320,800 270,300 243,800 245,000 245,000 590,500 54r,900 56 -7% 3% 4% -4% 0To West Basin Twin Lakes 2301 Westridge Land lmprovements Less Cummulative lmpr without lmprovement Change from prior year Change lrom 11112012 2309 Westridge Land Building Change from prior year Change from 11112012 23'17 Westridge Land Building Change from prior year Change from 11112012 360,400 342,300 361 ,1 00 31,800 386,300 Building 65,800 136,7q0 137,700 169,500 Sub Total 426,200 479,000 530,600 555,800 4o/o 17Yo 4% 14o/o 357,900 2OTo 382,900357,200 339,300 232,000 320,300 321,900 321,900 589,200 659,600 67rc 12% .3% 4% lSYo 20Vo 337,700 I 18,300 356,200 11 23o/o 381,1 00 118,800 East Basin Total 4330 W 25th 4400 w 25th 4248 Basswood 4254 Basswood Group total Change from prior year Change from 11112012 West Basin Totals 2301 Westridge 2309 Westridge 23'17 Westridge Group Total Change from prior year Change from 11112012 622,000 526,000 704,600 571,100 496,300 680,800 479,000 456,000 659,600 589,400 512,600 699,500 645,900 532,900 722,100 3% -3% 426,200 4'15,100 589.200 498,800 475,000 679 524,000 499,900 704,800 21% Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and Equalization Page 9 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 10 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 11 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 12 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 13 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 14 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 15 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board 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EqualizationPage 37 Reconvene Meeting of April 27, 2015 Title: 2015 Local Board of Appeal and EqualizationPage 38 Meeting: Study Session Meeting Date: April 27, 2015 Discussion Item: 1 EXECUTIVE SUMMARY TITLE: Future Study Session Agenda Planning – May 4 and May 11, 2015 RECOMMENDED ACTION: The City Council and the City Manager to set the agenda for a Special Study Session on May 4 and the regularly scheduled Study Session on May 11, 2015. POLICY CONSIDERATION: Does the Council agree with the agendas as proposed? SUMMARY: At each study session approximately five minutes are set aside to discuss the next study session agenda. For this purpose, attached please find the proposed discussion items for a Special Study Session on May 4 and the regularly scheduled Study Session on May 11, 2015. FINANCIAL OR BUDGET CONSIDERATION: Not applicable. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Future Study Session Agenda Planning – May 4 & 11, 2015 Prepared by: Debbie Fischer, Administrative Services Office Assistant Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 1) Page 2 Title: Future Study Session Agenda Planning – May 4 and May 11, 2015 Special Study Session, May 4, 2015 – 6:30 p.m. Tentative Discussion Items 1. Polystyrene/Plastic Bag Update – Operations & Recreation (45 minutes) Staff will be providing next steps in the process to eliminate polystyrene for carry out use in restaurants and moving towards eliminating plastic bags used by retailers. Study Session, May 11, 2015 – 6:30 p.m. Tentative Discussion Items 1. Future Study Session Agenda Planning – Administrative Services (5 minutes) 2. Update on Outdoor Recreation Complex – Operations & Recreation (45 minutes) Staff will present the final design development phase and updated estimates for the Outdoor Recreation Complex. 3. PLACE Development Update & Predevelopment Agreement – Community Development (45 minutes) Staff will provide an update on the PLACE project and proposed Preliminary Development Agreement. 4. Power Purchasing Agreement – Solar Garden Subscription – Inspections (20 minutes) Consider moving forward on RFP process for entering into an energy purchasing agreement for renewable electrical energy from a solar garden developer. 5. Southwest LRT Update – Community Development (20 minutes) Staff will update Council on the latest SWLRT activities and discuss any policy related items. Communications/Meeting Check-In – Administrative Services (5 minutes) Time for communications between staff and Council will be set aside on every study session agenda for the purposes of information sharing. End of Meeting: 8:50 p.m. Meeting: Study Session Meeting Date: April 27, 2015 Discussion Item: 2 EXECUTIVE SUMMARY TITLE: 4900 Excelsior Development Update (Former Bally Total Fitness Site) RECOMMENDED ACTION: No action at this time. The purpose of this report is to inform the City Council of the status of the development applications and the tax increment financing (TIF) request, and for City Council to discuss the development plans and TIF request in general. POLICY CONSIDERATION: Does the City Council wish to modify its guidance to the developer regarding the building design, heights, number of units, number of affordable units, etc.? SUMMARY: At two previous study sessions in July and October 2014, the City Council discussed Oppidan’s redevelopment proposal and tax increment financing request for the former Bally Total Fitness site and adjacent EDA-owned lot at 4760 and 4900 Excelsior Blvd. The development has consistently included a mix of commercial on the first floor with multiple- family residential apartment units above, and parking below the building. A key direction from the City Council in July was that a significant number of affordable units should be added to the development. In October, Oppidan shared that in order to include 20 affordable units in the development the building program would need to grow from 157 units and four stories tall to approximately 175-185 dwelling units and five stories tall. In the course of preparing more detailed plans for formal zoning applications, the building concept did not quite fit within the confines of the lot. In order to provide minimal setbacks relating to the subdivision ordinance and provide enough space for sidewalks and landscaping, the building footprint contracted and a partial sixth floor was added to the building along Excelsior Boulevard. The Preliminary PUD application submitted in March includes 28,228 square feet of commercial (grocery store) on the first floor and 189 dwelling units. On April 8, Oppidan held a meeting with the Wolfe Park and Minikahda Vista neighborhoods and the Planning Commission held a public hearing on April 15 regarding the development plans. Staff recommended approval of the applications with conditions. Planning Commission recommended approval of the preliminary plat only, and recommended denial of subdivision variances and the PUD on a 4-0 vote. Commissioners commented they were uneasy with the proposal due to a combination of several factors, including the building height, parking counts, building setbacks (reduced drainage and utility easements) and limited landscaping. Oppidan representatives will be present at the Study Session to discuss the development proposal, potential options to address some of the issues raised by the neighborhood and Planning Commission, and listen to feedback from the City Council. FINANCIAL OR BUDGET CONSIDERATION: Not applicable at this time VISION CONSIDERATION: St. Louis Park is committed to providing a well-maintained and diverse housing stock. SUPPORTING DOCUMENTS: Discussion Development Images Park Commons Concept Plans (Source: 1998 Comprehensive Plan) Prepared by: Sean Walther, Senior Planner Greg hunt, Economic Development Coordinator Reviewed by: Michele Schnitker, Housing Supervisor Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 2) Page 2 Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site) DISCUSSION BACKGROUND: Oppidan, Inc. currently proposes a six-story, mixed-use development of the former Bally Total Fitness block that includes 28,228 square feet of commercial (a grocery store) on the first floor and 189 apartment units, including 20 affordable units. City Council was first presented a development concept and general TIF request from Oppidan Investment Company at a Study Session on July 28, 2014. The plans were for a four-story, 157- unit building with 32,000 square feet of commercial on the first floor. The City Council expressed support for working with Oppidan on the proposed mixed-use development for the Bally/EDA block. A key direction from the City Council was that a significant number of affordable units should be added to the development. The City Council reviewed a revised proposal for the site at a study session on October 27, 2014. In order to include affordable housing in the development, Oppidan estimated the building program would need to grow from 157 units and four stories to 175-185 dwelling units and five stories tall. In addition, the project would still need tax increment financing to make the project financially feasible. City staff also shared at that meeting that changes would be needed to the City’s planned unit development (PUD) ordinance and Comprehensive Plan to allow the proposed residential densities being considered. In 2015, the City Council adopted the ordinance and Comprehensive Plan amendments that provide City Council with more flexibility and more discretion regarding various development regulations through the PUD process. The PUD changes had been contemplated by the City for some time, but were advanced in earnest partly because of this pending proposal. As Oppidan advanced the site and building design in preparation for formal PUD and plat applications, the concept plan shared with City Council did not fit within the confines of the lot. In order to provide minimal setbacks relating to the subdivision ordinance and to provide enough space for sidewalks and landscaping, the building footprint contracted and a partial sixth floor was added to the building along Excelsior Boulevard. The current plan includes 28,228 square feet of commercial (grocery store) on the first floor and 189 dwelling units. Neighborhood Meeting: Oppidan held a neighborhood meeting on Wednesday, April 8, to present the proposed development, respond to questions, and learn about resident’s concerns. The meeting was well-attended with approximately 60 people, excluding City staff, Oppidan’s representatives, and Councilmembers Mavity and Hallfin. The major concerns expressed at the neighborhood meeting included: 1) traffic, including congestion on Excelsior Boulevard, capacity of the Quentin Avenue intersection, and cut through traffic in the neighborhoods to the south and on Park Commons Boulevard; 2) adequate parking and access; 3) the building height, including the fit in the area, the impact to the feel along the sidewalks, block views/sun, and general density of the development; and 4) the sustainability of the market demand for more apartments and another grocery store in this area. Other issues that were mentioned included hours of operation for the grocery store, the similarity of the building design to Ellipse on Excelsior and other recent developments, lighting impacts, and property tax impacts if the City provides financial assistance to the developer. In addition, a few neighbors referred to Oppidan’s earlier four-story concept plan, as well as Town Center (“Park Commons”) guide plans that envisioned two to four-story buildings along Excelsior Boulevard. Study Session Meeting of April 27, 2015 (Item No. 2) Page 3 Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site) Park Commons: Park Commons is the 125 acres bound by Highway 100, Excelsior Boulevard, Monterey Drive and 36th Street. A section from a previous Comprehensive Plan (adopted in 1998) that describes the Park Commons concept plan(s) is attached for your information. The Bally site is part of the overall Park Commons area which is intended to develop over time into a “Town Center.” Excelsior & Grand and the transformation of Wolf Park and the Rec Center into citywide flagship city amenities largely implemented the east half of the plan. The Bally site is a key site and its redevelopment would further the transformation of this area to achieve the town center vision. This has been city policy for the 20 years since the community Visioning process in 1994. The goal was to create a dense, walkable, transit supportive, and livable neighborhood community. The concept plan for the area was formally adopted in 1997 and incorporated into the City's Comprehensive Plan in 1998. The concept plans included design guidelines for the heights of buildings and mix of land uses. Along Excelsior Boulevard it recommended 2-4 story buildings south of Park Commons Drive and taller buildings were desired on the north side, including the intersection of Excelsior Boulevard and Monterey Drive. These guidelines and concept plans happened before a developer had been identified or development proposals had been received for any of the Park Commons area. Between the 1998 Comp Plan and the 2010 Comprehensive Plan update the city worked in partnership with TOLD development and the neighborhoods to implement the first Park Commons development, Park Commons East (Excelsior & Grand). The evolution in the Park Commons plans is readily apparent if you compare the 1997 concept plan with the actual Excelsior & Grand as it is built today. Other changes to the design details are evident and reflect the evolution of the physical plans to make sure parking is adequate, services are handled, etc. However, the goals of creating a walkable, livable town center are still achieved. The 2010 Comp Plan and the official controls for the Park Commons reflect this evolution of the basic concept for the Town Center, and give the City Council discretion, for instance, to allow taller building. Building technology has also changed since the concept plans were adopted. Five to six-story buildings were not practical in 1997. Wood frame construction could only be used to up to four stories. Greater than four stories required masonry or steel frame construction which was not economically feasible unless the building was much taller than six stories, and clearly there was no interest in a true high rise building along this part of Excelsior Boulevard. Today the guiding principles for the Park Commons are incorporated in the current 2010 Comprehensive Plan, the Mixed-Use and High Density Residential zoning districts, and the PUD ordinance. There may be differences of opinion about the details of the design for the development proposed for the Bally's site, but it is the type of mixed-use development desirable for this site, a vast improvement over what is there today, eliminates what is currently a blighting influence on the area and city, and it reinforces the many of the objectives of the Park Commons concept plan. Planning Commission Meeting: Many of the concerns voiced at the neighborhood meeting were also raised during the public hearing. After many questions from Commissioners, public comments, and a brief discussion the Planning Commission recommended approval of the preliminary plat, denial of subdivision variances, and denial of the PUD on a 4-0 vote, with three members being absent. Minutes from the meeting are not yet available. Study Session Meeting of April 27, 2015 (Item No. 2) Page 4 Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site) Based on questions and comments from Commissioners during the meeting, Staff would characterize Commissioners as being uneasy with the proposal due to a combination of several factors, including the building height, parking counts, building setbacks (reduced drainage and utility easements), and limited landscaping. Staff’s impression was that with certain modifications in those respects the Planning Commissioners may have been more supportive of the development proposal. The number and degree of changes that would be needed to have gained Planning Commission support is not known. TIF Request: In order to make the proposed project financially feasible, Oppidan submitted a preliminary tax increment financing application in January in which it requested $4 million in assistance. The application however does not reflect the most recent iteration of the building program, or any potential revisions to the building program. Thus Staff does not have a current project pro forma to analyze. The developer plans to submit an updated pro forma once it feels it has reached a building plan that satisfactorily addresses current Planning Staff and Planning Commission concerns. In light of recent meetings with the neighborhood and the Planning Commission, Staff held a follow-up meeting with Oppidan on April 17th. In that meeting Oppidan expressed that if it were to remove the 6th floor along Excelsior Boulevard (and the 12 apartment units with premium rents) it would need further assistance in order to make its pro forma feasible, such as reducing the number of affordable units to 10. While it wouldn’t solve the issue completely, Staff requested the developer speak with the current property owner (LA Fitness) and request a reduction in the purchase price of the land (with the understanding that if any such reduction were realized it would be matched by a similar reduction on the purchase price for the EDA property on a per unit basis). Oppidan agreed to speak with the owner’s representative but was not optimistic about the outcome. With or without any concessions on the land cost, Oppidan believes some kind of compromise is needed to make its pro forma feasible. To that end, Oppidan is willing to reduce the building size from six stories and 189 units to five stories and 177 units if the number of affordable units could also be reduced to ten. If more than ten affordable units are required by City Council, it would increase the amount of TIF assistance requested. Oppidan’s financial assumptions remain subject to review and analysis once it submits an updated project pro forma. NEXT STEPS: The preliminary plat and preliminary PUD applications are tentatively scheduled for City Council consideration at the May 18, 2015 regular meeting. Oppidan is prepared to generate and submit revised plans in a timely fashion for staff review in the interest of maintaining the planned schedule. Also, Oppidan would submit an updated pro forma for City review and evaluation. The City’s review of the TIF request would not be completed before the City Council takes action on the preliminary development applications. The review would be completed at about the same time as final plat and final PUD applications are considered by City Council, provided the development receives preliminary approvals. Bally’s RedevelopmentApril 2015Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 5 Building ElevationsExcelsior (South)Park Commons (North)Princeton (East)Quentin (West)Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 6 Building Elevation - Excelsior Blvd (South)4900 ExcelsiorStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 7 Building Elevation – Quentin Ave S (West)4900 ExcelsiorStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 8 Building Elevation – Princeton Ave S (East)4900 ExcelsiorStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 9 Building Elevation – Park Commons Dr (North)4900 ExcelsiorStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 10 Top ViewStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 11 1stFloor PlanStudy Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 12 Parking Levels – P1Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 13 Parking Levels – P2Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 14 Redevelopment St. Louis Park, Minnesota Comprehensive Plan 2000 - 2020 P-17 Excelsior Boulevard The concept plan and subsequent modifications for the Excelsior Boulevard Redevelopment District are found below. The area included within the Redevelopment District, called “Park Commons” has been designated as a town center for the City. The Plans are summarized below: Park Commons is a 125-acre area generally bounded by Hwy 100, Excelsior Boulevard, Monterey Drive, and West 36th Street, but includes commercial parcels south of Excelsior Boulevard and a 5-acre residential site north of West 36th Street. A redevelopment district was established for the area as early as 1977, complete with a concept plan for redevelopment. Goals and objectives of the Plan were to intensify existing development to create a community focal point in the area. Some redevelopment occurred (Byerly’s, Target, Park Shore Apartments) in the district consistent with that plan. In 1994, the City initiated a grass roots, long-term strategic planning process called Vision St. Louis Park. One of many recommendations from that effort addressed the future redevelopment of this district. The Vision St. Louis Park Community Connections Task Force recommended creating a community focal point or “town center” in this area. The recommendations did not include a physical plan, but suggested support for principles included in the Livable Communities Act of 1995. In 1996, the City sponsored a community workshop to create a new concept plan for the area. A result of that workshop is the concept plan in Figure P- 6. This plan demonstrates those goals listed below. A Task Force that created a more detailed Master Plan for Wolfe Park and the public square later refined the plan. A Task Force that is studying issues west of Wolfe Park may further refine the concept plan. This Task Force is studying the proposed roadway connections and will be making specific recommendations regarding the location, feasibility, and design of the proposed roadway connections. Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 15 Redevelopment P-18 Comprehensive Plan 2000 - 2020 St. Louis Park, Minnesota Figure P-5: Park Commons East Redevelopment Concept Plan This plan for Park Commons East is a concept that will be refined by detailed redevelopment plans through the PUD approval process. Office buildings will include at least 50% ground floor retail/service/restaurants. A mix of uses will be incorporated, including approximately 145,000 sq. ft of retail/service/restaurants, 115,000 sq. ft. of office, and 660 residential units, including rental and for-sale units. Density shall be considered overall for the entire redevelopment plan rather than block-by-block or land use designation- by-designation. Building heights south of 38th/39th Street will generally be 2-4 stories, except that a 5-story residential building can be approved by PUD at the corner of Monterey Drive and Excelsior Boulevard. Building heights north of 38th/39th Street will generally be 6-8 stories. The actual heights of buildings will vary, due to different floor to ceiling heights of different uses. Buildings over 4 stories in height should be rendered in such a manner as to retain a human scale at the street level (See Chapter R Livable Communities) and minimize the visual impact of the upper stories. One solution is to set back upper floors. The design of the park edge and town green will be further refined. The following modifications to performance standards may be adopted through PUD consideration: Mixed-Use Criteria: Daycare can be considered a retail/service use for meeting ground floor mixed-use criteria, and a fitness center (indoor entertainment) can be considered an office use for meeting upper story mixed-use criteria, since both can be converted in the Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 16 Redevelopment St. Louis Park, Minnesota Comprehensive Plan 2000 - 2020 P-19 future. The actual mix of uses may vary on a given lot provided that the overall ratio of uses falls within the ranges established under Land Use Allocations below. Access to Multiple-Family: Access to residential units will be approved through the PUD process based upon more detailed consideration. Right-of-Way: Design of public right-of-ways, including exact location and width of streets, on-street parking design, and width of boulevards and sidewalks will be approved through the PUD and platting process based upon more detailed consideration. Open Space: Open space should be generally consistent with the redevelopment concept and as specifically approved by PUD and plat based upon more detailed consideration. FAR and GFAR: Floor Area Ratio and Ground Floor Area Ratio should be generally consistent with the redevelopment concept plan and as specifically approved by PUD based upon more detailed consideration. Building Setbacks: Building setbacks, including distances for internal private roadways and parking lots, should be generally consistent with the redevelopment concept and as specifically approved by PUD based upon more detailed consideration. Landscaping and Bufferyards: Landscaping and bufferyards will be as specifically approved by PUD based upon more detailed consideration. Off-Street Parking: Parking should be generally consistent with the redevelopment concept and as specifically approved by PUD based upon more detailed consideration. Figure P-6: Park Commons Concept Plan Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 17 Redevelopment P-20 Comprehensive Plan 2000 - 2020 St. Louis Park, Minnesota The following are the principal redevelopment goals:  Create a community focal point and cultural gathering places, including, for example, an art center.  Strengthen the area as a major employment, shopping, living, and leisure area.  Intensify land use to create a compact, walkable town center.  Replace existing single story commercial buildings with multi-story mixed-use buildings.  Create a logical intermodal internal circulation system, which accommodates pedestrians, bicyclists, disabled persons, and autos by connecting with surrounding neighborhoods, parks, an enhanced public transit, and trails.  Interconnect existing street patterns to improve circulation and access to the area.  Link housing with job opportunities through provision of additional housing, creation of new job opportunities, building connections and transit links.  Enhance public realm amenities including improvements to Wolfe Park, a new public square, and improved streetscapes. Public realm improvements should accommodate a wide range of users. Wolfe Park is redeveloped as a central civic space, including an amphitheater.  Develop a strong green connection between Excelsior Boulevard and Wolfe Park.  Create a town center whose architecture demonstrates pleasing proportions, displays quality materials and detail, and is built to a human scale.  Provide mixed-income-housing opportunities. Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 18 Redevelopment St. Louis Park, Minnesota Comprehensive Plan 2000 - 2020 P-21  Provide housing of different types to accommodate a diversity of housing needs.  Provide additional employment opportunities.  Enhance existing businesses.  Strengthen the area as a major commercial service area by attractive other compatible uses.  Provide additional neighborhood services.  Prevent further deterioration of an aging commercial area.  Provide parking within structures, to the rear of buildings, and on the street as appropriate.  Improve aesthetics and the stormwater management function of Wolfe Lake.  Create effective public/private partnerships.  Foster and stimulate economically sound private development.  Encourage public displays of art (sculptures, murals) throughout Park Commons. In order to ensure the plan is implemented according to those goals, redevelopment plans will be adopted, certain properties will be rezoned, and the Zoning Ordinance will be amended as necessary. Street types are indicated on Figure P-6 and standards for each street type are contained within the Subdivision Ordinance. Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 19 Redevelopment P-22 Comprehensive Plan 2000 - 2020 St. Louis Park, Minnesota Land Use Allocations Land located within the Park Commons area shall be allocated to the following land uses:  A minimum of 20% of the gross area of Park Commons shall be permanently allocated to public use tracts containing parks or squares.  A minimum of 3% of the gross area of Park Commons shall be permanently allocated to civic uses.  A minimum of 15% and a maximum of 30% of the gross area shall be allocated to office uses.  A minimum of 20% and a maximum of 50% of the gross area shall be allocated to commercial/mixed uses.  A maximum of 15% of the gross area shall be allocated to large-scale commercial uses.  A maximum of 20% of the gross area shall be allocated to townhouse use.  A minimum of 10% and a maximum of 30% of the gross area shall be allocated to apartment uses. Figure P-7: Park Commons East Redevelopment Cross Section Concept Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 20 Redevelopment St. Louis Park, Minnesota Comprehensive Plan 2000 - 2020 P-23 Figure P-8: Park Commons East Redevelopment - Image Sketch Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 21 Redevelopment P-24 Comprehensive Plan 2000 - 2020 St. Louis Park, Minnesota The town green width has been refined in concept by the Park Commons East Redevelopment Plan. The town green and park edge will be further refined through development plan review (PUD) based upon more detailed consideration. Figure P-9: Wolfe Park & Town Green Study Session Meeting of April 27, 2015 (Item No. 2) Title: 4900 Excelsior Development Update (Former Bally Total Fitness Site)Page 22 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 3 EXECUTIVE SUMMARY TITLE: SWLRT Updates RECOMMENDED ACTION: No action at this time. POLICY CONSIDERATION: None at this time. Please let staff know of any questions or concerns you might have. SUMMARY: Station Architecture The Southwest Project Office (SPO) held its Open House Wednesday, April 8th and presented the proposed architecture for the LRT stations. Attached is a map showing the proposed types of station architecture by location. The SPO had received feedback on the shelters, heat and seating previously from St. Louis Park and other cities. Attached is a slide showing how the issue of weather protection is being considered to limit wind and other weather impacts, including modifications of the roofs, adding transoms and extending shelters to the ground. Additional feedback is being accepted until April 28th. Advanced Design Staff continues to work with SPO staff week in and week out on a variety of issues related to design specifics, Joint Development, the LRCIs, station design, utilities public safety and others items. On Friday, April 17th, the Fire Chief, Steve Koering, Jack Sullivan and Meg McMonigal toured the Blue Line with Metro Transit Staff by riding the LRT train and noting various features of the line. The intent was to gain an understanding of the public safety practices and methods of response in an emergency. Additional tours may be given over the course of the project for staff. West Lake Multimodal Transportation Study St. Louis Park is participating in the West Lake Multimodal Transportation Study with the City of Minneapolis, as St. Louis Park borders this station area and has citizens and businesses that will likely use it. The purpose of the Study is to “improve safety, access, connectivity, and mobility for all modes of travel surrounding the West Lake Station area.” St. Louis Park Staff participated in the walking tour of the area on Tuesday, April 21st. A community workshop will be held on April 29th from 5-7 p.m. at the Jones-Harrison Residence facility, 3700 Cedar Lake Avenue. Neighbors and neighborhood leaders in St. Louis Park have been invited. VISION CONSIDERATION: St. Louis Park is committed to being a connected and engaged community. SUPPORTING DOCUMENTS: Station Types by Location Station Design – Accessibility and Weather Protection West Lake Multimodal Study Meeting Notice Prepared by: Meg McMonigal, Planning and Zoning Supervisor Reviewed by: Michele Schnitker, Interim Community Development Director Approved by: Tom Harmening, City Manager . APRIL 2015 WORK IN PROCESS Landscape Station Type Suggested Station Types By Location Landmark Station Type Neighborhood Station Type Town Square Station Type MINNEAPOLIS MINNETONKA EDEN PRAIRIE ST. LOUIS PARK GOLDEN VALLEY TO S T . P A U L TO BROOKLYN PARK PLYMOUTH EDINA BLOOMINGTON RICHFIELD MITCHELLSOUTHWESTEDEN PRAIRIE TOWN CENTERGOLDEN TRIANGLECITY WESTOPUSSHADY OAKDOWNTOWN HOPKINSBLAKELOUISIANAWOODDALEBELTLINEWEST LAKE21ST STREETMETRO BLUE L INE METRO BLUE LINE EXTENSION ME T R O GR E E N L I N E METRO G R E E N LI N E EXTEN SI O N ( S W L R T)PENNVAN WHITEROYALSTONHOPKINS Study Session Meeting of April 27, 2015 (Item No. 3) Title: SWLRT Updates Page 2 APRIL 2015 WORK IN PROCESS Station Design - Accessibility and Weather Protection Station Section with Flat Canopy IMAGE CANOPY VARIATIONS Station Section with Split and Flat Canopies Station Section with Split and Sloped Canopies Wheelchair Clear Space Wheelchair Turning Space People Spacing Guideline Leaning Rail Bench (b) T shaped (a) Circular SYMBOL LEGEND Option - Shelter Plan A • Narrow shelter opening less susceptible to wind and weather, and provides denser heater coverage • No barriers to prevent flow of people from shelters to the light rail vehicles • 12 total shelters per platform • More benches Pros • Narrow shelters allow for less personal space within shelters Cons RECOMMENDED OPTION Option - Shelter Plan C • Narrow shelter openings less susceptible to wind and weather Pros • Front barrier prevents flow of people from shelters • Interior shelter depth is too narrow to accomodate benches • 8 total shelters per platform Cons WHAT WE HEARDWhat Have We Heard? • Provide sufficient shelter space for waiting passengers • More benches, fewer leaning rails • Promote easier circulation on platform Option - Shelter Plan B • Narrow shelter opening less susceptible to wind and weather Pros • Front barrier prevents flow of people from shelters • Interior shelter depth is too narrow to accomodate benches • Personal safety may feel compromised in the trapped space created by the shelter • Access is limited with only one opening • 8 total shelters per platform Cons Study Session Meeting of April 27, 2015 (Item No. 3) Title: SWLRT Updates Page 3 April 10, 2015 RE: West Lake Multimodal Transportation Study You are invited to attend an informational and interactive drop-in workshop for the West Lake Multimodal Transportation Study. This workshop will consist of a series of interactive activities during which participants can help the project team identify issues and priorities for the West Lake area. The City of Minneapolis is leading an areawide multimodal transportation study for the West Lake LRT Station area. The goal of the study is to identify opportunities to address non-motorized and motorized travel within the West Lake Station area with projects that can be implemented as a part of the construction of the Southwest LRT or as part of other capital initiatives. Study efforts are being coordinated with partner agencies and stakeholders; the study will emphasize bicycle and pedestrian modes to identify needs, challenges, and opportunities in the vicinity of the West Lake Station. This workshop is an opportunity for all area stakeholders to contribute to the process. The meeting is scheduled for April 29th at 5:00 PM. The meeting will be held in the Centrum room of the Jones-Harrison Residence: Jones-Harrison Residence 3700 Cedar Lake Avenue Minneapolis, MN 55416 Please feel free to contact me with questions or to provide comments if you are unable to attend the meeting. I can be reached by phone at (612) 673-3638 or via email at nathan.koster@minneapolismn.gov. Information regarding the project is also available on the City of Minneapolis website at the following address: http://www.ci.minneapolis.mn.us/cip/all/WCMS1P-138480. Sincerely, Nathan Koster, AICP Project Manager 309 2nd Avenue S – Rm 300 Minneapolis, MN 55401 CC: CM Palmisano www.ci.minneapolis.mn.us Affirmative Action Employer Department of Public Works Steven A. Kotke, P.E. City Engineer Director 350 South 5th Street - Room 203 Minneapolis MN 55415 Office 612 673-3000 Fax 612 673-3565 TTY 612 673-2157 Study Session Meeting of April 27, 2015 (Item No. 3) Title: SWLRT Updates Page 4 Project Stakeholder Page 2 of 2 April 10, 2015 The meeting site is wheelchair accessible. Deaf and hard-of-hearing persons may use a relay service to call 311 agents at (612) 673-3000. TTY users may call (612) 673-2157 or (612) 673-2626. Attention: If you have any questions regarding this material please call 311 Hmong - Ceeb toom. Yog koj xav tau kev pab txhais cov xov no rau koj dawb, hu (612) 673-2800; Spanish - Atención. Si desea recibir asistencia gratuita para traducir esta información, llame al teléfono (612) 673-2700; Somali - Ogow. Haddii aad dooneyso in lagaa kaalmeeyo tarjamadda macluumaadkani oo lacag la’ aan wac (612) 673-3500 Project Map Study Session Meeting of April 27, 2015 (Item No. 3) Title: SWLRT Updates Page 5 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 4 EXECUTIVE SUMMARY TITLE: Compensation and Personnel Programs RECOMMENDED ACTION: No action needed at this time. This report is for informational purposes. POLICY CONSIDERATION: Does the Council need any other information on our compensation, benefits and personnel programs? SUMMARY: Staff would like to provide Council with a summary update of compensation, benefits, personnel programs and activities for employees. This is done periodically to keep Council informed of the programs and policies available to our employees. The attached information provides details on our upcoming compensation study. This study will review all of our positions, review market conditions and make recommendations on updating our compensation program. This study will also be conducted to update our pay equity system that we are required to maintain by state statute. Also attached is a summary of benefits and programs offered to our employees. More information is available from Human Resources and Council is encouraged to contact HR with any questions. FINANCIAL OR BUDGET CONSIDERATION: Not applicable. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Discussion Dr. Saado Abboud Bio Keystone Job Leveling System Fact Sheet Non-Union Compensation Plan List of External Market Comparable Cities Summary of Employee Benefits Personnel Manual Prepared by: Ali Timpone, HR Coordinator Reviewed by: Nancy Deno, Deputy City Manager/HR Director Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 4) Page 2 Title: Compensation and Personnel Programs DISCUSSION COMPENSATION STUDY In the 2015 budget, the City set aside funds for a compensation study. This is planned to be completed in 2015 with implementation in 2016 and 2017. Below is the information about this study and the consultant we will be using. Why is the City doing a compensation study? The City is required by the Minnesota Pay Equity Act to establish compensation relationships between all positions in order to eliminate gender-based wage disparities. Statute 471.994 requires local governments to establish a job evaluation system in order to determine the comparable work value of each class of employee. The current job evaluation system in place for the City of St. Louis Park was implemented in 1997 and was based on the HR Focus system which is no longer supported. Because it has been so many years since the system was implemented and because it is no longer supported, staff have begun the process of finding a new evaluation system. In order to implement a new system, a study of all current positions will be completed in the summer and early fall of 2015. Who will conduct the study? The City has used Keystone Consulting Group of Minneapolis and Principal Consultant Saado Abboud, Ph.D., since 2012 to conduct annual reviews of our citywide pay plan. Dr. Abboud is familiar with St. Louis Park’s current evaluation system and has been selected to complete the study to implement a new evaluation system for 2016. Dr. Abboud’s bio is attached. How will the study be conducted? Dr. Abboud and his staff will review job descriptions for all regular, benefit-earning positions. The system incorporates the most widely accepted compensable factors to assign suitable levels to each job (fact sheet attached). These levels are then converted into points using a specialized spreadsheet. The spreadsheet provides an overall report for all jobs evaluated to ensure results are viewed as fair and credible. Once the evaluation process is complete, a regression analysis may be used to assist with creating salary ranges based on market data and the evaluation points. The analysis enables the City to do comparisons with the market and evaluate the competitiveness of our overall pay program. The system also facilitates the process of assigning jobs to appropriate grades when market data is scarce. Which evaluation factors are used? The Keystone system will analyze each position using the following five evaluation factors: 1. Knowledge, Skills & Competence: The knowledge and skills gained through education, training, and the experience required for fulfilling the overall purpose of the job. 2. Level of Responsibility: The impact by the individual in the job on achieving the objectives of the team, department, business function or organization. 3. Level of Complexity: Complexity refers to the variety and diversity of the work assigned to the job, as well as the complexity of the decisions made to deliver certain results. 4. Contacts & Interpersonal Skills: The extent to which the work involves making contacts, communicating, negotiating or influencing decision-making with people inside and outside the organization. Study Session Meeting of April 27, 2015 (Item No. 4) Page 3 Title: Compensation and Personnel Programs 5. Working Conditions: Refers to exposure to extreme temperature, unpleasant conditions, exposure to injury and health hazards in addition to physical demands that are part of the regular work environment. Will employee performance influence pay levels? The job evaluation system does not take into account performance level, as pay grades are based solely on the five evaluation factors described above. However, based on the results of the study, Dr. Abboud and his staff may make recommendations for an optional merit pay program that the City can consider adding. How much does the study cost? Keystone Consulting Group submitted a proposal for approximately $20,000 to complete the study. Funds were included in the 2015 budget for this study. How does the study impact union groups? The City has offered to meet and confer with our five bargaining groups as required by state statute regarding implementation of a new evaluation system. Any actual changes to a union employee’s salary is considered a term and condition of employment and must be negotiated before being imposed. All five union groups have open contracts for 2016 and will engage in collective bargaining at the end of these contracts. How does the study impact the City’s Compensation Plan? The City’s compensation plan was last revised in 1997 (attached). This plan details the City’s methodology in determining and maintaining base compensation for all positions which allows the City to attract and retain a competent workforce. The plan defines the City’s principles and philosophy on setting pay, annual increases and which organizations are included in the City’s external market comparisons. With the completion of the compensation study by Keystone and Dr. Abboud, this compensation plan document will need to be updated as it refers to obsolete organizations (for example, the Stanton V group) and for the possible addition of a merit pay program. The City does not plan to change the external market comparison group (metro suburbs with populations between 25,000 and 90,000 – see attached list). What is the timeline for the study? The study will commence immediately and is planned to be completed before October 1, 2015 so that the City can make changes as needed for 2016. EMPLOYEE BENEFITS Each year the City reviews benefits offered to employees and reviews market comparisons. It is important that we continue to provide a benefit package that supports retention and hiring of employees. The City provides a comprehensive benefits package to all eligible employees that includes: • health insurance with an HRA/VEBA funding account, • dental insurance, • flexible spending accounts, • basic and supplemental life insurance for employees and dependents, • short-term disability (for those on the flex leave program), • parenting leave, • long-term disability, Study Session Meeting of April 27, 2015 (Item No. 4) Page 4 Title: Compensation and Personnel Programs • deferred compensation programs with an employer match, and • voluntary long-term care insurance. Additional fringe benefits that are offered include: • tuition reimbursement, • credit union, • onsite fitness facility, and • wellness incentive program that provides a cash incentive to employees who participate in selected preventive wellness activities. A summary of all these programs is attached. PERSONNEL POLICIES The City also keeps an up-to-date Personnel Manual that explains the policies and procedures for all employees. This document is periodically updated to ensure accuracy and compliance with all laws and regulations. A copy of our Personnel Manual is attached. UNION CONTRACTS The City has five bargaining groups: Police Sergeants, Police Officers, Public Safety Dispatchers, Local 49 Maintenance, and Firefighters and Fire Lieutenants. All contracts are open for negotiation in 2016. Copies of current union contracts are on file with HR and are available upon request. Footnotes: • Details on some benefits for employees in Police, Sergeants, Firefighters, Dispatch and Local 49 Maintenance bargaining units may differ and should refer to the contract. • Other leave or benefit information can be found in the Employee Personnel Manual. Saado Y. Abboud, Ph.D. Keystone Compensation Group, LLC Principal Consultant Tel: 612.810.3522 Sabboud@keystonecomp.net www.keystonecomp.net Saado is the founder of Keystone Compensation Group LLC with over twenty years of experience in the field of compensation. His experience involves all phases of compensation program development, strategy, design, and management. He serves client organizations in private, public, and nonprofit sectors. Saado also consults with top executives and board of directors on executive compensation design and management. His combined experience in managing compensation programs within a corporate function and as a professional consultant gives him a balanced view for working with compensation assignments. Most recently Saado served as Vice President, Compensation Practice for Stanton Group, a regional consulting and survey research firm in Minneapolis, MN. He worked closely with business and HR leaders as well as Boards of Directors to develop rewards programs for executives, middle management, and other employees. Saado’s compensation experience includes developing base pay, short-term, and long-term incentive programs to attract and motivate employees. He also helps his clients with communicating their reward programs. Prior to joining Stanton Group, Saado spent several years in a senior leadership position at Best Buy Co. with responsibilities over corporate compensation programs as well as executive compensation. Among his other accomplishments was taking a key leadership role in restructuring the HR function and leading several technology initiatives to support business growth. He contributed articles and interviews to several trade publications, including Workspan, a monthly journal for total rewards professionals, Minnesota Bankers News, Minneapolis Star Tribune, and the Twin Cities Business Journal. Early in his career, Saado taught at the college and graduate school levels, domestically and abroad. He has a doctorate and master’s degrees from the University of Minnesota in Quantitative Analysis and received an MBA degree in Corporate Finance from the University of St. Thomas. Saado is a certified compensation professional (CCP), a member of WorldatWork, and the Chairman of the Local Network Leadership Council for WorldatWork. Saado also serves on the Twin Cities Compensation Network Board of Directors and is a member of the International City and County Management Association (ICMA). Saado enjoys outdoors sports like running and golfing. He also coaches and sponsors girls softball teams in the local community. Saado is an avid reader and actively serves in his local community. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 5 Information Technology Solutions How It Works The Keystone Job Leveling System is an open architecture system designed to incorporate the most widely used elements of job evaluation in order to establish an internal job hierarchy. This system is simple to use and incorporates the most widely accepted compensable factors to assign suitable levels to each job. These levels are then converted into points using a specialized spreadsheet. The spreadsheet also provides an overall report, sorted by level, for all jobs evaluated to ensure evaluation results are viewed as fair and credible. Client organizations receive the guide for the evaluation system as well as the spreadsheet calculator so they can maintain their evaluations internally. Once the evaluation process is complete, a regression analysis may be used to assist with creating salary ranges based on market data and the evaluation points. The analysis enables each organization to do comparisons with the market and evaluate the competitiveness of their overall pay program. The system also facilitates the process of assigning jobs to appropriate grades when market data are scarce. Five Evaluation Factors These factors express how organizations choose to reward their people and the requirements needed to deliver business results. 1. Knowledge, Skills & Competence: The knowledge and skills gained through education, training, and the experience required for fulfilling the overall purpose of the job. 2. Level of Responsibility: The impact by the individual in the job on the achieving the objectives of the team, department, business function or organization. 3. Level of Complexity: Complexity refers to the variety and diversity of the work assigned to the job, as well as the complexity of the decisions made to deliver certain results. 4. Contacts & Interpersonal Skills: The extent to which the work involves making contacts, communicating, negotiating, or influencing decision-making with people inside and outside the organization. 5. Working Conditions: Refers to exposure to extreme temperature, unpleasant conditions, exposure to injury, and health hazards in addition to physical demands that are part of the regular work environment. K EY A SPECTS OF T HE S YSTEM Open architecture system that relies on best practices in the market place to assign levels to jobs based on requirements of the job and factors that are found across all jobs in varying degrees. S TRONG L INK TO THE M ARKET Once jobs are evaluated, organizations are on their way to begin market analysis and develop pay programs that are externally competitive and that also take internal equity into consideration. N O S PECIALIZED S OFTWARE The Keystone Job Leveling System comes with a calculator that converts the levels assigned to points for each factor and calculates the overall job points accordingly. For more information, please call us at: 612.810.3522 or Totalrewards@keystonecomp.net Keystone Job Leveling System A Point-Factor Job Evaluation Method Evaluate jobs to determine appropriate pay for a position, ensure internal equity, and effectively link your overall pay program to the appropriate labor market. www.keystonecomp.net Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 6 Established 11/97 ______________________________________ City Manager Date COMPENSATION PLAN Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 7 2 TABLE OF CONTENTS SECTION PAGE NUMBER I. EXECUTIVE LIMITATIONS 1 II. SCOPE 1 III. PURPOSE 1 IV. PRINCIPLES A. Internal Equity B. Market Based C. Performance Based D. Defined Pay Limit E. Predictability 1 V. DEFINITIONS 2 VI. POSITIONS OF EMPLOYMENT 2 VII. JOB VALUES 3 VIII. SALARY ADMINISTRATION A. Establish Salary Range B. Progression Through Salary Range C. Standard Adjustment D. Adjusting Salary E. New Hires F. Successful Completion of Probation G. Temporary Job Value Increases H. Mid-year Job Value Changes 3 IX. TRANSITION 5 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 8 1 COMPENSATION PLAN FOR THE CITY OF ST. LOUIS PARK I. EXECUTIVE LIMITATIONS This plan is an authorized policy of the St. Louis Park City Council. The City Manager is responsible for its execution and in so doing shall not allow, cause or permit the fiscal integrity of the City, its ethical standards or public image to be jeopardized. II. SCOPE This plan affects all positions of employment within the City of St. Louis Park including full-time and part-time positions in regular, temporary, or probationary status. In instances where a labor agreement conflicts with this plan, the specific term(s) of the labor agreement shall take precedence over this plan provided the labor agreement is lawful. III. PURPOSE The purpose of this plan is to establish a fair and equitable method of determining and maintaining base compensation in such a way which, over time, will allow the City to attract and retain a competent work force. IV. PRINCIPLES In order to fulfill its purpose, the following principles shall govern the practices and administration of the plan. A. Internal Equity - Positions with comparable job values shall have the opportunity to earn comparable salaries. B. Market-Based - Salaries of City positions should be competitive within the marketplace recognized as Stanton 5 cities (metro area cities with populations greater than 25,000 but less than 90,000). C. Performance-Based - Salary increases are limited to employees who perform satisfactorily or better. D. Defined Pay Limit - No position shall be permitted to have a base compensation beyond the maximum of the pay range provided the range is deemed internally equitable and market competitive. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 9 2 E. Predictability - The opportunities and limits of the plan shall be known from the start and should be void of unreasonable and non-defensible changes. V. DEFINITIONS A. Job Value - A number representing the value of a position to the organization. Determining the Job Value is derived from a point factoring system. Job Value is the primary factor in determining compensation. B. Market Value - Is the salary data from the annual Stanton Compensation Survey; Group 5 represents metro area cities with populations between 25,000 and 90,000. Market Value differs for exempt and non-exempt positions because of the availability for paid overtime. Non-exempt employees use Q2 (fiftieth quartile) figures and exempt employees use Q3 (seventy-fifth quartile) figures as measures. Changes in the Market Values are a primary factor in determining annual adjustments to the Payline. C. Comparable Rate - Used when a Market Value is not available. It is the actual pay rate for a position from either internal or external sources which is materially similar to the position in question. D. Position Salary Range - Each position’s base compensation is represented in this range defined by the Minimum Position Salary and the Payline. 1) Payline - The Payline represents the City’s desired salary for each position. The Payline represents the City’s desired salary for each position. The Payline is determined by a regression formula which compares the job value and market value for each position. A Payline should be calculated each year based on current data and reflects an appropriate level to ensure it does not fall behind the market. (revised by Council 11/98). 2) Minimum Position Salary - The standard Minimum Position Salary shall be set at 85% of the Payline. If the result is greater than the Market Median, then the Minimum Position Salary is set to the Market Median. E. Standard Adjustment - Establishes a baseline for position salary adjustments and is derived from the percentage movement in the Payline. F. Apprenticeship - An employee, who for a defined period of time, may not meet the minimum qualifications for a position but is doing so in hopes of becoming fully qualified. VI. POSITIONS OF EMPLOYMENT A. Authority - The City Manager is authorized to determine positions of employment, their number, functional responsibilities, scope of authority and title provided any other applicable laws, ordinances or Charter provisions are complied with. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 10 3 B. Budget Impact - The City Manager may modify, add or delete any position (except City Manager) in order to meet the human resource needs of the City provided it is lawful and done within the overall context of the City budget. C. Notification - The City Manager shall keep the City Council current with changes to position titles. VII. JOB VALUES Each position of employment in the City shall be assigned a number representing its value in the organization. The City shall utilize a system which considers skill, effort, responsibility and working conditions normally required in the performance of the job duties. Each position shall be assured that its point value is kept reasonably current. Job Value shall be a primary consideration in determining base pay. VIII. SALARY ADMINISTRATION Each authorized position in the City shall have established for it a permissible range of base salary. The Payline represents the maximum for the position. A. Establish the Salary Range 1. Identify Job Value according to the prescribed policy. 2. Identify the Market Value or its comparable. 3. Calculate the proper regression formula in order to determine the Payline. If the Market Value (or Comparable Rate) exceeds the Payline, the Payline shall assume the Market Value plus 3%. 4. Set the Minimum at 85% of Payline. B. Progression through the Salary Range Progression is dependent on satisfactory performance and in such cases the Payline should be reached in 5 years barring any circumstance which places the financial integrity of the City in such a condition that it would be imprudent for the City Manager to make salary adjustments such as an unforeseen loss of revenue. Therefore, the 5 years shall not be considered a guarantee or promise but a goal. C. Standard Adjustment The percentage movement in the Payline from one year to the next is known as the Standard Adjustment. The City Manager shall approve the Standard Adjustment by considering updated Market Value data from the Stanton Survey, changes in Job Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 11 4 Values and also such information as the CPI and general financial condition of the City. D. Adjusting Salary Adjustments to Salary shall be made annually and according to the following parameters: 1. Positions compensated at the Payline shall receive 100% of the Standard Adjustment 2. Positions compensated below the Payline shall receive 200% of the Standard Adjustment not to exceed the Payline. 3. Positions whose current compensation exceeds the Payline (because it was determined prior to the implementation of this plan) shall be ineligible for a base salary adjustment until such time the Payline exacts or surpasses it. However, such positions are eligible to receive a lump sum payment equivalent to the positions salary multiplied by the standard percentage adjustment. Employees who receive lump sum adjustments for more than one year shall have the lump sum based on the accumulative salary, not the first year salary. E. New Hires Newly hired employees shall have a starting salary commensurate with experience and ability and shall typically be at the Minimum Salary Range. However; the City Manager may approve exceptions above or below the minimum providing it is prudent to do so. In such cases, the progression through the Salary Range may be shortened or elongated. F. Successful Completion of Probation Employees deemed by their supervisor and approved by the City Manager as having successfully completed a probationary period shall be eligible for a salary adjustment. A typical probationary period is six months but may be extended if circumstances warrant it. The amount may vary depending on the employee’s staring salary in relation to the Payline and ability to achieve the Payline. A typical salary adjustment is 5% for a position starting at the Minimum salary. G. Temporary Job Value Increases Positions assigned duties which materially increase the Value of the Job for a period of at least three months are eligible for a temporary salary adjustment. A temporary/present Payline shall be calculated using the temporary Job Value. The amount of salary increase may be reasonable represented by the percentage increase between the previous and temporary/present Paylines. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 12 5 IX. TRANSITION Positions found to be compensated below 85% of the Payline as of July 1, 1997 shall be brought up to said minimum retroactively. Regular implementation of the plan shall begin on January 1, 1998. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 13 FiscalFull Time Part Time Seasonal UnionYearAndover31,298 Metro 52 2 10 18 $9,996,375.00 2014Apple Valley49,376 Metro 182 85 300 101 $29,649,030.00 2013Blaine58,020 Metro 178 13 114 91 $44,642,920.00 2014Bloomington84,701 Metro 538 150 300 200 $61,452,110.00 2014Brooklyn Center 29,810 Metro 156 190 36 72 $59,141,030.00 2013Brooklyn Park75,306 Metro 328 94 124 247 $124,698,400.00 2014Burnsville61,042 Metro 263 12 51 157 $85,226,750.00 2014Carver County89,615 Metro 547 64 25 573 $93,548,110.00 2011Coon Rapids63,162 Metro 226 55 90 129 $49,373,950.00 2013Cottage Grove34,502 Metro 125 8 100 86 $31,876,370.00 2013Eagan65,933 Metro 232 7 400 4 $30,000,000.00 2014Eden Prairie62,536 Metro 264 9 632 59 $61,650,300.00 2014Edina49,491 Metro 270 53 369 126 $91,450,000.00 2011Fridley26,347 Metro 124 65 224 40 $15,044,440.00 2014Inver Grove Heights 34,461 Metro 133 2 244 103 $13,900,000.00 2012Lakeville55,772 Metro 189 4489 $77,761,850.00 2014Maple Grove62,660 Metro 229 16 475 105 $35,270,300.00 2014Maplewood37,755 Metro 151 26 291 175 $34,759,760.00 2014Minnetonka51,451 Metro 218 13 240 108 $73,306,970.00 2013Oakdale27,344 Metro 88 10 30 25 $10,595,000.00 2007Plymouth71,930 Metro 243 8 500 180 $71,755,800.00 2013Richfield33,859 Metro 190 30 100 115 $59,061,300.00 2012Roseville34,178 Metro 162 84 150 74 $50,694,560.00 2014Savage27,567 Metro 107 71 30$12,932,560.00 2014Shakopee34,691 Metro 134 16162 $34,237,260.00 2013Shoreview25,882 Metro 78 2 10 0 $22,500,000.00 2010St. Louis Park46,293 Metro 253 5 90 126 $30,427,620.00 2014Woodbury59,338 Metro 217 33 162 98 $69,957,670.00 2014Organization Population RegionEmployee CountBudgetStudy Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel ProgramsPage 14 EMPLOYEE BENEFITS SUMMARY - 2015 RETIREMENT: Public Employees Retirement Association (PERA www.mnpera.org) Coordinated Plan: City contributes 7.5%, employee contributes 6.5% Sworn Police & Fire: City contributes 16.2%, employee contributes 10.8% HOLIDAYS: 10 paid holidays per calendar year: (note: union contracts may differ for union staff) New Year’s Day (January 1) Martin Luther King Day (3rd Monday in January) President’s Day (3rd Monday in February) Memorial Day (last Monday in May) Independence Day (July 4) Labor Day (1st Monday in September) Veteran’s Day (November 11) Thanksgiving Day (4th Thursday in November) Day after Thanksgiving Christmas Day (December 25) When a holiday falls on a Saturday, the previous Friday is designated as the holiday; when on a Sunday, the following Monday is designated as the holiday. FLEX LEAVE: In general, employees begin with an accumulated Flex Leave balance of three days (part of the first year accrual). Flex Leave is accumulated based on your years of service with the City. Flex leave is accrued on a per pay period basis and may be used as earned. NOTE: Differences may exist for 24-hr shift employees (Fire Captains), and Fire union employees are not eligible for flex as they are on sick/vacation – see personnel manual and union contract for more details). Years of Service Days Off (8 hour days) Hours Earned Each Year 0 - 4 24 192 5 - 10 29 232 11 30 240 12 31 248 13 32 256 14 33 264 15+ 34 272 PARENTAL LEAVE: Benefit earning employees are eligible for up to 21 calendar days (3 weeks) of paid parental leave when they become biological or adoptive parents. See Section 11.12 of the Personnel Manual for more details. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 15 Benefit Summary 2015 HEALTH INSURANCE: Employees may select from a “menu” of benefits under the City’s Flexible Benefits Plan. The City contribution varies based on health plan and tier of health insurance coverage. See the chart below:  HealthPartners $30 Co-Pay: Tier of Coverage Premium City Contribution Total Employee Cost Single $744.00/month $885.00/month + $141.00/mo Employee + Spouse $1,562.00/month $885.00/month ($677.00)/mo Employee + Child(ren) $1,637.50/month $885.00/month ($752.50)/mo Family $2,083.00/month $1,050.00/month ($1,033.00)/mo  HealthPartners $2,500 Deductible w/ HRA (VEBA): Employees who choose this option will receive a monthly contribution from the City into a VEBA account that can be used to pay for eligible medical expenses. Contribution amount varies based on tier of health insurance coverage. See the chart below: Tier of Coverage Premium City Contribution Total Employee Cost VEBA Contribution Single $578.50/mo $740.00/mo + 161.50/mo $208.34/mo Employee + Spouse $1,214.00/mo $790.00/mo ($424.00)/m o $270.83/mo Employee + Child(ren) $1,273.00/mo $825.00/mo ($448.00)/m o $270.83/mo Family $1,619.00/mo $1,050.00/mo ($569.00/mo $270.83/mo  Employees who waive coverage will receive $211.50 monthly contribution from the City. This amount will be pro-rated for benefit-earning part-time employees regularly scheduled to work 20-29 hours per week. DENTAL INSURANCE: Voluntary coverage available  Single $ 43.65/month  EE+Spouse $ 87.75/month  EE+Child(ren) $ 82.50/month  Family $ 105.80/month BASIC AND SUPPLEMENTAL LIFE INSURANCE:  Basic life is a mandatory deduction: $10,000 at $1.69/month. Exempt employees receive additional basic insurance in the amount of 1.5 times annual salary.  The City also offers supplemental life insurance to be voluntarily purchased for the employee, employee’s spouse, and/or children at group rates. FLEXIBLE SPENDING ACCOUNTS: Employees may set aside tax-free dollars for medical or daycare expenses for reimbursement. Vendor for reimbursements is Genesis Benefits. SHORT-TERM DISABILITY (STD): Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 16 Benefit Summary 2015  This self-insured plan is provided by the City at no cost to eligible employees.  The STD plan is offered with the Flex Leave Plan (not available to Fire union members who are on sick/vacation leave).  After 15 work days/120 hours of personal illness or injury, the employee is eligible for STD, medical certification required.  STD covers 67% of an employee’s salary up to 130 days. (100% coverage for exempt employees).  Can use other accrued or frozen leave to supplement the other 33% of leave. LONG-TERM DISABILITY (LTD):  Provided by the city at no cost to all employees.  Taxable benefit is 60% of monthly salary.  Third party vendor is Cigna. DEFERRED COMPENSATION:  Voluntary contributions to 457 plans (three vendors to choose from)  Employees may set aside tax-free dollars to invest in funds for retirement.  City contribution of $10 per pay period if employee contributes at least $50 per pay period. LONG TERM CARE INSURANCE:  Voluntary insurance coverage available  Staff can purchase insurance for home health, nursing home, or other care that is not covered by health insurance.  Coverage available for employees and spouses, parents, and grandparents of employees.  Benefit has non-forfeiture and automatic benefit increase options. CREDIT UNION:  City staff are eligible to join the United Educators Credit Union  Checking and savings accounts available  Auto and home loans available ONSITE FITNESS FACILITY:  Exercise equipment available 24/7 at Fire Station 1  Eligible participants are benefit-earning staff, Paid-On-Call Firefighters, Police Cadets and Reserves, and Elected Officials  Waiver is required before use WELLNESS INCENTIVE:  Cash incentive ($40/month) available to benefit-earning employees who participate preventive wellness activities. This document is a summary for informational purposes only. Please refer to policy documents for details or changes to any item listed above. This summary is not to be used as a contract or guarantee. If you have further questions regarding the above benefits, feel free to call the Human Resources Office at 952-924-2520. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 17 1 PERSONNEL MANUAL Revised: January 26, 2015 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 18 01/2008 WELCOME TO THE CITY OF ST. LOUIS PARK! We are pleased to welcome you as an employee of the City of St. Louis Park. You have joined a group of talented individuals dedicated to enriching the lives of the citizens we serve. It is our mission to deliver responsive municipal services to ensure a safe, welcoming and vital community now and in the future. We foster a working environment committed to respect, contribution and stewardship. As an employee with the City of St. Louis Park, your growth and professional development will be encouraged and supported. The City of St. Louis Park Personnel Manual summarizes the current personnel policies. The Personnel Manual does not constitute an employment contract; rather it is provided as a guideline and may be amended from time to time as necessary. Feel free to contact your supervisor, human resources, or myself at anytime with questions. On behalf of the City Council and staff, we welcome you as a member of our team and wish you the best during your employment with the City of St. Louis Park. Sincerely, Thomas K. Harmening City Manager Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 19 i Table of Contents Section 1 Purpose, Adoption and Administration 1.1 Purpose 1 1.2 Adoption and Amendment of Policies 1 1.3 Administration 1 1.4 Savings Clause 1 1.5 Department Rules 1 1.6 Application 1 1.7 At-will Employment 2 1.8 Employment Guidelines 2 1.9 Labor Agreements 2 1.10 Management Rights 2 1.11 Work Rules and Policies 2 Section 2 Definitions 3 Section 3 Employment 3.1 Authorization of Positions and Recruitment 6 3.2 Background Investigations 6 3.3 Employment of Relatives 6 3.4 Employment - Nondiscrimination 7 3.5 Probationary Period 7 3.6 Probationary Period - Leave Benefits 8 3.7 Temporary Appointments 8 Section 4 Work Schedules 4.1 Attendance 9 4.2 Flexible Daily Work Hours 9 4.3 Hours of Work, Meals and Breaks 9 Section 5 Employee Records 5.1 Job Description 10 5.2 Official Record 10 5.3 Personnel Files 10 5.4 Employee Identification 10 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 20 ii Section 6 Compensation 6.1 Compensation Plan 11 6.2 Fair Labor Standards Act (FLSA) 11 6.3 FLSA Exempt Employee 11 6.4 FLSA Non–exempt Employees - Overtime 11 6.5 FLSA Non–exempt Employees - Compensatory Time 11 6.6 Overtime/Compensatory Time 11 6.7 FLSA Non–exempt Employee Comp Time Cash Out 11 6.8 FLSA Non–exempt Employee Call Back 12 6.9 FLSA Non-exempt Employee On Call Pay 12 6.10 Police Lieutenant Additional Duty Pay 12 6.11 Reclassification 12 6.12 Wage Disclosure Protection 12 Section 7 Benefits 7.1 Eligibility 13 7.2 Health Coverage 13 7.3 Dental Benefits 13 7.4 Life Insurance 13 7.5 Public Employee Retirement Association: P.E.R.A. 13 7.6 Deferred Compensation Program 13 7.7 Flexible Benefits Plan 13 7.8 Direct Deposit and Credit Union 13 Section 8 Holidays 8.1 Holidays 14 8.2 Regular Part-time Employees 14 8.3 Holidays Worked 14 Section 9 Flex Leave 9.1 Flex Leave and Accruals 15 9.2 Flex Leave Accrual – Regular Full-time Employees 15 9.3 Flex Leave Accrual – Regular Part-time Employees 15 9.4 Flex Leave Cap 15 9.5 Annual Transfer of Accumulated Flex Leave 16 9.6 Flex Leave – Severance 16 9.7 Flex Leave – Frozen Sick Leave Balance 16 9.8 Flex Leave – New/Probationary Employees 16 9.9 Flex Leave Request – Planned Absences 17 9.10 Flex Leave Request – Unplanned Absences 17 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 21 iii 9.11 Transition to Flex Leave 17 9.12 Paid Time Off Program 17 Section 10 Short-term Disability (STD) 10.1 Program Eligibility 18 10.2 Program Statement 18 10.3 Disability 18 10.4 STD Pay 18 10.5 Waiting Period 19 10.6 Benefits Status 19 10.7 How to Request STD 19 10.8 Return to Work 19 Section 11 Leave 11.1 Leave of Absence 20 11.2 Limitation of Grants of Leave Without Compensation 20 11.3 Leave Extension Request 20 11.4 Reinstatement From Leave of Absence 20 11.5 Bone Marrow Donation Leave 20 11.6 Election Days 20 11.7 Family Medical Leave Act (FMLA) 21 11.8 Funeral Leave 23 11.9 Jury Duty 23 11.10 Military Leave 23 11.11 Parental Leave for School Conferences 24 11.12 Parenting Leave 24 Section 12 Separation from Employment 12.1 Termination 25 12.2 Use of Leave Upon Termination 25 12.3 Reduction in Force 25 12.4 Continuation of Benefits Upon Separation - COBRA 25 12.5 Benefits for City Retirees 25 12.6 Health Care Savings Plan 26 Section 13 Discipline and Grievance 13.1 Discipline 28 13.2 Grievance Procedure 28 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 22 iv Section 14 Employee Development 14.1 Performance Reports 29 14.2 In-service Training 29 14.3 Conferences and Workshops 29 14.4 Tuition Reimbursement 29 14.5 Education Incentive for Police Cadets 30 14.6 Police Trainee Program 30 Section 15 Expense Reimbursement 15.1 Mileage Reimbursement 31 15.2 Expense Reimbursement 31 15.3 City Vehicles 32 15.4 Car Allowance 32 15.5 Civic Club Membership 32 15.6 Uniforms and Clothing Allowance 32 15.7 Public Purpose Expenditure 32 Section 16 Conduct 16.1 Conflicts of Interest 36 16.2 Gifts and Gratuities 36 16.3 Honesty 37 16.4 Political Activity 37 16.5 Relationship with Co-workers 38 16.6 Sexual Harassment Prevention 38 16.7 Solicitation: Employee–to–Employee 39 16.8 Workplace Conduct Policy 40 16.9 Workplace and Professional Appearance 40 16.10 Minnesota Government Data Practices Act 40 Section 17 Computer, Communications and Equipment 17.1 Computer, Communications and Equipment 42 17.2 MN Data Practices Act and Records Retention 42 17.3 Security 42 17.4 Software Acquisition, Support, and Use 43 17.5 Hardware Acquisition, Support, and Use 43 17.6 Remote Connections and Special Applications 43 17.7 File Names and Storage Space Usage, Limitations, and Maintenance 43 17.8 Using Electronic Equipment 43 17.9 Reasonable Personal Use 44 17.10 Additional Requirements Regarding Use 44 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 23 v Section 18 Health and Safety 18.1 Employee Safety 45 18.2 Worker’s Compensation 45 18.3 Alternative Duty 45 18.4 Injury on Duty – Sworn Employees 46 18.5 Drug-free Workplace Policy 46 18.6 Licenses 47 18.7 Flex/Sick Leave for Fitness 47 18.8 Safety Eyewear 48 18.9 Smoking Policy 48 18.10 Workplace Violence 49 Section 19 Paid-on-Call Firefighters 19.1 Paid-on-Call Employment Definition 50 19.2 Paid-on-Call Employees and the Personnel Rules 50 19.3 Other Terms and Conditions of Employment 50 Section 20 Fire Department Shift Supervisors: Fire Captain 20.1 Fire Department Shift Supervisors: Fire Captain General Rule 51 20.2 Flex Leave – Fire Department Shift Supervisors 51 20.3 Transition to Flex Leave 52 20.4 Short Term Disability 53 20.5 Funeral Leave 53 20.6 Holiday 53 20.7 Call Back 53 20.8 Injury on Duty 53 20.9 Planned and Unplanned Absence 53 20.10 Schedules 53 20.11 Personnel Policy 53 20.12 Overtime 53 Section 21 Drug and Alcohol Testing 21.1 Drug and Alcohol Testing 54 21.2 Definitions 54 21.3 General 55 21.4 Circumstances for Drug and Alcohol Testing 55 21.5 Refusal to Undergo Testing 56 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 24 vi 21.6 Procedure for Testing 57 21.7 Tampering With the Urine or Blood Sample 57 21.8 Rights of Employees 57 21.9 Action after Test 58 21.10 Data Privacy 59 21.11 Appeals Procedure 59 21.12 Other Misconduct 59 21.13 Administrative Responsibility 59 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 25 City of St. Louis Park Personnel Manual Section 1 Approved 9/1/01 1 Section 1: Purpose, Adoption & Administration 1.1 Purpose The purpose of these policies is to provide a uniform, comprehensive, and efficient system of personnel administration for the City based upon merit and fitness for the position. 1.2 Adoption and Amendment of Policies These policies and regulations were prepared by the City Manager and can be amended or replaced as needed. Sections of these were approved by the City Council and can be amended as needed. 1.3 Administration Personnel policies are administered by the City Manager who is directly accountable to the City Council. The City Manager may establish administrative policies and rules as may be appropriate to administer the employment practices of the City. The City Manager is also responsible for administration of personnel policies adopted by Council. The City Manager is directed to develop and provide the necessary forms, procedures and instruction for the implementation of policies. The City Manager has the authority to interpret, develop, change, add and delete policies. The City Manager shall make every appointment to a position of City employment, except when state law, City Charter, or ordinance otherwise provides. Each appointment shall be based on merit and qualifications for the position as determined by the City Manager. Except as otherwise provided by state law, City Charter, or ordinance, the City Manager or designee shall make all decisions regarding discipline of City employees, including suspension and termination. (Resolution 01-078) 1.4 Savings Clause If a personnel policy is held invalid by judicial or legislative action, the remainder of these policies will not be affected. 1.5 Department Rules In accordance with these policies, each department head may establish departmental rules of procedure and/or policy that do not conflict with these regulations. Department heads are not restricted from defining additional guidelines or policies. Departmental rules and/or policy must be approved by the City Manager prior to implementation. 1.6 Application All offices, jobs, and positions in City service and housing authority now existing or hereafter established are subject to the personnel policies except the following and unless otherwise specified:  Elected officials  Paid-on-call or volunteer firefighters  City Manager  City Attorney  Members of appointed commissions and committees  Persons engaged under contract (independent contractor) to supply expert, professional, technical, or any other services; or those excluded by these policies or law (Resolution 01- 078) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 26 City of St. Louis Park Personnel Manual Section 1 Approved 9/1/01 2 1.7 At-Will Employment All City employees are hired on an at-will basis, which means that the employer can discharge an employee at any time for any reason, with or without notice, and the employee can resign at any time for any reason, with or without notice. (Resolution 01-078) 1.8 Employment Guidelines These policies are guidelines for the City and its employees regarding City employment. It does not constitute an employment contract. The City reserves the right to change any personnel policy at any time at its discretion. 1.9 Labor Agreements With respect to employees whose positions are included in a collective bargaining unit, provisions of the applicable collective bargaining agreements negotiated pursuant to the Public Employment Labor Relations Act, M.S. l79A.0l-l79A.25, supersede these policies on any subject area covered by both the collective bargaining agreement and these policies. 1.10 Management Rights The City, through the City Manager, retains the full and unrestricted right to operate and manage all personnel, facilities, and equipment; to establish functions and programs; to set and amend budgets; to determine the utilization of technology; to establish and modify the organizational structure; to select, direct, and determine the number of personnel; to establish work schedules, and to perform any inherent managerial function not specifically limited by current collective bargaining agreements, these regulations, and City Council resolutions. 1.11 Work Rules and Policies These policies describe work conduct expected of all City of St. Louis Park employees. These may be expanded upon or modified from time-to-time as deemed appropriate by the City Manager. Such additional or modified work rules or policies will be communicated to employees. No attempt has been made here to address all possible work situations or to identify every possible form of employee misconduct. Employees of the City of St. Louis Park are expected to exercise reasonable and proper judgment in all aspects of their employment and to conduct themselves in a responsible, business-like manner at all times. Conduct that has a negative effect upon the City, or its safe and productive operation, or other persons, is prohibited. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 27 City of St. Louis Park Personnel Manual Section 2 Revised 12/18/14 3 Section 2: Definitions Unless otherwise indicated, the following words and terms have meanings indicated below: Appointing Authority – The City Manager or other City employee to whom the Manager has delegated authority to appoint personnel. Appointment - A regular assignment to a paid position in the City service. City – The City of St. Louis Park. City Council - The elected members who serve on the City Council of the City of St. Louis Park. Days - A day is one 8-hour period, unless otherwise specified. Demotion - A change of an employee’s status from a position in one job class to a position in another job class with less responsible duties and a lower salary range. Department head - Those who are responsible for management of a department as determined by the City Manager, City Charter or ordinance. Elected Official - Members of the City Council. Employee – A person holding a paid position in the City service. Employment Status- A. Regular - refers to employees who have successfully completed their probationary period of employment with the City. These employees may work varying numbers of hours per week and they are regularly scheduled for a set number of hours per week. The work they perform is of an on-going nature as approved by the City Manager. Regular Full-time - An employee in a position classified to work a 40-hour workweek and was hired for an indefinite service duration approved by the City Manager. Regular Part-time - An employee in a position classified to work less than 40 hours per week on a regular basis for an indefinite service duration approved by the City Manager. Regular part-time employees who work less than 20 hours a week are not eligible for benefits. B. Non-regular - Refers to variable hour employment in the following categories: temporary, community service cadet, seasonal, student or intern. Non-regular employees are not eligible for City employee benefits except those mandated by law. Temporary – An employee whose employment is limited by duration of a specific project or task; temporary employees may not be appointed for a period to exceed 24 consecutive months. Community Service Cadet – A non-benefit earning employee who works less than a 30 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 28 City of St. Louis Park Personnel Manual Section 2 Revised 12/18/14 4 hour work week providing support services to the Police Department with the intent to attend school and become eligible for POST licensure. Cadets may not be appointed for a period to exceed 48 consecutive months. Seasonal – A non-benefit earning employee who works for a limited duration in position(s) that do not extend for one complete year. Seasonal employees are typically hired for program or project based seasonal activities. Student or Intern - A non-benefit earning employee who is enrolled full-time in a public, non-profit, or private educational institution or who has completed such course work. The work schedule of the student or intern will be developed by the City Manager or department head based on the needs of the department and the educational requirements. Students or interns may work on a part-time or full-time basis or both. Internships typically last a maximum of one year unless extended by the City Manager for an additional limited duration. C. Fire Department – Due to the nature of work, type of shifts and schedules needed to operate a full-time Fire department, a 40 hour work schedule may not be utilized. In those cases, the relationship between the Fire department employee’s work schedule and a 40 hour workweek schedule will be used to compute those policies for which a 40 hour schedule is used. The Fire Chief, with the approval of the City Manager, shall determine this relationship. D. Paid On-call Firefighter – See section 19. E. Probationary Employee - An employee who is serving a probationary period in a position which the employee was appointed, promoted, demoted, reclassified or reinstated. FLSA - Fair Labor Standards Act which is a federal law regarding minimum wage and overtime compensation, classifying positions as exempt or non-exempt. FLSA Exempt Employee - Employees specifically exempt from the overtime compensation provisions (not eligible for overtime) of applicable FLSA legislation as defined and limited by administrative rules and regulations; these employees generally have as their primary duty management, administration, or work of a professional nature. FLSA Non-exempt - Employees who are entitled to a minimum wage and overtime compensation pursuant to applicable FLSA legislation. Immediate Family - The immediate family includes the following individuals of the employee and the employee’s spouse or registered domestic partner: mother, father, siblings, spouse or registered domestic partner, children, and grandparents unless specifically stated otherwise. Layoff - A separation of employees necessitated by lack of work, lack of funds, the abolition of a position, organization change, or any other management reason. Military Leave - The leave of absence granted by state law to employees entering active duty in the armed forces of the United States. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 29 City of St. Louis Park Personnel Manual Section 2 Revised 12/18/14 5 Overtime - All hours actually worked in excess of 40 by a regular non-exempt employee in a workweek consisting of seven consecutive days (168 hours). (Definition does not include public safety positions.) Position - A group of current duties and responsibilities requiring the full-time or part-time employment of a person. Probationary Period – A working trial period during which an employee is required to demonstrate fitness for the position to which appointed. Typical probationary period is six months, beginning at the date of appointment, unless otherwise stated. Promotion - A change of an employee from a position of one job to a position of another job with more responsible duties and a higher salary range or job value. Reclassification – A change in classification of an individual position by raising it to a higher job class, reducing it to a lower job class, or moving it to another job class approved by the City Manager. Veteran - A person entitled to veteran’s preference pursuant to Minnesota and United States statutes. Workweek - A period of seven consecutive days (l68 hours) beginning at 12:0l a.m. each Saturday (unless otherwise specified and approved by the department head and Human Resources). Workday – 8 hours, to be used for full time calculation of benefits, leave, etc., unless otherwise specified. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 30 City of St. Louis Park Personnel Manual Section 3 Revised 12/17/13 6 Section 3: Employment 3.1 Authorization of Positions and Recruitment Department heads will notify the City Manager and make recommendations when a replacement vacancy exists in a department or when there is a desire to fill a newly created position. The City Manager will review the request and recommendations and advise the department head on the proper course of action. The City Manager is the final authority in determining the number, types and filling of all positions. The recruitment of applicants for employment with the City shall take place at the direction of the City Manager through Human Resources. (Resolution 01- 078) 3.2 Background Investigations In order to screen employment and volunteer applicants, the Police Department is authorized to access data maintained in the MN Bureau of Criminal Apprehensions Computerized Criminal History information in accordance with BCA policy. A criminal history background investigation will not be requested until the applicant has been selected for an interview or provided a conditional offer of employment or volunteering and the applicant has provided written consent. Failure to provide a written consent may disqualify the applicant for the position sought. If the police are unable to conduct a criminal history background investigation, the appointing authority may contract with a consultant to handle this process for the City. Except for positions set forth in M.S.A. 364.09, no person shall be disqualified from employment or volunteering because of prior convictions of crimes unless convictions directly relate to the position sought, or if applicant provides competent evidence of sufficient rehabilitation. If the City rejects an applicant for employment based upon the criminal history background investigation, applicant will be notified in writing of: grounds for denial, complaint and grievance procedure set forth in M.S.A. 364.06, earliest date of reapplication for employment, and that competent evidence of rehabilitation will be considered upon reapplication. Human Resources is responsible for coordination of background investigations through the Police department in cooperation with supervisors of the City. This section does not apply to reference checks. 3.3 Employment of Relatives The City will not employ two members of the same immediate family or those that reside in the same household under any one of the following circumstances:  Where one employee will directly and/or indirectly supervise another member of their family (includes seasonal and temporary employees).  Where one employee will be responsible for auditing the work of another member of their family.  Where confidentiality of the City would be compromised.  Where a conflict of interest would arise from such employment. The City Manager has the final decision in regards to employment matters. This policy also applies to Mayor and Council, their immediate family and household members. (Resolution 01- 078) Employees who may be currently in violation of 3.3 at the date of adoption will be allowed Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 31 City of St. Louis Park Personnel Manual Section 3 Revised 12/17/13 7 to remain at their current status (as it relates to employment of relatives) unless otherwise determined by the City Manager. Effective March 29, 2012, the City will not hire Seasonal or Temporary (non-benefit-earning) employees who are immediate family members of a Regular (benefit-earning) employee. (Note: Employees who have previously, within the past calendar year for Seasonal, and currently are Temporary status at the date of adoption are allowed to be re-hired into a Seasonal or remain in a Temporary position in accordance with Section 2 unless otherwise determined by the City Manager. If the Seasonal employee does not return, they are no longer eligible for this exception.) 3.4 Employment - Nondiscrimination The City is committed to ensuring equal employment opportunity. This commitment is also part of the City’s effort to prepare for a more diverse and representative workforce. The City will not discriminate against job applicants, employees, or members of the public because of: race, color, creed, religion, national origin, sex, marital status, status with regard to public assistance, membership or activity in a local human rights commission, disability, sexual orientation, age, or genetic information. The City also will not tolerate discriminatory harassment against an employee, job applicant, or member of the public based on any of these traits. Any employee who believes they are subject to or witnessed discrimination should contact their supervisor, Human Resources, or the City Manager. Retaliation against a person for complaining of possible discrimination is prohibited. An employee may also file a formal complaint with the Minnesota Department of Human Rights or other enforcement agencies such as the federal Equal Employment Opportunity Commission. 3.5 Probationary Period The probationary period for regular employees shall be six months beginning immediately upon appointment to a regular position (unless otherwise stated or extended by the appointing authority or their designee). Paid-on-call firefighters will serve a one year probationary period. The department head may recommend an earlier completion or extension of probation of an employee. At anytime during the probationary period an employee may be discharged, demoted, or reassigned summarily at the sole discretion of the appointing authority. (Resolution 01-078) The City requires all regular employees to serve a probationary period of employment whether it is a new appointment, promotion, demotion, reclassification or reinstatement. Time served in temporary, seasonal, volunteer, student, or intern positions (non-regular positions) is not considered part of the probationary period. The probationary period is an extension of the examination process and is utilized by supervisors and department heads for closely observing the employee’s work. The employee’s supervisor must prepare a probationary performance evaluation report along with a final recommendation to the department head prior to the completion of the probationary period. The City Manager makes final determination on any probationary and/or hiring decisions. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 32 City of St. Louis Park Personnel Manual Section 3 Revised 12/17/13 8 3.6 Probationary Period – Leave Benefits An employee who separates from the City without successfully completing their probationary period shall forfeit any flex, sick and vacation leave accrued. (Resolution 01-078) See Section 9.8 for more information. 3.7 Temporary Appointments The appointing authority may make temporary appointments to regular positions as needed and in the best interest of the City. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 33 City of St. Louis Park Personnel Manual Section 4 Revised 4/1/11 9 Section 4: Work Schedules 4.1 Attendance Employees shall work the normal hours and the minimum number of hours a week as established for their positions in their respective departments. Departments shall keep attendance records of employees. Each employee shall ensure that time worked and absences are correctly reported and the distribution of hours worked are charged to their proper accounts. Failure to correctly report time and/or falsification of documents may result in discipline up to and including termination. Unauthorized leave in excess of three workdays is considered resignation not in good standing by the employee. 4.2 Flexible Daily Work Hours Notwithstanding the normally established and observed daily work hours for employees, employees may, with the express written approval of their department head, establish and observe individual flexible daily work hours. Individual flexible daily work hours shall not be permitted where such has an adverse impact on the employer’s operation or on other employees. Flexible schedules, if approved, are on a case by case basis for a timeframe determined by the department head with no long-term guarantee. Approval of continued flexible schedule is at the discretion of the supervisor. (Employees who flex schedules to allow for a longer workday are expected to include a 30-minute non-paid meal break within their workday). A request to work at home is considered a flexible daily work hour request and must comply with 4.2. 4.3 Hours of Work, Meals and Breaks A workweek consists of seven consecutive days (l68 hours) beginning at 12:01 a.m. each Saturday. The regular workweek for full-time City employees is 40 hours; 80 hours constitutes a normal pay period. Normally, City offices will be open for business Monday through Friday from 8:00 a.m. to 4:30 p.m. Regular office hours may be changed by the City Manager. The hours of work and work schedules within each division and department will be set by the department head, with approval of the City Manager. Part-time employees must work according to the schedule set up by their supervisor. In most cases, full-time employees will have one uninterrupted meal period of no less than one- half hour per day. Meal periods are not paid, not included in the computation of overtime, nor included in the computation of a normal work shift or payroll period. Rest periods will be 15 minutes in each four-hour period for FLSA non-exempt employees. Meal periods may not be accumulated or taken at the end or beginning of the employee’s shift on a regular basis. Nursing mothers are allowed a reasonable break in accordance with Federal and State regulations. Exempt employees are required to work the hours necessary to perform their job at their established rate of pay. Essential employees (sworn police and fire), as defined by law, and other public safety employees, may be required to work a different schedule due to the specialized nature of their employment. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 34 City of St. Louis Park Personnel Manual Section 5 Revised 4/1/11 10 Section 5: Employee Records 5.1 Job Description The City Manager, with the assistance of Human Resources and department heads, will establish and maintain a job description for each position. Job descriptions will be reviewed and revised as needed. Human Resources will maintain the official copy of each current job description for regular positions. 5.2 Official Record The City’s computerized payroll system is the official record for leave and compensatory balances. 5.3 Personnel Files The official personnel file for each regular employee is maintained in the Human Resources office. The contents of an employee’s personnel file are proprietary to the City. The employee may review the file every six months unless new information has been added to the file. 5.4 Employee Identification As a condition of employment, all regular employees may be issued an identification card which contains personal information and a picture. Employees may be required to display their identification card upon request or to wear their identification card in a visible location while working. Department heads are responsible for determining appropriate wearing requirements for identification cards in their respective departments. Identification cards may be provided to temporary or seasonal employees as determined by the department head. Employees are responsible for their identification cards, and are not allowed to loan their cards to any other employee or person. Making, or attempting to make, unauthorized copies of identification cards is prohibited. If identification cards are damaged, lost, or stolen, employees are required to notify their supervisor immediately. If need for replacement identification card is due to employee negligence, the employee may be charged replacement costs. Upon termination of employment or identification card expiration, employees are required to return their identification card(s) to their supervisor. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 35 City of St. Louis Park Personnel Manual Section 6 Revised 12/18/14 11 Section 6: Compensation 6.1 Compensation Plan The Council shall by resolution establish and revise a compensation plan as needed. A copy of the compensation plan and subsequent revisions shall be placed on file with the City Clerk. (Resolution 01-078) 6.2 Fair Labor Standards Act The Fair Labor Standards Act (FLSA) is a federal law which sets minimum wage, overtime pay, equal pay, record keeping, and child labor standards for employees. FLSA mandates that the City classifies employees in regards to overtime/compensatory time as one of the following categories: FLSA exempt employee or FLSA non-exempt employee. Statements regarding FLSA are general interpretations, see FLSA for details. See FLSA for overtime on seasonal facilities, law enforcement and fire protection employees. 6.3 FLSA Exempt Employee Exempt employees are not paid for overtime over 40 hours unless otherwise provided by collective bargaining or contract agreement. 6.4 FLSA Non-exempt Employees - Overtime Regular non-exempt employees, who work more than a 40 hour workweek, will be compensated at one and one-half times (1 ½) their regular (base) rate of pay. (Resolution 01-078) Effective January 1, 2012, paid holidays are counted as time worked for the purpose of computing overtime hours (non-contractual employees). Unpaid leave, flex leave and comp time used are not counted toward hours worked. Employees under contract must follow contract language and department policy on hours worked, schedules and calculation of overtime. Overtime calculation will be in accordance with FLSA and department head authorization. 6.5 FLSA Non-exempt Employees - Compensatory Time Compensatory time (comp time) may be granted by the employee’s department head or designated supervisor in lieu of overtime pay. Compensatory time shall be at the rate of one and one half (1 ½) times the hours worked in excess of the established workweek. Paid holidays are counted as time worked for the purpose of computing comp time hours. Unpaid leave and flex leave are not counted toward hours worked. Granting of compensatory time is at the discretion of the department head. The maximum total compensatory time balance shall not exceed 40 hours per employee. 6.6 Overtime/Compensatory Time All overtime and comp time must be pre-approved by the department head or designated supervisor prior to working overtime or comp time. Failure to obtain prior approval may result in discipline. 6.7 FLSA – Non-exempt Employee Comp Time Cash Out A non-exempt employee may cash out up to 40 hours of comp time accrued once each calendar year as stated in a policy approved by the City Manager. (Resolution 01-078) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 36 City of St. Louis Park Personnel Manual Section 6 Revised 12/18/14 12 Request for cash out must be made in writing to Human Resources between October 1 through October 10, and will be paid the first payroll in November unless otherwise notified. Cash out will be limited to the balance accrued as of the first payroll in November up to a maximum of 40 hours. 6.8 FLSA – Non-exempt Employee Call Back A non-exempt employee called back to work at a time other than a normal scheduled shift for reasons other than training shall receive a minimum of two hours pay at one and one-half times the employee’s regular base hourly rate. Reporting early for a shift, extension for a shift or schedule change shall not qualify for a call back premium. (Resolution 01-078) 6.9 FLSA – Non-exempt Employee On Call Pay (effective 1/1/14) A non-exempt employee who is assigned in writing in advance by his/her supervisor to serve in an on call assignment shall receive supplemental pay of $140 per week, to be prorated if less than one week. On call assignments typically require an employee to carry a phone, pager, or other device and be available to respond and/or report for duty at all times during the assignment. Employees who are serving an on call assignment are responsible for complying with all relevant City policies while on call. Supervisors have discretion in determining additional criteria for on call assignments. (Resolution 13-163) 6.10 Police Lieutenant Additional Duty Pay (effective 1/1/14) A Police Lieutenant who agrees to work an additional duty assignment at the request of the Police Chief shall be compensated at a rate approved by the City Manager. The Chief of Police will review this program on an annual basis and make recommendations to the City Manager. The City Council authorizes the City Manager to administer this program including setting the rate of pay and conditions of payment and/or elimination of program. (Resolution 13-183) 6.11 Reclassification When the duties of a position change substantially, the department head or Human Resources may request or the City Manager may initiate a review of the duties of the positions. Based on the results of the review, the City Manager may reclassify the position. 6.12 Wage Disclosure Protection Under the Minnesota Wage Disclosure Protection law, employees have the right to tell any person the amount of their wages. The City cannot retaliate against employees disclosing their own wages. Remedies under the Wage Disclosure Protection law are to bring a civil action against the City and/or file a complaint with the Minnesota Department of Labor and Industry at (651) 284-5070 or 1-800-342-5354. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 37 City of St. Louis Park Personnel Manual Section 7 Revised 4/1/11 13 Section 7: Benefits Plans listed below may change based on policy restrictions and availability or as otherwise determined by the City Manager. This section is provided as a summary, details on all plans and additional information are available from Human Resources. 7.1 Eligibility Regular full-time and regular part-time employees who work 20 hours per week or more as determined by the City Manager may be eligible for benefits. Benefit levels and participation by employees in such plans is determined by the City Manager and in accordance with policy documents, as offered through the cafeteria benefit plan. The City will provide a contribution for regular full-time employees and regular part-time employees as approved by City Council. The City Manager has the discretion to change benefits and/or cafeteria benefit plan. 7.2 Health Coverage Health benefits may be provided for benefit eligible employees through the employer’s benefit plan. Plans are subject to policy documents. 7.3 Dental Benefits Dental benefits may be provided for benefit eligible employees through the employer’s benefit plan. Plans are subject to policy documents. 7.4 Life Insurance Life insurance may be provided for benefit eligible employees through the employer’s benefit plan. Plans are subject to policy documents. 7.5 P.E.R.A. Public Employees Retirement Association participation will be maintained for regular full and part-time employees or as regulations specify. Plans are subject to PERA regulations. 7.6 Deferred Compensation Program The City provides employees the opportunity to participate in a deferred compensation plan. This is a voluntary plan that allows employees to place a portion of their earnings into a pretax deferred investment program. Plans are subject to regulations. 7.7 Flexible Benefits Plan The City offers an optional plan in which a portion of the regular employee’s salary can be set aside to cover estimated health care and day care costs. Please see plan document for criteria regarding the flexible benefit plan. The employee must expend all the money set aside in the flexible benefit plan within the calendar year or lose it. Proof of medical and day care expenses must be submitted. Plans are subject to IRS regulations. 7.8 Direct Deposit and Credit Union The City requires direct deposit and offers the option of joining the employee credit union. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 38 City of St. Louis Park Personnel Manual Section 8 Approved 9/1/01 14 Section 8: Holidays 8.1 Holidays The City recognizes 10 eight hour days (80 hours) as paid holidays for regular full-time employees and 10 pro-rated days as paid holidays for regular part-time employees each year. Holiday Date New Year’s Day January 1 Martin Luther King Day Third Monday in January President’s Day Third Monday in February Memorial Day Last Monday in May Independence Day July 4 Labor Day First Monday in September Veteran’s Day November 11 Thanksgiving Day Fourth Thursday in November Friday after Thanksgiving Friday after Thanksgiving Christmas Day December 25 When a holiday falls on a Saturday, the previous Friday is designated as the holiday; when on a Sunday, the following Monday is designated as the holiday. A staff member wishing to take time off because of a holiday recognized by his/her religion should be permitted to do so following consultation with his/her supervisor. Time must be taken off without pay except where the employee has accumulated flex, compensatory time, or vacation and in that case such religious holidays may be charged against such leave accumulations at the option of the employee. 8.2 Regular Part-time Employees Regular part-time employees are paid for holidays on a pro-rated basis, according to their budgeted full-time equivalent (FTE) status. For example, if an employee occupies a position budgeted as .5 FTE, he or she will receive 4 hours paid time off for each holiday. Employees who occupy a position budgeted as .75 FTE receive 6 hours paid time off for each holiday. 8.3 Holidays Worked A non-exempt employee who works on a holiday will be compensated for hours worked as overtime in addition to pay for holiday. (Resolution 01-078) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 39 City of St. Louis Park Personnel Manual Section 9 Revised 4/1/11 15 Section 9: Flex Leave 9.1 Flex Leave and Accruals The City of St. Louis Park provides employees with paid time off for rest, relaxation, illness or injury, and other personal activities. All regular non-contractual (unless otherwise specified in contract) full-time and part-time employees are eligible to receive flex leave. Flex leave is accrued on a per pay period basis and may be used as earned. The official flex leave accrual schedule including balances will be maintained in payroll. Full-time benefit earning employees shall accrue leave as listed below in the flex leave accrual schedule. 9.2 Flex Leave Accrual – Regular Full-time Employees Effective October 1, 2001 Years of Service Days Off (8 hour days) Hours Earned Each Year Start through 4 24 192 5 through 10 29 232 11 30 240 12 31 248 13 32 256 14 33 264 15 34 272 Employees who leave City employment and who return shall be given credit for their prior years of service with the City in determining their accrual rate. In the best interest of the City, leave in excess of the established amount specified in the flex leave accrual schedule may be granted by the City Manager. 9.3 Flex Leave–Regular Part-time Employees Regular part-time employees (who work 20 hours a week or more) earn flex leave on a pro-rated basis, according to their budgeted full time equivalent (FTE) status. Flex leave is also pro-rated based on FTE status for regular part-time employees when determining flex leave cap, cash out, severance and other forms of leave. 9.4 Flex Leave Cap Employees may carry over two times their annual flex leave accrual plus 20 days as of the first pay day in September of each year. Flex leave above the cap will be forfeited. The following chart depicts this maximum accumulation (cap), effective October 1, 2001. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 40 City of St. Louis Park Personnel Manual Section 9 Revised 4/1/11 16 9.5 Annual Transfer of Accumulated Flex Leave Employees are required to transfer the value of 40 hours of accumulated flex leave into a Health Care Savings Plan (HCSP) in accordance with plan design and IRS regulations. In order to be eligible to transfer time, you must have, at a minimum, an accumulated flex leave balance of two times the annual accrual plus 20 days (flex leave cap as defined in Section 9.4) as of the first payroll in September. Employees who meet this eligibility requirement will be required to transfer 40 hours of flex leave based on the Employee’s current rate of pay into the HCSP. Any flex leave above the cap after the transfer will be forfeited. Transfer occurs in October. Program administration for the HCSP is determined by the City Manager. (Resolution 08-159). 9.6 Flex Leave – Severance At the time of separation from the City, if the employee leaves in good standing along with a minimum of a two week written notice, the employee will receive 100% of their flex leave balance, not to exceed flex leave cap listed above with the addition of five 8 hour days (40 hours maximum) in addition to the cap (see section 9.4 & 9.5). In no instance shall severance exceed this hourly total amount. Severance pay is based on your current rate of pay on the date of separation of employment from the City. Refer to 12.6 for Health Care Savings Plan. 9.7 Flex Leave – Frozen Sick Leave Balance Non-exempt employees, who were employed with the City on February 1, 1997 and were allowed to convert sick leave to frozen sick leave balance up to 120 days of sick leave, shall be paid for such frozen sick balance at the time of separation with the City. The rate of pay for sick leave frozen balance when paid as severance shall be based on an employee’s wage rate at the time of the separation and shall be paid in an amount equal to (50%) of the frozen sick leave balance. Also see 10.4 for use of frozen leave. Also see 12.6 for Health Care Savings Plan. 9.8 Flex Leave – New/Probationary Employees New full time employees hired will begin with a flex leave accumulation of three 8-hour days (24 hours) and earn flex leave according to the above schedule titled flex leave accrual for use as needed (pro-rated for benefit earning part-time). These three days are part of the total accrual for their first year of employment. Probationary employees are allowed to use flex leave as it is accrued. If the probationary employee voluntarily leaves in good standing before completing the probationary period, they are eligible to receive earned flex leave. Employees who do not Flex Leave Years of Service First Pay Day in September Accumulation Cap in 8 Hour Days First Pay Day in September Accumulation Cap in Hours Start through 4 68 544 5 through 10 78 624 11 80 640 12 82 656 13 84 672 14 86 688 15 88 704 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 41 City of St. Louis Park Personnel Manual Section 9 Revised 4/1/11 17 successfully complete probation are not eligible to receive earned leave benefits upon separation unless authorized by the City Manager. (Resolution 01-078) 9.9 Flex Leave Request - Planned Absences Employees may request to take earned flex leave by submitting a request to the department head or supervisor as soon as practical. Approval of the request is based on work demands within the employee’s work unit. How much advance notice and deviations from it is a matter of departmental policy. Planned and unplanned leave greater than 15 continuous workdays requires City Manager approval. 9.10 Flex Leave Request - Unplanned Absences In situations when anticipating an absence from work is impossible, the employee must contact his/her supervisor as soon as possible, preferably prior to the start of work. Provided there is a balance in the employee’s flex leave account, unplanned absences must be approved by the supervisor and only one workday at a time. Additional documentation or medical certification may be required. 9.11 Transition to Flex Leave Non-exempt employees who move from a position which had been eligible for sick and vacation accrual into a position which has the flex leave program will convert 100% of their vacation balance to flex leave. Additionally, up to 20 days (160 hours maximum) of their current sick leave balance will convert to flex leave. The remainder of sick leave balance will be frozen. This conversion to flex leave will occur upon the date of hire in the new position. Employees shall be paid for such frozen sick balance at the time of termination with the City in accordance with 9.7. (City Manager approved changes 9/2004) Exempt employees use the same conversion as non-exempt above, except exempt employees must cash out 50% of their remaining (up to 120 eight hour days) sick leave balance less the 20 day transfer upon successful completion of probation. 9.12 Paid Time Off (PTO) Program Effective 01/01/02, exempt employees, including the City Manager, who reach the salary limit requirements of M.S. 43A.17, Subd. 9, shall receive equivalent hours above the limit in paid leave (PTO). Amount of paid leave (PTO) is determined by the City Council. Paid leave (PTO) is typically accrued on a per pay period basis, although the Council may issue paid leave (PTO) as a lump sum amount of time. Paid leave (PTO) may be used as earned, maintained in a paid leave (PTO) bank or cashed out upon separation of employment. Paid leave (PTO) is separate and not part of the flex leave program. (Resolution 02-127) Each July 31, all hours in the PTO balance must transfer to a Health Care Savings Plan account established for the employee in accordance with plan requirements. (Resolution 05-104) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 42 City of St. Louis Park Personnel Manual Section 10 Approved 9/1/01 18 Section 10: Short Term Disability (STD) 10.1 Program Eligibility The City of St. Louis Park provides a short-term disability (STD) program as a supplement to the flex leave program for regular full time and part time employees. In order to qualify for the STD program, employees must participate in the flex leave program and have successfully passed the probationary period. Employees must be actively at work on the effective date of coverage in order to qualify. Short term disability is available only for an employee’s non-work related disability. It may not be used to care for ill or injured family members. Employees who are not off probation and/or are not on the flex leave program are not eligible for STD. Hours are pro-rated for part-time benefit earning employees under this section. 10.2 Program Statement (effective October 1, 2001) If, due to a disability, (non-work related illness or injury) the employee is absent from work for more than 15 consecutive work days or 120 consecutive work hours (whichever is reached first), the City will continue your salary at 66 2/3 % for non-exempt employees and 100% for exempt employees from the 16th work day through the 130th work day (based on an eight hour work day, pro-rated for part time) of your absence. The employee must provide documentation from a physician, approved by the City, certifying that they cannot return to work in some capacity the City finds acceptable. If the City determines for whatever reason that the employee is not able to return to work, the City is not obligated to provide 130 days minus the 15 eight-hour day waiting period of income continuation. The City Manager is responsible for administration and program guidelines for STD. (Resolution 01-078) Payment will be based on an eight hour workday (prorated for part time benefit earning employees based on the regular work schedule), at the regular base rate of pay. For the purpose of this program, holidays will be counted as a regular workday both in calculation of days absent prior to STD eligibility and also included in the 130-day count once eligible for STD. 10.3 Disability A disability is defined as a physician certified non-work related injury (an accidental bodily injury) or illness (a physical or mental illness). Any injuries intentionally self-inflicted or any act or hazard of a declared or undeclared war are excluded. The City reserves the right to require a second opinion and/or approve the physician used for this policy and make final determination of approval or denial of disability for this purpose. If an employee’s injury or illness is determined to be covered under worker’s compensation, it is not eligible to be covered under this STD program. 10.4 STD Pay STD is paid to the employee and is reported as taxable income. During a qualified STD period, non-exempt employees may use available time from their frozen sick leave account (or from flex leave if they do not have frozen sick leave based on 9.7) to supplement up to 33 1/3% of their STD pay. STD benefit maximum is limited to a maximum of 130 eight hour work days of salary in a 12 month period (minus the 15 eight hour day waiting period). STD calculations are based on a Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 43 City of St. Louis Park Personnel Manual Section 10 Approved 9/1/01 19 full-time 40 hour per week employee working five 8 hour days per week. Calculations will be modified and pro-rated to accommodate flexible and part-time schedules. 10.5 Waiting Period STD benefits will begin after 15 workdays or 120 consecutive work hours (whichever is reached first), of continuous disability as certified by the physician and approved by the City. A partial absence on the first day is counted toward the 15 days. An employee must use any accumulated flex leave or comp time during this 15 workday waiting period. If an employee returns to work after receiving STD payments, and is disabled due to the same non-work related injury or illness (within 365 days of the start of the waiting period of the previous same injury), the employee will not have a second waiting period. 10.6 Benefits Status An employee will not accrue leave benefits while receiving STD payments, unless the employee supplements their STD with paid leave (non-exempt employees only). If an employee supplements pay by 33 1/3% of the FTE status, then flex leave will accrue and be pro-rated based on the amount of paid leave used. An employee cannot receive more than the employee’s normal take home pay because of any STD pay. The City’s contribution to medical insurance will continue while on STD. Holidays will be paid but are also included in the maximum count of STD days used. 10.7 How to Request STD STD claims must be filed immediately after a disabling injury or illness occurs. The employee must contact their supervisor and Human Resources to initiate the claims process. The employee must provide a physician’s medical certificate along with the claim and written request for STD. The request must include the following information: name, job title, department, date of illness or injury, date of start of total disability, and date planned to return to work. The physician’s certification must include: physicians name, phone number and clinic/hospital, description of illness/injury, date of appointments, and expected return to work. 10.8 Return to Work Employees must notify their supervisor prior to the end of the approved STD period and coordinate their return to work. Employees who find they are unable to return to work must report this information to their supervisor and Human Resources immediately. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 44 City of St. Louis Park Personnel Manual Section 11 Revised 12/18/14 20 Section 11: Leave 11.1 Leave of Absence Upon written request, an employee may be granted a leave of absence. Leave of absence requires the advance approval of the employee’s department head, with the final determination to be at the discretion of the City Manager. A leave of absence will normally not exceed 90 calendar days. The leave of absence may be extended beyond 90 calendar days if it is for good and sufficient reasons. In no case will a leave of absence exceed one year (365 calendar days), except when the employee is detailed for military service. Unless otherwise specified, any leave of absence from employment requires the employee to use flex, vacation or comp time. Use of sick leave requires medical certification. An employee may leave up to a maximum balance of 80 hours (pro-rated for part-time) of accrued leave or comp time to remain on record prior to taking an unpaid leave unless otherwise stated in the policy. Various types of leave may run consecutively (not stacked). 11.2 Limitation of Grants of Leave Without Compensation Leave accruals (flex, sick or vacation) will not accumulate during any unpaid leave of absence; accrued amounts of leave not used may remain on the record at the inception of the leave of absence and shall continue upon the return of the employee. For leaves without compensation of 30 calendar days or less, the City will continue its normal premium contribution through the end of such month or 30 calendar days whichever occurs first, or as policy allows. 11.3 Leave Extension Request Failure on the part of the employee to request and receive authorization for an extension of leave from their supervisor within three working days of expiration of initial leave is considered as resignation. 11.4 Reinstatement From Leave of Absence An employee returning from leave must notify the employee’s supervisor at least two weeks prior to the anticipated return date. An employee may be returned to employment at any time prior to the expiration of the leave by the action of the City Manager. 11.5 Bone Marrow and Organ Donation Leave Employees are eligible for a maximum of 40 hours of paid leave to undergo a medical procedure to donate bone marrow, an organ, or partial organ to another person. Time off is not charged against flex, vacation, sick or comp-time leave. Employees must provide a medical verification by a physician as to the purpose and length of each leave requested. If it is determined that the employee does not qualify as a donor, paid leave granted prior to the medical determination is not forfeited. 11.6 Election Days Employees entitled to vote in state and federal elections may take time off to vote without penalty of deduction from salary or wages on account of such absence. Employees may be absent from work for the time necessary to appear at the employee’s polling place, cast a ballot, and return to work on the date of the election. A request for time off to vote must be made prior to election day and the supervisor may specify the time when an employee may be absent for voting purposes. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 45 City of St. Louis Park Personnel Manual Section 11 Revised 12/18/14 21 11.7 Family Medical Leave Act (FMLA) A family and/or medical leave of absence is a leave of absence available to eligible employees for up to 12 weeks of unpaid leave in any 12 month period. FMLA is governed by federal law and regulations. Leave may be taken for the following reasons:  The birth of the employee’s child.  The placement of a child with the employee for adoption or foster care.  When the employee is needed to care for a child, spouse, or parent who has a serious heath condition.  When the employee is unable to perform the function of his or her position because of a serious health condition.  In accordance with the National Defense Authorization Act of 2008 & 2010, employers must grant eligible employees twelve weeks of FMLA leave for qualifying exigencies if the employee’s spouse, son, daughter, or parent is a member of the regular or reserve components of the Armed Forces. Eligible employees who are a spouse, son, daughter, parent, or next of kin to a covered servicemember may take up to 26 weeks of FMLA leave to care for the covered servicemember suffering from an eligible serious injury or illness. See Human Resources for additional details on these types of leave. Employees Eligible for Family or Medical Leaves of Absences (FMLA) To be eligible for FMLA, you must have been employed by the City for at least 12 months and have worked at least 1,250 hours during the 12 month period immediately preceding your leave. Amount of FMLA If employees meet the criteria for FMLA, except in the case of leave to care for a covered servicemember, they are entitled to up to 12 weeks of leave per rolling 12 month period based on the 12 months prior to the commencement of the leave. The 12 weeks will be reduced by any time spent on other FMLA leave so that the total leave does not exceed 12 weeks during any 12- month period. In the case of a leave to care for a covered servicemember, the total amount of leave is up to 26 weeks. Notice and Procedures for Requesting FMLA If the employee knows in advance that they will be taking a family or medical leave because of the birth, placement, or adoption of a child in the home, or because of a planned medical treatment, the employee must notify your supervisor and Human Resources at least 30 days in advance. If circumstances require that the leave begin in less than 30 days, the employee must notify their supervisor and Human Resources as soon as practicable. The City has the right to approve requests for FMLA, deny and/or place an employee on family medical leave without a request from the employee. Commencement of FMLA An employee is eligible for a medical leave when he or she is unable to work at all or is unable to perform the essential functions of the employee’s position; for family and child care leaves, circumstances may require that the leave begin before the actual of the birth of a child. Leave can begin before the actual placement or adoption of a child if absence from work is required for foster care or adoption to proceed. Entitlement to leave for birth, adoption or placement of a foster child expires 12 months after the birth, adoption or placement. The leave must be concluded within this one year period. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 46 City of St. Louis Park Personnel Manual Section 11 Revised 12/18/14 22 Employees may qualify for other leave programs in addition to FMLA (i.e. worker’s compensation, parental leave) which will run concurrently with FMLA leave. Certification Required for FMLA In the case of medical leaves, the City requires medical certification to be provided to Human Resources in a timely manner. The certification will include:  The date of onset, duration, and appropriate medical facts concerning the condition.  If the employee is seeking medical leave for their own health condition, the certification must also state that they are unable to perform the function(s) of their position.  If the employee is seeking medical leave to care for a family member, the certification must also state they are needed to care for the family member and an estimate of the amount of time needed. Additional requirements apply if an employee seeks leave on an intermittent or part-time basis. The employee must discuss any intermittent leave request with their supervisor. In its discretion, the City may require a second medical opinion and periodic re-certification of the medical condition. This will be at the City’s expense. If the medical opinion sought by the City differs from the employee’s certification from the physician, the City may at its own expense, require the opinion of a third health care provider chosen by the employee and the City. The third opinion will be binding. Additional Conditions of FMLA If medically necessary for the employee’s serious health condition or that of their spouse, child or parent, leave may be taken on an intermittent or reduced leave schedule. If leave is requested on this basis, however, the employee may be required to transfer temporarily to an alternative position with equivalent pay and benefits which better accommodates recurring periods of absence or a part-time schedule. Health Care Coverage While you are on family or medical leave, the City will pay its share of the premiums for health care coverage it provides. It is the employee’s responsibility to pay their share of the premium. Use of Paid Leave During family and medical leave, employees must use all sick leave, flex leave, vacation leave and comp time up to a balance of 80 hours (pro-rated for part-time) that will be allowed to remain on record prior to taking an unpaid leave unless otherwise stated in policy. Reinstatement In most cases, the employee will be returned to the former position at the conclusion of FMLA leave. The employee may be required to provide the supervisor with a fitness-for-duty certificate before returning to work. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 47 City of St. Louis Park Personnel Manual Section 11 Revised 12/18/14 23 11.8 Funeral Leave Effective October 1, 2001, funeral leave will be eliminated. Non-union benefit earning employees who worked for the City on October 1, 2001, will be issued a one time credit of 3 work days of funeral leave to be placed in a funeral leave bank. (No credit will be given to hires after 10/1/01). This funeral leave bank may be granted on account of a death in the immediate family of the employee. Once the funeral leave bank is used, it will not be replaced. If not used, it will not be converted to pay or any other type of leave. (Resolution 01-078) 11.9 Jury Duty Any regular or probationary employee who is required to serve as a juror or who is under subpoena as a witness in court on matters as a representative for City, will be granted leave with pay while serving in such capacity. The employee must provide a copy of compensation or any fees received for such service, with the exception of mileage or parking, to the City. Non benefit earning employees will be given leave without pay and may retain all fees received. When employees are excused from jury duty or serving as a witness duty during their regular working hours, they are expected to return to work if practicable. 11.10 Military Leave Employees are entitled to a leave of absence without loss of pay, seniority status, annual leave or other benefits when engaged in training activities ordered or authorized by the proper authority pursuant to law, whether for state or federal purposes. Military leave without loss of pay or status will not exceed 15 workdays in any calendar year. Compensation is in addition to military pay (MN Atty. Gen. opinion). The City does not provide compensation to those employees on active duty in the armed forces unless authorized by proper authority pursuant to law. For those employees on active duty, the City will continue to contribute to the cost of the employee’s health insurance at the same level of City contribution as before the employee goes on leave. If there are changes to the City’s contribution levels and/or premium rates while the employee is on leave, those changes will take place as if the employee were still on the job. The employee will be required to continue payment of the employee portion of the health care and/or other insurance coverage they choose to continue. Effective September 11, 2001, the employee will accrue vacation, sick, or flex leave with pay as provided in any applicable policy or collective bargaining agreement from the time he or she enters active military service until the date of reinstatement (unless otherwise determined by the City Manager). The City will distribute accrued vacation or flex leave in one of the following options, whichever results in more hours paid to the employee in cash: 1) 50% of the hours accrued during the leave, or 2) any hours over the cap as specified in the personnel manual or labor agreement. The accrued leave will be paid to the employee minus required payroll deductions. The remaining accrued hours will be placed in the employee’s leave balance, subject to future caps and to be used in accordance with policy or contract. Sick leave accrued will be placed in the sick leave balance and must be used in accordance with policy. (Resolution No. 05- 098). Upon return from a military leave of absence, a regular employee shall be reinstated to the employee’s former position or to a position of like status and pay, provided that the employee is competent to perform all duties of the position to which assigned. If the position which the Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 48 City of St. Louis Park Personnel Manual Section 11 Revised 12/18/14 24 employee formerly held no longer exists, the employee shall be reinstated to a position of like status and pay, provided that it is practical to do so and the employee is competent to perform all duties of the position to which assigned. 11.11 Parental Leave for School Conferences Regular full-time and part-time employees may take up to a total of 16 hours of unpaid leave annually to attend their child’s school-related activities provided the activities cannot be scheduled during non-work hours. Parental school leave also includes childcare services as defined in Minnesota statutes. A request for parental leave for school related activities should be made in writing to the supervisor prior to the day of leave requested. 11.12 Parenting Leave It is the policy of the City of St. Louis Park to provide paid and unpaid parental leave benefits to employees due to the birth of an employee’s child or the placement within an employee’s home of an adopted child. To be eligible for parental leave, an employee must have been employed by the City, working at least 20 hours per week for a minimum of one continuous year (12 months). Paid parental leave will be provided to regular benefit-earning employees (regardless of gender) who meet eligibility requirements as described above, who become biological or adoptive parents in conjunction with childbirth or adoptions occurring on or after January 1, 2015. Surrogate mothers and sperm or egg donors are excluded from coverage. The paid parental leave benefit is 100% of the employee’s regular base wage (does not include overtime, supplemental pay, and/or other additional pay), for regularly scheduled work hours for up to 21 calendar days and must begin on the date of the birth or placement for adoption. Multiple births or adoptions (i.e., twins, triplets), medical conditions, and/or other circumstances will not increase length of paid leave granted. For the purpose of this benefit, holidays will be counted as a regular scheduled work day and will be included in the 21 calendar day count. Employer benefit contribution and leave accrual continue during paid parenting leave. For birthing parents, paid parental leave will run concurrently with short term disability coverage (Section 10) and FMLA. (Resolution 14-186) Unpaid parental leave will also be provided to eligible employees in accordance with the MN Parental Leave Act. Unpaid parental leave must be taken within 12 months of the birth or adoption and eligible employees can choose when the leave will begin. The maximum amount of parental leave (including both paid and unpaid leave) is twelve weeks. Eligible employees anticipating paid or unpaid parenting leave must submit a written request to Human Resources before the anticipated birth or adoption of the child whenever possible. Parental leave (both paid and unpaid) and FMLA will run concurrently. In no event will the combination of FMLA and parental leave exceed twelve weeks duration. The employee shall be returned to the position that the employee vacated at the commencement of leave or to a position of like status and pay. For leaves requiring more than twelve weeks for pregnancy, delivery and postpartum recuperation, an additional leave of absence without pay may be granted in accordance with Section 11.1 on the basis that such action is taken in the best interest of the City. (Resolution 14- 186) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 49 City of St. Louis Park Personnel Manual Section 12 Revised 12/20/04 25 Section 12: Separation from Employment 12.1 Termination An employee wishing to leave the City service in good standing shall file with the employee’s supervisor, at least 14 calendar days before termination of employment, a written letter of resignation stating the effective date of the resignation. The employee’s separation date, upon resignation or retirement, shall be the employee’s last actual working day unless the City Manager determines it appropriate to waive this requirement. Failure to comply with this procedure may be considered cause for denying such employee future employment with the City as well as loss of severance benefits. The City Manager may waive the written notice and timeframe only when it is deemed to be in the best interest of the City. An employee who is absent from work for a period of three working days or more without notifying their immediate supervisor of the reasons for the absence and receiving permission to remain away from work is deemed to have voluntarily resigned. (Resolution 01-078) 12.2 Use of Leave Upon Termination Employees who give a two week notice (14 calendar days) of resignation shall not be permitted to use leave on the dates immediately preceding the employee’ termination or retirement date, except in the case of disability or due to special circumstances approved by the City Manager. A holiday cannot be used or paid as the last date of employment. Employees who give a three week notice of resignation may use up to five days leave during their remaining time of employment, or four week notice may use up to 10 days leave during their remaining time of employment. Use of additional leave may be granted only for special circumstances by the City Manager. 12.3 Reduction in Force The City Manager may lay off any employee whenever such action is made necessary by reason of shortage of work or funds, the abolition of a position, or because of changes in organization. However, a regular employee may not be laid off while there are temporary or probationary employees serving in the same position for which the regular employee is qualified, eligible and available. In the case of a reduction in personnel, four weeks’ notice of reduction will be provided, all of which may be provided as paid leave. (Resolution 01-078) 12.4 Continuation of Benefits Upon Separation - COBRA Federal law provides that employees who are actively enrolled in the health plan and who have separated from City service may continue on the City’s group health, dental coverage plan and life insurance for up to 18 months. Pursuant to applicable state or federal law requirements, changes in family status, eligibility for Medicare or death of a spouse may warrant continuing coverage for up to 36 months. Continuing coverage premiums must be paid in full by the separated employee, their spouse or dependents or coverage will lapse. See Human Resources for plan details. 12.5 Benefits for City Retirees Minnesota law provides continuation of health and dental to certain former employees who are receiving an annuity or met the age and service requirements from PERA. The employee/former Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 50 City of St. Louis Park Personnel Manual Section 12 Revised 12/20/04 26 employee is responsible for paying the entire premium. Failure to pay premium will result in termination of coverage. See Human Resources for plan details. 12.6 Health Care Savings Plan (effective December 20, 2004) The City of St. Louis Park provides a means for eligible employees to participate in a program to help defray some of the costs of post employment health related expenses. This includes the ability to pay health insurance premiums using tax free dollars. (Resolution 04-154) This program is required for all benefit earning, non-represented employees in the following employee groups  Hourly Employees  Salaried Employees  Department heads  City Manager Notice of separation of employment must be given in accordance with Section 12.1. Employees must leave in good standing. Employees who qualify to receive severance pay upon separation from the City as defined by Section 9.6 of the Personnel Manual must participate in a Health Care Savings Plan based on the table below: HCSP Participation Schedule Hours In Flex Leave Account Participation Level (rounded to nearest whole number) 660+ 100% to HCSP 620 – 659 0% to HCSP 580 – 619 First 80 hours paid, remainder to HCSP 540 – 579 0% to HCSP 500 – 539 First 80 hours paid, remainder to HCSP 460 – 499 0% to HCSP 420 – 459 First 80 hours paid, remainder to HCSP 380 – 419 0% to HCSP 340 – 379 First 80 hours paid, remainder to HCSP 300 – 339 0% to HCSP 260 – 299 First 80 hours paid, remainder to HCSP 220 - 259 0% to HCSP 180 – 219 First 80 hours paid, remainder to HCSP 179 and Under 0% to HCSP Notice of Separation as it Relates to Level of Flex Leave and the HCSP The level of flex leave balance is determined by the date the written letter of resignation of employment is received by the employee’s department head or the City Manager. The official leave balance is maintained in Payroll. The written letter of resignation must include the last day of employment with the City. The date of resignation of employment (last day of work) is not the factor used to determine the flex leave balance. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 51 City of St. Louis Park Personnel Manual Section 12 Revised 12/20/04 27 Flex Leave Balance The official leave accrual balance is maintained in Payroll. Flex leave balance cannot exceed maximum levels as stated in the Personnel Manual. Flex Leave Accruals Flex leave continues to accrue in accordance with policy from the date the letter of resignation is received by the City to the last day of employment. Severance pay and/or payment into a HCSP is based on the employee’s current rate of pay and flex leave balance on the date of separation of employment from the City. No Opt-out This program is mandatory. Employees are not permitted to opt-out of the program or alter approved plan design. This is an irrevocable election. HCSP Contributions When participation level is not 0% to HCSP, each employee will have a HCSP account established.  Flex hours will be contributed based on the HCSP participation schedule.  Flex balances placed in the account will be adjusted based on actual accrued or used up to the final day of employment.  100% of accrued compensatory time at the date of separation up to a maximum of 40 hours (minus required payroll deductions).  Accrued frozen sick leave balance as defined in 9.7 as severance will be place in a HCSP. In no instance shall any accruals or severance exceed the maximum levels in the personnel policy. HCSP Program Administration This program is pursuant to plan requirements and IRS regulations. Use of HCSP is governed by plan documents and IRS regulations, limited to payment for qualified medical expenses. Employees are responsible for plan administration fees, with no cost to the City. The type of HCSP used by the City will be determined by the City Manager. The City’s responsibility will be to process the initial employee enrollment in the plan and to forward the appropriate employee contributions. Employees are responsible for filing for reimbursement directly through the HCSP administrator. The City reserves the right to modify its policy to comply with any other regulations regarding the plan and to add contribution requirements. Authorization The City Manager is the final authority making policy decisions regarding administration of this program. Such decisions must be made within constraints of IRS regulations and plan documents and in the best interest of the City. The decision of the City Manager is final. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 52 City of St. Louis Park Personnel Manual Section 13 Approved 9/1/01 28 Section 13: Discipline and Grievance 13.1 Discipline City employees will be subject to disciplinary action for failing to fulfill their duties and responsibilities, including observance of work rules. It is the policy of the City to administer discipline without discrimination. Discipline action may include oral warning, oral reprimand, written reprimand, demotion, transfer, suspension or termination. Disciplinary action may include suspension or dismissal subject to state law on veteran’s preference, existing collective bargaining agreements and state and federal laws. The dismissal of an employee is considered a separation not in good standing. 13.2 Grievance Procedure It is the policy of the City, insofar as possible, to prevent the occurrence of work related problems and to deal with those which occur.  Employees shall bring a complaint and/or concern to the attention of their supervisor in a timely manner. The supervisor shall then discuss all relevant circumstances with the employee, investigate the causes of the complaint/concern, and attempt to resolve the issue.  If the complaint/concern is not dealt with in a satisfactory manner at the supervisor level, it may be brought to the attention of the department head.  If not satisfactorily resolved at the department head level, the employee may present the complaint/concern in writing to the City Manager.  The decision of the City Manager is final. The City assures that there will be no retaliation as a result of bringing a claim forth or cooperating in an investigation. If the complaint/concern is related to sexual harassment, the procedures set forth in the sexual harassment policy are to be followed (Section 16.6). Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 53 City of St. Louis Park Personnel Manual Section 14 Revised 12/17/13 29 Section 14: Employee Development 14.1 Performance Reports It is the City’s goal that supervisors submit reports of an employee’s individual performance, reviewing goals and setting new goals. Reviews, goal setting and reports shall be discussed with the employee before being submitted to Human Resources. The employee should also receive a copy of the report. Performance reports shall be retained in the employee’s personnel file. 14.2 In-service Training The City Manager may provide appropriate in-service training, as needed, for employees for the purpose of improving the quality of services rendered to the City and to assist employees to prepare themselves for advancement in City service. The City Manager will provide assistance to department heads in developing and conducting training to meet the specific needs of City departments. 14.3 Conferences and Workshops Conferences and workshops are to be job related and used to develop the information and skills of City staff. Examples of training programs are workshops, University of Minnesota extension courses, and sessions held at specialized service areas. These sessions may be attended upon approval of the supervisor. Such conferences must be within budget guidelines and fit within goals and objectives set out for the City. 14.4 Tuition Reimbursement The City encourages employees to enroll in job related educational programs and may provide support through tuition reimbursement. Regular full and part-time employees and paid-on-call firefighters who have successfully completed probation may be eligible for tuition reimbursement for courses taken for credit through accredited educational institutions. Employees may be eligible for reimbursement of 80% up to $3,500 maximum per calendar year for the cost of tuition, required books and fees required for class, such as lab fees. If the employee is receiving another source of funding, such as a grant or scholarship, they shall not be eligible for tuition reimbursement on the amount funded by other sources. The City Manager makes all final decisions regarding the tuition reimbursement program and approval or denial of requests. (Resolution 01-078) In order for a class to qualify for reimbursement, the following conditions must be met:  The class must be part of an approved degree/certificate program.  The class must be taken from accredited institutions of higher learning or vocational- technical schools.  The class must be approved by the supervisor/department head and Human Resources prior to enrolling.  The employee must receive a C or equivalent in order to receive reimbursement. After the class has been completed, the employee must provide a copy of the grade and the original receipt for tuition. All requests for reimbursement must be submitted within 1 year of date of last class to be eligible for payment. Forms are available in Human Resources. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 54 City of St. Louis Park Personnel Manual Section 14 Revised 12/17/13 30 14.5 Educational Incentive Reimbursement Program for Community Service Cadets The purpose of the educational incentive program for community service cadets in the Police department is to provide educational financial assistance to those who are enrolled in a post- secondary institution to become eligible for POST licensing. This program allows the Police department the opportunity to observe, encourage and recruit prospective Police Officer candidates in a public safety work environment. The Community Service Cadet in the Police department is a temporary, part-time position with 100% tuition reimbursement for coursework at an accredited post-secondary institution up to a maximum of $3,500 per calendar year as approved by the Chief of Police. Cadets must attend an accredited post-secondary institution with the intent to become eligible for POST licensure and maintain a C average in their coursework. In the best interest of the City, and based on financial needs, the Chief of Police may request prepayment of approved courses for Cadets. (Resolution 01- 078) See Section 14.4 for guidelines to follow for reimbursement. 14.6 Police Trainee Program The purpose of the police training program is to enhance the recruiting process for Police Officers by offering employment and placing them in a training academy based on requirements and successful performance as determined by the Chief of Police. Individuals selected to participate and successfully perform in the Police Trainee program will receive wages and benefits in accordance with provisions for a regular employee of the City. Employees who successfully participate in the Police Training Program may be eligible for full tuition, books required supplies and $500 for uniforms paid by the City as approved by the City Manager. (Resolution 02-056) . Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 55 City of St. Louis Park Personnel Manual Section 15 Revised 12/18/14 31 Section 15: Expense Reimbursement 15.1 Mileage Reimbursement The City reimburses mileage amounts to employees who are required to drive their vehicle as a requirement of the employment and position at a mileage rate consistent with IRS regulations. (Resolution 01-078) Mileage reimbursement requests must be in writing and approved by the department head or supervisor. Use of personal vehicle for work purposes must be pre-approved by the department head. Reimbursement requests must be submitted in a timely manner and be accompanied by supporting documentation as required by Accounting. Reimbursement requests should be made during the fiscal year in which the travel occurred and no later than 30 days after the end of the fiscal year. Mileage requests after this timeframe will not be approved. 15.2 Expense Reimbursement Reimbursements of travel expenses are intended to refund actual costs incurred by City employees and elected officials while traveling as authorized representatives of the City of St. Louis Park. In order to qualify for travel reimbursement, trips to a destination exceeding 100 miles from St. Louis Park must have the prior approval of the department head or supervisor. Requests for travel advances intended to defray costs incurred while on a trip and prior to submission of an expense report shall be approved by the department head or supervisor and submitted at least 10 calendar days in advance of the trip to Accounting for payment. Travel advances shall be limited to 90% of the estimated expenses for lodging, meals, and other related travel expenses. Costs of transportation and registration shall be advanced in full. Whenever possible, out-of-state travel requests by elected officials for City business will be approved in advance by the City Council at an open meeting. In evaluating the request, Council will determine if travel outside the state is appropriate and if the request fits within the City’s approved budget. (Resolution 06-007) A properly verified, itemized expense claim shall be submitted to the department head for approval within 30 calendar days following the date of return from an authorized trip. Expense claims shall be accompanied by receipts for:  Transportation costs to and from the destination via coach, tourist, or economy class transportation.  Lodging costs not to exceed a reasonable single-occupancy rate.  Conference or meeting registration fees.  Any unusual items for which advance approval has been obtained from the department head.  Receipt for meals or statement of cost required. The mode of transportation must be approved by the department head prior to any authorized trip. Personal automobile use for authorized trips will be reimbursed at a rate consistent with IRS regulations, or an amount equal to air travel tourist class, whichever is lesser. Employees and officials of the City shall be reimbursed for individual or actual meal cost unless meal cost is part of a function. The City will not provide reimbursement for alcohol-type beverages, or personal phone calls. (Resolution 01-078) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 56 City of St. Louis Park Personnel Manual Section 15 Revised 12/18/14 32 15.3 City Vehicles Certain employees of the City are required to drive a City vehicle to their home and keep it there while off duty in order to respond to emergency situations which may include fire and police protection, civil defense, and restoring City services. It may also be necessary to keep a City vehicle at home for security purposes or business purposes. Such use is assigned and approved by the City Manager and are typically limited to Deputy or Assistant Chief, Police Chief, and Fire Chief. 15.4 Car Allowance In lieu of mileage reimbursement, the City will provide a car allowance as follows:  $300 per month for Department Directors  $250 per month for Public Works Superintendent, Utility Superintendent, and Parks Superintendent (Car allowance is not eligible to positions assigned take home cars.) The City Manager has the discretion of eliminating any car allowance given by providing the individual with a 30 calendar day written notice. (Resolution 13-163) 15.5 Civic Club Membership The City encourages department heads to become more involved in local civic organizations. Support, participation and involvement in our civic organizations are important to the City of St. Louis Park. Membership dues for civic organizations will be paid for department heads at the discretion of the City Manager. Membership is limited to one civic organization per individual per calendar year. Civic organizations must be City of St. Louis Park based and include: Rotary, Kiwanis, Lions, Optimists and other similar service based organizations as determined by the City Manager. (Resolution 01-078) 15.6 Uniforms & Clothing Allowance Uniforms (including shirts or jackets) are provided to some City employees. Uniforms should clearly be marked with City name and or logo and, if provided by the City, be worn while at work unless an exception has been made by the department head. The City Manager has the discretion of authorizing a department head to issue uniforms based on budget, needs of the department and if the issuance of such uniform is in the best interest of the City. The City Manager may approve the issuance of identifiable shirts, jackets etc. with the City logo or similar identification for staff. Certain positions, due to responsibilities and nature of the position, may receive a clothing allowance. Issuance of clothing allowance must be approved by City Council. (Resolution 01-078) 15.7 Public Purpose Expenditure Every City of St. Louis Park expenditure must be valid based upon the public purpose for which it is purchased and the specific or implied authority for the expenditure found in the City Charter or State Law. Section 1.02 of the City Charter provides that the City “Shall have and exercise all powers, functions, rights and privileges exercised by, or which are incidental to or inherent in, municipal corporations and are not denied to it by the constitution or general laws of the State of Minnesota.” Minnesota Statutes § 412.111 provides that the City Council may fix the Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 57 City of St. Louis Park Personnel Manual Section 15 Revised 12/18/14 33 compensation of all officers and employees. The City Council has determined that the expenditures below are for a public purpose authorized by law or charter. (Resolution 05-087) Meetings: Food/Meals The City Council recognizes that situations in which City business needs to be discussed can and do occur during meal hours (i.e. luncheon meetings). In addition, there are public and employee meetings and events in which reasonable refreshments may add to the success of the meeting and/or event or create a more productive work force. Meals are allowed at training or meetings only when they are part of a meeting or training involving official City business and when it is the only practical time to meet. The following items are deemed to meet the Council definition of public purpose expenditures in regards to food and meals:  Meals and refreshments are allowed at City/employee meetings and events that have a purpose of discussing City issues, or are a part of employee training. These meetings would normally have a pre-planned agenda. This does not include routine staff meetings.  Meals and refreshments are allowed when they are part of a breakfast/lunch/dinner meeting for official City business when it is the only practical time to meet. Usually these meals involve meeting with Council members, committee/commission members, or local business/service organizations.  Meals and refreshments are allowed during official meetings of the City Council, Council committees, advisory boards/commissions, and taskforces.  Expense reimbursement for travel expenses for employees is outlined in the personnel policy, as approved by Council Resolution 01-078.  Refreshments are allowed at Welcome Break, open to staff several times per year, to allow employees time to network and meet new staff members.  CITE (the Committee to Inform and Train Employees) is recognized as the employee committee, which is responsible for organizing and sponsoring various City employee training and networking activities. CITE expenditures are for food, refreshments and various expenses which encourage employees to work together to serve the City. CITE must obtain pre-approval from Human Resources to expend up to $1,500 per calendar year for planned employee activities. CITE funds must be approved and be part of the Human Resources budget.  Meals and refreshments are allowed at the annual City Volunteer event and annual seasonal/temporary recognition events.  The City will not purchase or reimburse any employee, Council member or agent for the purchase of intoxicating liquor or malt beverages. Membership and Dues The City Council has determined that the City will fund memberships and dues for the City, Council members and its employees in professional organizations and City social and Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 58 City of St. Louis Park Personnel Manual Section 15 Revised 12/18/14 34 community organizations when the purpose is to promote, advertise, improve, or develop the City’s resources and advantages and not personal interest or gain. Membership in the Local Chamber of Commerce The Mission of the TwinWest Chamber of Commerce is, in part, to improve the business environment and build a better community. Toward that end, the St. Louis Park Business Council was formed as a forum for local businesses and government to work together to ensure that business opportunities in St. Louis Park are diverse and progressive, and that laws, rules and procedures enacted by local government are conducive to business operations in the City. The City of St. Louis Park will maintain membership in the TwinWest Chamber of Commerce and will participate as an equal partner in the St. Louis Park Business Council as a means of promoting, advertising, improving, and developing the economic resources of the City. Employee Service Recognition Program The City of St. Louis Park will recognize the longevity of its employees by presenting awards for years of service. The Employee Service Recognition Program will recognize paid-on-call firefighters and all benefit earning regular and part-time employees who work 20 or more hours a week, year round for the City of St. Louis Park. (Resolution 14-128) Awards will be presented to employees on or near the date of their employment anniversary (in five year increments) by the department head and/or supervisor. In recognition of their years of service to the City, effective July 1, 2005, employees will receive a gift certificate to an establishment of their choice in the amount of $10 for each year of service, in five year increments. For example, an employee celebrating a 15th anniversary with the City would get a gift certificate in the amount of $150 to the establishment of his or her choice. If requested, employees may instead choose to purchase a memento (clock, watch, pen, etc) that costs approximately what their gift certificate would have been, and the City will pay to have the memento engraved with the employee’s name, title, length of service, date, and City name. Departing Employee Recognition Program The City of St. Louis Park will recognize employees when they retire or depart from the City in good standing by presenting awards based on their years of service. The Employee Retirement Recognition Program will recognize paid-on-call firefighters and all benefit earning regular and part-time employees who work 20 or more hours a week, year round for the City of St. Louis Park. (Resolution 14-128) Upon retirement or resignation in good standing as determined by the City Manager:  5-9 years: Certificate of appreciation from Mayor and City Manager.  10-19 years: Framed certificate of appreciation from Mayor and City Manager.  20+ years: Plaque and resolution presented by the Mayor, City Manager, and City Council. Awards for 10 or more years of service will be presented by the City Council and the City Manager at a Council meeting following the resignation or retirement of the employee. (Resolution 14-128) Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 59 City of St. Louis Park Personnel Manual Section 15 Revised 12/18/14 35 Annual Employee Recognition Meal and Program Annually, the City will sponsor an employee recognition meal and program at which benefit earning employees and paid-on-call firefighters reaching 5, 10, 15, 20, 25, 30 and 30+ years of service will be recognized. Employees, paid-on-call firefighters, honored invited guests (such as retirees, Mayor, and Council members), and others as approved by the City Manager will have their meal provided at no cost. The program will also include recognition of department and employee accomplishments, including the presentation of the Spirit of St. Louis Park Award. Cost of the elements of the recognition meal and program will be included in the Human Resources budget. Financial Considerations Funding for any expenditure above must be included in the appropriate department budget. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 60 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 36 Section 16: Conduct 16.1 Conflicts of Interest Employees are prohibited from engaging in any activity, either directly or through an immediate family member, or other person acting on their behalf which will conflict, or may reasonably be viewed as conflicting with the employee’s obligations and responsibilities to the City. An employee shall not use the City’s name, information, or goodwill for personal gain. Employees shall disclose to the employee’s immediate supervisor any personal financial interest in the buying or selling of goods or service for the City of St. Louis Park. Purchase orders, contracts or service agreements shall not be given to an employee of the City or to a partnership or corporation in which an employee is a major stockholder or principal. No employee shall enter into a relationship with a vendor where the employee’s actions are, or reasonably be viewed as, not in the best interests of the City. If an employee becomes involved in a possible conflict situation, the employee shall disclose the nature of the possible conflict to the employee’s supervisor and department head. The department head will promptly notify the individual of an approval or disapproval of the activity. If disapproved, the employee shall remove himself or herself from the conflict situation. In order to prevent any conflict of interest, probationary and regular employees should inform their supervisor of other regular full-time or part-time employment. 16.2 Gifts and Gratuities Employees shall be prohibited from requesting or soliciting any gift or gratuity from any interested person. “Interested person” means a person or representative of a person or association that has direct financial interest in a decision that the employer is authorized to make. Employees shall also be prohibited from accepting an unsolicited gift or gratuity from an employee or an interested person. The prohibition in this section does not apply if the gift or gratuity includes the following:  A contribution as defined in Minnesota statute section 211A.01, subdivision 5.  Services to assist an official in the performance of official duties, including but not limited to providing advice, consultation, information, and communication in connection with legislation, and services to constituents.  Services, trinket or memento of insignificant monetary value.  A plaque or similar memento recognizing individual services in a field of specialty or to a charitable cause.  Informational material of unexceptional value.  Food or a beverage given at a reception, meal, or meeting away from the recipient’s place of work by an organization before whom the recipient appears to make a speech or answer questions as part of a program.  The prohibitions in this section do not apply if the gift is given: 1) Because the recipient’s membership in a group and a majority of members are not local officials, and an equivalent gift is given to the other group members; or 2) By an interested person who is member of the family of the recipient, unless the gift is given on behalf of someone who is not a member of that family. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 61 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 37 16.3 Honesty Employees must be truthful with respect to their relationship with the City and the performance of their job duties. The City is properly subject to scrutiny from the public and various city, state and federal agencies. It has a public trust to uphold which is important to its successful operation. The following types of behavior or conduct are strictly prohibited: falsification of documents, concealment or failure to report accidents which result in property damage or injuries including traffic or parking violations while using City vehicles, and/or theft of property belonging to the City, residents, or employees. 16.4 Political Activity As individuals, employees may express opinions on political issues and candidates during off- work hours when not discharging City functions; they may otherwise participate in public affairs but only to the extent that such endeavors do not impair the neutral and efficient performance of official duties or create real or apparent conflicts of interest. Employees are prohibited from directly or indirectly, during their hours of employment, soliciting or receiving funds or at any time using their authority or official influence to compel any officer or employee to apply for membership in or become a member of any organization, or to pay or promise to pay any assessment, subscription, or contribution, or to take part in any political activity. Employees are prohibited from using their position of municipal employment to influence, interfere with, or affect an election campaign or the results of an election. Employees may not engage in political activity while on City time or while discharging City responsibilities; nor may they act in a manner that suggests that the City either supports a particular candidate or political issue or endorses the personal political opinions of the municipal employee. Any act, which tends to identify the City with any candidate or political issue, or which otherwise tends to undermine the public perception of the City as a politically neutral and impartial body, is prohibited. Use of City vehicles, facilities, equipment, or other resources while engaging in political activities in not permitted. This restriction does not apply to municipal resources available to the public at large for use in connection with political activities, such as use of meeting rooms. Candidacy for Office Upon becoming a candidate for public office, an employee may request a leave of absence for the duration of such candidacy. If the candidacy of a City employee for public office involves the time commitments that are inconsistent with the employee’s regular municipal employment, so that the regularly assigned duties cannot be fulfilled, the employee must request a leave of absence. The City Manager may grant such leave of absence if it is in the interests of the City and if the required duties of the employee can be satisfactorily reassigned. An employee shall be considered a candidate under this section upon filing for political office. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 62 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 38 Election or Appointment to Office If an employee is elected or appointed to a position that is legally incompatible with municipal employment, the employee must resign municipal employment before assuming the responsibilities of the elected or appointed office. If an employee is elected to the legislature or to another full-time public office, the employee shall be granted leave of absence, as provided by law. If an employee is elected or appointed to a part-time public office which is legally incompatible with municipal employment, and cannot simultaneously effectively discharge the responsibilities of employment, the employee shall either: resign municipal employment, or request leave of absence to permit the employee to exercise the part-time public office. The City Manager may grant such leave of absence if it is in the interest of the City, and if the required duties of the employee can be satisfactorily reassigned. Appointment to Boards and Commissions of the City The City Council will not consider applications for appointment to advisory commissions from regular full-time or part-time employees. It is the policy of the City, however, to encourage suggestions from all employees for the improvement of City government. All employees are urged to serve in a staff capacity to the advisory commission of their choice and the City Manager will consider expressions of interest from employees about such service. (Resolution 01- 078) 16.5 Relationship with Co-workers Employees are expected to treat one another with courtesy and respect. Cooperation and teamwork are important to the successful operation and providing services of the City. The following types of behavior or conduct are strictly prohibited:  Interfering with the work of a co-worker.  Jeopardizing the safety of others.  Fighting.  Abusing (physically or verbally harassing or unlawfully discriminating against co-workers, managers or supervisors). 16.6 Sexual Harassment Prevention It is the policy of the City of St. Louis Park to maintain and promote a positive employment atmosphere free of sexual harassment, intimidation or coercion. The City will not tolerate harassment and encourages anyone who believes he or she is a victim of harassment to come forward and file a complaint. The City assures a fair and timely investigation of all complaints and a resolution of the problem. The City also assures that there will be no retaliation as a result of bringing a claim forth or cooperating in an investigation. Sexual harassment occurs when an employee is subjected to unwelcome advances, suggestive comments or physical contact of a sexual nature that creates an intimidating, hostile or offensive working environment. Sexual harassment also exists if any employment decision affecting an employee is related in any way to the employee’s participation in or rejection of conduct of a sexual nature. The perpetrators of sexual harassment may be supervisors, co-workers, or even non-employees such as customers, residents, vendors, or other people who come into contact with City employees. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 63 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 39 Sexual harassment may be defined as any of the following: 1) Verbal harassment such as epithets, derogatory remarks or slurs. 2) Physical harassment such as gestures, assault, impeding or blocking movement or physical interference with normal work or movement. 3) Visual forms of harassment such as derogatory posters, letters, poems, graffiti, cartoons, drawings, items downloaded from the Internet, or offensive emails. 4) Requests for sexual favors or unwanted sexual advances. Any employee, male or female, who believes they are subject to or have witnessed any form of sexual harassment should contact their supervisor, Human Resources or the City Manager. Supervisors have an obligation to report all forms of sexual harassment either witnessed or brought to their attention to Human Resources. Once a claim is reported, Human Resources will conduct a prompt and timely investigation which will be handled as discreetly as possible. If upon completion of the investigation, an employee is found to have engaged in harassing behavior, the individual will be disciplined appropriately. Employees who make false claims may also be subject to disciplinary action. 16.7 Solicitation: Employee–to-Employee While at work, City employees sometimes are asked by co-workers or members of the public to donate money to various causes, or buy raffle tickets or products. To eliminate the awkward situations and unnecessary pressure caused by these activities, the City has guidelines on workplace solicitation. Solicitation means canvassing, collecting funds, pledges, selling subscriptions or products, circulating petitions, or asking for memberships or volunteers. The following employee–to-employee solicitations during work hours and at work stations are allowed:  Requests for money or volunteers for any program sponsored by CITE (Committee to Inform and Train Employees) or for any employee luncheon or City-sponsored event.  Collecting money for retirement, farewell, congratulatory or sympathy gifts for City employees and their families.  Promotion of the St. Louis Park employee credit union.  Advertisements in the swap shop or employee newsletter. Ads are subject to routine editorial policy of these publications and as determined by the City Manager. All other employee–to–employee solicitation on City property for products, services or causes is limited to two weeks in length and:  Break or meal times – no solicitation during work time.  Kitchen/dining areas of all City buildings and the Recreation Center’s administrative office.  Solicitation is limited to sign-up sheets or self-serve displays – no verbal presentations.  Solicitation at work stations or other areas of City buildings is not permitted.  Organizations or causes that do not benefit political groups. Any solicitation by non-employees on City property during work hours and at work stations is prohibited, with the exception of United Way, STEP (St. Louis Park Emergency Program), Food Shelf, Toys for Tots, and Memorial Blood Bank. The City Manager may add other organizations to this list if it is in the best interest of the City. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 64 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 40 City employees, members of the public and outside organizations may not distribute on City property quantities of printed matter that solicit causes, products or services. Bulletin boards are for official City business. Other uses must be approved by the City Manager or designee at least one day in advance of the posting date. Postings are limited to pre-approved specific locations and time periods. Materials inconsistent with City policy will be removed by the applicable supervisor. 16.8 Workplace Conduct Policy It is the policy of the City of St. Louis Park to maintain a respectful work and public service environment free from discrimination, harassment, violence, and other offensive or degrading remarks or conduct. The City of St. Louis Park will not tolerate such behavior by or towards others. This workplace conduct policy applies to all employees of the City as well as elected officials, paid-on-call or volunteer firefighters, City Manager, City Attorney, members of appointed commissions and committees, and persons engaged under contract to supply expert, professional, technical, or any other services. Discriminatory, harassing and/or offensive behavior includes inappropriate remarks about or conduct related to an employee’s race, color, creed, religion, national origin, disability, gender, marital status, age, sexual orientation, or status with regard to public assistance is not allowed. Behavior further prohibited by this policy includes requests to engage in illegal, immoral or unethical conduct or retaliation for making a complaint under this policy. Violent behavior includes the use of physical force, verbal abuse, harassment, intimidation or abuse of power or authority, when the impact is to control or cause pain, fear or hurt. 16.9 Workplace and Professional Appearance The City’s image is a direct result of our staff both individually and collectively. Quality service, positive attitude, good customer relations and a professional appearance are key factors in creating and maintaining a favorable image. Each employee represents the City in his or her daily contacts with residents, consultants, and members of the business community. The City expects employees to use good judgment in choosing their attire and in their grooming and personal hygiene. With the exception of employees required to wear a uniform, employees are to adhere to a business/professional wear Monday through Thursday. Business casual wear is allowed on Friday. Clothes should be clean, pressed and in good condition. Supervisors make the final determination on appropriate attire based on working environment and day to day conditions. The City Manager has the authority to determine appropriate workplace attire and business casual day(s). 16.10 Minnesota Government Data Practices Act All city employees must comply with the Minnesota Government Data Practices Act (MN statute Chapter 13). Any unauthorized access to government data or use of the data for nongovernmental purposes is strictly prohibited. Any person who willfully violates the Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 65 City of St. Louis Park Personnel Manual Section 16 Revised 12/18/14 41 provisions of Chapter 13 or any rules adopted under this chapter is guilty of a misdemeanor (MN statute 13.09). Willful violation of Chapter 13 by any public employee constitutes just cause for suspension without pay or dismissal of the public employee. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 66 City of St. Louis Park Personnel Manual Section 17 Revised 1/26/15 42 Section 17: Computer, Communications and Equipment 17.1 Computer, Communications, and Equipment The purpose of this policy is to promote the availability, security and reliability of the City owned equipment for productive employee use in providing effective and efficient service to our citizens. One part of fulfilling that purpose is to define acceptable use, including parameters for appropriate personal use of such equipment and information. This policy is intended to be a general use policy. Modifications of this policy within legal limits may be applied by a department head or supervisor to ensure specific City business needs and security requirements are met (e.g. wherever sensitive data is captured – public safety, credit card, youth related, etc.). Department heads and supervisors are responsible for ensuring the appropriate use of all electronic tools and other equipment through training, supervising, coaching, and taking disciplinary action, when necessary. Employees may be assigned City-owned equipment and are responsible for the reasonable protection for such equipment and information against theft, loss, inappropriate access, physical damage, viruses, and other risks. Data classified as not public should be downloaded daily from cellular devices and deleted from those cellular devices. 17.2 Minnesota Data Practices Act and Records Retention All electronically stored data are subject to the Minnesota Data Practices Act and the City’s record retention schedule. Such data are also subject to review and investigation as allowed or prescribed by law. In general, all electronically stored City data are considered public information unless classified otherwise according to law. As such, most City data are subject to review by the public. Electronic data are not completely secure, and thus can be altered or illegally accessed. As a result, employees should not send any data classified as not public (private or confidential data on individuals, or nonpublic or protected data not on individuals) over e-mail (including attachments), the Internet, or other electronic device or medium unless the data are secured. Employees are also responsible for managing data per the City’s records retention schedule and MN Data Practices Act. 17.3 Security Authorized City employees are granted access to the City’s computer network by being assigned user names, passwords, and other security devices or methods. Employees shall not attempt to log in as another computer user and passwords are not to be shared with anyone. In no case shall an employee display user names, passwords, or other login credentials in open sight, or make them available in any unsecured manner. The City’s computer network will force periodic password changes for every user. To enhance security of City networks, City employees shall not use their City network passwords elsewhere (i.e., personal accounts accessed over the Internet, personal local device security, etc.). City employees are also responsible for ensuring secured access to portable equipment including, but not limited to: laptops, thumb drives, CD’s, DVD’s, and mobile devices. Because of legal requirements from computer systems interconnected with other government agencies, law enforcement, and credit card companies, City employees must adhere to the requirements of the LOGIS Members Security Policy, In particular, City staff must immediately report to their supervisor and IT division any suspected computer or network security incident. This can include loss of hardware or software, compromise of systems, or other suspected security events. City IT Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 67 City of St. Louis Park Personnel Manual Section 17 Revised 1/26/15 43 staff will notify LOGIS immediately if applicable. Compromise of the workstations include but are not limited to viruses, spyware, etc. Other types of security events include accounts suspected to be compromised, or social engineering such as someone demanding a password. 17.4 Software Acquisition, Support, and Use Employees shall adhere to all software license agreements with regard to duplication and use as directed by the software publisher, or required by law. When practicable, the following applies: all software used on or through City computer and network systems must be installed by an authorized staff member of the IT division, or with permission of an authorized IT staff member. Employees who need software installed or configured should submit helpdesk requests to the IT division. Employees are encouraged to suggest exploration of demonstration software packages, which must be approved by the employee’s department head and authorized IT staff or designee prior to installation. City employees must obtain prior consent and approval from their department head and authorized IT staff prior to downloading, acquiring, or installing any software. 17.5 Hardware Acquisition, Support, and Use All computers and mobile electronic devices are the property of the City of St. Louis Park and should be respected as such by all employees. All hardware shall be acquired, installed, uninstalled, and/or reconfigured only by authorized IT division staff or designee. Employees who need special hardware installed or configured should submit helpdesk requests to the IT division. The IT division should be consulted to determine what hardware, including specific models, is currently supported prior to acquisition. 17.6 Remote Connections and Special Applications Requests to establish remote network computer connections (from non-City owned facilities) to allow employees to work on City business, must be approved by the department head and authorized IT staff prior to installation. 17.7 File Names and Storage Space Usage, Limitations, and Maintenance The City reserves the right to set file naming conventions and manage the use of file storage space on any City-owned or used equipment. Such management includes, but is not limited to, which storage devices are used for specific purposes, limitations on the amount and type of storage used, and maintenance of storage such as deletion or archiving of older or infrequently accessed files, duplicated files, file versions, and files that should be managed per the City’s records retention schedule or other electronic retention policies. 17.8 Using Electronic Equipment City employees are encouraged to find ways to access information from other agencies via the Internet, World Wide Web (web), e-mail, telephone system, and other City-owned electronic equipment. This content is considered public information unless classified otherwise according to the law. As such, this content is subject to review by the public and may also be used for investigation purposes. The City reserves the right to monitor and record all use of the Internet, the web, e-mail, telephone system, and all City-owned hardware and software at the time of use, during routine post-audits, and during investigations. Employee Internet, web, e-mail, and any other City equipment usage information may be accessible to the public as a result of the Minnesota Data Practices Act. This may include emails, social media, files, or other communications. Thus, such usage must be able to withstand public scrutiny without Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 68 City of St. Louis Park Personnel Manual Section 17 Revised 1/26/15 44 embarrassment to the City. Traditional rules of reasonableness, respect, courtesy, common sense, and legal requirements apply. 17.9 Reasonable Personal Use The City provides copiers, fax machines, telephones, cellular devices, radios, computers, personal digital assistants, networks, printers, internet access, world wide web access, and other City equipment primarily for business-related purposes. Limited and reasonable use of these tools for occasional employee personal use that does not result in any additional cost or loss of time or resources regarding their intended business purpose is permitted. Such use is permitted before and after work and during break periods, as well as incidental and emergency use during work. Any other extended personal use is not permitted. 17.10 Additional Regarding Use This policy is not intended as a comprehensive or complete coverage of all expectations for employee use of City electronic equipment and information usage. It is intended to cover the major areas of concern to employees as they begin work with the City of St. Louis Park. Employees are responsible for checking with IT Division staff regarding any area of electronic device or information use not directly addressed in this general policy, and questions about what is covered. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 69 City of St. Louis Park Personnel Manual Section 18 Revised 12/17/13 45 Section 18: Health and Safety 18.1 Employee Safety See safety manual and department manuals for policy. 18.2 Worker’s Compensation An employee who is disabled from work by an injury or illness sustained in the performance of the employee’s work with the City may be eligible for worker’s compensation subject to the provisions of the law. An employee who becomes eligible to receive worker’s compensation is required to use their accumulated leave (flex, sick or vacation, or if eligible, IOD) to supplement the difference between their worker’s compensation payment and the employee’s regular gross salary. The total of the worker’s compensation check and the accrued leave compensation may not exceed the employee’s normal base wage gross pay. The City must follow regulations and procedures as determined by worker’s compensation regulations. 18.3 Alternative Duty The purpose of this policy is to establish guidelines for the assignment of alternative duty work on a temporary basis. An employee is eligible for an alternative duty work if they have a “temporary medically certified condition”. For the purposes of this section, a “temporary medically certified condition” is defined as a medical condition in which the employee is unable to perform the essential functions of his or her normal position due to the condition. The condition must be diagnosed and certified by a licensed physician, in writing, and written verification must state when the employee will be able to return to their regular position, meeting the essential requirements and functions of their position. Policy Guidelines Where appropriate, the department head will assign employees with a temporary medically certified condition to alternative duty work. The City Manager, department head or supervisor reserves the sole right to determine when alternative duty work will be assigned. This decision is based on the department’s need for such work and the employee’s capability of performing the work. The City of St. Louis Park alternative duty program is for short-term disability type purposes only and is to be used in a temporary manner. Assignment of alternative duty is analyzed on a case by case basis. The City of St. Louis Park has no permanent alternative duty. Procedure: Applying for Alternative Duty Work When an employee is unable to perform their job due to a temporary medically certified condition, the employee will notify Human Resources, in writing, as to the nature and extent of the condition and the reason why they are unable to perform the job duties. This notice must be accompanied by a physician’s report containing diagnosis, current treatment, and any work restrictions related to the condition and the expected date of return to the regular position. The City may require an independent evaluation conducted by a physician selected by the City to verify diagnosis, current treatment, and expected length of condition and work restrictions. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 70 City of St. Louis Park Personnel Manual Section 18 Revised 12/17/13 46 In deciding whether to assign alternative duty work to the employee, the City Manager, department head and/or supervisor will consider whether there is work in the department which could be performed by the employee; whether there is a need for this work; and whether the employee is capable of performing the work. The employee’s assignment to alternative duty work will continue until the employee is able to return to the employee’s regular duties or until the need for the alternative duty work ceases. The determination regarding the need for and availability of alternative duty work is in the sole discretion of the City Manager or designee. The circumstances of each employee performing alternative duty work should be reviewed every 30 days. 18.4 Injury on Duty – Sworn Employees Leave of absence with pay shall be granted to regular Police and Fire sworn employees should they become incapacitated as a result of injury or occupational disease incurred through no misconduct of their own while in actual performance of City assigned duties. This shall exclude any injuries sustained while performing any voluntary off-duty services for which payment is made by a contracting party other than the City. Regular Police and Fire sworn employees injured during the performance of their duties for the employer and thereby rendered unable to work for the employer will be paid the difference between the employee’s regular gross pay and worker’s compensation for a period not to exceed ninety (90) calendar days or 720 hours whichever is reached first per calendar year not charged to the employee’s flex leave, after a five (5) working day (40 hour) initial waiting period per injury. The five (5) working day (40 hour) initial waiting period shall be charged to the employee’s flex leave account less worker’s compensation insurance payments. (Resolution 01-078) 18.5 Drug-free Workplace Policy The City recognizes the value of having a drug-free workplace and in conjunction with the Drug- free Workplace Act of l988 adopts the following policy: The unlawful manufacture, distribution, dispensation, possession or use of a controlled substance is prohibited in the workplace. For purposes of this section, the term “controlled substance” is defined as a controlled substance which appears in schedules I through V of section 202 of the Controlled Substances Act (2l U.S.C. 8l2). A violation of this drug-free policy will result in disciplinary action, up to and including termination. As a condition of employment, employees will abide by the terms and conditions of this drug- free policy and will notify their department head of any criminal drug statute conviction for which a violation occurs in the workplace within five (5) calendar days after such conviction. The City will notify any applicable Federal granting agency within ten (10) calendar days after receiving actual notice of an above conviction. Within 30 days of receiving notice from an employee of a drug related workplace conviction, the City may require an employee to satisfactorily participate in a drug abuse assistance program or an appropriate rehabilitation program. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 71 City of St. Louis Park Personnel Manual Section 18 Revised 12/17/13 47 The City will establish a drug-free awareness program to inform employees about:  The dangers of drug abuse in the workplace.  The policy of maintaining a drug-free workplace  The availability of drug counseling, rehabilitation and employee assistance programs.  The penalties that may be imposed upon employees for drug abuse violations. Each situation will be evaluated on a case-by-case basis depending upon the severity and circumstances. The City will make a good faith effort to continue to maintain a drug-free workplace through implementation of this policy. 18.6 Licenses Employees required to possess a valid license for employment must notify his or her supervisor of any suspensions, revocations and/or actions which would affect the employee’s ability to maintain licensure and/or insurability. 18.7 Flex/Sick Leave for Fitness This is a voluntary program which permits employees to convert accrued flex/sick leave into cash payments for memberships in health clubs or other similar programs as a part of a the employee’s fitness program. Approved means a club that provides facilities for aerobic activities such as swimming, running, aerobic exercise and one that is not primarily social as determined by the City Manager. Reimbursement level: 100% of the cost, not to exceed $150.00 per month per employee, including family membership. Minimum leave balances are required to participate in the program. Program criteria are established by the City Manager. (Resolution 01- 078) The purpose of the program is to encourage employees to begin a fitness program or to maintain their current fitness program. The City anticipates benefit from this program by reflecting lower utilization of leave for injury and/or illness thereby reducing health care costs for employees. Because this program is strictly voluntary, employees are advised to have a physical examination by their physician before beginning a new program of physical activity. Participant requirements:  Must be a benefit earning City of St. Louis Park employee.  The employee must have a minimum balance of 160 hours (240 hours for employees who are on 24 hour shift and as approved by the Fire Chief) of flex/sick leave before qualifying for reimbursement and maintain these minimums after reimbursement. Eligible activities  Individual or family memberships in an approved health club. Approved means a club that provides facilities for aerobic activities such as swimming, running, aerobic exercise and one that is not primarily social. Reimbursed at 100% of the cost, not to exceed $150 per month.  Approved programs for employees to improve health such as classes on weight loss, smoking cessation or stress management (e.g., Jazzercise, Learning to Eat, personal trainer, Weight Watchers) are reimbursed up to $150.00 per month, not to exceed $900.00 for six months of the initial start up of program and from that point, $75.00 per month. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 72 City of St. Louis Park Personnel Manual Section 18 Revised 12/17/13 48 Ineligible Activities – Examples  Recreation activities with less fitness value, such as bowling, fishing and golf.  Clothing or equipment costs or competitive activity/sport registration fees.  Lockers, if not a part of the dues.  Activities already being reimbursed through other funds or incentive programs related to an existing fitness program.  Sport lessons, court time and guest fees.  Classes or programs for non-employees. Program Administration Complete a request for reimbursement form and submit it to the Human Resources with the following documentation:  Cancelled check or paid receipt reflecting the type of expense, amount paid, date paid, and period membership or service covered by receipt.  Description of the program chosen and reimbursement request. Reimbursement will not be approved for payments made more than 90 calendar days prior to the reimbursement request. The number of flex/sick leave hours used to fund the reimbursement will be based on the hourly rate of pay at the time the request is processed. Flex/sick leave for fitness reimbursement is considered taxable income. Reimbursement for flex/sick leave for fitness will typically be paid on a monthly basis (as determined by Human Resources) and no partial payments will be made. Firefighters enrolled in the flex/sick leave for fitness program are ineligible for the sick leave bonus. The City will not reimburse for payments in excess of 6 calendar months. Participating in any flex/sick leave for fitness program on City time is not permitted. Employees submitting false claims for reimbursement are subject to discipline. Human Resources should be contacted for further program details. 18.8 Safety Eyewear The City will reimburse employees for basic protective eyewear up to $55.00 per 24 month period for employees who are required to wear safety eyewear as part of their regular job duties as approved by the department head. Employees who need replacement of the eyewear due to work-related damage or disrepair may be reimbursed prior to the expiration of the 24 month waiting period if approved by the department head. Reimbursement is limited to ANSI and O.S.H.A. approved eyewear, coatings, lenses, industrial frames and industrial safety eyewear. Eye examinations, ordering, fitting and photo tropic (photo gray) or changeable tint lenses are not eligible for reimbursement. 18.9 Smoking Policy Smoking and/or use of tobacco products are prohibited in all City buildings, vehicles, equipment, buildings and facilities unless otherwise designated. This shall include the use of any electronic dispensing device used to vaporize substances for ingestion. “i.e., e-cigarette” Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 73 City of St. Louis Park Personnel Manual Section 18 Revised 12/17/13 49 18.10 Workplace Violence The City of St. Louis Park is committed to providing a safe, secure work environment for employees and to helping prevent violence, threats, or intimidating actions by or against any City employee or City customers. The City of St. Louis Park may, in its sole discretion:  Implement security measures to restrict unauthorized entry to City facilities, allow security surveillance of the premises, and otherwise foster an orderly and safe working environment.  Promote through education and practices the value of a non-violent environment and lifestyle.  Prohibit the possession or use of firearms, weapons, explosive materials, or any device principally used as a tool of violence, at City facilities or property, or while conducting business on behalf of the City of St. Louis Park unless specific authorization for this purpose has been granted by the City Manager.  Discipline employees, up to and including termination of employment, who threaten or commit acts of violence abuse, or intimidation, or who bring or carry weapons on to City property in violation of this policy. Threats and acts of violence include, but are not limited to, acts communicated orally, graphically, electronically, nonverbally or in written form, with or without accompanying acts of force.  Remove immediately any customer or employee who threatens or commits an act of violence on City properties.  Pursue criminal prosecution as appropriate of employees or others who commit criminal offenses against the City or its employees.  Encourage all employees to promptly notify their supervisor or department head of any work-related threats or acts of aggression, abuse, or intimidation by employees or non- employees.  Assist in coordination of counseling services to City employees who are victims or witnesses of work-related violence. The department head should inform the City Manager in the event of a serious act or threat of workplace violence, including those which may be life threatening, or serious and credible, or otherwise indicative of significant behavioral difficulty. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 74 City of St. Louis Park Personnel Manual Section 19 Revised 12/18/14 50 Section 19: Paid-on-Call Firefighters 19.1 Paid-on-Call Employment Definition “Paid-on-call employment” shall mean regular employment that provides for the continuity of fire service on an as-needed basis where the normal work schedule is less than fourteen (14) hours per week. The City Manager and the Fire Chief will develop and implement policies for paid-on-call firefighters. (Resolution 01-078) 19.2 Paid-on-Call Employees and the Personnel Rules Due to the unique nature of paid-on-call employment, only certain section of the St. Louis Park personnel policies shall apply. The following sections of the personnel rules shall apply: Section 1 Purpose, Adoption and Administration Section 2 Definitions Section 3 Employment Section 5 Employee Records Section 6.1 Compensation Plan Section 12.1 Terminations Section 12.3 Reduction in Force Section 13 Discipline and Grievance Section 14 Employee Development Section 15 Expense Reimbursement Section 15.17 Public Purpose Expenditure Section 16 Conduct Section 17 Computer, Communications and Equipment Section 18.2 Workers’ Compensation Section 18.5 Drug Free Workplace Section 18.6 Licenses Section 18.9 No Smoking Policy Section 18.10 Workplace Violence Section 21 Drug and Alcohol Testing (Resolution 14-128) 19.3 Other Terms and Conditions of Employment Terms and conditions of employment outside of the sections hereby specified shall be determined by either Council action or by directive of the Fire Chief with approval by City Manager. Council approval is required for conditions of employment relating to performance bonuses or insurance. All other conditions of employment shall be provided for through department directive. These directives shall be authorized by the Fire Chief and approved by the City Manager. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 75 City of St. Louis Park Personnel Manual Section 20 Revised 12/17/13 51 Section 20: Fire Department Shift Supervisors: Fire Captain 20.1 Fire Department Shift Supervisors: Fire Captain General Rule Shift supervisors generally work 24 hour shifts, unless otherwise determined by the Fire Chief. Schedules are determined by the Fire Chief. Shift supervisors currently work 56 hours a week which gives a 1.4 relationship (56/40 = 1.4). The general rule to use for conversions is the 1.4 ratio. In general, shift supervisor Fire Captains will receive the same level of benefits provided in the personnel manual for other employees with similar FLSA classification as approved by the City Manager. Conversion should be done to ensure the 56 hour week is equivalent to a regular 40 hour work week. (Resolution 04-076) 20.2 Flex Leave – Fire Department Shift Supervisors Fire department shift supervisors working 24 hour shifts have a flex leave accrual based on the flex leave program for day employees. Shift supervisors benefits are determined by the relationship between their hours worked per week and a 40 hour work week. Currently, shift supervisors work 56 hours a week which gives a 1.4 relationship (56/40 = 1.4). The accrual amount for shift supervisors, based on years of employment with the City is as follows: A. Fire Department Shift Supervisors Flex Leave Accrual Years of Service Hours Off Start through 4 269 5 through 10 325 11 336 12 347 13 358 14 370 15 381 B. Flex Leave Cap Fire department shift supervisors may carry over two times your annual flex leave accrual plus 224 hours as of the first pay day in September of each year. Flex leave above the cap will be forfeited. Flex Leave Years of Service First Pay Day in September Accumulation Cap in Hours Start through 4 762 5 through 10 874 11 896 12 918 13 940 14 964 15 986 Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 76 City of St. Louis Park Personnel Manual Section 20 Revised 12/17/13 52 C. Annual Transfer of Accumulated Flex Leave Fire department shift supervisors are required to transfer the value of 56 hours of accumulated flex leave into a Health Care Savings Plan (HCSP) in accordance with plan design and IRS regulations. In order to be eligible to transfer time, you must have, at a minimum, an accumulated flex leave balance of two times the annual accrual plus 224 hours as of the first payroll in September. Employees who meet this eligibility requirement will be required to transfer 56 hours of flex leave based on the Employee’s current rate of pay into the HCSP. Any flex leave above the cap after the transfer will be forfeited. Transfer occurs in October. Program administration for the HCSP is determined by the City Manager. (Resolution 08-159). D. Flex Leave – Severance At the time of separation from the City, if the employee leaves in good standing along with a minimum of a two week written notice, the employee will receive 100% of their flex leave balance, not to exceed flex leave cap listed above. In no instance shall severance exceed this total amount. E. New Employees – Fire Department Shift Supervisors New full-time employees hired with the City (not previously working for the City) will begin with a flex leave accumulation of 34 hours and earn flex leave according to the above schedule flex leave accrual for use as needed. The 34 hours are part of the total accrual for their first year of employment. Probationary employees are allowed to use flex leave as it accrues. The City Manager will develop policies relating to use of flex leave and transition from the sick leave program to flex leave. F. Flex Leave Request Request for flex leave must be in accordance with department policy as determined by the Fire Chief. Planned leave greater than 9 continuous work days requires the City Manager’s approval. (Resolution 04-076) 20.3 Transition to Flex Leave Employees who move from a position which had been eligible for sick and vacation accrual into a position which has the flex leave program will convert 100% of their vacation balance to flex leave. Additionally, up to 224 hours from their current sick leave balance will convert to flex leave. The remainder of sick leave balance up to a maximum of 1,120 hours will be frozen. This conversion to flex leave will occur upon appointment to a Fire Captain position. Employees shall be paid for such frozen sick balance at the time of termination with the City in accordance with Section 9.7. Sick leave hours remaining above the 1,120 limit (up to a maximum of 816) will be placed in a sick bank, as approved by the City Manager. This sick bank can only be used for qualified sick leave after all other leave and comp time is exhausted. Once the sick bank is used, it will not be replaced. If not used, it will not be converted to pay or any other type of leave. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 77 City of St. Louis Park Personnel Manual Section 20 Revised 12/17/13 53 20.4 Short Term Disability See Section 10 Short Term Disability 20.5 Funeral Leave Employees moving from a position that had funeral leave will be issued a one-time credit of three work days (72 hours) to be placed in a funeral leave bank upon appointment to position of Fire Captain. This funeral leave bank may be granted on account of a death in the immediate family of the employee. Once the funeral leave bank is used, it will not be replaced. If not used, it will not be converted to pay or any other type of leave. 20.6 Holiday Fire department shift supervisors receive 112 hours off of holiday time off from the annual work requirement. Holiday time may all be used at the beginning of the year, and, if an employee leaves the City, they must pay back holiday time not earned. Holiday time does not carry over from year to year. A shift Fire Captain on the flex leave program who is on duty working on a holiday, shall be compensated on the basis on 1 ½ time the regular rate of pay by cash or compensatory time for actual hours worked on the calendar date of holiday listed in the personnel manual. (Resolution 04- 076) 20.7 Call Back See Section 6.8 for Call back. 20.8 Injury on Duty See Section 18.4 Injury on Duty. 20.9 Planned and Unplanned Absence See Sections 9.9 and 9.10. The Fire Chief may also set additional policies as needed for absences. 20.10 Schedules Fire Captains are responsible to work shifts as determined by the Fire Chief. 20.11 Personnel Policy All other sections of personnel policy also apply to Fire Captains unless otherwise specified. 20.12 Overtime Captains will be compensated at the rate of 1.5 times regular pay for hours worked in excess of a scheduled work shift. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 78 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 54 Section 21: Drug and Alcohol Testing 21.1 Drug and Alcohol Testing It is the policy of the City of St. Louis Park to provide a drug-free environment. The City’s goal is to establish and maintain a healthy and efficient workforce free from the effects of drug and alcohol abuse in compliance with the requirements of the federal Drug-Free Workplace Act of 1988 and applicable state law. The City recognizes drug and alcohol abuse as a potential health, safety and liability problem. Employees needing help in dealing with drug and alcohol problems are encouraged to make use of the medical resources available to them through the health care provided by the City. 21.2 Definitions For the purpose of this policy, the following definitions will apply to this section: Alcohol - ethyl alcohol. Confirmatory Test and Confirmatory Retest - a drug or alcohol test that uses a method of analysis allowed under one of the programs listed in Minn. Stat. 181.953 Subd. 1. Drug - a controlled substance as defined in Minn. Stat.152.01, Subd.4. Drug and Alcohol Testing, Drug or Alcohol Testing and Drug or Alcohol Test - analysis of a body component sample according to the standards established under one of the programs listed in Minn.Stat.181.953, Subd.1 for the purpose of measuring the presence or absence of drugs, alcohol or their metabolites in the sample tested. Drug Paraphernalia - meaning set forth in Minnesota Statutes 152.01, Subd.18. Employee - a person, independent contractor or person working for an independent contractor who performs services for the City of St. Louis Park for compensation, in whatever form. Employer - City of St. Louis Park acting through its City Manager or a designee of the City Manager. This also includes the St. Louis Park Economic Development Authority and the St. Louis Park Housing Authority. Initial Screening Test - a drug or alcohol test that uses a method of analysis under one of the programs listed in Section 181.953, Subd.1 or alcohol in a sample. Job Applicant - a person who applies to become an employee of the City of St. Louis Park, and includes a person who has received a job offer made contingent on the person passing drug and alcohol testing. Positive Test Result - finding the presence of drugs, alcohol or their metabolites in the sample tested in the levels contained in the standards of one of the programs listed in Minn. Stat. 181.953, Subd.1. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 79 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 55 Reasonable Suspicion - a basis for forming a belief based on specific facts and rational interference drawn from those facts. Under the Influence - having the presence of a drug or alcohol at or above the level of a positive test result. 21.3 General Employees are required to report to work on time and in appropriate mental and physical condition for work as determined by their supervisor. No employee shall be under the influence of alcohol while the employee is engaged in conducting the business of the City, or while the employee is operating the employer’s vehicle, machinery or equipment. No employee shall use, possess, manufacture, distribute, dispense, sell or transfer drugs or drug paraphernalia or alcohol while the employee is engaged in conducting business of the City, or while the employee is operating the employer’s vehicle, machinery or equipment. Violations of this policy will result in disciplinary action, up to and including termination. A violation of this policy may also have legal consequences under federal and state laws. As a condition of employment, each and every employee of the City must abide by the terms of this policy and must report to their appropriate supervisor any instance of the employee’s being charged under a criminal drug statute for a violation occurring on or off work premises. If the employee’s job requires the ability to drive a motor vehicle, the employee must immediately notify the appropriate supervisor of any temporary loss of driving privileges. Any such convictions must be reported to the City Manager or to a person designated by the City Manager within five (5) days after the conviction as required by the federal Drug Free Workplace Act of 1988. The City shall notify the appropriate federal agency of such conviction within ten (10) days of receiving notice from the employee. An employee convicted of a criminal drug offense will be subject to appropriate disciplinary action and/or required to successfully complete an appropriate rehabilitation program at the employee’s own expense unless provided to the employee through their insurance coverage. The City, in its sole discretion, shall determine what disciplinary action is appropriate. No person will be tested for drugs or alcohol under this policy without the person’s consent. The City will require an individual to undergo drug or alcohol testing only under the circumstances described in this policy. This policy applies to all employees of the City of St. Louis Park and to job applicants who have received a contingent offer of employment by the City of St. Louis Park. 21.4 Circumstances for Drug and Alcohol Testing Any employee or job applicant of the City may be tested under the following circumstances: Job Applicants: The City may require a job applicant to undergo drug or alcohol testing provided a job offer has been made to the applicant and the same test is required of all job Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 80 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 56 applicants conditionally offered employment for that position. If a job is withdrawn, the City shall inform the applicant of the reasons for its actions. Reasonable Suspicion Testing: The City shall require an employee to undergo drug and alcohol testing if there is a reasonable suspicions that the employee:  is under the influence of drugs and alcohol while conducting the business of the City or operating City vehicles, machinery or equipment or  used, possessed, sold or transferred drugs, alcohol or drug paraphernalia while the employee is engaged in conducting the business of the City or operating City vehicles, machinery equipment or  has sustained a personal injury as that term is defined in Minnesota statutes 176.011, subd.16, or has caused another person to die or sustain a personal injury while conducting the business of the City or  has caused a work-related accident or was operating or helping to operate machinery, equipment or vehicles involved in a work-related accident Treatment Program Testing: The City shall require an employee to undergo drug and alcohol testing if the employee has been referred by the City for chemical dependency treatment or evaluation or is participating in a chemical dependency treatment program under an employee benefit plan, in which case the employee may be requested or required to undergo drug or alcohol testing without prior notice during the evaluation or treatment period of up to two years following successful completion of any prescribed chemical dependency treatment program. Other Testing: The City may permit an employee who has requested a drug and alcohol test to undergo testing in accordance with the procedures established by this policy or by State or Federal Law. Random Testing and Testing Without Prior Notice: The City shall require employees who possess a commercial driver’s license (CDL) as a function of their job are defined as “safety sensitive” under the Federal Highway Administration rules and regulations to submit to random testing/testing without prior notice under the regulations issued by the United States Department of Transportation. Those provisions are set forth in a separate policy that applies only to those employees. 21.5 Refusal to Undergo Testing Job Applicants: If a job applicant refuses to undergo drug or alcohol testing required by the City, no such test shall be given, and the job applicant shall be deemed to have withdrawn the application from employment. Employees: If any employee refuses to undergo drug or alcohol testing required by the City, no test shall be given, and the City Manager shall discharge the employee on grounds of insubordination. Refusal on Religious Grounds: No employee or job applicant who refuses to undergo drug or alcohol testing of a blood sample upon religious grounds shall be deemed to have refused unless the employee or job applicant also refuses to undergo drug or alcohol testing of a urine sample. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 81 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 57 21.6 Procedure for Testing Testing will be done in accordance with state statute and industry standards using a testing laboratory that certifies its compliance with the requirements of Minnesota Statutes 181.953. 21.7 Tampering With the Urine or Blood Sample If an employee tampers with his or her own urine or blood sample, or in any way deliberately causes a sample to be invalid, the employee may be subject to discipline including, but not limited to, discharge. 21.8 Rights of Employees Notice of test results: Within three working days after the receipt of the test result report from the testing laboratory, the City shall inform am employee or job applicant who has undergone drug or alcohol testing in writing of a negative test result on an initial screening test or of a negative or positive test result on a confirmatory test. The City shall also inform an employee of job applicant of the following rights pursuant to Minn. Stat. 181.953:  The right to request and receive from the City a copy of the report of the test result.  The right to request within five (5) working days after notice of a positive test result a confirmatory retest of the original sample at the employee’s or job applicant’s own expense. If a confirmatory retest is conducted in accordance with Minn. Stat. 181.953, Subd. 1 by a licensed laboratory at the same threshold detection levels used in the confirmatory test, and the confirmatory retest does not result in a positive test result the City shall reimburse the employee or job applicant the actual cost of the confirmatory test.  The right to submit information to the City within three (3) working days after a notice of a positive test result to explain that result.  The right of an employee for whom a positive test result on a confirmatory test was the first such result on a drug or alcohol test requested by the City, not to be discharged unless the City has first given the employee an opportunity to participate in either a drug or alcohol counseling or rehabilitation program. Participation in a counseling or rehabilitation program will be at the employee’s own expense or pursuant to coverage under an employee’s benefit plan. The City may determine which type of program is more appropriate for the employee after consultation with a certified chemical use counselor or a physician trained in the diagnosis and treatment of chemical dependency. The employee may be discharged if he/she has either refused to participate in the counseling or rehabilitation program or has failed to successfully complete the program. Withdrawal from the program before its completion, or a positive test result on a confirmatory test after completion of the program, will be evidence that the employee failed to successfully complete the program.  The right to be reinstated with back pay if the outcome of the confirmatory test is negative.  The right not to be discharged, disciplined, discriminated against or required to be rehabilitated on the basis of medical history information revealed to the City concerning the reliability of, or explanation for, a positive test result unless the employee or job applicant was under an affirmative duty to provide the information before, upon, or after hire. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 82 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 58  The right to access the information in the employee’s personnel file relating to positive test result reports and other information acquired in the drug and alcohol testing process including conclusions drawn and actions taken based on the reports or other required information.  The right of an employee or a job applicant, who has received a job offer made contingent on the applicant passing drug and alcohol testing, to not have the offer withdrawn based on a positive test result from an initial screening test that has not been verified by a confirmatory test. 21.9 Action after Test Job Applicants: The City Manager will not withdraw an offer of employment made contingent on the job applicant passing drug and alcohol testing based on a positive test result from an initial screening test that has not been verified by a confirmatory test (and a confirmatory retest, if required). A job applicant who receives a positive test result, fails or refuses a confirmatory retest, or does not request in writing a confirmatory retest within five days after notice of a positive test result of a confirmatory test, may be refused employment, and will be notified of the reasons of such refusal. Employees: The City will not discharge, discipline, discriminate against or request or require rehabilitation of an employee solely on the basis of a positive test result from an initial screening test that has not been verified in a confirmatory test, and in any confirmatory retest, the City may do the following: a. First Positive Test Result: Give the employee the opportunity to participate in either a drug or alcohol counseling or rehabilitation program, whichever is more appropriate. The City through its Employee Assistance Program may determine which program is more appropriate after consultation with a certified chemical use counselor or physician trained in the diagnosis and treatment of chemical dependency. Participation in a counseling or rehabilitation program will be at the employee’s own expense or pursuant to coverage under an employee’s own benefit plan. If the employee either refuses to participate in the counseling or rehabilitation program or fails to successfully complete the program, as evidenced by withdrawal from the program before its completion or by a positive test result on a confirmatory test after completion of the program, will be discharged from employment by the City Manager. b. Second Positive Test Result: Additional offenses will be reviewed on a case by case basis. Discipline may include suspension and/or termination of employment. c. Suspensions and Transfers: Not withstanding any other provisions herein, the City may temporarily suspend the tested employee with or without pay for up to 30 days or transfer that employee to another position at the same rate of pay pending the outcome of the confirmatory test and, if requested, the confirmatory retest, provided the City believes that it is reasonably necessary to protect the health or safety of the employee, co- employees or the public. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 83 City of St. Louis Park Personnel Manual Section 21 Revised 4/1/11 59 d. Other Misconduct: Nothing in this policy limits the right of the City to discipline or discharge an employee on grounds other than a positive test result in a confirmatory test, including conviction of any criminal drug statute for a violation occurring in the workplace. 21.10 Data Privacy The City will not disclose the test result reports and other information acquired in the drug or alcohol testing process to another employer or to a third party individual, governmental agency or private organization without the written consent of the employee tested, unless permitted by law or court order. 21.11 Appeals Procedure Concerning disciplinary actions taken pursuant to this drug and alcohol testing policy, available appeal procedures are as follows:  Job applicants shall have no right of appeal.  Temporary, probationary, and seasonal employees as defined in the City of St. Louis Park Personnel Manual shall have no right of appeal.  Regular employees as defined in the City of St. Louis Park Personnel Manual shall submit in writing, an appeal within five calendar days of a positive confirmatory test, to: Director of Human Resources, City of St. Louis Park, 5005 Minnetonka Blvd., St. Louis Park, MN 55416.  An employee who is covered by a collective bargaining agreement may elect to seek relief under the terms of that agreement by contacting the appropriate union and initiating a grievance procedure. 21.12 Other Misconduct Nothing in this policy limits the right of the employer to discipline or discharge an employee on grounds other than a positive test result in a confirmatory test. For example, possession but not consumption of a controlled substance, the sale of a controlled substance on City premises, or conviction under any criminal drug statute for a violation occurring in the workplace, may by themselves, be grounds for discipline or discharge. Any City employee may be subject to discipline up to and including termination, as well as any relevant federal or state criminal proceedings for violation of this policy or any rules adopted by the City with respect to the manufacture, use, sale or transfer of drugs and alcohol. 21.13 Administrative Responsibility  The City Manager or designee shall be responsible for implementing this policy.  Each department head and supervisor shall be responsible for informing their employees of this policy.  Each employee of the City shall be notified of this policy.  The City has the unilateral right to modify this policy as changes in regulations or laws occur. Policy originally adopted by the City in November, 1995. Updated and approved by the City Manager and added to Personnel Manual 06/02. Study Session Meeting of April 27, 2015 (Item No. 4) Title: Compensation and Personnel Programs Page 84 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 5 EXECUTIVE SUMMARY TITLE: Health in the Park Update RECOMMENDED ACTION: No action needed at this time POLICY CONSIDERATION: Does the Council need any additional information on HIP activities and upcoming “Park the Street 2!”? SUMMARY: The purpose of this report is to provide a brief summary of 2015 Health in the Park (HIP) activities. Team members of staff, citizens and partners meet regularly to work on projects and upcoming events. The attached page has a detailed outline of the activities in first half of the year with HIP. Along with other activities and planning with HIP, we want to make sure we highlight the upcoming Park the Street 2! Mark your calendar for the upcoming Park the Street 2! • This event will be held on Sunday, June 7th from 12:00 Noon to 4:00 p.m. • The location is Texas Avenue between 28th Street and Minnetonka Boulevard. • It will also include a one block long protected bike lane between Cedar Lake Trail and Texas Avenue. • Events and activities are in the planning stage at this time and more information will be provided on social media when scheduled. We are working with Max Musicant on the events, programs and other activities that will be held during this event. • Neighbors have been informed about this event with flyers, door-to-door conversations and mailings. FINANCIAL OR BUDGET CONSIDERATION: Health in the Park is a community initiative that began with funding from Blue Cross Blue Shield mid-year 2013. Funding will end June 2016. VISION CONSIDERATION: St. Louis Park is committed to being a connected and engaged community. SUPPORTING DOCUMENTS: Discussion Prepared by: Bridget Gothberg, Organizational Development Reviewed by: Nancy Deno, Deputy City Manager/HR Director Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 5) Page 2 Title: Health in the Park Update DISCUSSION BACKGROUND: Health in the Park is a community initiative that began with funding from Blue Cross Blue Shield mid-year in 2013. Funding will end June 2016. Background and details on HIP can be found on their website www.HIPSLP.org or on their Facebook page. Activities have included focus groups, community conversations, education and making connections with other businesses and agencies in St. Louis Park. The City is partnering with the school district, Park Nicollet, TwinWest Chamber, Children First and the faith community. We are pleased that this initiative is strong and growing in our community. In 2014 we held our first Park the Street event that was wildly successful. We are looking forward to the 2nd event in June 2014. Below is a summary report on activities and initiatives including planning for 2015-16. The first quarter report is as follows (January – March): • Held “A Community Conversation” on Mental Health. The Keynote Speaker was Meteorologist Ken Barlow. It was a very successful community event with over 350 attendees. • Moving forward, we have looked at our champion groups of citizens and have redesigned them. The areas of focus have moved to: Well-Being (focus on Mental Health conversations), Better Eating, SEEDS (Community gardens), and Active Connections. • City of St. Louis Park staff participated in a food drive for STEP. • City Council supported March as National Nutrition Month. Below are some of the successful events that happened in March from the work of the Better Eating group. - St. Louis Park Byerly’s had a dietician at the grocery store to talk with customers about healthy eating - YUM had a special “healthy” dish in honor of National Nutrition Month. - Kids Place from Community Education sent home healthy recipes to parents. - Staff worked with high school students who want to be a part of Health in the Park. The next quarter plans and activities (April – June) include: • Planning continues with our Park the Street 2! - This event will be held on Sunday, June 7th from 12:00 Noon to 4:00 p.m. in St. Louis Park on Texas Avenue between 28th Street and Minnetonka Boulevard. - It will also include a one block long protected bike lane between Cedar Lake Trail and Texas Avenue. • Beginning dialogue with our Somali and Hispanic communities. Inclusion of these languages in our promotions. • Submit grant proposal for final year from Blue Cross Blue Shield • Facilitating a process called “Ripple Effect”. The purpose is to find out how HIP has reached to the community and to determine what is missing. • Working with Wilder Foundation to develop data and stories about HIP. • Starting to develop a HIP sustainability plan. Additional information on HIP can be provided to you by contacting Bridget Gothberg, Organizational Development 952.924.2684 or bgothberg@stlouispark.org Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 6 EXECUTIVE SUMMARY TITLE: 13th Lane and Texas Avenue MnDOT Parcels RECOMMENDED ACTION: No action required at this time. The purpose of this report is to provide an update to the Council regarding the purchase of the two above properties from the Minnesota Department of Transportation (MnDOT) and the selling of the same properties to Melrose Development for redevelopment. POLICY CONSIDERATION: None at this time. Staff anticipates submitting a purchase agreement for approval on consent at the May 4th Council meeting. SUMMARY: Melrose Development is interested in the vacant properties at 13th Lane and Texas Avenue for a multi-family redevelopment. The properties are currently unplatted and referred to as the 13th Lane Parcel and the Texas Avenue Parcel. (A map is attached showing their locations.) Approximately 39 units are proposed for the 13th Lane site, and 30 units for the Texas Ave site. The redevelopment concept was presented to the Council at the February 2, 2015 Study Session. At that meeting the Council indicated they were generally supportive of the redevelopment concept presented by Melrose Development, and would be willing to consider a Comprehensive Plan Land Use Amendment and PUD on these sites to facilitate the redevelopment concept. The properties are currently owned by MnDOT and the City initiated the conveyance process with MnDOT due to the interest expressed by Melrose Development in redeveloping the properties. MnDOT has provided conditional letters of approval for both properties. With the Council’s previous direction, Staff will proceed with acquiring the properties from MnDOT and entering into a purchase agreement with Melrose Development in order to sell the properties to the developer. Staff does not support holding the properties, and as such, supports serving as a conduit between MnDOT and Melrose Development in order to facilitate the conveyance of the properties to Melrose for redevelopment. Staff will provide a final report with purchase agreement for Council approval in May. FINANCIAL OR BUDGET CONSIDERATION: The most efficient conveyance process is from MnDOT to a public entity. The total price for the two properties is $488,000. The City would collect the funds from Melrose Development, hold the funds in escrow and then simultaneously close on the properties with MnDOT and Melrose Development. The developer is not requesting any financial assistance. VISION CONSIDERATION: St. Louis Park is committed to providing a well-maintained and diverse housing stock. SUPPORTING DOCUMENTS: Map of Area of Interest Draft Purchase Agreement Prepared by: Ryan Kelley, Associate Planner Sean Walther, Senior Planner Reviewed by: Michele Schnitker, Housing Supervisor Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT ParcelsPage 2 1 PURCHASE AGREEMENT This Agreement made and entered into this __ day of , 2015, by and between the City of St. Louis Park (“Seller”) and Melrose Development LLC its assigns or successors (“Buyer”). Whereas, in consideration of the mutual covenants and agreements herein contained and other good and valuable consideration in hand paid by Buyer to Seller as more fully set forth below, the receipt and sufficiency of which is hereby acknowledged by the Seller, it is hereby agreed as follows: 1. Sale of Property. Seller agrees to transfer and convey to Buyer by quit claim deed two parcels of land located in the County of Hennepin, State of Minnesota (hereinafter collectively called the "Subject Properties") as legally described on Exhibit "A" attached hereto. The two parcels identified as “Parcel 1” and “Parcel 2” on Exhibit “A” are commonly referred to as the 13th Lane Property and Texas Avenue Property, respectively. 2. Purchase Price and Manner of Payment. The total purchase price ("Purchase Price") to be paid by Buyer to Seller in exchange for the quit claim deeds to the Subject Properties shall be Four Hundred Eighty-eight Thousand and 00/100s Dollars ($488,000.00) payable in cash or certified funds at closing. The Purchase Price is allocated as follows: $240,000.00 for the 13th Lane Property and $248,000.00 for the Texas Avenue Property. The Purchase Price shall be paid by Buyer to Seller upon the full execution of this Agreement, and shall be held in escrow by Seller for Buyer’s benefit pending Seller’s confirmation of funds, whereupon Seller shall acquire the Subject Properties from the State of Minnesota, Department of Transportation (MnDOT) upon the terms and conditions of the offers made to Seller by MnDOT (collectively, the “MnDOT Offers”) in its letters to Seller dated March 5, 2015 (as to the Texas Avenue Property) and March 27, 2015 (as to the 13th Lane Property). Upon such acquisition of the Subject Properties by Seller from MnDOT and Seller’s tender of the Deeds to Buyer, Buyer shall not under any circumstances be entitled to a return of the Purchase Price. 3. Closing Costs. In addition to the Purchase Price, Buyer will reimburse Seller for all out- of-pocket costs incurred by Seller in connection with review and analysis of the conveyance from MnDOT to Seller and from Seller to Buyer. Such costs may include survey and platting costs, fees paid to attorneys, and any planning and engineering consultants retained by Seller in connection with review of the conveyances. Buyer shall also be responsible for state deed tax, recording fees, title examination and any other costs relating to the MnDOT transfer to Seller and the transfer to Buyer by Seller. 4. Date and Place of Closing. The date for the closing of the sale shall be on or before ________________________, or on such other date as the parties mutually agree at a location Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 3 2 on which the parties can mutually agree, but in all events promptly upon receipt of the quit claim deeds from MnDOT pursuant to the terms of the MnDOT Offers. Possession of the Subject Properties to Buyer shall be delivered at closing. 5. Seller Makes No Representations and Warranties. Seller is acting solely as a conduit for the conveyance of the Subject Properties between MnDOT and Buyer and makes no representation as to the physical condition of or title to the Subject Properties. 6. Acknowledgments of Buyer. Buyer acknowledges that it has been granted access to the Subject Properties, has inspected the Subject Properties to the extent deemed necessary and desirable and by consummating the transaction hereby contemplated Buyer shall be deemed to be satisfied with the condition thereof. Buyer agrees and represents that Buyer is purchasing the Subject Properties and will accept the Subject Properties in its “as-is” condition. Buyer also acknowledges that prior to execution of this Agreement it has satisfied itself as to title to the Subject Properties. 7. Indemnification. Buyer will indemnify and hold Seller harmless from any expenses or damages, including reasonable attorney’s fees, that Seller incurs in connection with any claim by a third party relating to the condition of the Subject Properties, including any claim pursuant to state or federal law relating to the cleanup of hazardous or other regulated substances, that is based on or results from Seller’s ownership of the Subject Properties. 8. Reconveyance. Buyer will by October 1, 2016 commence construction of a development on both of the Subject Properties generally consistent with the redevelopment proposal submitted by Buyer and described in the February 2, 2015 Staff Report to the City Council of the City of St. Louis Park. If construction has not commenced by this date, Seller may, at its sole discretion, demand reconveyance to Seller of the parcel(s) on which no development has commenced. The reconveyance shall occur within ninety (90) days after written demand to Buyer by Seller. Buyer shall reconvey the parcel or parcels by Limited Warranty Deed, free and clear of any encumbrances placed on the property after Buyer’s acquisition of the parcel(s), in exchange for payment of the original Purchase Price set forth in Paragraph 2 herein for the parcel or parcels being reconveyed, such payment to be made by Seller to Buyer upon delivery of such Limited Warranty Deed. Seller’s right to demand reconveyance shall expire on December 1, 2016. These deadlines may be extended to a later date if mutually agreed upon by Seller and Buyer. IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed as of the day and year first above written. SELLER: CITY OF ST. LOUIS PARK By: Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 4 3 Jeffrey W. Jacobs, Mayor By: Thomas K. Harmening, City Manager BUYER: MELROSE COMPANY LLC By: ___________________, Chief Manager Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 5 4 EXHIBIT "A" LEGAL DESCRIPTION “Parcel 1” All of Tracts A, B, C, D, E, F and G described below: Tract A That part of Lot 2, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 2, distant 112.56 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 2, distant 113.07 feet northerly of the southeast corner thereof and there terminating; Tract B. That part of Lot 3, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 3, distant 113.07 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 3, distant 113.58 feet northerly of the southeast corner thereof and there terminating; Tract C. That part of Lot 4, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 4, distant 113.58 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 4, distant 114.09 feet northerly of the southeast corner thereof and there terminating; Tract D. That part of Lot 5, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 5, distant 114.09 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 5, distant 114.60 feet northerly of the southeast corner thereof and there terminating; Tract E. That part of Lot 6, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 6 5 Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 6, distant 114.60 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 6, distant 115.11 feet northerly of the southeast corner thereof and there terminating; Tract F. That part of Lot 7, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title "thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 7, distant 115.11 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 7, distant 115.62 feet northerly of the southeast corner thereof and there terminating; Tract G. That part of Lot 8, Block 1, Penn-Zayta, according to the plat thereof on file and of record in the office of the County Recorder in and for Hennepin County, Minnesota, the title thereto being registered; lying southerly of the following described line: Beginning at a point on the west line of said Lot 8, distant 115.62 feet northerly of the southwest corner thereof; thence easterly to a point on the east line of said Lot 8, distant 116.13 feet northerly of the southeast corner thereof and there terminating. “Parcel 2” That part of the Northwest Quarter of the Southwest Quarter of Section 5, Township 117 North, Range 21 West, Hennepin County, Minnesota, described as follows: Beginning at a point on the north line of the Southwest Quarter of said Section 5, distant 12 rods east of the northwest corner thereof; thence south for 20 rods; thence deflect to the left at an angle of 90 degrees 00 minutes and run easterly to the public road (known as Texas Avenue) running south from Wayzata Boulevard (as located and established prior to November 15, 1961); thence north along said public road to the south line of said Wayzata Boulevard; thence west to the point of beginning; containing 1.30 acres, more or less. Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 7 6 EXHIBIT “B” TO PURCHASE AGREEMENT (Reserved for Recording Data) ____________________________________________________________________________ STATE DEED TAX DUE HEREON: $______ Dated:___________________________, 2015 FOR VALUABLE CONSIDERATION, the CITY OF ST. LOUIS PARK, a Minnesota municipal corporation, Grantor, hereby conveys and quit claims to MELROSE COMPANY LLC, a Minnesota limited liability company, Grantee, real property in Hennepin County, Minnesota, legally described as follows: See Exhibit “A” attached hereto and made a part hereof by reference. together with all hereditaments and appurtenances belonging thereto, subject to the following exceptions: None THE GRANTOR CERTIFIES THAT THE GRANTOR DOES NOT KNOW OF ANY WELLS ON THE DESCRIBED REAL PROPERTY. CITY OF ST. LOUIS PARK By: Jeffrey W. Jacobs, Mayor Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 8 7 By: Thomas K. Harmening, City Manager STATE OF MINNESOTA ) )ss. COUNTY OF HENNEPIN ) The foregoing instrument was acknowledged before me this _________ day of _____________________, 2015, by Jeffrey W. Jacobs and Thomas K. Harmening, respectively the Mayor and City Manager of the City of St. Louis Park, a Minnesota municipal corporation, on its behalf. ___________________________________ Notary Public Tax Statements for the real property described in this instrument should be sent to: Melrose Company LLC 16676 County Road 9 Lester Prairie, Minnesota 55354 THIS INSTRUMENT WAS DRAFTED BY: CAMPBELL KNUTSON Professional Association 317 Eagandale Office Center 1380 Corporate Center Curve Eagan, Minnesota 55121 651-452-5000 TMS/cjh Study Session Meeting of April 27, 2015 (Item No. 6) Title: 13th Lane and Texas Avenue MnDOT Parcels Page 9 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 7 EXECUTIVE SUMMARY TITLE: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study RECOMMENDED ACTION: The purpose of this report is to update the City Council on staff’s recommendations for Zoning Ordinance changes as they relate to yards, parking, and screening. POLICY CONSIDERATION: Does the Council support the proposed changes to the zoning ordinance? SUMMARY: Staff proposes ordinance text amendments as a result of the South Side of Excelsior Design Guidelines study process. City staff worked with a consultant and a Task Force on Design Guidelines for the South Side of Excelsior Boulevard in 2014. The Task Force completed its study in December and the study includes recommended amendments to the zoning code. The Planning Commission and City Council reviewed the design guidelines at a joint meeting. Also, Staff has reported on the development of the following zoning amendments during Planning Commission Study Sessions and has prepared an ordinance to implement the changes. The Planning Commission held a public hearing for the revised ordinance on April 1, 2015; no one was present to speak, nor were any comments received. The Planning Commission recommended approval of the Ordinance changes. Some of the code changes identified for the South Side of Excelsior Boulevard are also appropriate for the City more broadly. Also, many of the C-1 Neighborhood Commercial zoning districts in the City share common features with the South Side of Excelsior Boulevard, such as being located on relatively small lots, on higher traffic streets, and adjacent to residential uses. The proposed Zoning Ordinance provisions would not just apply to Excelsior Boulevard but also be incorporated in C-1 and C-2 zoning districts. The proposed procedural and policy changes are discussed in more detail later in this report. NEXT STEPS: These text amendments and the Southside of Excelsior Design Guidelines will be on the May 4th Consent agenda for acceptance. Staff will present the items as an action item at the May 4, 2015 Council Meeting. FINANCIAL OR BUDGET CONSIDERATION: None. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Discussion Draft of Ordinance Changes Design Guidelines for the South Side of Excelsior Boulevard Prepared by: Nicole Mardell, Community Development Intern Reviewed by: Sean Walther, Senior Planner Michele Schnitker, Housing Supervisor Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 7) Page 2 Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study DISCUSSION Background Planning staff has been working with a consultant and City Council appointed Task Force on Design Guidelines for the South Side of Excelsior Boulevard. The process has included several Task Force meetings, two neighborhood-wide meetings, and a joint review session between the City Council and Planning Commission. The draft Design Guidelines was received in November of 2014 and includes a section on recommended code changes. Staff has reviewed the recommendations and proposes zoning ordinance amendments to reflect Design Guidelines in the C-1 and C-2 zoning districts. Policy Changes The major policy changes included in the proposed revisions to the zoning ordinance fall into three categories: 1. Yards 2. Parking 3. Screening Side yards in the C-1 and C-2 Zoning Districts: The current minimum width of a side yard abutting a street is 15 feet. The amendment decreases the minimum width of a side yard to five feet in the C-1 and C-2 zoning districts. This will allow buildings to be closer to the streets and sidewalks. Building placement is one contributing factor in improving the pedestrian atmosphere of commercial corridors and intersections. To be consistent with the Design Guidelines, the code suggests requiring buildings with three or more stories in the C-1 district to set stories above the second floor back by at least 10 feet from the front and side property line abutting a street. Parking in All Districts: Staff recommends reducing the minimum drive aisle width in parking lots from 25.0 feet to 24.0 feet for 90 degree angle stalls in all zoning districts. The City has granted several variances to allow this width in the past. Since the City has frequently considered this width acceptable, staff recommends allowing 24.0 feet as the citywide minimum requirement. Parking in C-1 Zoning Districts: In the C-1 zoning district, the Design Guidelines recommended allowing the minimum parking lot aisle width to be reduced to 22.0 feet. When the drive aisle is less than 24.0 feet, the Planning Commission recommended requiring the parking stall minimum width to increase to 9.0 feet. The 22.0 foot aisle width has been allowed in parking structures within St. Louis Park and has been deemed appropriate for other areas of the city. Due to the similarities between the C-1 Zoning District and the South Side of Excelsior Boulevard, staff recommends applying this throughout the C-1 district. The Design Guidelines recommend prohibiting parking in front of a building. This will promote parking to be located in the rear or side yard, which will contribute to the pedestrian realm and provide separations between residential and commercial buildings. Staff recommends applying this rule to all C-1 district properties. Screening in C-1 Zoning Districts To further define and enhance the buffer zone between commercial and residential properties, the Design Guidelines recommend increasing the height of screen fences /walls from six feet to eight feet. Also, the Design Guidelines recommend requiring parking lots to be at least eight feet from adjacent residential properties in order to provide more distance between the parking lot and residential uses and more land for landscaping and the screen fence. Again, staff recommends applying this rule to all C-1 properties. Study Session Meeting of April 27, 2015 (Item No. 7) Page 3 Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study ORDINANCE NO. 15-____ CITY OF ST. LOUIS PARK HENNEPIN COUNTY, MINNESOTA AN ORDINANCE AMENDING CHAPTER 36 OF THE ST. LOUIS PARK CITY CODE CREATING A PLANNED UNIT DEVELOPMENT ZONING DISTRICT THE CITY OF ST. LOUIS PARK DOES ORDAIN: SECTION 1. Chapter 36 is amended to add the following: Sec. 36-193. C-1 neighborhood commercial district. *** (f) Dimensional standards/densities. (3) A side yard abutting a street shall be a minimum of five15 feet wide for one and two story buildings. Upper stories of buildings taller than two stories shall be setback at least 10 feet from the side lot line adjacent to a street. (4) The front yard shall be a minimum of five feet for one and two story buildings. The upper stories of buildings taller than two stories shall be setback at least 10 feet from the front lot line. *** Sec. 36-194. C-2 general commercial district. *** (g) Dimensional standards/densities. (3) A side yard abutting a street shall not be less than five15 feet in width. *** Sec. 36-361. Off-street parking areas, paved areas, and loading spaces. *** (k) Design Requirements Study Session Meeting of April 27, 2015 (Item No. 7) Page 4 Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study PARKING LOT DIMENSIONS Table 36-361 (b) Stall Angle (degrees) Curb Length (feet) Vehicle Projection (feet) Aisle Width (feet) Total Width (feet) 45 Standard Compact 12.0 11.5 18.5 17.0 13.0* 50.0 60 Standard Compact 10.0 9.5 20.0 18.0 15.0* 55.0 75 Standard Compact 9.0 8.5 20.5 17.5 18.0* 59.0 90*** Standard Compact 8.5 8.0 18.0 16.0 25.0 24.0 610.0** Parallel Standard Compact 23.0 21.0 8.5 8.0 22.0 38.0 * One-way aisles only. ** When parking is provided within a parking ramp, the total bay width may be reduced to 58 feet. *** In a C-1 district the minimum aisle width may be reduced to 22.0 feet and minimum total width of 58.0 feet, with the condition that aisles less than 24.0 feet wide shall provide a minimum curb length of 9.0 feet. *** (10) Yards. Required parking areas shall be subject to the following requirements: b. In the C-1, C-2, O, I-P and I-G districts, parking areas shall be permitted in the front yard and side yards abutting a street, provided that the yard shall not be reduced to less than five feet. c. In the C-1 district: 1. Parking spaces and drive aisles shall not be located between a building and a street, except that a through lot may have parking between the building and less prominent street, as determined by the Zoning Administrator. 2. The minimum yard requirement for parking spaces and drive aisles shall be zero (0.0) when located adjacent to a non-residential district. 3. The minimum yard requirement for parking spaces and drive aisles shall be eight feet when abutting a residentially zoned property. 4. The minimum yard requirement for parking spaces shall be five feet when adjacent to a street. *** Sec. 36-364. Landscaping (4) Parking lots: a. All off street parking areas and drive lanes located within 30 feet of any parcel that is zoned residential and used or subdivided for residential or has an occupied institutional building such as a school, religious institution or community center shall be screened with landscaping and a solid fence or wall Study Session Meeting of April 27, 2015 (Item No. 7) Page 5 Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study a minimum of eight six feet high in the side and back rear yard and 42 48 inches in the when adjacent to a front yard. A hedge may be substituted for the fence in the front yard only. SECTION 2. The contents of Planning Case File 15-10-ZA are hereby entered into and made part of the public hearing record and the record of decision for this case. SECTION 3. This Ordinance shall take effect fifteen days after its passage and publication. Public Hearing April 1, 2015 First Reading May 4, 2015 Second Reading May 18, 2015 Date of Publication May 28, 2015 Date Ordinance takes effect June 12, 2015 Reviewed for Administration Adopted by the City Council May 18, 2015 City Manager Mayor Attest: Approved as to Form and Execution: City Clerk City Attorney April 16, 2015 for the South Side of Excelsior Boulevard Design Guidelines LHB, Inc. SRF Consulting Group, Inc Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 6 2 St. Louis Park Design Guidelines Client St. Louis Park City Staff Tom Harmening, City Manager Kevin Locke, Community Development Director Meg McMonigal, Planning and Zoning Supervisor Sean Walther, Senior Planner Julie Grove, Planning/Economic Development Assistant Consultant Team LHB, Inc. SRF Consulting Group, Inc. Design Guidelines for the South Side of Excelsior Boulevard Task Force Members Robb Bader Caitlin Goff Bob Cunningham Maureen Fitzgerald Alison Moehnke June Petrie Larry North Michael Edlavitch Sam Bryson Graham Merry Matt Stangl Aimee Olson Thia Bryan Ben Stewart Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 7 Table of Contents3 Table of Contents Introduction Context Context and Conditions Corridor Zones Commercial and Residential Zoning Process and Schedule Planning Process Goals, Themes and Directions Design Guidelines Overview Boulevard Experience Public Realm Neighborhood Interface Site Design Building Design Traffic, Access and Parking Boulevard Experience Guidelines 4-5 6 6-7 8-9 10-11 12 12-13 14 16 16 16 16 17 17 17 18 18-19 Public Realm Guidelines Neighborhood Interface Guidelines Site Design Guidelines Building Design Guidelines Traffic, Access and Parking Guidelines Considerations for Code Revisions Demonstration 4500-4600 Block 4900 Block 20 20-21 22 22-23 24 24-27 28 28-31 32 32-35 36 38 38 39 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 8 Introduction 4 St. Louis Park Design Guidelines Introduction Creating a set of guidelines to shape the future of the south side of Excelsior Boulevard is a forward-looking action intended to enhance the ways the study area fits an important community corridor. The process is not reactive; during the planning process there were no imminent proposals for change. But just as important, the interests of neighbors are served as they contemplate a longer term view of primarily commercially-zoned parcels that immediately abut a residential area. The guidelines address a series of parcels that exist in a narrow band along the south side of Excelsior Boulevard between Quentin Avenue and France Avenue. Guidance is offered to shape: • the public realm, ensuring the qualities of an extensive streetscape that defines Excelsior Boulevard are recognized as new investment occurs; • site design, directing key components of the configuration of a site to maintain focus on goals related to a walkable public realm; • building design, affirming the ways in which the most dominant element of a parcel establishes consistency in quality, orientation, and experience; • neighborhood interface, establishing clear directions for the ways in which development within the study area is defined relative to residential neighbors to the south; and • traffic, access, and parking, suggesting patterns of movement for vehicles that are efficient and safe and encouraging integration of elements that support the use of the site with its overall design character. These guidelines are intended as a tool to creatively shape development. They aim at intentions first, and then support the stated intentions with a series of design directions. Proponents of new development or investment might find ways to satisfy the intentions of Figure1.2 Existing image of Excelsior Boulevard at Natchez Ave/Grand Way. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 9 5 Introductionthe guidelines in ways that do not perfectly align with their more specific guidance. In this way, the guidelines are not prescriptive, but provide a way of offering guidance to developers and property owners, neighbors, and the city—all parties who have an interest in creating enduring patterns of development in the study areas oriented to goals established or reinforced during the planning process. The guidelines do not replace the city’s zoning regulations. For someone seeking to create something they feel is a better fit to a difficult parcel—or even one where there are few development constraints—the guidelines aid in defining directions that align with broader goals for the corridor. They provide a way of establishing consistency in investment beyond zoning. The guidelines are not a mandate, and developers may choose to invest following patterns that align exactly with a parcel’s zoning. But the process used to create the guidelines suggest a more inviting long-term view of parcels within the study area, should the intentions of these guidelines be addressed as change happens on sites. They demonstrate a preference arrived at through a dialog with interested stakeholders—property owners and neighbors, and they suggest a way of extending that dialog with those who choose to make change along the south side of Excelsior Boulevard. Figure1.3 Possible future building design along Excelsior Boulevard. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 10 6 St. Louis Park Design Guidelines Context and Conditions Miracle Mile Zone near Park Nicollet Blvd.Excelsior and Grand Zone, at Natchez Ave Small scale development, set close to the street Ellipse Zone, NE of Huntington Ave Figure1.4 Images of Excelsior Boulevard Context and Conditions Context The study area exists largely as a narrow band of properties along Excelsior Boulevard’s south side between Quentin Avenue and France Avenue. In many cases, the parcels are less than 150 feet deep and not more than 54 feet wide, and in some cases, the parcels are oddly shaped, making redevelopment difficult. Development character varies among the parcels, sometimes with buildings advancing near the sidewalk along Excelsior Boulevard and at other times buildings receding to the rear of a site with parking being prominent and near the street. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 11 Context and Conditions7 Study Boundary Figure1.5 Study area Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 12 Context and Conditions 8 St. Louis Park Design Guidelines Figure1.7 Corridor context zones Corridor Context To understand the study area, one needs to consider the entirety of the Excelsior Boulevard corridor. An early dialog with the Task Force emphasized the study area as one piece of the corridor’s fabric, with patterns that stand apart from other stretches of the corridor. Broadly, development along the corridor might be characterized in four zones (see Figures 1.7 and 1.8). The varying characters of development along Excelsior Boulevard extend through decades of its evolution. Perpetuating that character seems an appropriate guide and a way of maintaining the sense of a varied experience along Excelsior Boulevard, and recognizes the way people in St. Louis Park have viewed the corridor for just about as long. In framing guidelines, the underlying character might be viewed as one of the baselines influencing future character of development. In this way, the scale and pattern of development in the study area might evolve, but not in ways that might appear foreign to Excelsior Boulevard. Regulatory Context Properties in the study area fall into three zoning classifications. While the details of specific zoning should rely on the city’s zoning ordinance, the general requirements for each of the three zoning classifications can be summarized in Figure 1.11. For commercial properties in St. Louis Park, the city uses a method of determining parking requirements based on use. This is especially important on parcels within the study area, where sites are small but the buildings might accommodate a range of uses, each driving a different demand for parking. This “registration of land use” method assures that parking supporting an activity on a parcel is determined by the use, not the zoning classification. In doing this, a restaurant with a high parking demand could not occur on a site where the necessary parking could not be accommodated. Land use was not a consideration in the study of the south side of Excelsior Boulevard. The guidelines, from the perspective of land use context, do not recommend changes in land use or zoning. As a result, the patterns of primarily commerical use along the boulevard is perpetuated, as is the position of a few blocks of residential use. It should be noted that the Task Force has indicated it would not object to a reconsideration of the residential land use, particularly related to diversity of residential development in these few blocks. Zone General Location General Character Park Nicollet North side of corridor, TH 100 to Quentin Ave Large scale development, set back from sidewalk South side of corridor, Woodale Ave to Quentin Ave Large scale development, set back from sidewalk Large scale development, set back from sidewalk Small scale development, set near sidewalk or set back from sidewalk Moderate and small scale development, set near sidewalk Moderate scale development, set near sidewalk or set back from sidewalk North side of corridor, Quentin Ave to Monterey Drive South side of corridor, Quentin Ave to France Ave North side of corridor, Kipling Ave to Hungtington Ave North side of corridor, Hungtington Ave to France Ave Miracle Mile Excelsior and Grand Study Area Ellipse Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 13 9 Corridor CharacterFigure1.8 Excelsior Boulevard corridor context zones Development Park Nicollet Zone Excelsior and Grand Zone Ellipse Zone Large scale, set back from sidewalk Large and small scale, set close to the street Moderate and small scale, set close to the street Moderate and small scale, set close to the street (north side) Small scale, set close to the street (south side) Miracle Mile Zone Character Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 14 Context and Conditions 10 St. Louis Park Design Guidelines Figure1.11 Zoning table Current Zoning, Generally C-1 C-2 R-3Neighborhood Commercial General Commercial Two-family Residence Purpose and Effect The purpose of this C-1 neighborhood commercial district is to provide for low- intensity, service-oriented commercial uses for surrounding residential neighborhoods. Limits will be placed on the type, size, and intensity of commercial uses in this district to ensure and protect compatibility with adjacent residential areas. 3 stories or 35 ft 1.2 5 ft 15 ft abutting street, 0 ft or match adjacent residential 20 ft 10 ft abutting alley 0 ft if under 35 ft and not adjacent residential; 15 ft if adjacent residential 1/2 building height if height is 35 ft or greater 15 ft abutting street, 0 ft or match residential if adjacent (plus additional if taller than 35 ft) 15 ft abutting street, 7 ft and 5 ft (single family) 9ft and 6ft (duplex) na na 11 units per acre 5 ft 25 ft 25 ft 2.0 0.25 3 stories or 35 ft6 stories or 75 ft (certain conditions allow for greater height) The purposes of the C-2 general commercial district are to: (1) Allow the concentration of general commercial development for convenience of the public and mutually beneficial relationship to each other in those areas located away from residential areas designated by the comprehensive plan; (2) Provide space for community facilities and institutions that appropriately may be located in commercial areas; (3) Provide adequate space to meet the needs of modem commercial development, including off-street parking and truck loading areas; (4) Minimize traffic congestion; and (5) Carefully regulate the intensity of commercial development as it refers to both internal site factors and external impacts. The purpose of the R-3 two-family residence district is to provide appropriately located areas for one-family and two-family dwelling units on parcels of reasonable size; ensure adequate light, air, privacy and open space for each dwelling unit; provide institutional and community services such as parks, schools, religious facilities, and community centers supportive of a residential area while safeguarding its residential character; protect residential properties from noise, illumination, unsightliness, odors, dust, dirt, smoke, vibration, heat, glare, high traffic volumes and other objectionable influences. Height Floor Area Ratio Density Yard, front Yard, side Yard, rear Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 15 11Current ZoningFigure1.12 Current residential and commercial zoning Commercial Corridor Focal Intersections Excelsior Blvd. Streetscape Neighborhood Residential Interface with Neighborhood Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 16 Process and Schedule 12 St. Louis Park Design Guidelines Planning Process The process of defining guidelines for the South Side of Excelsior Boulevard focused on two primary methods of receiving input from the community: two neighborhood meetings, the first of which occurred at the outset of the planning process; and Task Force meetings that occurred throughout the planning process. Neighborhood Meetings The first of two neighborhood meetings occurred at the beginning of the planning process. At the meeting, attendees worked in small groups to respond to a series of questions and then shared the highlights of their work with the larger assembled group. Input was varied, as summarized on the following pages, but key concerns and ideas focused on creating walkable and safe experiences. At the meeting, the following goals floated to the surface as being important to the development of the south side of Excelsior Boulevard: • Protecting neighborhood interests • Drawing other cities to replicate our non-conforming vision • Creating human-scaled buildings that invite walkability • Establishing a unified fence between commercial and residential properties • Recognizing that over a 20-year time horizon, anything is possible In one of the exercises, meeting participants were asked to assess their sense of the potential for change for parcels within the study area. While the groups recognized many of the parameters involved in making change happen, most suggested that nearly all the parcels in the study area would eventually change. The notion of eventual change became important in meetings with the Task Force and in framing guidelines for parcels in the study area. A second neighborhood meeting occurred later in the planning process and included a review of the process and the directions that evolved through interactions with the Task Force. General reaction to the proposed guidelines was positive, with questions being addressed to details of the guidelines and methods of eliminating Figure1.13 Images from the first neighborhood meeting, March 19 2014. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 17 13Process and Schedulebillboards (which was not addressed during this process, but is addressed by other sections of the city ordinances). During Neighborhood Meeting Two, participants raised questions or offered comments related to: • Allowed building heights: the guidelines reinforce the underlying zoning, but allow some flexibility in height if it can be demonstrated that a better design can be achieved. For instance, a first floor height greater than 12 or 14 feet may be desirable, but may be limited for projects targeting three stories. The city may determine, in this case, that a better design can be achieved by allowing additional height (on the order of a few feet, most likely). Additional height may also be desired to better screen mechanical equipment located on rooftops. It should be noted, however, that the limited site area of most parcels would not likely allow buildings approaching the maximum zoning height. • Billboards: billboards were not addressed by the guidelines, but are controlled by other parts of the city’s zoning ordinance. • Parking: the underlying issue is one of quantity and management. The city uses a registration of land use methodology to control parking tied to the activity within a building. To date, that method has demonstrated good success in managing parking on sites. • Traffic : new development or investment might increase traffic, but the incremental change would have to be compared to a fully functional and occupied (and zoning-compliant) use within the study area. It is unlikely that significant additional square footage of development could be achieved without major parcel assembly, and even then the likely change in traffic generation would be limited. • Development: given the design guidelines, participants were interested to know if developers could do anything they want. In fact, a proposal for development must adhere to existing zoning or pursue a path to development using a planned unit development approach, in which case the city and Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 18 Process and Schedule 14 St. Louis Park Design Guidelines the developer would use these guidelines to direct development appropriately. • Pedestrian crossings: the design guidelines do not change the character or function of the roadway or any crossings of Excelsior Boulevard. The goal, however, is to increase the pedestrian orientation of development along the south side of the boulevard, so further study may be required to ensure that increased pedestrian movements are safely accommodated considering the volumes of traffic on Excelsior Boulevard. • Trash and deliveries: the guidelines suggest ways of accommodating the more utilitarian functions of development in ways that are integrated with the design of the site and building. The nature of these functions might be coordinated by property owners to avoid conflicts with the use on the site—a strategy that would be prudent for the best use of the site. Turning movements were tested in demonstrations to ensure large vehicles could be reasonably accommodated. • Development focus: participants wondered if development in the study area would be directed to a local population or have a more regional orientation. In fact, both are likely necessary for the success of the corridor, but the process did not address factors of market orientation. • Local character: the orientation of the guidelines toward Excelsior Boulevard character and local business, where possible, was appreciated. There needs to be incentives to stay for those businesses already located on the boulevard or to invest here for new businesses. • Cross easements: the goal of a nearly continuous parking area behind buildings is facilitated by the use of cross easements for access. The nature of an incremental evolution is recognized, so the ultimate configuration of access and movement (and parking) can only be achieved with time. In the model that places parking behind buildings, easements for utilities may also be necessary. Neighborhood Meeting 1 City Council Chambers March 19 April 22 May 6 May 27 June 3 Municipal Service Center Citizens Bank Building Citizens Bank Building Citizens Bank Building • Project introduction directed to need, process, outcomes • Issues definition • Questions • Solicitation for participation on task force • Project introduction focused on task force role • Neighborhood Meeting One review • Study area assessment • Vision discussion • Detailed examination of issues • Study area needs, priorities, qualities • Possibilities for change • Guideline topics definition • Guidelines investigations (part 1) • Guidelines investigations (part 2) • Cross check of investigations Task Force Meeting 1 Task Force Meeting 2 Task Force Meeting 3A Task Force Meeting 3B Engagement and Meeting Schedule Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 19 15Process and ScheduleJune 24 September 16 November 10 December 9 TBD Citizens Bank Building City Hall City Hall Citizens Bank Building City Hall • Recommended guidelines review • Guidelines application to sites • Presentation of findings to date • Solicitation of feedback • Review of guidelines for concurrence • Recommendations for adjustments • Review of input from Neighborhood Meeting Two and City Council/Planning Commission work session Neighborhood Meeting 2 Task Force Meeting 4 Task Force Meeting 5 City Council/ Planning Commission work session Approval Meetings Task Force Meetings Meetings of a Task Force composed of volunteer stakeholders were organized as dialogs between members, staff, and consultants. In each of the two-hour meetings, the focus was on a guided discussion among the various interests of represented by the Task Force. Meeting Four (which focused on a discussion of draft guidelines and actually occurred during two meetings) resulted in an essential consensus on the character of development in the study area, its orientation to both Excelsior Boulevard and the neighborhood, and accommodating necessary site functions. It’s probably unfair to characterize consensus as unanimous agreement because some members of the Task Force were not present during the second session of Meeting Four, but members present determined that an incremental evolution of this part of the Excelsior Boulevard corridor following the draft guidelines—with amendments as they noted during their review—would be appropriate. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 20 Goals, Themes and Directions 16 St. Louis Park Design Guidelines Figure1.14 Images created by participants at the first neighborhood meeting. Significant Directions Several significant directions came out of these meetings: • Placing buildings near the sidewalk at Excelsior Boulevard, reinforcing the pedestrian realm and better defining the sense of street edge • Establishing a zone for parking generally behind buildings with the potential for cross easements to create continuous parking accessed from cross streets and, in some locations, directly from Excelsior Boulevard with parking located alongside buildings • Creating separation from the neighborhood to limit intrusion of light, noise, pollution, and people through a continuous physical and landscaped barrier focused on a ten foot wide zone at the south side of the Excelsior Boulevard parcels Development Pattern Establishing guidelines for the south side of Excelsior Boulevard is a process that involves more than offering directions for individual parcels. In this process, several key patterns were recognized for the study area— patterns that apply broadly to all parcels: • Patterns of land use are directed to underlying zoning, with most of the corridor being commercial in its orientation and the blocks between Inglewood Avenue and Glenhurst Avenue being multi-family residential; • Reinforcement of the streetscape of Excelsior Boulevard, particularly in ways that support an active and more pedestrian public realm; • Creation of highlights through enhanced site or building development at key Excelsior Boulevard thresholds at Quentin Avenue, Monterey Avenue, and France Avenue; • A definitive and continuous interface between the parcels that comprise the study area and the single family neighborhood to its south. The guidelines for the south side of Excelsior Boulevard build upon these basic patterns as a means of creating a more integrated and holistic experience. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 21 Goals, Themes and Directions17 Heterogeneous.... A place of visible human activity... Punctuated by unique highlights... Integrated with the neighborhood... Varied in form and pattern... Connected at the public realm... Walk-able, bike-able, and park-able... Both “stay-at” and “go-to”... Attractive, in all of its forms... varied, mixed, diverse—in both character and activity...like the Boulevard has been and is today where walking and biking gain equal footing with cars on the Boulevard, especially as connections are reinforced with the neighborhood through buildings or publicly- implemented features, these highlights mark the South Side and reinforce its place as a part of the Boulevard perhaps in some places more tightly than in others, but wherever the interface happens, it becomes a place of value, not neglect with some buildings pulled forward to the Boulevard and others pushed back—even on adjacent parcels, but always presenting an active face on the Boulevard and enduring allowing the character of the streetscape to be a significant part of the experience, with private realm spaces knitted to the streetscape to support the Boulevard and its human activity where development doesn’t give up on cars, but patterns aren’t dominated by the infrastructure needed to support them and the resulting experience is comfortable and safe having places focused on serving the neighborhood and places that attract others into the corridor, and between introduced and indigenous activities/ uses bringing people and business that lend life, vitality, and activity to the corridor, but also having the built and natural forms result in patterns that are endearing and enduring Draft Guideline Creation: Themes Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 22 Design Guidelines Overview 1. BOULEVARD EXPERIENCE 2. PUBLIC REALM 3. NEIGHBORHOOD INTERFACE 18 St. Louis Park Design Guidelines Therefore, the intention is for a Boulevard experience that is mixed in activity, with appropriately scaled and aggregated residential and commercial uses; and that results in buildings and sites that are stylistically harmonious, but not uniform. Therefore, the public realm shall result in an engaging site and building frontage—particularly at commercial building faces or the spaces between the sidewalk and the building face—to bring life and energy to the street and sidewalk. Therefore, the neighborhood interface shall be a place of value—whether it’s a zone of integration or separation, with both the new development and the neighborhood benefiting from the immediate relationship. The south side of Excelsior Boulevard is not homogeneous in its activity or experience, with a mix of commercial and residential land uses and a variety of architectural styles reflecting of both use and era of development. It’s a pattern that has typified the Boulevard for decades, and one that should be perpetuated as its South Side evolves. The streetscape of Excelsior Boulevard establishes a consistent image for the length of the corridor, particularly considering the median. The public realm of the Boulevard should be reinforced with uses and built forms that reinforce the notion of visible human activity, creating a greater sense of comfort and safety and reinforcing the notion of a walk- able and bike-able place. The immediate relationship between the Excelsior Boulevard fronting properties and the neighborhood to the south should be valued as a pattern, whether the two are integrated of separated. The placement of buildings and the constructed features have the potential of intruding upon neighbors, but handled well, new development might enhance the livability of the neighborhood. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 23 Design Guidelines Overview4. SITE DESIGN 5. BUILDING DESIGN 6. TRAFFIC, ACCESS and PARKING 19 Sites surrounding buildings vary in space, form and character along the Boulevard, with some focused on accommodating support functions and others offering some level of amenity, mostly related to landscaping. In an evolution of the South Side, the metamorphosis might more directly address how people and human activity are accommodated as a part of the site design. Therefore, sites shall be developed with a strong orientation to human scale and experience, even in those components of the site directed to activity supporting functions. Buildings are the most prominent element of the corridor. On the South Side, parcel size limits the ways buildings can be placed, but the ways in which they are designed can perpetuate the long-term patterns of a varied corridor. Equally important, buildings should relate to the human activities of the Boulevard—in scale, orientation, and detail. Therefore, buildings shall be designed in ways that are “read” as part of a human-scaled experience of Excelsior Boulevard and that perpetuate their presence on the Boulevard, accommodating a range of uses over their lifetimes, allowing the buildings to become ingrained in the patterns of the Boulevard. Therefore, the patterns of vehicle movement shall be addressed in ways that support their presence but limit their impact on human activity and adjacent different uses, and that result in space on sites that are designed for people, not merely for function. While there may be a desire to better accommodate walking and biking, cars will remain a fixture of the Boulevard. Their presence and movement bridges between public and private realms as much as any other corridor elements, so how they leave the street and are accommodated on sites needs to be a core piece of the design of the South Side. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 24 Design Guidelines 20 St. Louis Park Design Guidelines Guidelines The south side of Excelsior Boulevard is not homogeneous in its activity or experience, with a mix of commercial and residential land uses and a variety of architectural styles reflecting of both use and era of development. It’s a pattern that has typified the Boulevard for decades, and one that should be perpetuated as its South Side evolves. Therefore, the intention is for a Boulevard experience that is mixed in activity, with appropriately scaled and aggregated residential and commercial uses; and that results in buildings and sites that are stylistically harmonious, but not uniform. 1. BOULEVARD EXPERIENCE Development patterns shall perpetuate the mix of uses by adhering to current zoning and land use guidance to create a corridor that is primarily commercial in orientation, with residential uses separating commercial activities into nodes focused near France Avenue and between Quentin Avenue and Inglewood Avenue. These guidelines are intended to promote vitality in the businesses that line Excelsior Boulevard, in buildings that form a distinct transition between the boulevard and the neighborhood. These guidelines shall be used to encourage consistent investment in properties, either by reinvestment or through redevelopment, that assures property owners, business owners and neighbors of the long- term character of development, but not in ways that limit creativity or force directions that cannot be economically supported. To reinforce the experience of Excelsior Boulevard, development shall encourage street level human activity, whether the activity is commercial or residential in orientation. For commercial parcels, in particular, development shall provide inviting spaces that bring human activity near the sidewalk at Excelsior Boulevard. While the corridor is a major vehicle corridor, the public realm and development shall accommodate those movements that do not rely on personal vehicles. Figure1.15 Typical block layout showing areas affected by boulevard experience design guidelines. 1.1 1.2 1.3 1.4 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 25 Boulevard Experience21Boulevard Experience1.1, 1.2, 1.3, 1.1, 1.2, 1.3, 1.4, 1.5 1.4, 1.5, 1.6 1.4, 1.5 Several locations along Excelsior Boulevard define “gateways” to the corridor and merit special attention in site and building design. In particular, special site or building features (including, but not limited to, public art, articulation of building elements to emphasize publicly- oriented building elements, special landscape features or treatments, and signage, if approved by the city) are encouraged at Excelsior Boulevard’s intersections with Quentin Avenue, Monterey Avenue, and France Avenue. The City of St. Louis Park has a keen orientation to sustainability, even to the degree that it is becoming a keystone quality of the community. The city’s orientation to sustainability shall be reflected in development on Excelsior Boulevard’s south side in ways that are measurable and demonstrate significant improvements in energy and water use and stormwater management intersections with Quentin Avenue, Monterey Avenue, and France Avenue. Figure1.16 Images showing elements of the boulevard experience. 1.5 1.6 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 26 Design Guidelines 22 St. Louis Park Design Guidelines The streetscape of Excelsior Boulevard establishes a consistent image for the length of the corridor, particularly considering the median. The public realm of the Boulevard should be reinforced with uses and built forms that reinforce the notion of visible human activity, creating a greater sense of comfort and safety and reinforcing the notion of a walk-able and bike-able place. Therefore, the public realm shall result in an engaging site and building frontage— particularly at commercial building faces or the spaces between the sidewalk and the building face—to bring life and energy to the street and sidewalk. The character of streetscape elements from Excelsior Boulevard shall be extended into publicly accessible private spaces along the corridor (at either Excelsior Boulevard or crossing streets) to establish the sense of a continuous public realm and a safe, inviting, walking-focused public realm outside of the roadway. At the point of transition to the neighborhood, there shall be a clear demarcation of the neighborhood “entry” created within the public realm and focused on areas of the right-of-way outside of the curbs. Where transit facilities exist along the corridor, the design of sites shall be organized to support transit with safe, convenient, and protected amenities for transit users. To the extent possible, features supporting transit shall be incorporated into the design of a site and/or building. Sidewalks along Excelsior Boulevard shall be established at not less than 10 feet wide, with at least six feet clear of obstructions along the length of any property. The presence of on-street parking shall be incorporated into the patterns of the public realm and the overall site design by providing safe and accessible passage for those parked in on-street spaces. In accordance with city policies, on-street spaces along the frontage of a property may be counted as a part of the parking supply for that parcel. Guidelines Figure1.17 Typical block layout showing areas affected by public realm guidelines. 2. PUBLIC REALM 2.1 2.4 2.5 2.2 2.3 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 27 23Public Realm2.3 2.1, 2.4, 2.5 2.4 2.5 Figure1.18 Images showing elements of the public realm. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 28 The immediate relationship between the Excelsior Boulevard fronting properties and the neighborhood to the south should be valued as a pattern, whether the two are integrated of separated. The placement of buildings and the constructed features have the potential of intruding upon neighbors, but handled well, new development might enhance the livability of the neighborhood. Therefore, the neighborhood interface shall be a place of value—whether it’s a zone of integration or separation, with both the new development and the neighborhood benefiting from the immediate relationship. Design Guidelines With the goal of efficiency in use of the site while protecting adjacent properties, sites shall be organized and buildings placed to minimize the intrusion of light, noise, activity, and other negative impacts of commercial development into neighboring residential properties. Because the preferred location for parking supporting a building’s use is behind the building and nearest the residential neighborhood, the design of the separation must address the impacts of vehicles using the parking areas and practices to manage the parking area when the building is not active. To further define the boundary between commercial and residential properties, separation shall prevent easy access to it by pedestrians. Service functions for buildings may occur in the zone nearest the residential neighborhoods. To limit the impacts of these activities, regular services shall be directed to times that limit impacts on neighbors. 24 St. Louis Park Design Guidelines Guidelines Figure1.19 Typical block layout showing area affected by neighborhood interface design guidelines. 3. NEIGHBORHOOD INTERFACE 3.2 3.1 3.3 3.4 3.5 To establish continuity along the interface with and separation from the residential properties to the south, a boundary zone shall be created of not less than 8 feet in width and continuous along the entirety of the Excelsior Boulevard parcel using materials and treatments that are enduring and create value for properties on both sides of the boundary. The goals of minimizing intrusions (see 3.1) from commercial properties past the boundary area a primary goal. Should the separation result in yard space on the residential side, that space shall be maintained perpetually by the Excelsior Boulevard use. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 29 3.2, 3.4 3.1, 3.2, 3.4 3.1, 3.2, 3.4 3.2, 3.4 25Neighborhood InterfaceFigure1.20 Images showing possible neighborhood interface treatments. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 30 Design Guidelines 26 St. Louis Park Design Guidelines Sites surrounding buildings vary in space, form and character along the Boulevard, with some focused on accommodating support functions and others offering some level of amenity, mostly related to landscaping. In an evolution of the South Side, the metamorphosis might more directly address how people and human activity are accommodated as a part of the site design. Therefore, sites shall be developed with a strong orientation to human scale and experience, even in those components of the site directed to activity supporting functions. As a whole, sites shall be designed to support the notion of an Excelsior Boulevard corridor oriented to human-scaled experiences, to maximizing “green” space on sites and the feeling of a “green” corridor, screening of functional site elements so that human activities and spaces for visible human activity on sites are prominent, and to placing buildings where they best reinforce activity and an orientation to Excelsior Boulevard. To facilitate coherent and efficient patterns on sites, ease of function, consistency in addressing Excelsior Boulevard and the neighbors to the south, and facilitate opportunities for sharing functional areas, parking areas shall be located continuously along the rear portion of each site or shall provide for connections between parcels along this portion of each site. Parcels at ends of blocks must provide access at that location. Parked cars shall be screened from views from adjacent residential sites through the use of plantings or permanent screening. Sites may be accessed from Excelsior Boulevard directly, provided the access point considers a point of access shared with the adjacent parcel. In the event the patterns of site development use an access point on Excelsior Boulevard, the site plan shall still provide a connection to parking located behind buildings on at least one side of the site. To establish continuity along the public realm and to screen parking from public view, parking areas along Excelsior Boulevard and any crossing streets shall be screened by architectural features or plantings. Architectural features, if used, shall be designed to reflect the patterns and materials of the primary building on the parcel; plantings, if used, shall be composed of combinations of evergreen and deciduous shrubs and perennials that allow for interest in all seasons. Plantings shall include over-story trees to provide shade over the public sidewalk and a sense of continuity in a plane generally aligning with the street-facing façade of the building. Guidelines Figure1.21 Typical block layout showing areas affected by site design guidelines. 4. SITE DESIGN 4.4 4.34.1 4.2 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 31 27Site Design4.1 4.1 4.1 4.4 Development density for parcels shall be guided by existing city controls, although limited site areas for unaggregated parcels will naturally limit development based on a lack of available space for parking, and unless methods of accommodating parking other than surface parking are used, city controls will limit density on even aggregated parcels. Drive-up windows or drive-through facilities are discouraged due to limited site area for stacking based on the smaller parcel sizes, unless it can be clearly demonstrated that those facilities do not impede the creation of or intrude upon pedestrian zones or create negative impacts on nearby residential parcels. Service areas (including trash and recycling enclosures, loading areas, and other building support functions) that are within the building or screened with materials that extend from the building are preferred. Access to any service area must occur from within the parcel and shall be located in ways that limit the maneuvering necessary for access by any service vehicle. Service areas separated from buildings shall be screened by permanent materials that substantively match the materials, patterns, and details used in the building, with landscaping that is an extension of the landscape patterns of the site. The service area shall be located so that no direct views into a service area occurs from a public street or from a walkway serving the primary building entry. 4.5 4.7 4.6 Figure1.22 Images showing possible site design treatments. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 32 Design Guidelines 28 St. Louis Park Design Guidelines Walkways between a public sidewalk and the primary building entry shall highlight the path to the primary building entry through architectural features, landscaping, and lighting. Walkways that are covered or partially covered by architectural features are encouraged, provided those features are designed consistent with the materials and patterns of the building. A walkway that crosses a vehicular path or parking area shall extend the sidewalk materials through the vehicular path or parking area. Lighting used on sites shall be consistent in color and designed to prevent trespass of illumination onto adjacent sites. To the extent practicable, lighting shall be integrated with the design of buildings. Lighting sources shall not be visible. 4.11 Any landscape improvements proposed as a part of a plan for development shall become the requirement for planted improvements. Any plantings that die must be replaced, unless is can be demonstrated that the growth of other plants fulfill the purpose of the originally planned and planted materials. 4.4, 4.9 4.9 4.1, 4.8 Figure1.23 Images showing possible site design treatments. 4.10 4.9 4.8 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 33 29Site Design4.2 Figure1.24 Continuous, connected parking lots behind buildings. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 34 Design Guidelines 30 St. Louis Park Design Guidelines Buildings are the most prominent element of the corridor. On the South Side, parcel size limits the ways buildings can be placed, but the ways in which they are designed can perpetuate the long-term patterns of a varied corridor. Equally important, buildings should relate to the human activities of the Boulevard—in scale, orientation, and detail. Therefore, buildings shall be designed in ways that are “read” as part of a human-scaled experience of Excelsior Boulevard and that perpetuate their presence on the Boulevard, accommodating a range of uses over their lifetimes, allowing the buildings to become ingrained in the patterns of the Boulevard. The mass of a building on a site shall occur on a parcel in ways that reinforce the public realm as a mixed mode, varied, and human- scaled corridor while protecting residential neighbors, with the primary mass of the building pulled “forward” on a parcel. Current zoning ordinances limit building heights, but flexibility in overall height may be permitted if the design demonstrates the benefits to the experience of the corridor or if the building or site includes features benefiting the community. The design of buildings shall address all sides of the structure in terms of designed character, materials, fenestration, and details, with ornament and signage that is integral to the overall building design. Buildings shall be placed to reinforce the pedestrian orientation of Excelsior Boulevard with most of their street-facing façade occurring at or near the front property line. Building materials and details shall be holistic in design (not add- ons or used solely for the purpose of ornament) and not materials that are representations of other materials (such as manufactured stone or false brick). Materials shall be durable and constructed with a sense of human craft. Termination of materials or changes in materials across a façade shall occur in ways that are integral to the material used; in particular, a change in materials at exterior corners is discouraged. Details of construction and materials shall be scaled to human experiences, particularly at street level facades along Excelsior Boulevard. Building taller than two stories shall have the upper floors set back from street frontages at least 10 feet as a means of maintaining a more human-scaled experience along Excelsior Boulevard. 5.6 5.1 5.3 5.4 5.5 5.2 Guidelines Figure1.25 Typical block layout showing areas affected by building design guidelines. 5. BUILDING DESIGN Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 35 31Building Design5.1, 5.3, 5.4, 5.6 5.1, 5.3, 5.4, 5.7, 5.8, 5.11, 5.12 5.1, 5.3, 5.4, 5.6, 5.7, 5.8, 5.9, 5.11, 5.12 5.7 5.8 Walls oriented to streets shall be articulated with doors and windows to encourage interaction between the public sidewalk and the interior of commercial street level uses. No section of wall longer than 24 feet shall be void of windows or doors. A door oriented to Excelsior Boulevard shall remain accessible during typical business hours. Windows at street level shall be transparent and be sufficient in extent to highlight a sense of human activity in the building at each level of the building. Figure1.26 Images showing possible building types and configurations. 5.9 For residential buildings, features that highlight human activity— or the sense of human activity, such as terraces, balconies, or other outdoor private or common spaces, shall be a part of the design of residential buildings. Vehicle entry doors shall not be oriented to Excelsior Boulevard.5.10 The design of the building shall highlight the building entry through architectural elements, lighting, landscape elements, or other features that call attention to the entry, and the building entry shall always be oriented to and clearly visible from Excelsior Boulevard. Other building entries may be highlighted, but shall not take precedence over an entry oriented to Excelsior Boulevard. A parcel with frontage on two streets may utilize a corner entry that gives equal prominence to Excelsior Boulevard and the intersecting street. At entries, the door itself shall be designed to be the focal of the entry experience. 5.11 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 36 Design Guidelines 32 St. Louis Park Design Guidelines Lighting used as a part of the building shall be consistent with the color of lighting used on sites. Lighting on buildings shall be designed to illuminate features of the building or site spaces, but not to indiscriminately spread illumination across building facades or sites. Signage shall be designed to be integral to the building, shall not obscure architectural features or elements, and shall be limited to street level facades. Signs that project over sidewalks are encouraged. While these guidelines encourage a balance between the vehicle- dominated environment of the roadway and the pedestrian nature of Excelsior Boulevard’s sidewalk areas, signage is encouraged to be scaled to the experience of the pedestrian. 5.13 5.12 5.7, 5.8, 5.12 5.7, 5.8, 5.12 5.7, 5.8, 5.11, 5.12 5.13 Figure1.27 Images showing possible building types and configurations. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 37 33Building DesignFigure1.28 Possible building configuration. 5.1, 5.3, 5.4, 5.6, 5.7, 5.8, 5.11, 5.12 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 38 While there may be a desire to better accommodate walking and biking, cars will remain a fixture of the Boulevard. Their presence and movement bridges between public and private realms as much as any other corridor elements, so how they leave the street and are accommodated on sites needs to be a core piece of the design of the South Side. Adequate parking and convenient access is necessary to support redevelopment or reinvestment in parcels, but the focus on development on sites should be directed to buildings and site spaces, not parking. Because of the incremental nature of development and redevelopment activities on the south side of Excelsior Boulevard, guidance for three scenarios for parking are described: • Redevelopment of an individual parcel • Concurrent redevelopment of adjacent parcels under separate ownership • Assembly of several adjacent parcels into a larger redevelopment site Therefore, the patterns of vehicle movement shall be addressed in ways that support their presence but limit their impact on human activity and adjacent different uses, and that result in space on sites that are designed for people, not merely for function. Design Guidelines 34 St. Louis Park Design Guidelines 6.1 In general, parking shall be organized to provide adequate on-site parking to minimize the need for on-street parking and impacts on adjacent neighborhoods. Shared parking is encouraged between parcels on the south side of Excelsior Boulevard between Quentin Avenue and France Avenue. Consistent with the north side, on- street parking bays on the south side of Excelsior Boulevard may be permitted. Additional analysis and approval by Hennepin County will be required to determine their location, need, and justification. 6.2 Parking supply in excess of city minimum standards shall be discouraged, however parking that addresses the potential range of activities in a building must be considered. Guidelines Figure1.29 Typical block layout showing areas affected by traffic, access and parking design guidelines. 6. TRAFFIC, ACCESS and PARKING Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 39 35Traffic, Access and Parking6.3, 6.66.1, 6.6 6.3 6.3 Surface parking areas shall be located behind buildings to the extent practicable to encourage continuity of building frontages along Excelsior Boulevard. If not possible, the parking area should be located on the side of the building. Driveways and drive aisles shall be minimized in width and provide good visibility of pedestrians from vehicles using the driveway. 6.4 For end parcels located adjacent to a street crossing Excelsior Boulevard, access to the parking areas should be located on the crossing street in order to perpetuate and enhance pedestrian activity along the Excelsior Boulevard sidewalk. Access to and from Excelsior Boulevard should be eliminated or consolidated wherever possible. At a minimum, Hennepin County will allow limited access for each parcel and may limit access to no net increase along the corridor. For access from Excelsior Boulevard, existing median breaks for left turn movements will be allowed at their current locations. Additional median breaks on Excelsior Boulevard will not be allowed. Large surface parking lots are discouraged. Where necessary to support development, they should be broken up with landscape areas to provide visual relief and locations for trees to significantly shade hard surfaces, incorporate green infrastructure to the extent practicable to assist in stormwater management, and introduce other features that humanize the parking experience on sites. 6.6 6.5 Figure1.30 Images showing possible traffic, access and parking configurations. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 40 Design Guidelines 36 St. Louis Park Design Guidelines 6.9 For the redevelopment of two adjacent parcels under separate ownership where the redevelopment is concurrent, the following guidelines apply: • 6.9.1 For end parcels located adjacent to a secondary street, access to the parking areas should be located on the secondary street, not along Excelsior Boulevard. An internal drive aisle behind the buildings should connect the two parcels by establishing cross easements, allowing two-way traffic and access to surface parking. • 6.9.2 For mid-block parcels, shared use of an internal drive aisle to surface parking areas located behind (preferred) or alongside the buildings should be considered by establishing cross easements among property owners. 6.7 Figure1.31 Images showing possible traffic, access and parking configurations. 6.8 For the redevelopment of an individual parcel, the following guidelines apply: • 6.8.1 For end parcels located adjacent to a secondary street, access to the parking areas should be located on the secondary street, not along Excelsior Boulevard. • 6.8.2 For mid-block parcels, shared use of an internal drive aisle to surface parking areas behind (preferred) or alongside the buildings should be considered by establishing cross easements among property owners, if possible. • 6.8.3 For mid-block parcels, the internal drive aisle to surface parking areas located behind (preferred) or alongside the buildings should be designed using a minimum side yard setback. This would allow the opportunity for an adjacent parcel (redeveloping at a later date) to share the internal drive aisle by establishing cross easements among property owners. 6.7 Parking for bicycles and non-traditional vehicles should be provided on sites in visible and accessible locations, with amenities that encourage their use. 6.1, 6.3 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 41 37Traffic, Access and Parking6.10 For the redevelopment of assembled parcels, the following guidelines apply: • 6.10.1 If feasible, structured parking should be located within the building massing, below grade or in portions of the building not facing onto public streets. • 6.10.2 For end parcels located adjacent to a secondary street, access to the parking structures or surface parking should be located on the secondary street, not along Excelsior Boulevard. An internal drive aisle behind the buildings should traverse multiple parcels by establishing cross easements, allowing two-way traffic and access to surface parking. • 6.10.3 For mid-block parcels, shared use of an internal drive aisle to surface parking areas behind the buildings should be considered by establishing cross easements among property owners. 6.11 The allowed development densities essentially limit any increase in traffic resulting from redevelopment of parcels on the south side of Excelsior Boulevard. As parcels redevelop, impacts on traffic may require study depending on the proposed land use type, size, and density assumptions. 6.1, 6.3, 6.8.1, 6.9.1, 6.10.2 6.10.1 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 42 Considerations for Code Revisions 38 St. Louis Park Design Guidelines As a part of the definition of guidelines, the width of drive aisles in other communities was researched. It is apparent from the investigation that 22 feet for drive aisles is workable, and that given the predominately limited parcel depth, even three feet (the difference between the city’s current standard for drive aisle width and the width proposed in these guidelines) may have a considerable and positive impact on development of the sites and aligning with the goals for the corridor. The guidelines advocate for flexibility in overall building height if a better building design could be achieved. Whether additional height is necessary for first floor height, additional parapet height to screen rooftop mechanical units, or some other feature of the building that affects height, the city’s current effort to consider form-based codes might offer better guidance for overall building height than can be achieved in these guidelines or through the city’s current building height standards. Considerations for code revisions The design guidelines are not a mandate for change, but certain elements may merit further consideration for modifications to zoning. While zoning ordinance changes are a different process, those elements that might be studied are included in the following table. Elements Considerations Drive aisle width Building height Figure1.32 Table of code revisions to be considered. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 43 39Considerations for Code RevisionsIn demonstrations performed as a verification of the guidelines, a parking standard aligned with current zoning was used as a key parameter. A ratio of 4.0 spaces per 1,000 square feet is a fairly common standard for commercial uses (not including restaurant-type uses), in the future the ratio might seem too high, particularly for a corridor that might be evolving to better serve uses who are pedestrians or bicyclists. Two features of the city’s current zoning might become important in a change: the ability for a site’s parking supply to include adjacent street parking and the city’s practice of registering land use to define necessary parking. Current zoning establishes a greater setback at sideyards adjacent to street, but the guidelines encourage advancing buildings on sites to create greater interaction with public sidewalks. Maintaining the current requirement might be at odds with other goals for the corridor as discussed in these guidelines, and to the extent that other considerations for building placement near intersections (sight distance triangle requirements, for instance), the sideyard setback for street frontages might be modified to reduce the setback. One of the keystone elements of the guidelines is establishing a rear yard that allows for separation consistently along the boundary, creating a separation of eight feet that allows for isolation between uses, and when coupled with the reduction in drive aisle width, has a minimal effect on developable area of the parcel. Elements Considerations Parking quantity Sideyard setback Required rear yard Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 44 Demonstrations 75'150'300' 40 St. Louis Park Design Guidelines Demonstrations As a means of validating the design guidelines, demonstrations of development capacity were prepared for several parcels, including some with relatively small footprints. The demonstrations are not intended to be a site plan or an actual design, and they are not intended to serve as an economic model; no projections of value or cost of development were considered. They function primarily as a means of testing the potential of various sites to accommodate development and parking in a proper balance when the guidelines are applied. The demonstrations used setbacks as described in the guidelines, including the separation zone between the parcel and the adjacent residential use, and the configuration of parking areas behind buildings as key elements of the “test.” Parking at a ratio of at least 4.0 spaces per 1,000 square feet was also a primary parameter. The demonstrations suggest that new development following the guidelines is possible on each of the ten parcels tested. With refinements, it may be possible to increase the amount of development on each parcel, or to create a different configuration of building to site, or to achieve a parking ratio closer to 4.0 spaces per 1,000 square feet. All of those are worthy design exercises once a developer can frame a site-specific development program and identify a targeted use. For now, the demonstrations serve as a way of testing the capacity of the parcels to accommodate development following the guidelines, and, for the instances studied, there is sufficient evidence to conclude the guidelines are practicable for redevelopment. 4900 Block 4700-4800 Block 4500-4600 Block 4400 Block 4300-3700 Block 4200 Block 3600-4100 Block 3900 Block 3500-3600 Block Excelsior Blvd.Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 45 41Demonstrations4911 4907 4901 Figure1.33 Potential layout for the 4900 block - Excelsior Blvd view.Figure1.34 Potential layout for the 4900 block - rear of development view. Figure1.35 Potential layout for the 4900 block. 4900 Block 4911 Excelsior Blvd. 4907 Excelsior Blvd. 4901 Excelsior Blvd. Site area 8368 sf 5850 sf 5850 sf Proposed building footprint 2105 sf 1437 sf 1757 sf Parking provided 8 on site 3 on street 11 total 10 on site 2 on street 12 total 5 on site 4 on street 9 total Footprint area 2105 sf 1437 sf 1757 sf Second floor area — 1437 sf — Total floor area 2105 sf 2874 sf 1757 sf FAR 0.25 0.25 0.30 Parking ratio 5.23 spaces/1000 sf 4.18 spaces/1000 sf 5.12 spaces/1000 sf Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 46 Demonstrations 42 St. Louis Park Design Guidelines 4700-4800 Block 4825 Excelsior Blvd. 4811 Excelsior Blvd. 4801 Excelsior Blvd. 4725 Excelsior Blvd. 4701 Excelsior Blvd. Site area 11919 sf 11825 sf 12003 sf 26580 sf 20000 sf Proposed building footprint 4025 sf 2738 sf 2738 sf 8193 sf 5128 sf Parking provided 20 on site 3 on street 23 total 16 on site 3 on street 19 total 16 on site 3 on street 19 total 50 on site 8 on street 58 total 38 on site 5 on street 43 total Footprint area 4025 sf 2738 sf 2738 sf 8193 sf 5128 sf Second floor area 1464 sf 1825 sf 1817 sf 6128 sf 5128 sf Total floor area 5489 sf 4563 sf 4555 sf 14321 sf 10256 sf FAR 0.46 0.39 0.38 0.54 0.51 Parking ratio 4.19 spaces/1000 sf 4.16 spaces/1000 sf 4.17 spaces/1000 sf 4.05 spaces/1000 sf 4.19 spaces/1000 sf Figure1.36 Potential layout for the 4700-4800 block - Excelsior Blvd view.Figure1.37 Potential layout for the 4700-4800 block - rear of development view. Figure1.38 Potential layout for the 4700-4800 block. 4825 4811 4801 4725 4701 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 47 43Demonstrations4500-4600 Block 4637 Excelsior Blvd. 4617 Excelsior Blvd. 4615 Excelsior Blvd. 4611 Excelsior Blvd. 4601 Excelsior Blvd. 4509 Excelsior Blvd. 4501 Excelsior Blvd. Site area 11800 sf 11800 sf 9325 sf 12075 sf 24747 sf 19793 sf 12171 sf Proposed building footprint 3812 sf 2705 sf 2860 sf 3446 sf 6231 sf 5483 sf 4054 sf Parking provided 15 on site 3 on street 18 total 20 on site 3 on street 23 total 10 on site 2 on street 12 total 21 on site 3 on street 24 total 40 on site 7 on street 47 total 28 on site 5 on street 33 total 16 on site 3 on street 19 total Footprint area 3812 sf 2705 sf 2860 sf 3446 sf 6231 sf 5483 sf 4054 sf Second floor area — 2705 sf — 2320 sf 5377 sf 2709 sf — Total floor area 3812 sf 5410 sf 2860 sf 5766 sf 11608 sf 8192 sf 4054 sf FAR 0.32 0.23 0.31 0.29 0.25 0.28 0.33 Parking ratio 4.72 spaces/1000 sf 4.25 spaces/1000 sf 4.20 spaces/1000 sf 4.16 spaces/1000 sf 4.05 spaces/1000 sf 4.03 spaces/1000 sf 4.69 spaces/1000 sf Figure1.39 Potential layout for the 4500-4600 block. Figure1.40 Potential layout for the 4500-4600 block - Excelsior Blvd view. Figure1.41 Potential layout for the 4500-4600 block - rear of development view. 46174637 4615 4611 4601 4509 4501 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 48 Demonstrations 44 St. Louis Park Design Guidelines 4400 Block 4419 Excelsior Blvd. 4415 Excelsior Blvd. 4409 Excelsior Blvd. Site area 20163 sf 9191 sf 11066 sf Proposed building footprint 5575 sf 2309 sf 2539 sf Parking provided 23 on site 4 on street 27 total 8 on site 3 on street 11 total 15 on site 3 on street 18 total Footprint area 5575 sf 2309 sf 2539 sf Second floor area ——1671 sf Total floor area 5575 sf 2309 sf 4210sf FAR 0.28 0.25 0.38 Parking ratio 4.84 spaces/1000 sf 4.76 spaces/1000 sf 4.28 spaces/1000 sf Figure1.43 Potential layout for the 4400 block - Excelsior Blvd view.Figure1.44 Potential layout for the 4400 block - rear of development view. Figure1.45 Potential layout for the 4400 block. 4419 4415 4409 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 49 45Demonstrations4300-3700 Block 3757 Excelsior Blvd. 4331 Excelsior Blvd. 4321 Excelsior Blvd. 4301 Excelsior Blvd. Site area 12228 sf 15872 sf 11809 sf 19551 sf Proposed building footprint 2549 sf 3126 sf 4260 sf 4960 sf Parking provided 18 on site 1 on street 19 total 24 on site 2 on street 26 total 17 on site 2 on street 19 total 20 on site 7 on street 27 total Footprint area 2549 sf 3126 sf 4260 sf 4960 sf Second floor area 1823 sf 2352 sf — 1535 sf Total floor area 4372 sf 5478 sf 4260 sf 6495 sf FAR 0.36 0.35 0.36 0.33 Parking ratio 4.35 spaces/1000 sf 4.75 spaces/1000 sf 4.46 spaces/1000 sf 4.16 spaces/1000 sf Figure1.46 Potential layout for the 4300-3700 block - Excelsior Blvd view.Figure1.47 Potential layout for the 4300-3700 block - rear of development view. Figure1.48 Potential layout for the 4300-3700 block. 3757 4331 4321 4301 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 50 Demonstrations 46 St. Louis Park Design Guidelines 4200 Block 4245 Excelsior Blvd. 4201 Excelsior Blvd. Site area 18025 sf 31747 sf Proposed building footprint 6347 sf 7649 sf Parking provided 24 on site 2 on street 26 total 37 on site 7 on street 44 total Footprint area 6347 sf 7649 sf Second floor area —3192 sf Total floor area 6347 sf 10841 sf FAR 0.35 0.34 Parking ratio 4.10 spaces/1000 sf 4.06 spaces/1000 sf Figure1.50 Potential layout for the 4200 block - Excelsior Blvd view.Figure1.51 Potential layout for the 4200 block - rear of development view. Figure1.52 Potential layout for the 4200 block. 4245 4201 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 51 47DemonstrationsFigure1.53 Potential layout for the 3600-4100 block - Excelsior Blvd view.Figure1.54 Potential layout for the 3600-4100 block - rear of development view. Figure1.55 Potential layout for the 3600-4100 block. 3600-4100 Block 4143 Excelsior Blvd. 4131 Excelsior Blvd.4121Excelsior Blvd.4115 Excelsior Blvd.3600 Excelsior Blvd. Site area 9832 sf 9846 sf 8790 sf 9003 sf 14523 sf Proposed building footprint 3125 sf 3128 sf 2751 sf 2796 sf 4473 sf Parking provided 16 on site 2.5 on street 18.5 total 16 on site 3.5 on street 19.5 total 14 on site 3 on street 17 total 16 on site 3 on street 19 total 21 on site 4 on street 25 total Footprint area 3125 sf 3128 sf 2751 sf 2796 sf 4473 sf Second floor area 1480 sf 1564 sf 1375 sf 1942 sf 1667 sf Total floor area 4605 sf 4692 sf 4126 sf 4738 sf 6140 sf FAR 0.47 0.48 0.47 0.53 0.42 Parking ratio 4.02 spaces/1000 sf 4.16 spaces/1000 sf 4.12 spaces/1000 sf 4.01 spaces/1000 sf 4.07 spaces/1000 sf 4143 4131 4121 4115 3600 Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 52 Demonstrations 48 St. Louis Park Design Guidelines 3500-3600 Block 3601 Excelsior Blvd. 4031 Excelsior Blvd. 4015 Excelsior Blvd. 4011 Excelsior Blvd. 3500 Excelsior Blvd. Site area 14655 sf 20634 sf 8033 sf 8169 sf 8834 sf Proposed building footprint 3965 sf 4079 sf 2427 sf 2524 sf 2951 sf Parking provided 23 on site 3 on street 26 total 33 on site 5 on street 38 total 13 on site 3 on street 16 total 14 on site 2 on street 16 total 13 on site 2 on street 15 total Footprint area 3965 sf 4079 sf 2427 sf 2524 sf 2951 sf Second floor area 2350 sf 4079 sf 1358 sf 1332 sf 732 sf Total floor area 6315 sf 8158 sf 3785 sf 3856 sf 3683 sf FAR 0.43 0.40 0.47 0.47 0.42 Parking ratio 4.12 spaces/1000 sf 4.66 spaces/1000 sf 4.23 spaces/1000 sf 4.15 spaces/1000 sf 4.07 spaces/1000 sf 3601 4031 4015 4011 3500 Figure1.56 Potential layout for the 3500-3600 block - Excelsior Blvd view.Figure1.57 Potential layout for the 3500-3600 block - rear of development view. Figure1.58 Potential layout for the 3500-3600 block. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 53 49Demonstrations3900 Block 3947 Excelsior Blvd. 3939 Excelsior Blvd.3929 Excelsior Blvd.*3921 Excelsior Blvd.3901 Excelsior Blvd. Site area 26542 sf 15816 sf 567 sf 16309 sf 11261 sf Proposed building footprint 4405 sf 5891 sf —3338 sf 2987 sf Parking provided 37 on site 4 on street 41 total 36 on site 4 on street 40 total — 23 on site 4 on street 27 total 10 on site 2 on street 12 total Footprint area 4405 sf 5891 sf —3338 sf 2987 sf Second floor area 4405 sf 3968 sf —3338 sf — Total floor area 8810 sf 9859 sf —6676 sf 2987 sf FAR 0.33 0.62 —0.41 0.27 Parking ratio 4.65 spaces/1000 sf 4.06 spaces/1000 sf —4.04 spaces/1000 sf 4.02 spaces/1000 sf * City bus shelter 3947 3939 3929 3921 3901 Figure1.59 Potential layout for the 3900 block - Excelsior Blvd view.Figure1.60 Potential layout for the 3900 block - rear of development view. Figure1.61 Potential layout for the 3900 block. Study Session Meeting of April 27, 2015 (Item No. 5) Title: Zoning Ordinance Amendments Pertaining to the South Side of Excelsior Design Guidelines Study Page 54 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 8 EXECUTIVE SUMMARY TITLE: March 2015 Monthly Financial Report RECOMMENDED ACTION: No action required at this time. POLICY CONSIDERATION: None at this time. SUMMARY: The Monthly Financial Report provides a summary of General Fund revenues and departmental expenditures and a comparison of budget to actual throughout the year. FINANCIAL OR BUDGET CONSIDERATION: Actual expenditures should generally run about 25% of the annual budget in March. General Fund expenditures are at approximately 22.3% of the adopted budget at the end of March. Revenues are harder to measure in this same way due to the timing of when they are received, examples of which include property taxes and State aid payments (Police & Fire, DOT/Highway User Tax, PERA Aid, etc.). There are still very few variances at the end of the first quarter. License and permit revenue is at 40.6% of budget due to the fact that $716,000, or nearly 90% of the 2015 business and liquor license payments have been collected, which is consistent with previous years. Permit revenue is on budget at 24.7% through the first quarter. Administration expenditures are running a small temporary overage of less than 1% because of membership dues and the Council workshop. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Summary of Revenues & Expenditures Prepared by: Darla Monson, Senior Accountant Reviewed by: Brian A. Swanson, Controller Nancy Deno, Deputy City Manager/HR Director Approved by: Tom Harmening, City Manager Summary of Revenues & Expenditures - General Fund As of March 31, 2015 20152015201320132014201420152015 Balance YTD Budget BudgetAudited BudgetAudited Budget Mar YTD Remaining to Actual %General Fund Revenues: General Property Taxes20,657,724$ 21,987,968$ 21,157,724$ 21,176,542$ 22,364,509$ -$ 22,364,509$ 0.00% Licenses and Permits2,481,603 3,069,088 2,691,518 3,413,682 3,248,158 1,319,123 1,929,035 40.61% Fines & Forfeits335,150 311,882 320,150 369,545 320,200 52,001 268,199 16.24% Intergovernmental1,300,191 2,031,355 1,282,777 1,423,642 1,292,277 287,111 1,005,166 22.22% Charges for Services1,837,976 1,779,259 1,857,718 1,852,274 1,907,292 305,634 1,601,658 16.02% Miscellaneous Revenue1,092,381 1,067,210 1,112,369 1,302,160 1,196,018 232,792 963,226 19.46% Transfers In1,816,563 1,805,223 1,837,416 1,827,564 1,851,759 459,190 1,392,569 24.80% Investment Earnings150,000 14,180 150,000 119,831 140,000 - 140,000 0.00% Other Income36,650 10,756 17,950 13,306 17,900 1,644 16,256 9.18% Use of Fund Balance286,325 - 286,325 0.00%Total General Fund Revenues29,708,238$ 32,076,921$ 30,427,622$ 31,498,546$ 32,624,438$ 2,657,494$ 29,966,944$ 8.15%General Fund Expenditures: General Government: Administration877,099$ 890,883$ 939,391$ 980,087$ 979,183$ 248,811$ 730,372$ 25.41% Accounting827,320 819,458 876,216 873,987 912,685 214,960 697,725 23.55% Assessing543,855 543,202 559,749 560,979 602,299 145,191 457,108 24.11% Human Resources678,988 731,634 693,598 788,823 805,929 201,069 604,860 24.95% Community Development1,094,517 1,090,213 1,151,467 1,118,444 1,245,613 303,688 941,925 24.38% Facilities Maintenance1,074,920 1,058,127 1,053,715 1,039,699 1,094,836 224,420 870,416 20.50% Information Resources1,770,877 1,597,993 1,456,979 1,406,187 1,468,552 315,246 1,153,306 21.47% Communications & Marketing201,322 170,013 566,801 562,063 635,150 139,649 495,501 21.99% Community Outreach8,185 (22,450) 8,185 6,680 24,677 4,346 20,331 17.61% Engineering303,258 296,383 506,996 223,491 492,838 85,671 407,167 17.38%Total General Government7,380,341$ 7,175,456$ 7,813,097$ 7,560,440$ 8,261,762$ 1,883,052$ 6,378,710$ 22.79% Public Safety: Police7,443,637$ 7,225,579$ 7,571,315$ 7,769,592$ 8,511,557$ 2,049,527$ 6,462,030$ 24.08% Fire Protection3,330,263 3,246,162 3,458,161 3,535,716 3,722,396 889,233 2,833,163 23.89% Inspectional Services1,928,446 1,932,021 2,006,200 1,867,618 2,139,325 462,475 1,676,850 21.62%Total Public Safety12,702,346$ 12,403,762$ 13,035,676$ 13,172,927$ 14,373,278$ 3,401,235$ 10,972,043$ 23.66% Operations & Recreation: Public Works Administration393,054$ 288,207$ 222,994$ 236,304$ 232,437$ 50,658$ 181,779$ 21.79% Public Works Operations2,698,870 2,720,563 2,625,171 2,571,496 2,763,735 590,676 2,173,059 21.37% Organized Recreation1,280,117 1,256,678 1,290,038 1,277,046 1,304,470 254,109 1,050,361 19.48% Recreation Center1,449,930 1,501,627 1,543,881 1,561,224 1,591,115 278,251 1,312,864 17.49% Park Maintenance1,431,825 1,424,139 1,445,813 1,412,612 1,550,033 332,296 1,217,737 21.44% Westwood520,554 503,309 531,853 508,576 564,055 129,105 434,950 22.89% Environment430,876 434,297 433,750 379,193 472,049 55,672 416,377 11.79% Vehicle Maintenance1,240,325 1,268,559 1,285,489 1,323,358 1,333,520 290,577 1,042,943 21.79%Total Operations & Recreation9,445,551$ 9,397,379$ 9,378,989$ 9,269,808$ 9,811,414$ 1,981,343$ 7,830,071$ 20.19% Non-Departmental: General -$ 256,627$ 4,000$ 7,562$ -$ 1,110$ (1,110)$ 0.00% Transfers Out- 60,000 - 1,050,000 - - - 0.00% Tax Court Petitions180,000 53,345 195,860 13,834 177,984 - 177,984 0.00%Total Non-Departmental180,000$ 369,972$ 199,860$ 1,071,396$ 177,984$ 1,110$ 176,874$ 0.62%Total General Fund Expenditures29,708,238$ 29,346,569$ 30,427,622$ 31,074,572$ 32,624,438$ 7,266,740$ 25,357,698$ 22.27%Study Session Meeting of April 27, 2015 (Item No. 8) Title: March 2015 Monthly Financial ReportPage 2 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 9 EXECUTIVE SUMMARY TITLE: First Quarter Investment Report (Jan – Mar 2015) RECOMMENDED ACTION: No action required at this time. POLICY CONSIDERATION: None at this time. SUMMARY: The Quarterly Investment Report provides an overview of the City’s investment portfolio, including the types of investments held, length of maturity, and yield. FINANCIAL OR BUDGET CONSIDERATION: The total portfolio value at March 31, 2015 is approximately $51.7 million. This includes $10.1 million of bond proceeds from the bonds that were issued in December 2014, which are invested in a separate money market fund. Approximately 53% of the portfolio is in longer term investments that include agency bonds, municipal debt securities, and certificates of deposit. The remainder is held in money market accounts for future cash flow needs, project costs, and investing opportunities. The overall yield is at .85%, which is up from .62% at the end of 2014. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Discussion Investment Portfolio Summary Prepared by: Darla Monson, Senior Accountant Reviewed by: Brian A. Swanson, Controller Nancy Deno, Deputy City Manager/HR Director Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 9) Page 2 Title: First Quarter Investment Report (Jan – Mar 2015) DISCUSSION BACKGROUND: The City’s investment portfolio is focused on short term cash flow needs and investment in longer term securities. This is done in accordance with Minnesota Statute 118A and the City’s Investment Policy objectives of: 1) Preservation of Capital; 2) Liquidity; and 3) Return on Investment. PRESENT CONSIDERATIONS: The total portfolio value decreased by approximately $10 million in the first quarter of 2015 from $62 million at 12/31/2014 to $51.7 million at 3/31/2015. The decrease was in the money market funds as approximately $2.8 million of cash was needed for the February 1 debt service payments, $1.8 million for the February 1 Pay As You Go note payments, and $550,000 for the McGarvey property purchase by the EDA, as well as the on- going cash flow needs for payroll and general operating expenses. Since the balances in lower yielding money market accounts decreased during the quarter, and because some of the new investments purchased had higher rates than those maturing, the overall yield of the portfolio increased to .85% from .62% at the end of the 2014. Cities generally use a benchmark such as the two year Treasury (.56% at 3/31/2015) or some similar measure for yield comparison of their overall portfolio. The yield of the portfolio excluding the bond proceeds money market is 1.04%. Short-term investments may be considered for the bond proceeds once a spend down plan has been determined. Approximately 47% or $24.3 million of the portfolio is currently held in money markets, including the $10.1 million of bond proceeds. The rates on the four money market funds range from .02% to .4%. While some of the cash in the regular money market accounts may be used to purchase longer term investments in the coming months, it is necessary to keep a large amount of cash available between property tax settlements for capital project payments, payroll and on- going operating expenses. A 70% advance on the first half property tax settlement won’t be received until the last week of June 2015. Another 12.5% or $6.5 million of the portfolio is invested in fixed and step rate certificates of deposit. There are currently 27 CD’s in the portfolio, each with a face value of $240,000 or less, which guarantees that each CD is insured by the FDIC up to $250,000. Three CD’s with rates of .85%, 1.15%, and 1.5% matured during the quarter. Six new CD’s were purchased with yields to maturity ranging from 1.75% to 2.2%. The remaining $20.9 million of the portfolio is invested in other long term securities, including municipal debt and agency bonds. Municipal debt instruments are bonds issued by States, local governments, or school districts to finance special projects. Agency bonds are issued by government agencies such as the Federal Home Loan Bank or Fannie Mae and typically have call dates at specific intervals where they can be called prior to their five-year maturity date. One agency bond was called during the quarter and two municipal debt securities matured. Three new agency bonds were purchased with higher yields to maturity of 2.1% to 2.2%. Here is a summary of the City’s portfolio at March 31, 2015: Study Session Meeting of April 27, 2015 (Item No. 9) Page 3 Title: First Quarter Investment Report (Jan – Mar 2015) NEXT STEPS: None at this time. 12/31/14 3/31/15 <1 Year 67% 58% 1-2 Years 3% 2% 2-3 Years 13% 19% 3-4 Years 9% 4% >4 Years 8% 17% 12/31/14 3/31/15 Money Markets $36,137,468 $24,327,746 Commercial Paper $0 $0 Certificates of Deposit $5,471,211 $6,477,248 Municipal Debt $10,353,493 $9,079,199 Agency Bonds $10,063,919 $11,860,493 City of St. Louis Park Investment Portfolio Summary March 31, 2015 Institution/Broker Investment Type CUSIP Maturity Date Yield to Maturity Par Value Market Value at 3/31/2015 Estimated Avg Annual Income Citizens Indep Bank Money Market 0.09%3,047,905 3,047,905 2,743 4M Fund Money Market 0.02%5,233,231 5,233,231 1,047 Northeast Bank Money Market 0.40%5,018,327 5,018,327 20,073 UBS Muni Debt - Gilroy, CA 376087CZ3 04/01/2015 1.81% 1,125,000 1,125,000 20,363 UBS Muni Debt - Dist of Columbia 25476FLE6 06/01/2015 1.33% 1,000,000 1,005,360 13,310 UBS CD - Apple Bank NY 0378304L7 09/14/2015 0.35% 240,000 239,974 840 UBS Muni Debt - Calif State 13063BNR9 10/01/2015 2.00% 1,000,000 1,012,050 20,000 UBS CD - BMW Bank UT 05568PZ59 10/26/2015 1.05% 240,000 240,986 2,520 UBS CD - Barclays Bank DE 06740KFS1 01/11/2016 1.60% 240,000 242,446 3,840 UBS CD - Medallion Bank UT 58403BM52 05/09/2016 0.50% 240,000 240,022 1,200 UBS CD - Discover Bank DE 254671AG5 05/02/2017 1.75% 240,000 243,214 4,200 UBS CD - GE Cap Retail Bank UT 36160NJZ3 05/04/2017 1.75% 240,000 243,703 4,200 UBS Muni Debt - N. Orange Cty CA 661334DR0 08/01/2017 1.01% 1,000,000 1,008,670 10,110 UBS CD - Sallie Mae Bnk UT 79545OPE9 08/29/2017 1.70% 240,000 243,754 4,080 UBS CD - Sun Natl Bank NJ 86682ABV2 10/03/2017 1.00% 240,000 243,554 2,400 UBS CD - Everbank Jacksonvl FL 29976DPB0 10/31/2017 1.00% 240,000 242,947 2,400 UBS CD - Comenity Bank DE 981996AX9 12/05/2017 1.25% 200,000 198,070 2,500 UBS CD - Banco Popular PR 05967ESG5 12/05/2017 1.10% 240,000 241,409 2,640 UBS FNMA 3136G1AJ8 01/30/2018 1.06% 1,000,000 997,110 10,630 UBS CD - Ally Bank UT 02006LNL3 02/05/2018 1.25% 240,000 241,531 3,000 UBS CD - Third Fed S&L Assn OH 88413QAT5 02/22/2018 1.35% 240,000 240,473 3,240 UBS FHLB 313381JW6 06/27/2018 0.92% 1,000,000 1,113,015 9,200 UBS Muni Debt - NYC Trans Fin Auth 64971QH55 11/01/2018 1.33% 1,000,000 1,002,890 13,280 UBS CD - Cit Bank UT 17284CH49 06/04/2019 1.90% 240,000 242,282 4,560 UBS CD - Amer Exp F UT 02587CAC4 07/10/2019 1.95% 240,000 241,894 4,680 UBS CD - First Bk Highland IL 3191408W2 08/13/2019 2.00% 240,000 240,442 4,800 UBS CD - Webster Bk NA CT 94768NJX3 08/20/2019 1.90% 240,000 241,548 4,560 UBS CD - Bk Hapoalim BM NY Step 06251AD31 08/22/2019 2.10% 240,000 240,336 5,040 UBS CD - Capital One Bank 140420PS3 10/08/2019 2.10% 240,000 242,136 5,040 UBS CD - State Bk India IL 856283XJ0 10/15/2019 2.10% 240,000 242,179 5,040 UBS FHLB Step Up 3130A3T61 12/30/2019 2.19% 3,000,000 3,005,010 65,700 UBS CD - Goldman Sachs Bank NY 38148JHB0 01/14/2020 2.20% 240,000 242,424 5,280 UBS CD - Amer Express UT 02587DXE3 01/30/2020 1.95% 240,000 239,753 4,680 UBS FHLB Bond Step Up 3130A3X66 01/30/2020 2.09% 1,000,000 1,000,700 20,880 UBS CD - Private Bank & Tr IL 74267GVA2 02/27/2020 1.750% 240,000 240,794 4,200 UBS CD - Camden Nat'l Bank ME 133033DR8 02/26/2020 1.800% 240,000 240,245 4,320 UBS FHLB Bond Step Up 3130A3ZC1 02/26/2020 2.163% 755,000 755,378 16,331 UBS CD - JP Morgan Chase OH Step 48125T2N4 03/04/2020 2.217% 240,000 240,739 5,321 UBS FHLB Bond Step Up 3130A4GQ9 03/18/2020 2.115% 1,000,000 1,003,170 21,150 UBS CD - HSBC Bank DE Step Rate 40434ASZ3 03/30/2020 2.221% 240,000 238,255 5,330 UBS Money Market - 2014 Bonds 0.06% 10,091,412 10,091,412 6,055 UBS Money Market 0.06% 936,872 936,872 562 30,291,745 Sterne, Agee Muni Deb - Smithfield, RI 832322NQ0 01/15/2016 2.40% 275,000 279,213 6,600 Sterne, Agee Muni Debt - Elmore Cnty AL 28976PAS4 02/01/2016 0.85% 1,050,000 1,063,367 8,925 Sterne, Agee Muni Debt - Elmore Cnty AL 28976PAT2 02/01/2017 1.15% 1,000,000 1,013,960 11,500 Sterne, Agee Muni Debt - New York, NY 64966HJS0 04/01/2017 1.20% 500,000 551,870 6,000 2,908,410 Wells Fargo CD - GE Capital UT 36160XC62 01/06/2016 1.70% 240,000 242,138 4,080 Wells Fargo Muni Debt - Fond Du Lac WI Schl 344496JQ8 04/01/2017 1.05% 1,000,000 1,016,820 10,500 Wells Fargo FNMA 3135G0NH2 08/23/2017 0.95% 1,000,000 998,810 9,500 Wells Fargo Fannie Mae 3136G04A6 11/21/2017 1.00% 1,000,000 996,180 10,000 Wells Fargo FNMA 3135G0TM5 01/30/2018 1.02% 1,000,000 996,800 10,200 Wells Fargo Fannie Mae 3136G1AZ2 01/30/2018 1.00% 1,000,000 994,320 10,000 5,245,068 GRAND TOTAL 51,744,686 438,649 Current Portfolio Yield To Maturity 0.85% Study Session Meeting of April 27, 2015 (Item No. 9) Title: First Quarter Investment Report (Jan – Mar 2015)Page 4 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 10 EXECUTIVE SUMMARY TITLE: 2015/2016 Neighborhood Grants RECOMMENDED ACTION: None at this time. The Council will be asked to formally approve the grant funding at its May 4 meeting. Please let staff know of any questions you might have. POLICY CONSIDERATION: None at this time. SUMMARY: Each year grant funding is made available to neighborhood associations to promote strong neighborhoods and enhance community connections by bringing neighbors together. Grant applications from 21 neighborhoods were received in March. On April 8th Breanna Erickson facilitated the grant review process with Grant Review Committee Members Erica Bagstad (Westwood Hills), Kim Curran-Moore (Willow Park), Darla Monson (City Staff) and Brian Johnson (Minikahda Oaks). The Grant Review Committee met to review the grant applications and make funding recommendations to the City Council. Attached is a worksheet that provides specific detail on the recommendations made by the Grant Review Committee. FINANCIAL OR BUDGET CONSIDERATION: The Grant Review Committee recommends approval of $31,000 to fund the following 21 neighborhood grants: $1240 Aquila $1650 Birchwood $1706 Blackstone $1495 Bronx Park $660 Brooklawns $1700 Brookside $1600 Browndale $1500 Cobblecrest $1510 Creekside $500 Crestview $1450 Eliot View $1750 Elmwood $1750 Fern Hill $1255 Lake Forest $1300 Lenox $1750 Minikahda Oaks $1230 Minikahda Vista $1750 Minnehaha $1750 Sorensen $1705 South Oak Hill $1750 Westwood Hills The Grant Review Committee recommends approval of $1835 to fund the environmental grants for nineteen neighborhoods. The Grant Review Committee recommends approval of $4800 to fund insurance purchases for thirteen neighborhoods. VISION CONSIDERATION: St. Louis Park is committed to being a connected and engaged community. SUPPORTING DOCUMENTS: Discussion 2015 Neighborhood Grant Guidelines Neighborhood Grant Worksheet Prepared by: Breanna Erickson, Community Liaison Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 10) Page 2 Title: 2015/2016 Neighborhood Grants DISCUSSION BACKGROUND: Each year grant funding is made available to neighborhood associations to promote strong neighborhoods and enhance community connections by bringing neighbors together. The City Council appropriated $31,000 in grant funds for the 2015 neighborhood grant program, $2,000 for environmental initiatives, and $15,000 for insurance. Organized St. Louis Park neighborhood associations may apply for up to $2,000 annually to support activities, operations and community building activities and up to $100 for environmental related activities. Neighborhood Associations are responsible for providing insurance when planning neighborhood events in parks that bring outside equipment into the park such as, but not limited to, moonwalks, petting zoos, etc. Neighborhood associations can apply for a maximum of $500 in addition to the standard grant to assist with purchasing insurance. Grant applications from 21 neighborhoods were received in March. The total grant request for 2015/2016 was $36,531. Thirteen of these neighborhoods also applied for additional insurance reimbursements and fourteen neighborhoods applied for the environmental funding. The Grant Review Committee that met April 8th evaluated each grant application and made funding recommendations to meet the $31,000 budget for the neighborhood grants. The grant applications came in $5,531 over budget so the committee was forced to make reductions to all of the neighborhoods. The 2015 Neighborhood Grant Guidelines state that garage sales will be given the lowest priority, and, if grant requests exceed the amount available for funding, garage sales will not be funded. For 2015/2016 the committee chose not to fund garage sales since this is a revenue generating activity for participants. Based off of the Grant Guidelines, the Committee then reviewed the lowest priority items and cut from those activities first. The decision was then made to cap the maximum amount distributed to $1,750 per neighborhood, which was implemented in order to meet the $31,000 budget. The committee made up of three residents and one city staff member did an excellent job evaluating each grant against the grant guidelines and making cuts to stay within budget and meet the goal of the grants which is to support neighborhoods and enhance community connections by bringing neighbors together. In previous years, it appeared that the criteria for obtaining the grant funding had not been followed as closely as it should be. For example, to obtain grant funding the neighborhood should be organized with a board of directors and bylaws, and should describe in its application how they actively solicited in a timely fashion the neighborhood’s input on the grant application. This year, neighborhoods were given clear instruction on the importance of being thorough on the application and meeting the application requirements. The 2015 applications reflected the given additional instruction. Study Session Meeting of April 27, 2015 (Item No. 10) Page 3 Title: 2015/2016 Neighborhood Grants NEIGHBORHOOD REVITALIZATION PROGRAM 2015/2016 GRANT GUIDELINES Grant Purpose In 1996, the City of St. Louis Park established this grant program to support neighborhoods and enhance community connections by bringing neighbors together. Financial support is provided for special projects initiated by neighbors to address issues, implement ideas or create opportunities that are meaningful and important to their neighborhoods. This purpose still applies today and supports the Vision Strategic Direction: St. Louis Park is committed to being a connected and engaged community. In 2015/2016, up to $31,000 in grants will be available to organized St. Louis Park neighborhoods for activities that physically improve the neighborhood, enhance the sense of community within the neighborhood, support citizen involvement, or develop neighborhood leadership. Environmental Grant: An additional $2,000 in grants will be available to neighborhoods that incorporate an environmental component either in conjunction with an existing event or adding a new program/event. This new grant element ties to the Vision Strategic Direction: St. Louis Park is committed to being a leader in environmental stewardship. We will increase environmental consciousness and responsibility in all areas of city business. Money is also available for neighborhood associations seeking additional insurance for neighborhood activities. More information is available on page 3 under “Funding for Insurance”. Eligible Activities Examples of eligible uses for grant funds are: newsletters, meetings, postage, picnics, parties, youth or senior programs, new neighbor welcome, hayrides, ice cream socials, children’s parades, entrance signs, flower plantings, park improvements or community gardens. However, neighborhoods are not limited to these examples. Residents are encouraged to be creative in assessing their needs and determining the projects they want to undertake as a neighborhood. Neighborhood leaders are required to include neighborhood resident input for proposed projects. How you choose to receive this input must be included in the grant application. A few examples of eligible expenses for the environmental component are: purchasing environmentally friendly products for a neighborhood event, hosting an earth day or buckthorn removal event, and working with our Parks & Rec department to add plants or recycling containers to a park. Study Session Meeting of April 27, 2015 (Item No. 10) Page 4 Title: 2015/2016 Neighborhood Grants Eligible Applicants To qualify, a neighborhood must have an established formal neighborhood association with elected officers and a method of transferring leadership from one year to the next. A neighborhood association must have written bylaws approved by its membership. Bylaws should be reviewed annually. Matching Grant Funds To qualify for a grant, a neighborhood must demonstrate how it will contribute to or leverage the Neighborhood Revitalization grant funds. A match of neighborhood resources maximizes the use of limited City funds and confirms the commitment from each neighborhood. Neighborhoods should provide a 100% (dollar for dollar) match to the grant amount. Any combination of sources is acceptable in calculating the neighborhood match. These can be in the form of: • cash raised through fundraising • fees collected at activities • donations from businesses, civic groups, etc. • in-kind services or sweat equity Innovative Projects The neighborhood activity can not duplicate a service already in place. Improvements to Private Property Neighborhoods should be aware that legal issues limit the use of City funds to improve private property. Applicants should be able to clearly demonstrate a strong public purpose for funds proposed to improve private property in any way. Improvements to Public Land or Parks Physical improvements to any public property must be coordinated with the appropriate City department. It should not conflict with or duplicate a project in the City’s Capital Improvements Program. A letter of feasibility must be included with a grant application that requests funding for park improvements. This letter should confirm that the appropriate City department has reviewed the proposed improvements, that the proposal is feasible, and that the project budget is a reasonable estimate of project costs. City department contacts for capital improvements; • Rick Beane, Parks and Recreation Department, 952-928-2854 Old Grants Neighborhoods with a previous grant must close out their account before new grant funds are awarded. The deadline to close out 2014 grants is April 30, 2015. Neighborhoods that received a lump sum advance amount for a 2014 grant must turn in all outstanding receipts or reimburse the city for funds not used. Study Session Meeting of April 27, 2015 (Item No. 10) Page 5 Title: 2015/2016 Neighborhood Grants 2015/2015 Grant Deadlines 2015/16 grants will run from May 1, 2015 to April 30, 2016. All receipts for expenses incurred in 2015 should be turned in by January 31, 2016. All 2016 receipts are due by May 1, 2016. Funding Priorities Up to $31,000 is available for grants to neighborhoods in this funding cycle, including $2,000 for environmental components. However, with 27 organized neighborhoods eligible for funds, the process is competitive. Neighborhood leaders are advised to request funds for their most important needs. During the grant review process, greater consideration will be given to proposals that enhance community connections and show a greater match amount. Lesser consideration will be given to proposals for park improvements and proposals that show a large expenditure for a single activity. Garage sales will be given the lowest priority. If grant requests exceed the amount available for funding, garage sales will not be funded. Funding for Insurance When planning neighborhood events in parks, you may be required to make provisions to use your own insurance. Neighborhood Associations are responsible for providing outside insurance when planning neighborhood events in parks that bring outside equipment into the park such as, but not limited to moonwalks, petting zoos, etc. Without clear delineation of who is responsible in case of accidents, neighborhood leaders may be held liable. To assist neighborhood associations with purchasing additional insurance, you can apply for a maximum of $500 per neighborhood in addition to the standard grant request. This money is strictly for insurance and cannot be used for any other reimbursement. Award Limits  Group activities, social events and meetings are considered for funding up to a maximum of $800 per activity.  There is a $2000 grant award limit per neighborhood for all requests. Any neighborhood requesting more than $1500 is advised to include priority preferences on their application.  Neighborhoods can apply for up to $100 for environmental projects.  $500 per neighborhood is available for the purchase of insurance. Study Session Meeting of April 27, 2015 (Item No. 10) Page 6 Title: 2015/2016 Neighborhood Grants Grant Process Steps 1. Apply Applications must be received by 4:30 p.m. on Monday, March 23rd, 2015. They may be mailed or hand-delivered to Breanna Erickson, Community Liaison, City of St. Louis Park, 3015 Raleigh Ave. South, St. Louis Park, MN 55416. Grants may also be submitted by email to berickson@stlouispark.org or faxed to 952-924-2676. Any applications received after the deadline will not be eligible to receive a grant. Please email Breanna if you would like to receive an electronic grant application. 2. Review Time City staff and a committee of volunteer neighborhood leaders will review the grant proposals and make recommendations for approval to the City Manager. 3. Final Approval Final authorization of the awards will be approved at a City Council Meeting late April or early May. 4. Signed Agreements Within two weeks of approval, each recipient neighborhood will receive a grant agreement from the City. The agreement must be signed and returned prior to any funds being released. Pre-application Assistance All applicants are strongly encouraged to talk to city staff as they work to identify projects and put together their applications. This will help to ensure complete and accurate applications, as well as streamline application review. Electronic Application Contact Breanna Erickson at berickson@stlouispark.org or 952-924-2184 if you would like an electronic application (Microsoft Excel) emailed to you. Questions? Contact Breanna Erickson, Community Liaison at (952) 924-2184 or berickson@stlouispark.org Study Session Meeting of April 27, 2015 (Item No. 10) Page 7 Title: 2015/2016 Neighborhood Grants 2015/2016 Neighborhood Grant Awards The Grant Review Committee reviewed 21 neighborhood grants that were received in March, 2015. Total grant requests significantly exceeded the 2015 grant budget of $31,000 so many neighborhoods did not receive their full request. No Garage Sales were funded for 2014/2015 and the maximum grant awarded is $1750. Grant requests for insurance came in under budget and all insurance requests were funded fully. Environmental requests came in under budget so transfers from the neighborhood grant to the environmental grant component were made where appropriate. The 2015/2016 grant period begins May 1, 2015 and ends April 30, 2016. Study Session Meeting of April 27, 2015 (Item No. 10) Page 8 Title: 2015/2016 Neighborhood Grants Requested Amount Recommended Amount $1,250 Aquila $1,240 $450 Picnic/Annual Meeting Cut $10 for gift cards $650 Postage/Newsletter $65 Dinner with Neighbors $75 Aquila Book Club & Story night $50 Insurance Request $50 $100 Trail Clean Up $100 $1,950 Birchwood $1,650 $500 Ice Cream Social/Summer Party Move $100 to environmental component for reusing signs, cut new signage expense $150 Newsletter $700 Winter Party $300 Movie Night $0 New Signage $100 Upkeep for Reusable Neighborhood Signs $100 $500 Insurance Request $100 $1,981 Blackstone $1,706 $306 Porta Potty Cut $85 for Volunteer Appreciation; cut $30 for office supplies; cut $100 for Annual Elections and Activity Fee $160 Blackstone Park Lawn & Trees $190 2015 Kick Off Party $170 Summer Gathering $75 Ice Cream Float Social $445 National Night Out $215 Pizza Night $100 Election/Winter Gathering $160 Operating Support $100 Insurance Request $100 $100 Flowers for Blackstone Park $100 $1,855 Bronx Park $1,495 $700 Annual Neighborhood Picnic Cut $60 for general meeting expenses; cut $200 for printing Newsletters; cut $100 for Honorarium $100 General Meeting Expenses $200 Neighborhood Newsletter $495 Children & Family Social Activities $200 Insurance Request $200 Study Session Meeting of April 27, 2015 (Item No. 10) Page 9 Title: 2015/2016 Neighborhood Grants Requested Amount Recommended Amount $825 Brooklawns $660 $200 Kid's Halloween Party Moved $45 from General Expenses (rain garden tour) to Environmental Component; cut $100 for door prizes at Halloween Event; cut $20 for prizes at Egg Hunt $200 Little Free Library $45 Rain Garden Tour $20 Egg Hunt $260 Neighborhood Summer Get Together $95 Fall Garden Planter Swap & Rain Garden Tour $95 $2,000 Brookside $1,700 $500 National Night Out Cut $300 for prizes $250 Annual Meeting $250 Movie Nights at Jackley Park $100 Patriotic Bike Parade $100 Skating Parties at Jackley Park $100 Welcome Baskets $50 Halloween Party $0 Progressive Dinners $0 Block Captain Initiative $200 Ice Cream Social $150 Porta Potty at Jackley (shared with Creekside) $150 Insurance Request $150 $100 Weed and Clean up Noise Wall $100 $2,000 Browndale $1,600 $0 Newsletter Cut $400 for Newsletter $600 Fall Bonfire & Bluegrass $500 Family Camp Outs $100 Winterfest $150 Spring Egg Hunt $125 Earth Day Children's Event $125 July 4th Kiddie Parade $500 Insurance Request $500 $100 Earth Day Clean Up $100 Study Session Meeting of April 27, 2015 (Item No. 10) Page 10 Title: 2015/2016 Neighborhood Grants Requested Amount Recommended Amount $1,600 Cobblecrest $1,500 $800 Hayride/Family Day at Aquila Cut $100 for Prizes $700 Newsletter $500 Insurance Request $500 $1,745 Creekside $1,510 $75 Neighborhood Flower Urn Cut $125 for prizes at Block Party; cut $25 from Admin Costs; move $60 from Butterfly Garden to Environmental Component $575 Block party $250 Porta Potty at Jackley (shared with Brookside) $50 Administrative Costs and Annual Meeting $300 Winter Activity $540 Butterfly Garden $50 National Night Out $100 Creekside Cleanup & Butterfly Garden $100 $500 Insurance Request $500 $600 Crestview $500 $125 Reusable Signage Move $100 from Reusable Signage to Environmental Component $375 Tent for Picnic/Rental $100 Reusable Signage $100 $1,650 Eliot View $1,450 $600 Annual Picnic & Election Move $100 from Neighborhood Signs to Environmental Component; Cut $50 from picnic and $50 from youth activity for prizes $400 Youth Activity/Fitness $450 2 Plastic signs for neighborhood Events $100 Reusable Signage $100 $2,125 Elmwood $1,750 $625 Summer Picnic Cut from general expenses to meet new maximum award amount. Cut $25 for childcare at annul meeting, cut $150 from signs for neighborhood events (lowest priority on application). $400 Kids Halloween and Pumpkin Carving Party $400 Bowling Party $25 Annual Meeting $0 Signs for Neighborhood Events $300 Porta Potty at Central $100 Porta Potty Rental $100 $500 Insurance $500 Study Session Meeting of April 27, 2015 (Item No. 10) Page 11 Title: 2015/2016 Neighborhood Grants Requested Amount Recommended Amount $1,960 Fern Hill $1,750 $500 Two Movie Nights Cut from general expenses to meet new maximum award distribution $0 Fall/Winter Event $250 Open Eye Figure Theater Puppet Show $1,000 Neighborhood Place Making- Plants & Signs $100 Neighborhood Place Making- Plants $100 $1,300 Lake Forest $1,255 $600 Neighborhood Annual Summer Party Cut $20 from general supplies, and moved $25 from garden upkeep to environmental component. $280 National Night Out Block parties $50 General Association Supplies $175 Neighborhood Fend and sign maintenance $150 Neighborhood Garden Upkeep $100 Compostable Products $100 $1,800 Lenox $1,300 $600 Neighborhood Newsletter Cut $200 from promotional mailing for Spring Social, cut $300 form Halloween Pumpkin Carving for coffee mugs. $250 Spring Social $300 Summer picnic with Community Project $150 Fall/Halloween Pumpkin Carving Event $100 Reusable Coffee Mugs $100 $2,000 Minikahda Oaks $1,750 $250 Spring Egg Hunt Cut $50 from Annual Picnic for prizes, cut $200 from general funds to meet new maximum amount distributed $150 Summer Fall Social/National Night Out $500 Annual Picnic and election $150 Plantings $700 Holiday Progressive Dinner $500 Insurance Request $500 $100 Bass Lake Clean Up $100 $1,585 Minikahda Vista $1,230 $0 Neighborhood Plant Swap Cut $125 from Neighborhood Plant Swap for prizes, moved $40 from Plant Swap to Environmental Component, cut $50 from annual meeting for flyers, cut $140 for printing newsletter $150 Annual Meeting $85 Neighborhood Newsletter $995 National Night Out $300 Insurance Request $300 $40 Neighborhood Plant Swap $40 Study Session Meeting of April 27, 2015 (Item No. 10) Page 12 Title: 2015/2016 Neighborhood Grants Requested Amount Recommended Amount $2,300 Minnehaha $1,750 $625 National Night Out Cut Garage Sale, and cut $425 from general expense to meet new maximum amount distributed $550 Children's Play Time $0 Garage Sale $575 Neighborhood BBQ $100 Neighborhood Clean Up $100 $2,000 Sorensen $1,750 $690 Neighborhood Newsletters Cut $100 from Annual Business Meeting, Cut $150 from general expenses to meet new maximum amount distributed $575 Annual Fall Social $170 Annual Sorensen Business Meeting $240 Webster Park Porta Potty $75 Wine and Cheese Fundraiser $100 Environmental Experiential Education $100 $500 Insurance Request $500 $1,955 South Oak Hill $1,705 $530 Neighborhood BBQ and Potluck Cut $150 from BBQ and Potluck for Raffle, move $100 from Dog waste receptical to Environmental Component $250 Neighborhood Meetings $225 Summer Ice Cream Social $100 Dog Waste Receptical $600 Neighborhood Movie Nights $100 Dog Waste Receptical $100 $1,900 Westwood Hills $1,750 $400 Winter Warm Up Cut $40 from fall party for prizes, cut $110 from general funds to meet new maximum distributed amount $150 Spring Party $540 Neighborhood Movie Night $270 Ladies Night $500 Fall party $500 Insurance Request $500 $100 Plants/bedding near Nature Center $100 Study Session Meeting of April 27, 2015 (Item No. 10) Page 13 Title: 2015/2016 Neighborhood Grants Amount Recommended $36,531 Total Requested by All Neighborhoods $31,001 $4,800 Total Insurance Request $4,800 $1,265 Total Environmental Request $1835 * Over by $5,531 Meeting: Study Session Meeting Date: April 27, 2015 Written Report: 11 EXECUTIVE SUMMARY TITLE: Refunding of Park Nicollet Private Activity Revenue Bonds and Host Approval RECOMMENDED ACTION: No action required this evening. This report is intended to update the Council on an action item that will be brought to the May 18th Council meeting. Please let staff know of any questions or concerns you might have. POLICY CONSIDERATION: Does the City Council wish to consider the refunding of all, or a portion of the Park Nicollet Private Activity Revenue Bonds, Series 2008 and 2009, hold a public hearing on May 18th, and allow the Housing and Redevelopment Authority of the City of St. Paul, MN to be the “host” or issuer of the bonds? SUMMARY: Park Nicollet Health Services has requested that the Housing and Redevelopment Authority of the City of St. Paul, MN issue revenue refunding bonds in one or more series, as taxable or tax-exempt obligations in a principal amount not to exceed $525,000,000. These proceeds will be used to refund one or more outstanding bond issues and, in addition, pay for the costs of issuance. More information detailing the entire process is provided in the background section of this report. NEXT STEPS: • Pending no objections by the City Council, our EDA attorney (Kennedy and Graven) will submit the public notice to the required publications regarding the public hearing to be held Monday, May 18th at the Regular City Council meeting. • After the public hearing is conducted, the City Council will be asked to consider a resolution authorizing the Housing and Redevelopment Authority of the City of St. Paul to be the issuer of the refunding bonds and close the sale of the bonds. • Pending approval of the resolution, the Housing and Redevelopment Authority of the City of St. Paul will move forward with all the required steps and close on the bonds somewhere from late May to mid-June. FINANCIAL OR BUDGET CONSIDERATION: The City will still receive its fee of 1/8th of 1 percent of the outstanding principal balance that is paid in semi-annual installments, even with host approval being granted to the Housing and Redevelopment Authority of the City of St. Paul. VISION CONSIDERATION: Not applicable. SUPPORTING DOCUMENTS: Discussion Prepared by: Brian A. Swanson, Controller Reviewed by: Nancy Deno, Deputy City Manager/HR Director Approved by: Tom Harmening, City Manager Study Session Meeting of April 27, 2015 (Item No. 11) Page 2 Title: Refunding of Park Nicollet Private Activity Revenue Bonds and Host Approval DISCUSSION BACKGROUND: Park Nicollet Health Services has requested that the Housing and Redevelopment Authority of the City of St. Paul, MN issue revenue refunding bonds in a principal amount not to exceed $525,000,000. This action is being done in conjunction with Health Partners request that the St. Paul HRA refund bonds that had been issued in the past for them (Note that Park Nicollet has merged with Health Partners). These proceeds will be used to refinance one or more outstanding bond issues and pay for the costs of issuance. Since St. Louis Park was an issuer of a portion of the bonds proposed to be refunded, the City Council needs to conduct a public hearing and authorize the St. Paul HRA to issue the refunding bonds for the St. Louis Park portion. Proceeds of the Refunding Bonds are proposed to be applied to refunding the following obligations: 1) Health Care Facility Revenue Bonds, Series 2006, issued by the Housing and Redevelopment Authority of the City of St. Paul on November 30, 2006, in the original aggregate principal amount of $176,365,000. 2) Health Care Facilities Revenue Refunding Bonds, Series 2009, issued by the City of St. Louis Park, Minnesota on December 31, 2009, in the original aggregate principal amount of $188,340,000. 3) Health Care Facilities Revenue Refunding Bonds, Series 2008C, issued by St. Louis Park on August 14, 2008, in the original aggregate principal amount of $221,850,000. The Refunding Bonds are proposed to be issued for the benefit of HealthPartners, Inc., Group Health Plan, Inc., HealthPartners Insurance Company, HealthPartners Administrators Inc., Regions Hospital, Park Nicollet Health Services, Park Nicollet Methodist Hospital, Park Nicollet Clinic, Park Nicollet Health Care Products, and PNMC Holdings (collectively, the “Obligated Group Members”). Proceeds of the Series 2006 Bonds were loaned to Regions Hospital to: 1) Finance the acquisition, construction, expansion, improvement, remodeling, equipping, and furnishing of the hospital facilities located at the intersection of Jackson Street and University Avenue in the City of St. Paul. 2) Refund the Health Care Revenue Bonds of the St. Paul-Ramsey Medical Center Project, Series 1993, issued by the Authority in the original aggregate principal amount of $36,340,000, the proceeds of which also financed improvements to the hospital facilities. Proceeds of the Series 2009 Bonds and the Series 2008C Bonds were loaned to many entities under the “Park Nicollet” designation to refund obligations issued by the City of St. Louis Park and that financed the following projects within the City of St. Louis Park: 1) Acquisition, construction, and equipping of an approximately 82,000 square foot building to house the Cancer Center and related facilities with approximately 31,000 square feet of the building reserved for future expansion, located at 6490 Excelsior Boulevard. 2) Acquisition, construction, and equipping of a new parking ramp including approximately 1,700 parking stalls adjacent to the Cancer Center. 3) Redesign and renovation of the emergency center at Park Nicollet Methodist Hospital, located at 6500 Excelsior Boulevard. Study Session Meeting of April 27, 2015 (Item No. 11) Page 3 Title: Refunding of Park Nicollet Private Activity Revenue Bonds and Host Approval 4) Construction and equipping of a new common entrance to Park Nicollet Methodist Hospital, the new Cancer Center, and the Meadowbrook Building, and the new Cancer Center, located at 3931 Louisiana Avenue South. 5) Acquisition, construction, and equipping of an approximately 69,000 square foot Eating Disorders Institute, including a parking ramp and surface lot with an estimated 220 parking stalls, located at 3525 Monterey Drive. Proceeds of the Series 2009 Bonds were also used to refund obligations issued by the City that financed a portion of the following: 1) Construction and equipping of the Obligated Group’s Heart and Vascular Center at Park Nicollet Methodist Hospital located at 6500 Excelsior Boulevard, which includes a parking ramp and other improvements. 2) Construction of public infrastructure improvements, and the acquisition and installation of equipment for Park Nicollet Methodist Hospital. 3) Acquisition and installation of equipment located in Burnsville, Maple Grove and Wayzata at other Park Nicollet facilities. Finally, proceeds of the Series 2008C Bonds also refinanced capital improvements to the facilities of other Park Nicollet facilities originally financed with the proceeds of previous following obligations issued by the City: 1) Hospital Facilities Refunding Revenue Bonds for Methodist, Series 1990-B 2) Health Care Facilities Revenue Bonds, Series 1993A 3) Health Care Facilities Revenue Bonds, Series 1993B 4) Health Care Facilities Revenue Bonds, Series 1993C. All facilities to be refinanced with the proceeds of the Refunding Bonds proposed to be issued by the Issuer will be owned and operated by one or more Obligated Group Members. Proceeds of the Refunding Bonds will also be used to fund one or more reserve funds and pay the costs of issuing the Refunding Bonds and other related costs. The maximum aggregate principal amount of the proposed Refunding Bonds is estimated not to exceed $525,000,000. The Refunding Bonds will be special, limited obligations of the Issuer, and the Refunding Bonds and interest thereon will be payable solely from the revenues and assets pledged to the payment thereof. No holder of any Refunding Bonds will ever have the right to compel any exercise of the taxing power of the City to pay the Refunding Bonds or the interest thereon, nor to enforce payment against any property of the City. The Refunding Bonds are to be payable solely from revenues and security provided by the Obligated Group Members to the Issuer and pledged to the payment of the Refunding Bonds. Before issuing the Refunding Bonds, the Issuer will enter into one or more revenue agreements with Obligated Group Members, whereby the Obligated Group Members will be obligated to make payments at least sufficient at all times to pay the principal of and interest on the Refunding Bonds when due. Study Session Meeting of April 27, 2015 (Item No. 11) Page 4 Title: Refunding of Park Nicollet Private Activity Revenue Bonds and Host Approval Housing and Redevelopment Authority of the City of St. Paul Acting as the Host There are several reasons why the Housing and Redevelopment Authority of the City of St. Paul is being recommended to act as the host or Issuer of the bonds: First, the Series 2006 Bonds issued by the Housing and Redevelopment Authority of the City of St. Paul are almost a certainty to be refunded. It is highly unlikely that market conditions, meaning interest rates, will change significantly enough in the next several weeks to month that refunding these bonds will no longer make financial sense. Second, the economics behind refunding the Series 2008 and 2009 Bonds issued by the City of St. Louis Park are more sensitive to interest rate changes and other market conditions. Because of these factors, the economics could cause the 2008 and 2009 Bonds to not be refunded. In addition, the proposed refunding would merge the separate legacy obligated groups together providing administrative relief. Given the combination of Park Nicollet Health Services and HealthPartners, Inc., and certainty of refunding the 2006 Regions Hospital (in St. Paul) bonds, it seems most logical to have all the bonds refunded under one entity if market conditions allow. Therefore, based on these items, staff is recommending that the Housing and Redevelopment Authority of the City of St. Paul act as the host issuer for the refunding of the outstanding bonds and enter into a joint powers agreement with the Housing and Redevelopment Authority of the City of St. Paul. Financial Considerations The City’s policy is to charge a fee of 1/8 of 1 percent of the outstanding principal amount of private activity revenue bonds. As of December 31, 2014 Park Nicollet had approximately $356 million outstanding, of the total private activity revenue bonds of approximately $434 million, or 82% of the total. The Park Nicollet bonds generated approximately $445,000 of the $543,000 of the total fees charged in 2014. With the Housing and Redevelopment Authority of St. Paul hosting the bond issuance, the City of St. Louis Park will continue to receive its 1/8 of 1 percent of the outstanding portion of the refunded 2008 and 2009 Bonds and will be paid directly by Park Nicollet to the City of St. Louis Park upon receiving an invoice from the City semi- annually, which is the current process.